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3G RAN Network Capacity

Management

Content
What is currently being measured
What can be measured RAN Capacity
Management
How you can measure it
Capacity upgrade process overview
Next Steps
Soc Classification level
2
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

What is currently being measured


A limited number of indicators have been implemented
within optima.
There is no documentation for where and when to use of
these indicators.
Currently the indicators are only executed when
performance issues are highlighted.
The result from the indicators are not fully understood.

Soc Classification level


3
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

RAN Capacity Management


WBTS Capacity

Iub Interface

Packet Core

Air Interface

Circuit switched Core

Iur, IuCS,
IuPS Interface

RNC Capacity
In Project Scope

Out of Project Scope


Soc Classification level
4
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Call Procedures (1) - Signalling Radio Bearer


Establishment
UE

AIR Interface

RNC

WBTS

PRACH
(1) RRC: RRC Connection Request

IuB Interface

User Plane: RACH

BRM
CNBAP
Radio Resource Indication
(5) CNBAP: Radio Link Setup
Request
(6) CNBAP: Radio Link Setup Response

(2)

(4)
(7)

AAL2SIG
(8)

(9) aal2_establish_request
(10)aal2_establish_confirm

NRM
NRM

(11)

S-CCPCH
(12) RRC: RRC Connection Setup
DCH
(13) RRC: RRC Connection Setup Complete

User Plane: FACH


User Plane:
DCH

NBA= NobeB application part, BRM = BTS resource manager RRC= Radio Resource Control,
Soc Classification level
5
Nokia Siemens Networks

NRM = Transmission Resource Control


3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

(3)

NBA
NBA

RRC

Call Procedures (2) - AMR Call Establishment


UE

Core

RNC

WBTS
CNBAP
Radio Resource Indication

BRM
BRM
DNBAP
(5) nbap_rl_reconf_prepare_s

(2)
NBA
NBA

(6) nbap_rl_reconf_ready_s

(14) nbap_rl_reconf_commit
(15) Radio Bearer Setup
(16) Radio Bearer Setup Complete

Soc Classification level


6
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

(1) RAB assignment request

(7)
(8)

AAL2SIG
(9) aal2_establish_request
(10) aal2_establish_confirm

(4)

NRM
NRM

(3)

(11) aal2_establish_request
RRC

(12) aal2_establish_confirm
(17) RAB assignment response

(13)

Content
What is currently being measured
What can be measured RAN Capacity
Management
How you can measure it
Capacity upgrade process overview
Next Steps
Soc Classification level
7
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Nokia Counters
The RNC & Network element performance counter tables:
Cell resource *
Service level *
Traffic level *
RRC signalling
Iub layer 3 signalling*
Iur layer 3 signalling
Inter-system handover
RCPM RLC

Iu layer 3 signalling
Layer 3 relocation
Soft handover *
Intra-system hard handover
Inter-system hard handover
HSDPA in WBTS
BTS Element Capacity (RAS5.1)*

STM interface measurement


IMA logical interface measurement
ATM layer performance measurement
AAL5 protocol measurement in Chorus
DSP Performance Measurement
Unit load measurement *

AAL2 Path CAC Resource*

AAL2 signalling protocol at NNI measurement


AAL2 signalling protocol at UNI measurement*
SAAL signalling protocol at UNI measurement
AAL5 protocol measurement in DMX
Availability performance measurement
AAL2 Resource Reservation*
ATM VCC Measurements *

* Tables used for capacity shortfall analysis

Soc Classification level


8
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Optional Counters

Capacity Shortfall Indicators


-Air Interface-

RNC

WBTS

UE

Cell Resource Table

Radio Resource Indication


(1) RRC: RRC Connection Request

BRM
BRM

(5) NBAP: Radio Link Setup Request

(2) (3)
NBAP
NBAP

(6) NBAP: Radio Link Setup Response

(4)
(7)

(9) aal2_establish_request
(10) aal2_establish_confirm

NRM

(12) RRC: RRC Connection Setup


(13) RRC: RRC Connection Setup Complete

Soc Classification level


9
Nokia Siemens Networks

Traffic Table

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

(8)
(11)

RRC

Service Level Table

Capacity Shortfall Indicators


-Air Interface-

The indicators within each counter table


Pro
a

Cell Resource Indicators


Absolute Uplink Interference
Relative Uplink Interference
Maximum Uplink Interference
Background Interference
Absolute Total Downlink Transmit Power
Relative Total Downlink Transmit Power
Maximum Total Downlink Transmit Power

Service Level Indicators


SRB Blocking Rate Caused by AC
CS Voice RAB Blocking Rate Caused by AC

e
Average non-HSDPA Transmit Power
PRACH Message Load
S-CCPCH Load (PCH & FACH or PCH only)
Average Channelisation Code Occupancy
Maximum Channelisation Code Occupancy
Channelisation Code Blocking
Re
ac
CS Conversational RAB Blocking Rate Caused tiv

Re
ac
ti v

by AC
PS Data RAB Blocking Rate Caused by AC

Traffic Level Indicators


UL SRB DCH Accept Rate
UL CS Voice DCH Accept Rate
UL CS Video DCH Accept Rate
UL PS Data DCH Accept Rate
UL HSDPA Accept Rate

Soc Classification level


10
Nokia Siemens Networks

cti
v

DL SRB DCH Accept Rate


DL CS Voice DCH Accept Rate
DL CS Video DCH Accept Rate
DL PS Data DCH Accept Rate

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air Interface-

Triggering Indicator:

Background interference can be reduced by:

Background Interference

1. Checking for sources of external interference e.g.


GSM1800 antennas with inadequate isolation.
2.Checking that the Node B has been configured
correctly during commissioning.

Triggering Indicator:

Uplink interference can be reduced by:

Absolute Uplink Interference

1. Checking for sources of external interference e.g.


GSM1800 antennas with inadequate isolation.

Relative Uplink Interference


Maximum Uplink Interference

2. Checking that the Node B has been configured


correctly during commissioning.
3. Checking that the neighbour plan is optimum
3. Adjusting antenna down tilt, height and azimuth
while ensuring that service coverage is not
compromised.

Triggering Indicator:

4. Upgrading the Node B configuration in terms of an


additional carrier.
The total downlink transmit power can be reduced by:

Absolute Total Downlink Transmit Power 1. Reducing the power assigned to the common
Relative Total Downlink Transmit Power channels.

Maximum Total Downlink Transmit Power2. Adjusting antenna downtilt, height and azimuth
while ensuring that service coverage is not
compromised.

Soc Classification level


11
Nokia Siemens Networks

3. Upgrading the Node B configuration in terms of an

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air Interface-

The channelisation code load can be reduced by:

Triggering Indicator:
Average Channelisation Code
Occupancy
Maximum Channelisation Code
Occupancy
Channelisation Code Blocking

Triggering Indicator:
PRACH Message Load

1. Introducing code tree optimisation to help avoid


code tree segmentation.
2. Introducing a secondary scrambling code.
3. Evaluating the impact of reducing the level of soft
handover.
4. Upgrading the Node B configuration in terms of an
additional carrier.
The load can be reduced by:
1. Increasing the number of available PRACH
preamble signatures.
2. Increasing the number of available PRACH access
slots.

Triggering Indicator:

The S-CCPCH (FACH only) load can be reduced by:

S-CCPCH Load (PCH & FACH or PCH only)1. Increasing the number of available S-CCPCH.
2. Evaluate whether or not there are large quantities
of signalling generated by cell, URA, location area or
routing area updates. If so, consider adjusting the
area boundaries.

