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CAPSULE FILLING

MACHINE VALIDATION

Filled By:
SACHIN.T.PREMI,
M.Pharm, Sem- III,
PQA
Babaria Institute of Pharmacy,
Varnama 391240, NH- 08, Vadodara

BRIEF VIEW OF
CONTENTS
1.
INTRODUCTIO
N
2. PROCESS FLOW
AND VARIABLES
3. CAPSULE
FILLING
MECHANISM
4. QUALIFICIATIONS

5. REFERENCES

1.INTRODUCTION
CAPSULE:
They

are generally gelatin shells filled with


the ingredients that make up an individual
dose.
Dry powders, semi-solids, and liquids that do
not dissolve gelatin may be encapsulated.
Capsules account for about 20% of all
prescriptions dispensed.

INTRODUCTION
Advantages:
I. They may be used to mask the unpleasant tastes,
aromas, or appearance of a drug.
II. They allow powders to be dispensed in an
uncompressed form, thus allowing for quicker
dissolution and absorption of the drug following oral
dosing (as compared with tablets).
III. They offer the pharmacist versatility to prepare any
dose desired for a variety of administration routes
(e.g. oral, inhalation, rectal, or to be diluted for
vaginal, rectal, oral or topical use) and thus aid to
alter release rate.
IV.They may be easier than tablets for some people to

INTRODUCTION
Disadvantages:
I. They are easily tampered with (although
techniques exist for preventing this).
II. They are subject to the effects of relative
humidity and to microbial contamination.
III. They may be difficult for some people to
swallow.
IV. More expensive (commercially)

INTRODUCTION
Properties:
Hard Gelatin Capsules consists of a Base or a Body and a
Shorter Cap.
For human use, eight sizes of capsules are available. The
capacity of each size varies according to the
combination of
drugs and their apparent densities.
Capsules are available as clear gelatin capsules or in a
variety of colors.
The pharmacist can use the different colored capsules to
distinguish two capsule formulations for the same
patient, or
to encapsulate unattractive ingredients.

INTRODUCTION
Various Sizes of Capsules:
Sr No.

Capsule
Size

Volume
(ml)

Lactose
(mg)

Aspirin
(mg)

1.

000

1.37

1340

1000

2.

00

0.95

929

600

3.

0.68

665

500

4.

0.50

489

300

5.

0.37

362

250

6.

0.30

293

200

7.

0.20

195

125

8.

0.13

127

60

INTRODUCTION
Various Sizes of Capsules:

INTRODUCTION
EQUIPMENT VALIDATION IMPORTANCE:
1. Safety
2. Fewer Interruptions of Work
3. Elimination of Premature Replacements
4. cGMP Requirement
5. Reduction of Variation in Results
6. Greater Confidence in the Reliability of
Results

INTRODUCTION
EQUIPMENT VALIDATION IMPORTANCE:
1. Safety
2. Fewer Interruptions of Work
3. Elimination of Premature Replacements
4. cGMP Requirement
5. Reduction of Variation in Results
6. Greater Confidence in the Reliability of
Results

INTRODUCTION
EQUIPMENT VALIDATION IMPORTANCE:
1. Safety
2. Fewer Interruptions of Work
3. Elimination of Premature Replacements
4. cGMP Requirement
5. Reduction of Variation in Results
6. Greater Confidence in the Reliability of
Results

INTRODUCTION
EQUIPMENT VALIDATION IMPORTANCE:
1. Safety
2. Fewer Interruptions of Work
3. Elimination of Premature Replacements
4. cGMP Requirement
5. Reduction of Variation in Results
6. Greater Confidence in the Reliability of
Results

INTRODUCTION
EQUIPMENT VALIDATION IMPORTANCE:
1. Safety
2. Fewer Interruptions of Work
3. Elimination of Premature Replacements
4. cGMP Requirement
5. Reduction of Variation in Results
6. Greater Confidence in the Reliability of
Results

INTRODUCTION
EQUIPMENT VALIDATION IMPORTANCE:
1. Safety
2. Fewer Interruptions of Work
3. Elimination of Premature Replacements
4. cGMP Requirement
5. Reduction of Variation in Results
6. Greater Confidence in the Reliability of
Results

INTRODUCTION
WHO SHOULD DO EQUIPMENT VALIDATION:
VENDOR OR USER???
1. DQ is always done by the User
2. IQ for small and low cost instrument is done by the
User
3. IQ for large, complex and high cost instrument is
done by the Vendor
4. OQ can be done either by the User or Vendor
5. PQ should always be done by the User

2. PROCESS FLOW AND


VARIABLES
PROCESS
FLOW
ADDITION OF:
1. RAW
MATERIALS,
2. API AND
3. EXCIPIENTS
MIXING AND
MIXER
ADDITION OF
LUBRICANTS
AND
DISINTEGRANTS
BLENDING AND
BLENDER

