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Congenital Aural Atresia

Elizabeth J. Rosen, MD
Arun K. Gadre, MD
1/8/03
Congenital Aural Atresia
 Embryology
 Classification
 Evaluation
 Surgical Repair
 Results
 Complications
 Controversies
Congenital Aural Atresia
 Definition: “a birth defect that is
characterized by hypoplasia of the external
auditory canal, often in association with
dysmorphic features of the auricle, middle
ear and, occasionally, the inner ear
structures”
--Harold F.
Schuknecht, 1989
Congenital Aural Atresia
 Incidence: 1 in 10,000-20,000
 Unilateral 3-5x more common than
Bilateral
 Males > Females
 Right > Left
 Inheritance—sporadic
 Autosomal recessive or dominant
Congenital Aural Atresia
 Associations  Syndromes
– Hydrocephalus – Treacher-Collins
– Goldenhar’s
– Posterior cranial
– Crouzon’s
hypoplasia
– Mobius’
– Hemifacial microsomia
– Klippel-Feil
– Cleft palate – Fanconi’s
– GU anomalies – DiGeorge
– Pierre Robin
– VATER
– CHARGE
Embryology
 Auricle
– 4th week of gestation
– 1st and 2nd branchial
arches
– Hillocks of His
 1—tragus
 2—helical crus
 3—helix
 4—antihelix
 5—antitragus
 6—lobule
Embryology
 External Auditory
Canal
– 8th week of gestation
– 1st branchial groove
– Medial migration of a
solid core of epithelial
cells
– Recanalization during
6-7th months of
gestation
Embryology
 Ossicles
– 4th week of gestation
– Meckel’s cartilage
 Malleus head and neck
 Incus body and short
process
– Reichert’s cartilage
 Malleus handle
 Incus long process
 Stapes suprastructure
Embryology
 Labyrinth
– 3rd week of gestation
– Invagination of otic
placode to form otic
vesicle
– Semicircular canals—
6th week
– Utricle and Saccule—
8th week
– Cochlea—7-12th weeks
Embryology
 Facial Nerve
– 4-5 weeks of gestation
Classification
 Altmann’s  De la Cruz
– Grade I – Minor
 Hypoplastic EAC,
 Normal mastoid
temporal bone, TM;
pneumatization
normal or slightly
 Normal oval window
hypoplastic middle ear
cleft; normal or slightly  Reasonable oval window-
deformed ossicles facial nerve relationship
– Grade II  Normal inner ear
 Absent EAC; small middle
– Major
ear cleft; osseous atresia
plate; fixed and  Poor pneumatization
malformed ossicles  Absent or abnormal oval
– Grade III window
 Absent EAC; markedly  Abnormal horizontal facial
hypoplastic or absent nerve
middle ear cleft; absent or  Anomalous inner ear
severely deformed ossicles
Classification
 Schuknecht
 Type A  Type C

 Type B  Type D
Classification
 Jahrsdoerfer, 1992
– Based on HRCT
temporal bone findings
– Score correlates to
likelihood of
successful surgery
Evaluation
 History
– Details of pregnancy
– Family history
 Physical Examination
– Microtia
– Severity of EAC stenosis
– Craniofacial development
Evaluation
 Audiologic Evaluation—ABR before
leaving the hospital
– Unilateral atresia
 Auditory function of the “normal” ear

– Bilateral atresia
 Establish presence of cochlear function
 FIT WITH BONE CONDUCTION AID
Evaluation
 High Resolution CT Temporal Bone
– Age 5-6 years
– Axial and Coronal
– Evaluate
 Middle ear and mastoid pneumatization

 Anatomy of ossicles

 Inner ear morphology

 Course of facial nerve


Surgical Repair
 Candidacy
– ABSOLUTE REQUIREMENTS
 1. Normal inner ear

 2. Normal cochlear function

– HRCT Score
 </= 5/10: poor

 6/10: marginal

 7/10: fair

 8/10: good

 9/10: very good

 10/10: excellent
Surgical Repair
 Timing
– Microtia repair should be performed prior to
undertaking atresia repair
– 5-6 years of age
– Controversy:
 Between Stages 2 and 3 of microtia repair
 2 months after completion of microtia repair
Surgical Repair
 Transmastoid Approach
– Infrequently used
– Advantages:
 More familiar approach
 Identification of sinodural angle and lateral SCC as

landmarks
– Disadvantages:
 Creation of mastoid cavity

– Larger defect to be skin grafted


– Prolonged healing
– Lifelong maintenance
Surgical Repair
 Anterior Approach
– Popularized by Jahrsdoerfer, most frequently
utilized approach
– Advantage:
 Avoidance of mastoid cavity
– Disadvantages:
 Unfamiliar approach