Soc Classification level


12
Nokia Siemens Networks

3. Upgrading the Node B configuration in terms of an


additional carrier.
3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Scope and objective


The scope of this document is to

documented and explained 3G capacity


shortfall indicators which has been
implemented in Aircom Optima tool
3G capacity shortfall indicator is used
for 3G capacity monitoring and capacity
upgrade purpose.
Threshold for 3G capacity shortfall
indicator is identified to triggered 3G
capacity upgrade evaluation process.
The capacity shortfall indicator in this
report are implemented in Optima under
directory
Team folders/Radio Networks/Team North/3G
capacity Monitoring
Soc Classification level
13
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

PRACH preamble load

PI name in Optima

PRACH_preamble_load

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

35%

Time resolution

1 hour

PI expression
100 % * SUM(SUM_RACH_ACK_PREAMBLES) / SUM(PERIOD_DURATION * 180000)
PI description
This KPI quantifies the PRACH preamble load in percentage. Based on up to 4 PRACH signatures is supported and 15
PRACH access slots per 20 ms PRACH frame. This results in 60 random access opportunities per 20 ms or 180 000 access
opportunities per 1 minute.
KPI is applicable when the open Iub is used. The open Iub can use either Nokia proprietary content within the NBAP
PRIVATE RADIO RESOURCE MEASUREMENT REPORT or 3GPP content within the NBAP COMMON MEASUREMENT
REPORT. The former is used when a RAS05 Nokia RNC is connected to a RAS05 Nokia Node B. The latter is used if a third
party Node B is connected to the RNC. The Nokia KPI definition has been modified so the result is presented as a
percentage load rather than an absolute figure. The PERIOD_DURATION is defined by the measurement period in units of
minutes.
Note PRACH preable is based on slotred ALOHA approach. High PRACH preamble load indicates high probability of
random access collision
Soc Classification level
14
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

SCCPCH load (PCH&FACH or PCH only)

PI name in Optima

SCCPCH_load

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

80%

Time resolution

1 hour

PI expression
SUM(AVE_SCCPCH_INC_PCH_LOAD) / SUM(SCCPCH_LOAD_DENOM_0)
PI description
The current Nokia implementation allows the configuration of up to two S-CCPCH. If a single S-CCPCH is configured then it encapsulates the PCH and
two FACH transport channels. Separate FACH transport channels are required for control plane and user plane data. If two S-CCPCH are configured
then the first encapsulates the two FACH transport channels while the second encapsulates the PCH transport channel. If a single S-CCPCH is
configured then this KPI is applicable to that channel. If two S-CCPCH are configured then this KPI is applicable to the S-CCPCH encapsulating the
PCH transport channel. The result represents the percentage load of the S-CCPCH.

Note

Soc Classification level


15
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air Interface
PI full name

Absolute total downlink transmit power

PI name in Optima

Ptx_dl_dbm

Software release

RAS05

Counter measurement

Cell resource

Monitor type

proactive

Level monitoring

cell

Unit

dBm

Capacity evaluation threshold

Ptxtarget or PtxtargetHSDPA

Time resolution

1 hour

PI expression
10 * LOG10[SUM(POWER(10, AVE_PTXTOT_CLASS_0 / 1000) * PTXTOT_DENOM_0 + POWER(10, AVE_PTXTOT_CLASS_1 / 1000) *
PTXTOT_DENOM_1 + POWER(10, AVE_PTXTOT_CLASS_2 / 1000) * PTXTOT_DENOM_2 + POWER(10, AVE_PTXTOT_CLASS_3 / 1000) *
PTXTOT_DENOM_3 + POWER(10, AVE_PTXTOT_CLASS_4 / 1000) * PTXTOT_DENOM_4) / SUM( PTXTOT_DENOM_0 +
PTXTOT_DENOM_1 + PTXTOT_DENOM_2 + PTXTOT_DENOM_3 + PTXTOT_DENOM_4)]

PI description The result is the average total downlink transmit power in absolute terms. The result includes the transmit power

assigned to both common and dedicated physical channels (not HSDPA). The Node B sends total downlink transmit power
measurements to the RNC every radio resource indication period (typically every 200 ms). When HSDPA is enabled on the site if
the average ptxtotal power becomes high relative to PtxTargetHSDPA then a capacity upgrade should be considered to increase the
availability of downlink transmit power. If HSDPA is not enabled if the average ptxtotal power becomes high relative to PtxTarget
then a capacity upgrade should be considered.

Note The RNC databuild and alarm history should also be checked to ensure there are no databuild errors nor hardware issues.

Soc Classification level


16
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Maximum Total downlink transmit power

PI name in Optima

MAXIMUM_PTXTOTAL

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

dBm

Capacity evaluation threshold

42

Time resolution

1 hour

PI expression
MAXIMUM_PTXTOTAL
PI description This KPI result quantifies the maximum downlink transmit power experienced during the measurement
period. The result is generated from a single counter which represents a downlink transmit power in dBm.
The result of this KPI depends upon the common channel transmit power configuration as well as the downlink traffic loading
the cell. A high common channel transmit power and/or high downlink traffic will generate a high KPI result. An unloaded cell
should have a downlink transmit power of approximately 36 dBm.
Note The RNC databuild and alarm history should also be checked to ensure there are no databuild errors nor hardware
issues

Soc Classification level


17
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Relative total downlink transmit power

PI name in Optima

Relative_cell_load_downlink

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

5%

Time resolution

1 hour

PI expression
100 % * SUM(PTXTOT_DENOM_2 + PTXTOT_DENOM_3 + PTXTOT_DENOM_4) / SUM(PTXTOT_DENOM_0 +
PTXTOT_DENOM_1 + PTXTOT_DENOM_2 + PTXTOT_DENOM_3 + PTXTOT_DENOM_4)
PI description
The result is the percentage of time that the PtxTotal measurements exceed the relative threshold defined by PtxTarget
PtxOffset. PtxOffset is typically configured as 1 dB. The PtxTotal measurement includes the transmit power assigned to both
common and dedicated physical channels. The Node B sends total downlink transmit power measurements to the RNC
every radio resource indication period (typically every 200 ms). When HSPDA is active in the Cell the relative thresholds
become PtxTargetHSDPA PtxOffsetHSDPA.
Note The RNC databuild and alarm history should also be checked to ensure there are no databuild errors nor hardware issues

Soc Classification level


18
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Average non HSDPA Transmit power

PI name in Optima

Ave_non_hsdpa_trans_pwr

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold


Time resolution

1 hour

PI expression
SUM(AVG_NON_HSDPA_PWR * AVG_NON_HSDPA_PWR_DENOM) / SUM(AVG_NON_HSDPA_PWR_DENOM)
PI description
This KPI quantifies the non-HSDPA downlink transmit power averaged throughout the entire measurement period. The result
is presented as a percentage of the total downlink transmit power capability. The non-HSDPA transmit power measurement
is used as a criteria for overload control when HSDPA is active. If the non-HSDPA transmit power exceeds PtxTargetHSDPA
then overload actions are triggered. Therefore If the average non-HSDPA transmit power becomes high relative to
PtxTargetHSDPA then a capacity upgrade should be considered to increase the availability of downlink transmit power. This
criteria should only be applied to cells which have HSDPA enabled.
Note

Soc Classification level


19
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Background Interference

PI name in Optima

bg_interference

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

dBm

Capacity evaluation threshold


Time resolution

1 hour

PI expression
10*LOG10(AVERAGE(POWER(10,(AVE_PRX_NOISE / -100)/10)))
PI description
The result is the average background interference floor of a cell. PrxTotal measurements are classified as representing
background interference when neither UnloadedRT nor UnloadedNRT are exceeded. UnloadedRT and UnloadedNRT both
have defaults values of 2 %. The RNC tracks the own cell load associated with its active connections and compares this load
with these thresholds. The RNC tracks the own cell load by computing 10^[(Eb/No - Processing Gain)/10] for each active
connection.
Note PrxNoise is meaningful only when PrxNoise auto-tuning is enabled
Soc Classification level
20
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Absolute uplink interference