CAPSULATING

CONTROL
VARIABLES

1. LOAD SIZE
2. RPM
3. MIXING TIME

1. LOAD SIZE
2. RPM
3. BLENDING
TIME
1. CAPSULATION
SPEED

MEASURED
RESPONSED

MIX UNIFORMITY

1. BLEND UNIFORMITY
2. FLOW
CHARACTERISTICS
1. WEIGHT VARIATION
2. DISINTEGRATION
TIME AND

FILLING OF VARIOUS
ENTITIES
LIQUID
FILL

PELLET
FILL

TABLET
FILL

PELLET
MIX FILL

3. TYPES OF
CAPSULE FILLING
MECHANISM
1. Tamping-In and Stroking
2. Continuous Tamping
3. Auger Filling
4. Compression Filling
5. Vacuum Fill

TAMPING AND VOLUME FILL


STROKING IN AND TAMPING MACHINE

v v

CAPSULE
BODY

DOSING
DISC

POWDER
OR
GRANUL

v v

AUGER MECHANISM OF
FILLING
AGITATO
R

DOSAGE
HOPPER
AUGER
FEED
MECHANI
SM

PICK-UP
RING FOR
CAPSULE
BODIES

LIQUID
FILL

LIQUID/
SEMISOLID
FILLING
METHOD

DOSING
PISTON

OUTLET
VALVE
CAPSULE
BODY

CONTINOUS TAMPING FILLING


TAMPING
STATION

TRANSF
ER
STATION

4TH
3RD

2ND

1ST
TAMPIN
G
PUNCH

DETECT
OR
v
v

DOSIN
DISC

CAPSULE

BASE

v
v

v
v

COMPRESSION FILLING

DOSAGE
BLOCK

DOSAGE
TUBE
DOSAGE
HOPPER
DOSAGE
PUNCH
CAPSULE
BODY
BUSHING

DOSAGE
BLOCK

DOSAGE
TUBE
DOSAGE
HOPPER
DOSAGE
PUNCH
CAPSULE
BODY
BUSHING

VACCUM FILLING METHOD

VACUUM

DOSAGE
TUBE

FORMATION OF

DOSAGE
TROUGH

PLASTIC
PISTON
WITH
FILTER

SOFT GELATIN CAPSULE


FILLING
GELATI
N TANK

SPREA
TER
BOX

COOLI
NG
DRUM

INJECTI
ON
WEDGE

RIBBO
N

PRODU
CT
MATERI
AL
TANK
PRODU
CT
PUMP

DIE
ROLL

CONVEY
ER BELT

GELATI
N TANK

SPREA
TER
BOX

COOLI
NG
DRUM

INJECTI
ON
WEDGE

RIBBO
N

PRODU
CT
MATERI
AL
TANK
PRODU
CT
PUMP

DIE
ROLL

CONVEY
ER BELT

GELATI
N TANK

SPREA
TER
BOX

COOLI
NG
DRUM

INJECTI
ON
WEDGE

RIBBO
N

PRODU
CT
MATERI
AL
TANK
PRODU
CT
PUMP

DIE
ROLL

CONVEY
ER BELT

CONTROL
PARAMAETERS

FOR HARD GELATIN CAPSULE:


SR
NO.

VARIABLE

1.

MACHINE SPEED

2.

BED HEIGHT

3.

COMPACTION PRESSURE

4.

DOSING PRESSURE

5.

CLOSING VOLUME

RESPONSE
DOSE
UNIFORMITY
WEIGHT
VARIATION
APPEARANCE/
LENGTH
CONTENT
UNIFORMITY
A. DISSOLUTION
B. MICROBIAL
COUNT

CONTROL
PARAMAETERS

FOR SOFT GELATIN CAPSULE:


SR
NO.

VARIABLE

1.

SPEED OF DIE
ROTATION

2.

TEMPERATURE OF
GELATIN

3.

RIBBON THICKNESS

4.

TEMPERATURE AND
HUMIDITY OF

RESPONSE
ELEGANCE/ COLOR
CAPSULE FILL WEIGHT
CAPSULE SHELL
WEIGHT
A. CAPSULE WALL
THICKNESS
B. ASSAY AND
CONTENT
UNIFORMITY

4. USER
REQUIREMENTS
Basic document
that is root for all (URS)
validation and
SPECIFICATIONS
qualification activities
The goal of working out user requirement
specifications is to document the needs of the
manufacturing department
A well prepared URS is the key to project success
Project without detailed URS have a tendency to
demand lots of change later on thus increase cost
and start up time

For evaluation of URS, the coordinated approach


among production, QA, engineering units of the
pharmaceutical company is required
Some companies even use the services of external
resources to create a URS
The key aspects of any URS is to generate a
document detailing all the GMP requirements the
technical system has to fulfill.
A detail URS will result in a better and more
competitive offer for the technical system.
Without comprehensive URS, a pharmaceutical
company cannot get a clear understanding of
supplier and may be led to a wrong decision.