 Lack of landmarks
Surgical Repair
 Video
– American Academy of Otolaryngology—Head
and Neck Surgery Foundation
 Congenital Disorders—Volume #4
 Harold F. Schuknecht, MD
Results
 Difficult to interpret
– Different classification
of atresia
– Different criteria for
surgical candidacy
– Different definition of
“successful” outcome
– Different periods of
follow-up
Results
 Stability of Hearing Levels
– Lambert, 1998
– Early postoperative period (<1yr)
 60% 25dB or better
 70% 30dB or better

– Prolonged follow-up (1-7.5yrs)


 46% 25dB or better

 50% 30dB or better


Complications
 EAC restenosis
– Highly variable: 8-50%
– Correlation to severity of atresia
 TM lateralization
– 5-26% of cases
– Easier to prevent than to correct
 Chronic infection
– Reconstructed EAC lacks normal keratin
migration and cerumen production
– Create wide meatus, fix restenosis, frequent
follow-up with canal debridement
Complications
 Facial Nerve Injury
– 1.0-1.5%
– Vulnerability
 Skin incision

 Dissecting in the glenoid fossa

 During canalplasty

 Transposing the nerve

 Dissecting preauricular soft tissue

– Prevention
 Preoperative evaluation of HRCT

 Intraoperative facial nerve monitoring


Complications
 Sensorineural Hearing Loss
– Up to 15% of cases
– 4,000-8,000 Hz
– Acoustic trauma to the inner ear
 Transmission of drill energy

 Drill injury to ossicles

 Manipulation of ossicular chain

– Avoidance—Meticulous technique
Controversies
 Surgical Repair of Unilateral Atresia
– Historically
 One hearing ear = normal speech and language

development
 No indication for surgery

– Recently
 Unilateral hearing loss = auditory, linguistic and

cognitive deficits
 Improved preop evaluation, patient selection,

surgical techniques, predictable results


 Surgery indicated
Controversies
 Timing of Unilateral Repair
Conclusion
 Complex and Challenging Problem
 Goals:
– Restore functional hearing
– Construct patent and infection-free EAC
 Rewarding Surgery
Bibliography

•De la Cruz, A, Chandraseckhar, SS. Congenital Malformation of the Temporal Bone. In, Otologic Surgery, D.E.Brackman, Ed. W.B. Saunders,
Philadelphia; 1994.
•Kamerer, DB. Congenital and Acquired Atresia of the External Auditory Canal. In, Operative Otolaryngology, Head and Neck Surgery,
E.N.Meyers, Ed. W.B. Saunders, Philadelphia; 1997.
•Schuknecht, HF. Congenital Aural Atresia. Laryngoscope, 99; Sept 1989: 908-917.
•Lambert, PR. Congenital Aural Atresia. In, Head & Neck Surgery—Otolaryngology, 2nd Ed, B.J.Bailey, Ed. Lippincott-Raven, Philadelphia;
1998.
•Bauer, GP, Wiet, RJ, Zappia, JJ. Congenital Aural Atresia. Laryngoscope, 104; Oct 1994: 1219-1224.
•Jahrsdoerfer, RA, et al. Grading System for the Selection of Patients with Congenital Aural Atresia. Am J Otology, 13 (1); Jan 1992: 6-12.
•Yeakley, JW, Jahrsdoerfer, RA. CT Evaluation of Congenital Aural Atresia: What the Radiologist and Surgeon Need to Know. J Comput Assist
Tomogr, 20 (5); Sept/Oct 1996: 724-731.
•Trigg, DJ, Applebaum, EL. Indications for the Surgical Repair of Unilateral Aural Atresia in Children. Am J Otology, 19 (5); 1998: 679-686.
•Lambert, PR. Congenital Aural Atresia: Stability of Surgical Results. Laryngoscope, 108 (12); Dec 1998: 1801-1805.
•Jahrsdoerfer, RA, Lambert, PR. Facial Nerve Injury in Congenital Aural Atresia Surgery. Am J Otology, 19 (3); 1998: 283-287.
•Lambert, PR, De la Cruz, A, Choo, DI. Management of the Unilateral Atretic Ear. In, Controversies in Otolaryngology, M.L.Pensak, Ed.
Thieme, New York; 2001.

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