PI name in Optima

Prx_ul_dbm

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

dBm

Capacity evaluation threshold


Time resolution

1 hour

PI expression
10 *LOG10[SUM(POWER(10, (-112.1 + 0.1 *AVE_PRXTOT_CLASS_0) / 10) * PRXTOT_DENOM_0 + POWER(10, (-112.1
+ 0.1 * AVE_PRXTOT_CLASS_1) / 10) * PRXTOT_DENOM_1 + POWER(10, (-112.1 + 0.1 * AVE_PRXTOT_CLASS_2) / 10)
* PRXTOT_DENOM_2 + POWER(10, (-112.1 + 0.1 * AVE_PRXTOT_CLASS_3) / 10) * PRXTOT_DENOM_3 + POWER(10,
(-112.1 + 0.1 * AVE_PRXTOT_CLASS_4) / 10) * PRXTOT_DENOM_4) / SUM(PRXTOT_DENOM_0 + PRXTOT_DENOM_1
+ PRXTOT_DENOM_2 + PRXTOT_DENOM_3 + PRXTOT_DENOM_4)]
PI description
The result is the average uplink received interference power in absolute terms. The PrxTotal measurement is made by the
WTR. If an MHA is not installed then the measurement reference point is the Node B cabinet antenna connector. If an MHA
is installed then the measurement reference point is the far side of the MHA.
Note Reliability of the indicators are good with no known faults. MHA is implemented in VI IE for the whole network
Soc Classification level
21
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Maximum uplink interference

PI name in Optima

Maximum_Ptxtotal

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

dBm

Capacity evaluation threshold


Time resolution

1 hour

PI expression
MAX(MAXIMUM_PRXTOTAL)
PI description
This KPI result quantifies the maximum uplink interference floor experienced during the measurement period. The result is
generated from a single counter which represents an uplink received power in dBm.
The result of this KPI depends upon the uplink noise figure of the receiver sub-system as well as the uplink load generated
by the cell. A high uplink noise figure and/or a high uplink load will generate a high KPI result. An unloaded cell should have
an uplink interference floor of approximately -105 dBm. This figure assumes a 3 dB composite noise figure
Note

Soc Classification level


22
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Relative uplink interference

PI name in Optima

Relative_cell_load_ul

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

5%

Time resolution

1 hour

PI expression
100 % [PRXTOT_DENOM_2 + PRXTOT_DENOM_3 + PRXTOT_DENOM_4] / [PRXTOT_DENOM_0 +
PRXTOT_DENOM_1 + PRXTOT_DENOM_2 + PRXTOT_DENOM_3 + PRXTOT_DENOM_4]
PI description
The result is the percentage of time that the PrxTotal measurements exceed the relative threshold defined by PrxTarget
PrxOffset. PrxOffset is typically configured as 1 dB. The Node B sends uplink received interference power measurements to
the RNC every radio resource indication period (typically every 200 ms).
Note Hardware fault or an error in the WBTS commissioning parameters lead to an incorrect measurement result

Soc Classification level


23
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Average increase in uplink interference

PI name in Optima

Noise_rise

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

db

Capacity evaluation threshold

3-6 dB (threshold can be different depend upon area type(rural and urban area)

Time resolution

1 hour

PI expression
Background Interference - Absolute uplink interference
PI description
The different between average Prx noise and average PrxTotal is the uplink interference (uplink load).
Note

Soc Classification level


24
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

SRB blocking rate caused by admission control

PI name in Optima

rrc_conn_stp_fr_ac

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RRC_STP_FAIL_AC)] / [SUM(RRC_STP_ATT)]
PI description
The result represents the failure rate of the SRB admission. The counter RRC_STP_FAIL_AC is incremented when the
admission control entity reports a failure. This can be as a result of congestion (high uplink interference or the downlink
power is limited), therefore this indicator should be used in conjunction with the lower layer performance indicators to identify
capacity shortfalls. The service level counters are applicable to the RRC establishment procedure and provide an indication
of end user perception. This KPI may be used to identify cells which exhibit a high proportion of RRC admission control
rejections.
Note The main reason of RRC set up failure counter is due to lack of resources on the air interface.

Soc Classification level


25
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

PS data RAB blocking rate caused by admission control

PI name in Optima

rab_cs_voice_est_stp_fr_ac

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RAB_STP_FAIL_CS_VOICE_AC)] / [SUM(RAB_STP_ATT_CS_VOICE)].
PI description
The result provides an indication of the probability of blocking for the CS speech service caused by 'admission control'. The
counter RAB_STP_FAIL_CS_VOICE_AC is incremented when the admission control entity reports a failure. This can be as
a result of congestion (high uplink interference, downlink power is limited or channelisation code blocking), therefore this
indicator should be used in conjunction with the lower layer performance indicators to identify capacity shortfalls. The service
level counters are applicable to the RAB establishment procedure and provide an indication of end user perception.
NoteThe service level counters are updated on the main cell (The main cell being the cell with the best radio condition in the last received
measurement report). Therefore in soft handover scenarios blocking indication can increment on the incorrect cell. Service level indicators should be
used in conjunction with lower layer indicators to identify capacity shortfalls.

Soc Classification level


26
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

CS conversational RAB blocking rate caused by admission control

PI name in Optima

rab_cs_conv_est_stp_fr_ac

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RAB_STP_FAIL_CS_CONV_AC)] / [SUM(RAB_STP_ATT_CS_CONV)]
PI description
The result provides an indication of the probability of blocking for the CS Conversational service caused by 'admission
control'. The counter RAB_STP_FAIL_CS_CONV_AC is incremented when the admission control entity reports a failure.
This can be as a result of congestion (high uplink interference, downlink power is limited or channelisation code blocking),
therefore this indicator should be used in conjunction with the lower layer performance indicators to identify capacity
shortfalls. The service level counters are applicable to the RAB establishment procedure and provide an indication of end
user perception.
Note Theservice level counters are updated on the main cell (The main cell being the cell with the best radio condition in the last received

measurement report). Therefore in soft handover scenarios blocking indication can increment on the incorrect cell. Service level indicators should be
used in conjunction with lower layer indicators to identify capacity shortfalls.

Soc Classification level


27
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

PS data RAB blocking rate caused by admission control

PI name in Optima

rab_ps_est_stp_fr_ac

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * SUM(RAB_STP_FAIL_PS_INTER_AC + RAB_STP_FAIL_PS_BACKG_AC) / SUM(RAB_STP_ATT_PS_INTER +
RAB_STP_ATT_PS_BACKG)
PI description
The result provides an indication of the probability of blocking for the PS NRT data service caused by 'admission control'
indicating instances of air-interface or channelisation blocking. In the case of the PS data service, the RAB is established
with a 0/0 kbps configuration and is subsequently upgraded after either an uplink or downlink capacity request. This means
that the probability of blocking during RAB establishment should be low because additional resources are not required for the
air-interface. The blocking of subsequent upgrades can be observed in indicators DL/UL PS Data DCH Accept Rate.
Note
The service level counters are updated on the main cell (The main cell being the cell with the best radio condition in the last received measurement
report). Therefore in soft handover scenarios blocking indication can increment on the incorrect cell. Service level indicators should be used in
conjunction with lower layer indicators to identify capacity shortfalls.
Soc Classification level
28
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