OPERATIONAL
REQUIREMENTS
1. Operation:
Production Speed ______ Capsules/ min
2. Capsule will be filled to the target weight
______%
3. The Machine Shall not experience more than
______ % downtime at the production speed,
during 8 hour production run
4. Product contact part: Shall be constructed
from material acceptable to the product
Certificates for Material, Weld and Finish
shall be defined.
Products Contact Part shall be Defined

5.

Power Failure and Recovery:


On Power Failure the System shall fall in
SAFE STATE
6. On Power Restoration, the System shall not
restart
without
Emergency
Operator
or Communication Link- input
STOP
:
7.
Buttons shall be supplied within the reach
of the Operator at
the Normal Operator Station
Protective Hood Operation : Machine
must STOP if Hood
remains
open
Acoustic Signal Operation : When Error
Occurs the Buzzer

ALARM OR WARNINGS:
SR
NO.

ALARMS OR
WARNINGS

IMMEDIAT OPERATOR/
E
ALERT

1.

EMERGENCY STOP

2.

PROTECTIVE GUARDS
NOT IN PLACE

3.

NO CAPSULES

4.

LOW PRODUCT LEVEL

5.

CONTROL POWER
FAULT

DATA AND SECUIRTY:


Controls provided with a data collection
system intended for use in the manufacture of
pharmaceutical products shall comply with 21
CFR, Part 11 of the FDA cGMP regulations.
DATA COLLECTION:
Data required for collection
1. Machine rate
2. Alarms and warnings.
3. System status (e.g. off, on, standby
states, etc.)
Other (specify)

ENVIRONMENT:
1.PHYSICAL CONDITION
The CAPSULE FILLER needs to be installed in
an environment in with Temperature range
between ______ to ______ F or C and Relative
Humidity between _____ to _____ %
Vibration Levels and Electromagnetic
Interference Levels:
(a) Negligible
(b) Others(specify)
2.CLEANING CONDITION
The Equipment will be Cleaned Utilizing
following Compounds/ Detergents/ Cleaning
Agents:

INSTALLATION
QUALIFICATION
The Installation Qualification(IQ) shall confirm
detail from:
1. The Equipment Specifications
2. Equipment Purchase Order
3. cGMP Guidelines and Requirements
It has to be Ensured that the Equipment has
been
installed as specified by the vendor

PURCHASE DETAILS:
Check the Following and should be as per
Purchase Order:

Purchase Order Number and Its Date


The Accessories and Its Spare Parts
Delivery Period
Supplier, Manufacturer Name and Address

NOTE: Any Deviation if Observed needs to be


reported to the
Manufacturer or Supplier

DETAILS OF THE EQUIPMENT:


Equipment name, make & model no. shall be

recorded
e.g. (i) Name:
CapsulCN Capsule Filler
(ii) Model No.: 2GM
In-house identification no. shall be recorded
Location for installation shall be checked
Utilities required shall be listed down
A detailed specification must be written which
highlight
those parts of machine that are in product contact
Where stirring devices or augers are used to
ensure
homogeneity and improve flow then specification
of
these parts must be checked

DETAILS OF THE EQUIPMENT:


Equipment name, make & model no. shall be

recorded
In-house identification no. shall be recorded
e.g. INH ID No.: 4052
Location for installation shall be checked
Utilities required shall be listed down
A detailed specification must be written which
highlight
those parts of machine that are in product contact
Where stirring devices or augers are used to ensure
homogeneity and improve flow then specification
of
these parts must be checked

DETAILS OF THE EQUIPMENT:


Equipment name, make & model no. shall be

recorded
In-house identification no. shall be recorded
Location for installation shall be checked
e.g. Location: Room 147
Utilities required shall be listed down
A detailed specification must be written which
highlight
those parts of machine that are in product contact
Where stirring devices or augers are used to ensure
homogeneity and improve flow then specification
of
these parts must be checked

DETAILS OF THE EQUIPMENT:


Equipment name, make & model no. shall be recorded

In-house identification no. shall be recorded


Location for installation shall be checked
Utilities required shall be listed down
e.g. Electrical Utilities must meet all electrical codes
Volts: 480 10%
Amps: Motor= 6.5, Vacuum= 1.7
Compressed Air: > 87 psig
Power Supply Source, Breaker Box, Wire
Number etc
A detailed specification must be written which
highlight
those parts of machine that are in product contact
Where stirring devices or augers are used to ensure
homogeneity and improve flow then specification of
these parts must be checked

DETAILS OF THE EQUIPMENT:


Equipment name, make & model no. shall be

recorded
In-house identification no. shall be recorded
Location for installation shall be checked
Utilities required shall be listed down
A detailed specification must be written which
highlight
those parts of machine that are in product contact
e.g. Machine Parts of Filling, Control Cabinet
Software etc
Where stirring devices or augers are used to ensure
homogeneity and improve flow then specification
of
these parts must be checked

DETAILS OF THE EQUIPMENT:


Equipment name, make & model no. shall be

recorded
In-house identification no. shall be recorded
Location for installation shall be checked
Utilities required shall be listed down
A detailed specification must be written which
highlight
those parts of machine that are in product contact
Where stirring devices or augers are used to
ensure
homogeneity and improve flow then specification
of
these parts must be checked
e.g. Lubricants Where Used: Gear and Motor
Reducers

ACCEPTANCE CRITERIA FOR IQ:


Fulfill the selection criteria & its purpose of

Application
The equipment shall be as per purchase order
Accessories received shall be as per purchase
order
Should meet pre-selected design parameters
Manufacturer/supplier shall provide complete
equipment manual
Material of construction shall be as per
purchase order

OPERATIONAL
QUALIFICATION
Before initiating OQ ensure SOPs for Operating and
Cleaning of Capsule Filling Machine are available
PROCEDURE:

1. Check all the dynamic attributes of the capsule filler


conform to the required specifications
2.
Initiate the actual operation of the equipment to
ensure
that machine is operate within the desired rate of
output.
3. The operation of indicators, controls and alarms is
verified
4. Oil leaks that could contaminate the process are
observed

OPERATION CHECK FOR CAPSULE


FILLING
SET-I
CAPSULE
FILL
CHECK

SET-II
CAPSULE
FILL
CHECK

SET-III
CAPSULE
FILL
CHECK

ACCEPTANCE CRITERIA FOR OQ:


All operating inputs provided on the equipment
when tested
shall-successfully comply
-Meet Tolerance Limit
The Equipment should successfully perform when
operated
as per SOP
Critical alarm/indicators provided on the
equipmentcalibrated
The Equipment when operated shall not
- produce abnormal sound
- show any discrepancy in its smooth operation.

PERFORMANCE
QUALIFICATION
PQ activities demonstrates and documents that the
equipment is able to perform its intended functions
within
the variable process limits for a specific product
Acceptance criteria are developed according to the
regulatory requirements and production parameters
To ensure that the quality and purity of the product is
maintained
The PQ's require replicate testing; triplicate testing as
the
generally accepted minimum.
The PQ will also test the extremes of the operation, or
the
peak load conditions, but it does not include testing to
failure.

PROCEDURE:
1. The accuracy and precision of placebo
powder fill will be evaluated for each
capsule size that will be used in normal
production
2.

Record the number of damaged capsules

3. Capsules from throughout the lot/different


batches should be tested for weight
uniformity
4. Capsules from throughout the lot/different
batches should be tested for blend content
uniformity

QUESTIONS ASKED IN
GTU????
Q-1 Discuss Criteria for Validation
of Tablet
Machine and Capsule Filling
Machine
- 5 marks
May 2012
Q-2 Describe Unit Operation along
with their
Process Variables for Hard
Gelatin Capsules

6.REFERENCES
1. Nash RA. And Wachter AH.
Pharmaceutical process
validation; 3rd edition ; Basel (NY):
Marcel Dekker
Inc , 1993, Pg No. 83-110
2. Mehta RM. Dispensing Pharmacy,
3rd Edition;
Vallabh Prakashan, 2008, Pg No. 108-145
3. Syed Imtiaz Haider, Pharmaceutical
Master
Validation Plan, St. Luicepress, Pg No.
114, 119, 120

4. International conference on
harmonization of
technical requirements for registration
of pharmaceuticals for human use, ICH
harmonised tripartite guideline.
Good manufacturing practice
guide for active pharmaceutical
ingredients Q7, current step 4
version.2000
5. Graham C. Cole, : The Design and
Operation of a Facility for Filling
Hard Gelatin Capsules, Middle
Green, Bringham- ARTICLE
6. Leon Lachman, The Theory and
Practice of Industrial Pharmacy,

QUALITY NEEDS TO BE BUILT INTO THE


PRODUCT

GARVINS 8 DIMENSIONS OF QUALITY:


1.PERFORMANCE
2.SECONDARY FEATURES
3.DURABILITY
4.AESTHETICS
5.PERCEIVED QUALITY
6.SERVICES
7.CONFORMANCE
8.RELIABILITY

TH
AN
K

Y
O
U

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