UL SRB DCH accept rate

PI name in Optima

srb_accept_rate_ul

Software release

RAS05

Counter measurement

Traffic

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [1 - SUM(DCH_REQ_LINK_REJ_UL_SRNC) / SUM(DCH_REQ_LINK_SRNC)]
PI description
The result represents the success rate of uplink SRB admission. The admission procedure is applicable to RRC connection
establishment, the transition from CELL_FACH to CELL_DCH, soft handover branch addition and hard handovers.
Admission control may reject an uplink request if the current uplink interference is high. The
DCH_REQ_LINK_REJ_UL_SRNC counter is incremented by the RNC when a DCH request for an uplink SRB is rejected by
admission control. The DCH_REQ_LINK_SRNC counter is incremented by the RNC when admission control receives a
request for an SRB DCH. This KPI may be used to identify cells which exhibit a high proportion of admission control
rejections.
Note
.
Soc Classification level
29
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

DL SRB DCH accept rate

PI name in Optima

srb_accept_rate_dl

Software release

RAS05

Counter measurement

Traffic

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [1 - SUM(DCH_REQ_LINK_REJ_DL_SRNC) / SUM(DCH_REQ_LINK_SRNC)]
PI description
The result represents the success rate of downlink SRB admission. The admission procedure is applicable to RRC
connection establishment, the transition from CELL_FACH to CELL_DCH, soft handover branch addition and hard
handovers. Admission control may reject a downlink request if the current cell downlink transmit power is high, or there are
no channelisation codes available. The DCH_REQ_LINK_REJ_DL_SRNC counter is incremented by the RNC when a DCH
request for a downlink SRB is rejected by admission control. The DCH_REQ_LINK_SRNC counter is incremented by the
RNC when admission control receives a request for an SRB DCH.
Note
.

Soc Classification level


30
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

UL CS voice DCH accept rate

PI name in Optima

CS_voice_DCH_acpt_ul

Software release

RAS05

Counter measurement

Traffic

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [1 SUM(REQ_CS_VOICE_REJ_UL_SRNC) / SUM(REQ_CS_VOICE_IN_SRNC)]
PI description
The result represents the success rate of downlink SRB admission. The admission procedure is applicable to RRC
connection establishment, the transition from CELL_FACH to CELL_DCH, soft handover branch addition and hard
handovers. Admission control may reject a downlink request if the current cell downlink transmit power is high, or there are
no channelisation codes available. The DCH_REQ_LINK_REJ_DL_SRNC counter is incremented by the RNC when a DCH
request for a downlink SRB is rejected by admission control. The DCH_REQ_LINK_SRNC counter is incremented by the
RNC when admission control receives a request for an SRB DCH.
Note
.

Soc Classification level


31
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

DL CS voice DCH accept rate

PI name in Optima

CS_voice_DCH_acpt_dl

Software release

RAS05

Counter measurement

Traffic

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [1 SUM(REQ_CS_VOICE_REJ_DL_SRNC) / SUM(REQ_CS_VOICE_IN_SRNC)]
PI description
The result represents the success rate of downlink CS speech DCH admission. The admission procedure is applicable to
RAB establishment, soft handover branch addition and hard handovers. Admission control may reject a downlink request if
the current cell downlink transmit power is high, or there are no channelisation codes available. The
REQ_CS_VOICE_REJ_DL_SRNC counter is incremented by the RNC when a downlink speech DCH request is rejected by
admission control. The REQ_CS_VOICE_IN_SRNC counter is incremented by the RNC when admission control receives a
request for an downlink speech DCH. This KPI may be used to identify cells which exhibit a high proportion of admission
control rejections.
Note
.
Soc Classification level
32
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

UL CS video DCH accept rate

PI name in Optima

video_DCH_acpt_ul

Software release

RAS05

Counter measurement

Traffic

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [1 SUM(REQ_CS_CONV_REJ_UL_SRNC) / SUM(REQ_CS_DATA_CONV_SRNC)]
PI description
The result represents the success rate of uplink CS video DCH admission. The admission procedure is applicable to RAB
establishment, soft handover branch addition and hard handovers. Admission control may reject an uplink request if the
current uplink interference is high. The REQ_CS_CONV_REJ_UL_SRNC counter is incremented by the RNC when a CS
video DCH request is rejected by admission control. The REQ_CS_DATA_CONV_SRNC counter is incremented by the RNC
when admission control receives a request for an uplink video DCH. This KPI may be used to identify cells which exhibit a
high proportion of admission control rejections.
Note
.

Soc Classification level


33
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

DL CS video DCH accept rate

PI name in Optima

video_DCH_acpt_dl

Software release

RAS05

Counter measurement

Traffic

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [1 SUM(REQ_CS_CONV_REJ_DL_SRNC) / SUM(REQ_CS_DATA_CONV_SRNC)]
PI description
The result represents the success rate of downlink CS video DCH admission. The admission procedure is applicable to RAB
establishment, soft handover branch addition and hard handovers. Admission control may reject a downlink request if the
current cell downlink transmit power is high, or there are no channelisation codes available. The
REQ_CS_CONV_REJ_DL_SRNC counter is incremented by the RNC when a CS video DCH request is rejected by
admission control. The REQ_CS_DATA_CONV_SRNC counter is incremented by the RNC when admission control receives
a request for a CS video DCH.This KPI may be used to identify cells which exhibit a high proportion of admission control
rejections.
Note

Soc Classification level


34
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

UL PS data DCH accept rate

PI name in Optima

PS_data_DCH_acpt_ul

Software release

RAS05

Counter measurement

Traffic

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 %* [1 SUM(REQ_PS_INTERA_REJ_UL_SRNC + REQ_PS_BACKG_REJ_UL_SRNC) /
SUM(REQ_FOR_PS_INTERA_UL_SRNC + REQ_FOR_PS_BACKG_UL_SRNC)]
PI description
The result represents the success rate of uplink PS data DCH admission. The admission procedure is applicable to RAB
establishment, radio bearer reconfiguration, soft handover branch addition and hard handovers. Admission control may reject
an uplink request if the current uplink interference is high or if the maximum allowed bit rate is already allocated. The
REQ_PS_xxx_REJ_UL_SRNC counters are incremented by the RNC when a PS data DCH request is rejected by admission
control. The REQ_FOR_PS_xxx_UL_SRNC counters are incremented by the RNC when admission control receives a
request for a PS data DCH.This KPI may be used to identify cells which exhibit a high proportion of admission control
rejections.
Note
Soc Classification level
35
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

DL PS data DCH accept rate

PI name in Optima

PS_data_DCH_acpt_dl

Software release

RAS05

Counter measurement

Traffic

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [1 SUM(REQ_PS_INTERA_REJ_DL_SRNC + REQ_PS_BACKG_REJ_DL_SRNC) /
SUM(REQ_FOR_PS_INTERA_DL_SRNC + REQ_FOR_PS_BACKG_DL_SRNC)]
PI description
The result represents the success rate of downlink PS data DCH admission. The admission procedure is applicable to RAB
establishment, radio bearer reconfiguration, soft handover branch addition and hard handovers. Admission control may reject
a downlink request if the current cell downlink transmit power is high, there are no channelisation codes available, if the new
initial downlink transmit power exceeds the dynamic link optimisation threshold, or if the maximum allowed bit rate is already
allocated. The REQ_PS_xxx_REJ_DL_SRNC counters are incremented by the RNC when a PS data DCH request is
rejected by admission control. The REQ_FOR_PS_xxx_DL_SRNC counters are incremented by the RNC when admission
control receives a request for a PS data DCH.
Note
Soc Classification level
36
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

UL HSDPA accept rate

PI name in Optima

HSDPA_acpt_ul

Software release

RAS05

Counter measurement

Traffic

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % *[1-((SUM(REJ_HS_DSCH_RET_INT + REJ_HS_DSCH_RET_BGR) /
SUM(ALLO_HS_DSCH_FLOW_INT + ALLO_HS_DSCH_FLOW_BGR+SUM(ALLO_HS_DSCH_FLOW_INT +
ALLO_HS_DSCH_FLOW_BGR +
REJ_HS_DSCH_RET_INT + REJ_HS_DSCH_RET_BGR +
SETUP_FAIL_RNC_HS_DSCH_INT + SETUP_FAIL_BTS_HS_DSCH_INT + SETUP_FAIL_IUB_HS_TOTAL_INT +
SETUP_FAIL_RNC_HS_DSCH_BGR + SETUP_FAIL_BTS_HS_DSCH_BGR + SETUP_FAIL_IUB_HS_TOTAL_BGR))]
PI description
The result provides an indication of the probability of blocking for the HSDPA service due to radio resources for the return channel. The counter
REJ_HS_DSCH_RET_XX increments for the HS-DSCH transport channel due to lack of radio resources for the UL DCH return channel for the
different traffic classes. Counters are defined for both interactive and background services.

Note
Soc Classification level
37
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Average channelisation code occupancy

PI name in Optima

code_occopancy

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

80 %

Time resolution

1 hour

PI expression
SUM(CODE_CAPACITY) / (DENOM_CODE_CAPACITY)
PI description
The result is the average occupancy of the downlink channelisation code tree. The result represents the ratio: (total number
of codes used) / (total number of codes within the OVSF code tree). The number of codes used includes codes that have
been assigned in addition to codes which have been blocked by those which have been assigned. This KPI may be used to
identify cells which are approaching their maximum channelisation code capability. This KPI may be used as a trigger for a
capacity upgrade process
Note

Soc Classification level


38
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Maximum channelisation code occupancy

PI name in Optima

Max_Code_occopance_percent

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

90%

Time resolution

1 hour

PI expression
MAX(MAX_CODE_OCCUPANCE_PERCENT)
PI description
The result is the maximum occupancy of the downlink channelisation code tree during the measurement period. The result
represents the maximum of the ratio: (total number of codes used) / (total number of codes within the OVSF code tree). The
number of codes used includes codes that have been assigned in addition to codes which have been blocked by those
which have been assigned.
Note

Soc Classification level


39
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Air InterfacePI full name

Channelisation code blocking

PI name in Optima

Code_blocking

Software release

RAS05

Counter measurement

Cell resource

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

0.5%

Time resolution

1 hour

PI expression
100 % * SUM(NO_CODES_AVAILABLE_SF4 + NO_CODES_AVAILABLE_SF8 + NO_CODES_AVAILABLE_SF16 + NO_CODES_AVAILABLE_SF32 +
NO_CODES_AVAILABLE_SF64 + NO_CODES_AVAILABLE_SF128 + NO_CODES_AVAILABLE_SF256) / SUM(NBR_SUCC_CODE_TREE_ALLO +
NO_CODES_AVAILABLE_SF4 + NO_CODES_AVAILABLE_SF8 + NO_CODES_AVAILABLE_SF16 + NO_CODES_AVAILABLE_SF32 +
NO_CODES_AVAILABLE_SF64 + NO_CODES_AVAILABLE_SF128 + NO_CODES_AVAILABLE_SF256)

PI description
The result is the percentage of code allocation attempts which are blocked as a result of code tree congestion. The
numerator of the equation represents the number of blocked allocation attempts whereas the demononator represents the
total number of attempts. The blocked allocation attempt counters are incremented on a per spreading factor basis.
Note
Soc Classification level
40
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity upgrade process


Code capacity
Monitor KPIs

Maximum
channelisation
code occupancy
> 90%

Average
channelisation
code occupancy
> 80%

Deploy HSDPA capaicty solution


(dedicated RF carrier for HSDPA)

Soc Classification level


41
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Channelisation
code blocking >
0.5%

Capacity Shortfall Indicators


-WBTS-

WSP Resource:
RNC

WBTS

UE

Cell Resource Table

Radio Resource Indication


BRM
BRM

(1) RRC: RRC Connection Request

(5) NBAP: Radio Link Setup Request


(6) NBAP: Radio Link Setup Failure

(2) (3)
NBAP
NBAP

(4)
(7)

(9) aal2_establish_request
(10) aal2_establish_confirm
(12) RRC: RRC Connection Setup
(13) RRC: RRC Connection Setup Complete

Soc Classification level


42
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

NRM

RRC
RRC

Service Level Table

(8)
(11)

Iub Table

Capacity Shortfall Indicators


-WBTS-

The indicators within each counter table


Cell Resource Indicators
Node B Uplink Baseband
Processing
Service Level Indicators
RRC Setup failure by BTS
RAB Setup failure for Voice by BTS

Node B Downlink Baseband


Processing

Pro
ac
ti v
e
Re
ac
ti

RAB Setup failure for CS Conv by BTS


RAB Setup failure for PS Background by BTS

ve

Re
ac
ti v
HSDPA Blocking Rate Caused by BTS
e
Re
Iub Transport Indicator
ac
ti v
NBAP RL Setup Failure Due to MISC
RL Reconfiguration failure due to
e
Traffic Indicators

MISC

Soc Classification level


43
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-WBTS-

If the baseband processing capacity of a Node B


becomes congested then a hardware upgrade should
Node B Uplink/Downlink Baseband Processing
be considered in terms of configuring an additional
WSPC card. Other approaches can also be considered
to reduce the baseband processing load, e.g.
reducing the soft handover overhead and reducing
the bit rates assigned. However these approaches
are likely to have an impact upon network
performance.
Triggering Indicator:

Soc Classification level


44
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators Counters not


-WBTSworking
Optima Name:
AVE_AVAIL_PERC_POOL_CAPA_DL
Solution
PI Name:
Node B Downlink Baseband Processing(check for ras5.1)
proposed in
Counter Table:
Cell Resource
Monitoring
Proactive
RAS5.1 with
Type:
PI Expression: SUM(AVE_AVAIL_PERC_POOL_CAPA_DL * NBR_OF_BTS_HW_CAPA_ALLOC_DL) /
M5001
SUM(NBR_OF_BTS_HW_CAPA_ALLOC_DL)
Units/Level: %/WBTS
PI Description
This KPI quantifies the percentage of available baseband processing resources at a
Node B. The M1000C134 counter provides the result for a single Node B. The
M1000C136 counter is used to weight the KPI result when summarised for multiple
Node B. In this case, the M1000C136 counter provides more weighting to Node B which
have generated larger quantities of resource reports. The M1000C136 counter cancels
from the numerator and denominator when the KPI is generated for a single Node B. If
the baseband processing capacity of a Node B becomes heavily loaded then this KPI
will
generate
a relatively small result.
Note:
N/A

Soc Classification level


45
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators Counters not


-WBTSworking
Optima Name:
AVE_AVAIL_PERC_POOL_CAPA_UL
Solution
PI Name:
Node B Uplink Baseband Processing
Counter Table:
Cell Resource
proposed in
Monitoring
Proactive
RAS5.1 with
Type:
PI Expression: SUM(AVE_AVAIL_PERC_POOL_CAPA_UL * NBR_OF_BTS_HW_CAPA_ALLOC_UL) /
SUM(NBR_OF_BTS_HW_CAPA_ALLOC_UL)
M5001
Units/Level: %/WBTS
PI Description
This KPI quantifies the percentage of available baseband processing resources at a
Node B. The M1000C135 counter provides the result for a single Node B. The
M1000C137 counter is used to weight the KPI result when summarised for multiple
Node B. In this case, the M1000C137 counter provides more weighting to Node B which
have generated larger quantities of resource reports. The M1000C137 counter cancels
from the numerator and denominator when the KPI is generated for a single Node B. If
the baseband processing capacity of a Node B becomes heavily loaded then this KPI
will generate a relatively small result.
Note: N/A

Soc Classification level


46
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-WBTSPI full name

SRB blocking rate caused by BTS

PI name in Optima

rrc_conn_fail_bts

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RRC_CONN_STP_FAIL_BTS)] / [SUM(RRC_CONN_STP_ATT )]
PI description
The result provides an indication of the blocking probability for the RRC connection setup caused by BTS reasons. The
RRC_STP_FAIL_BTS counter increments when the NBAP entity receives an unsuccessful radio link setup from the WBTS.
This can be as a result of insufficient WSP resources and should therefore be used in conjunction with the lower layer
performance indicators to identify capacity shortfalls. The service level counters are applicable to the RRC establishment
procedure and provide an indication of end user set up perception
Note Failure counters itself are not enough to indicate congestion but together with WBTS hardware resource measurement
(M5001) it is possible to identify cells having capacity problems.

Soc Classification level


47
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-WBTSPI full name

CS voice RAB blocking rate caused by BTS

PI name in Optima

rab_cs_voice_est_fail_bts

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RAB_STP_FAIL_CS_VOICE_BTS)] / [SUM(RAB_STP_ATT_CS_VOICE)]
PI description
The result provides an indication of the blocking probability for the CS voice service caused by BTS reasons. The
RAB_STP_FAIL_CS_VOICE_BTS counter increments when the NBAP entity receives an unsuccessful radio link
reconfiguration from the WBTS. This can be as a result of insufficient WSP resources and should therefore be used in
conjunction with the lower layer performance indicators to identify capacity shortfalls. The service level counters are
applicable to the RAB establishment procedure and provides an indication of end user perception.
Note The service level counters are updated on the main cell (The main cell being the cell with the best radio condition in the
last received measurement report). Therefore in soft handover scenarios blocking indication can increment on the incorrect
cell. Service level indicators should be used in conjunction with lower layer indicators to identify capacity shortfalls.

Soc Classification level


48
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-WBTSPI full name

CS conversation RAB blocking rate caused by BTS

PI name in Optima

rab_cs_conv_est_fail_bts

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RAB_STP_FAIL_CS_CONV_BTS)] / [SUM(RAB_STP_ATT_CS_CONV)]
PI description
The result provides an indication of the blocking probability for the CS video service caused by BTS reasons. The
RAB_STP_FAIL_CS_CONV_BTS counter increments when the NBAP entity receives an unsuccessful radio link
reconfiguration from the WBTS. This can be as a result of insufficient WSP resources and should therefore be used in
conjunction with the lower layer performance indicators to identify capacity shortfalls. The service level counters are
applicable to the RAB establishment procedure and provides an indication of end user perception.
Note The service level counters are updated on the main cell (The main cell being the cell with the best radio condition in the
last received measurement report). Therefore in soft handover scenarios blocking indication can increment on the incorrect
cell. Service level indicators should be used in conjunction with lower layer indicators to identify capacity shortfalls.

Soc Classification level


49
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-WBTSPI full name

NBAP Radio Link Setup Failure due to Misc

PI name in Optima

NBAP_radio_link_stp_fr_misc

Software release

RAS05

Counter measurement

Iu layer3 signaling

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100*( SUM(SETUP_FAIL_FIRST_RL_MISC + SETUP_FAIL_SHO_SRNC_MISC+SETUP_FAIL_SHO_DRNC_MISC) / SUM
(RL_SETUP_ATT_FOR_FIRST_RL+ RL_SETUP_ATT_FOR_SHO_ON_SRNC+RL_SETUP_ATT_FOR_SHO_ON_DRNC)
PI description
The result provides the percentage of radio link setup failures caused by miscellaneous. The Nokia solution maps the lack of
WSP processing resources to the counters Miscellaneous as specified in 3GPP 25.433. This PI should be used in
conjunction with the lower layer performance indicators to identify capacity shortfalls.
Note Failure counters itself are not enough to indicate congestion but together with WBTS hardware resource measurement
(M5001) it is possible to identify cells having capacity problems.

Soc Classification level


50
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-WBTSPI full name

HSDPA blocking rate cased by BTS

PI name in Optima

HSDPA_blk_rate_bts

Software release

RAS05

Counter measurement

Traffic

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % *SUM(SETUP_FAIL_BTS_HS_DSCH_INT + SETUP_FAIL_BTS_HS_DSCH_BGR) /
SUM(ALLO_HS_DSCH_FLOW_INT + ALLO_HS_DSCH_FLOW_BGR+SUM(ALLO_HS_DSCH_FLOW_INT +
ALLO_HS_DSCH_FLOW_BGR +REJ_HS_DSCH_RET_INT + REJ_HS_DSCH_RET_BGR +
SETUP_FAIL_RNC_HS_DSCH_INT + SETUP_FAIL_BTS_HS_DSCH_INT + SETUP_FAIL_IUB_HS_TOTAL_INT +
SETUP_FAIL_RNC_HS_DSCH_BGR + SETUP_FAIL_BTS_HS_DSCH_BGR + SETUP_FAIL_IUB_HS_TOTAL_BGR)
PI description
The result provides an indication of the probability of blocking due to WBTS for the HSDPA service. The KPI is defined by
dividing the number of unsuccessful establishments for BTS by the total number of successful and unsuccessful attempts.
Counters are defined for both interactive and background services.
Note Failure counters itself are not enough to indicate congestion but together with WBTS hardware resource measurement
(M5001) it is possible to identify cells having capacity problems.
Soc Classification level
51
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-WBTSPI full name

Average ratio of utilized CE for BTS

PI name in Optima
Software release

RAS5.1, WN3.2

Counter measurement

WBTS hardware resource measurement

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

80%

Time resolution

1 hour

PI expression
max_value(sum( AVG_USED_CE_DL/AVE_AVAIL_CE)) , sum( AVG_USED_CE_UL/AVE_AVAIL_CE))
PI description
The result provides an indication of percentage of channel element(CE) usage during the measurement period . The channel
element usage is symmetrical, so the KPI is based on taking the larger average of UL/DL utilization.
Note

Soc Classification level


52
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-WBTSPI full name

Maximum ratio of utilized CE for BTS

PI name in Optima
Software release

RAS5.1, WN3.2

Counter measurement

WBTS hardware resource measurement

Monitor type

Proactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

90%

Time resolution

1 hour

PI expression
max_value(sum( MAX_USED_CE_DL/AVE_AVAIL_CE)) , sum( MAX_USED_CE_UL/AVE_AVAIL_CE))
PI description
The result provides an indication of percentage of maximum channel element (CE) usage during the measurement period .
The channel element usage is symmetrical, so the KPI is based on taking the larger average of UL/DL utilization.
Note

Soc Classification level


53
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Transport Resource-

RNC

WBTS

UE

Radio Resource Indication


BRM
BRM

(1) RRC: RRC Connection Request

(5) NBAP: Radio Link Setup Request

(2) (3)
NBAP
NBAP

(6) NBAP: Radio Link Setup Response

(4)
(7)
(8)

(9) aal2_establish_request
(10) aal2_establish_confirm

NRM
NRM

(11)

RRC
RRC

Note: If NRM
rejects for
RT call, then
pre emption
is started of
a NRT call.

(12) RRC: RRC Connection Setup


(13) RRC: RRC Connection Setup Complete

CAC
CNBAP

Example of Pre emption Scenario


Soc Classification level
54
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

AAL2SIG

Capacity Shortfall Indicators


-Transport ResourceThe indicators within each counter table

AAL2 path CAC resource measurement Indicators


Iub Total CAC Reservation (%)
Iub DCH Reservation (%)
Iub Available HSDPA Capacity
Iub Average AAL2 Connections

Iub Total CAC Reservation (cps)


Iub DCH Reservation (cps)
Iub HSDPA Reserved Bandwidth
Iub Maximum AAL2 Connections

AAL2 VCC measurement indicators


Total User Plane Egress Transport Load

Pro
ac
ti v
e

Pro
ac
ti

Total User Plane Ingress Transport Load

Re
ac
ti

Service Level Indicators


SRB Blocking Rate Caused by Transport
CS Voice RAB Blocking Rate Caused by Transport
CS Conversational RAB Blocking Rate Caused by Transport
PS Data RAB Blocking Rate Caused by Transport

ve

ve

Re
ac
AAL2 resource reservation measurement
tiv
Indicators
e
Transport HSDPA Reservation Success
AAL2 Reservation Success Rate
Rate

Soc Classification level


55
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-Transport-

Triggering Indicator:
Iub Total CAC Reservation
Iub Available HSDPA Capacity

Triggering Indicator:
Iub Average AAL2 Connections
Iub Maximum AAL2
Connections

Soc Classification level


56
Nokia Siemens Networks

A high reserved bandwidth or if the average Iub


bandwidth available for HSDPA is less than the target
HSDPA throughput then a physical capacity upgrade
should be considered.

A high maximum result indicates that it may be


necessary to introduce an additional VCC, i.e. a
logical capacity upgrade.

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Total User Plan Egress Transport Load

PI name in Optima

TOT_USR_PL_EG_LOAD

Software release

RAS05

Counter measurement

ATM virtual channel connection measurement

Monitor type

Reactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

70%

Time resolution

1 hour

PI expression
100 % SUM(EG_TOT_CELLS_VC) / SUM(AAL2_PATH_GUAR_CELL_RATE PERIOD_DURATION 60)
PI description
This KPI quantifies the total downlink traffic transferred across the Iub user plane VCC as a percentage of the user plane
VCC capacity. Counter EG_TOT_CELLS_VC quantifies the number of Egress ATM cells which are transferred during the
measurement period. Counter AAL2_PATH_GUAR_CELL_RATE quantifies the bandwidth of the Iub user plane VCC.
Note If the KPI result becomes high, an Iub physical capacity upgrade should be considered. The KPI result represents an
average load during the measurement period. There could be short term peaks in activity which cause blocking prior to the
load approaching 100 %.

Due to problem in Optima (VCI and VPI missing), this KPI is not able to implement in Optima.
Soc Classification level
57
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Total User Plan Ingress Transport Load

PI name in Optima

TOT_USR_PL_ING_LOAD

Software release

RAS05

Counter measurement

ATM virtual channel connection measurement

Monitor type

Reactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

70%

Time resolution

1 hour

PI expression
100 % SUM(IN_TOT_CELLS_VC) / SUM(AAL2_PATH_GUAR_CELL_RATE PERIOD_DURATION 60)
PI description
This KPI quantifies the total uplink traffic transferred across the Iub user plane VCC as a percentage of the user plane VCC
capacity. Counter IN_TOT_CELLS_VC quantifies the number of Egress ATM cells which are transferred during the
measurement period. Counter AAL2_PATH_GUAR_CELL_RATE quantifies the bandwidth of the Iub user plane VCC.
Note If the KPI result becomes high, an Iub physical capacity upgrade should be considered. The KPI result represents an
average load during the measurement period. There could be short term peaks in activity which cause blocking prior to the
load approaching 100 %.

Due to problem in Optima (VCI and VPI missing), this KPI is not able to implement in Optima.

Soc Classification level


58
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Total Iub CAC reservation (%)

PI name in Optima

Iub_total_cac_Res_perc

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

70%

Time resolution

1 hour

PI expression
100 * SUM_RESERVED_CELL_RATE / (NBR_SAMPLES * AAL2_PATH_GUAR_CELL_RATE )
PI description
This KPI quantifies the percentage of the Iub user plane VCC which has been reserved for DCH and HSDPA connections.
This KPI provides an indication of the overall load of the Iub user plane VCC. This KPI is based upon the sum of all Iub
reservations rather than actual throughput. The actual throughput could be less than or greater than the sum of the
reservations.
Note
A high load indicates that a physical capacity upgrade (additional E1) is likely to be necessary. When zero is dedicated to
HSDPA( ShareAllocationHSDPA = 0, This KPI quantifies the percentage of the Iub user plane VCC which has been
reserved for DCH(this is because iub user plane VCC is reserved for HSDPA is equal to zero). In this case HSDPA uses
capacity which is left from DCH reservation.

Soc Classification level


59
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Total Iub CAC reservation (cps)

PI name in Optima

Iub_total_cac_Res_cps

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

cells per second

Capacity evaluation threshold

Total Iub CAC reservation (%) is used

Time resolution

1 hour

PI expression
SUM_RESERVED_CELL_RATE / NBR_SAMPLES
PI description
This KPI quantifies the Iub user plane VCC which has been reserved for DCH and HSDPA connections in cells per second.
This KPI provides an indication of the overall load of the Iub user plane VCC.
This KPI is based upon the sum of all Iub reservations rather than actual throughput. The actual throughput could be less
than or greater than the sum of the reservations.
Note
A high load indicates that a physical capacity upgrade (additional E1) is likely to be necessary.

Soc Classification level


60
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Maximim Iub CAC reservation (%)

PI name in Optima

Iub_max_cac_Res_perc

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

90%

Time resolution

1 hour

PI expression
100 *(MAX_RESERVED_CELL_RATE / AAL2_PATH_GUAR_CELL_RATE )
PI description
This KPI quantifies the percentage of the maximum Iub user plane VCC which has been reserved for DCH and HSDPA
connections. This KPI provides an indication of the maximum overall load of the Iub user plane VCC. The actual Iub
throughput can be greater than or less than that indicated by the reserved load, i.e. The DCH throughput should be less than
the DCH reserved bandwidth but the HSPDA throughput may be either greater than or less than the reserved bandwidth.
Note
A high load indicates that a physical capacity upgrade (additional E1) is likely to be necessary.

Soc Classification level


61
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Maximim Iub CAC reservation (cps)

PI name in Optima

Iub_max_cac_Res_cps

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

cells per second

Capacity evaluation threshold

Maximim Iub CAC reservation (%) is used

Time resolution

1 hour

PI expression
MAX_RESERVED_CELL_RATE
PI description
This KPI quantifies maximim of the Iub user plane VCC which has been reserved for DCH and HSDPA connections. This KPI
provides an indication of the overall load of the Iub user plane VCC. This KPI is based upon the sum of all Iub reservations
rather than actual throughput. The actual throughput could be less than or greater than the sum of the reservations.
Note
A high load indicates that a physical capacity upgrade (additional E1) is likely to be necessary.

Soc Classification level


62
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Iub DCH Reservation (%)

PI name in Optima

Iub_DCH_Reservation_perc

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold


Time resolution

1 hour

PI expression
100 % * (SUM_RESERVED_CELL_RATE - SHARED_HSDPA_AAL2_ALLOCATION) / (NBR_SAMPLES *
(AAL2_PATH_GUAR_CELL_RATE MAX_SHARED_HSDPA_AAL2_ALLOC))
PI description
This KPI quantifies the percentage of the Iub user plane VCC which has been reserved for DCH connections when using
shared user plane VCC for both DCH and HSDPA. The calculation is based upon a user plane VCC bandwidth which has
been reduced by the bandwidth which can be reserved for HSDPA. A result of more than 100 % means that it is unlikely that
an HSDPA reservation would be successful. The result should be less than 70 % to allow HSDPA to make full use of the Iub
bandwidth defined by the RNC databuild parameter SHFCA. This parameter has a recommended value which is 30 %
greater than the reserved HSDPA bandwidth.
Note

Soc Classification level


63
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Iub DCH Reservation (cps)

PI name in Optima

Iub_DCH_Reservation_cps

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

cells per second

Capacity evaluation threshold


Time resolution

1 hour

PI expression
(SUM_RESERVED_CELL_RATE - SHARED_HSDPA_AAL2_ALLOCATION) / (NBR_SAMPLES)
PI description
This KPI quantifies the Iub user plane VCC load which has been reserved for DCH connections when using shared user
plane VCC for both DCH and HSDPA. The calculation is based upon a user plane VCC bandwidth which has been reduced
by the bandwidth which can be reserved for HSDPA.
Note

Soc Classification level


64
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Iub Available HSDPA Capacity

PI name in Optima

Iub_avail_hsdpa_cap

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

kbps

Capacity evaluation threshold


Time resolution

1 hour

PI expression
(AAL2_PATH_GUAR_CELL_RATE (SUM_RESERVED_CELL_RATE SHARED_HSDPA_AAL2_ALLOCATION) /
NBR_SAMPLES) * (53 * 8 / 1000)
PI description
This KPI quantifies the average Iub bandwidth available for HSDPA when using shared user plane VCC for both DCH and
HSDPA. The result is calculated by subtracting the sum of the DCH reservations from the total Iub user plane VCC
bandwidth. The average Iub bandwidth available for HSDPA provides an indication of the maximum HSDPA throughput which
can be expected across the Iub. If the maximum HSDPA throughput is below the target throughput then it is likely that a
capacity upgrade will be required. The resulting throughput includes the Iub overheads and should be divided by 1.25 to
estimate an equivalent RLC throughput.
Note

Soc Classification level


65
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Iub HSDPA Reserved Bandwidth

PI name in Optima

Iub_hsdpa_reserved_cap

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

cells per second

Capacity evaluation threshold


Time resolution

1 hour

PI expression
SHARED_HSDPA_AAL2_ALLOCATION / NBR_SAMPLES
PI description
This KPI quantifies the average Iub user plane bandwidth which has been reserved for HSDPA during the measurement
period when using shared user plane VCC for both DCH and HSDPA. HSDPA throughput could be either greater than or less
than the reserved bandwidth.
Note

Soc Classification level


66
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Iub Average AAL2 Connections

PI name in Optima

Iub_avg_aal2_conns

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

70%

Time resolution

1 hour

PI expression
100 % * SUM_AAL2_CONNECTIONS / (NBR_SAMPLES * 248)
PI description
This KPI quantifies the average percentage of simultaneous AAL2 connection identifiers which were used throughout the
measurement period. The maximum possible number of simultaneous AAL2 connections per VCC is 248.
Note
A high average result indicates that it may be necessary to introduce an additional VCC, i.e. a logical capacity upgrade.

Soc Classification level


67
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Iub Maximum AAL2 Connections

PI name in Optima

Iub_max_aal2_conns

Software release

RAS05

Counter measurement

AAL2 path CAC resource measurement

Monitor type

Proactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

90%

Time resolution

1 hour

PI expression
100 % * MAX_AAL2_CONNECTIONS / 248
PI description
This KPI quantifies the maximum percentage of simultaneous AAL2 connection identifiers which were used throughout the
measurement period. The maximum possible number of simultaneous AAL2 connections per VCC is 248.
Note
A high maximum result indicates that it may be necessary to introduce an additional VCC, i.e. a logical capacity upgrade.

Soc Classification level


68
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

AAL2 reservation success rate

PI name in Optima

AAL2_SUCC_RATE

Software release

RAS05

Counter measurement

AAL2 resource reservation measurement

Monitor type

Reactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

99%

Time resolution

1 hour

PI expression
100 % * SUM(AAL2_SUCCEEDED) / SUM(RES_EXT_CAP + RES_INT_CAP + RES_OTHER + AAL2_SUCCEEDED +
AAL2_REJECTED)
PI description
This KPI quantifies the success rate of AAL2 transport reservations including HSDPA. In the case of the Iub, a successful
reservation includes successful admission within both the RNC and the Node B. The RNC admits the resource request and
subsequently sends an AAL2 ERQ message to the Node B. The AAL2_SUCCEEDED counter is incremented if the Node B
successfully returns an AAL2 ECF message. If the RNC internal reservation fails then one of RES_EXT_CAP,
RES_INT_CAP or RES_OTHER is incremented. RES_EXT_CAP indicates a lack of external AAL2 resources whereas
M800C2 indicates a lack of AAL2 internal resources. AAL2_REJECTED is incremented if the ERQ/ECF handshake with the
Node B is rejected.
Note
Soc Classification level
69
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

Transport HSDPA reservation success rate

PI name in Optima

HSDPA_TRANS_RES

Software release

RAS05

Counter measurement

AAL2 resource reservation measurement

Monitor type

Reactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

95%

Time resolution

1 hour

PI expression
100 % * SUM(AAL2_SUCCEEDED_HSDPA)/ SUM(AAL2_SUCCEEDED_HSDPA +
TRANSPORT_REJECTED_EXT_HSDPA + TRANSPORT_REJECTED_INT_HSDPA + OTHER_REJECTED_HSDPA)
PI description
This KPI quantifies the success rate of the HSDPA shared AAL2 transport reservation. This KPI is applicable to the Iub. The
reservation for the HSDPA shared bandwidth does not require an AAL2 ERQ/ECF handshake. The M800C6 counter is
incremented if the RNC completes a successful reservation. If the reservation fails then one of M800C7, M800C8 or M800C9
is incremented. M800C7 indicates a lack of external resources whereas M800C8 indicates a lack of internal resources.
M800C9 is incremented if the failure is for any other reason
Note

Soc Classification level


70
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

SRB blocking caused by transport

PI name in Optima

rrc_est_fr_trans

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

User plane VCC

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RRC_CONN_STP_FAIL _IUB_AAL2)] / [SUM(RRC_STP_ATT)]
PI description
The result provides an indication of the probability of blocking for the RRC connection setup caused by transport reasons.
The RRC_CONN_STP_FAIL _IUB_AAL2 increments when the transport entity rejects the RRC connection setup due to Iub
transport resource shortage between RNC and WBTS. In this case the RRC setup attempt is rejected prior to the ALCAP
signalling used to reserve the Iub resources. The service level counters are applicable to the R establishment procedure and
provide an indication of end user perception.
Note

Soc Classification level


71
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

CS Voice RAB Blocking Rate Caused by Transport

PI name in Optima

rab_cs_voice_est_fr_trans

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RAB_STP_FAIL_CS_V_IUB_AAL2 )] / [SUM(RAB_STP_ATT_CS_VOICE)]
PI description
The result provides an indication of the probability of blocking for the CS voice service caused by Transport reasons. The
RAB_STP_FAIL_CS_V_IUB_AAL2 increments when the transport entity rejects the RAB setup request due to Iub transport
resource shortage between RNC and WBTS. In this case the RAB setup attempt is rejected prior to the ALCAP signaling
used to reserve the Iub resources. The service level counters are applicable to the RAB establishment procedure and
provides an indication of end user call setup perception.
Note The service level counters are updated on the main cell (The main cell being the cell with the best radio condition in the
last received measurement report). Therefore in soft handover scenarios blocking indication can increment on the incorrect
cell. Service level indicators should be used in conjunction with lower layer indicators to identify capacity shortfalls.

Soc Classification level


72
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

CS Conversational RAB Blocking Rate Caused by Transport

PI name in Optima

rab_cs_conv_est_fr_trans

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * [SUM(RAB_STP_FAIL_CS_CO_IUB_AAL2)] / [SUM(RAB_STP_ATT_CS_CONV )]
PI description
The result provides an indication of the probability of blocking for the CS video service caused by Transport reasons. The
RAB_STP_FAIL_CS_CO_IUB_AAL2 counter increments when the transport entity rejects the RAB setup request due to Iub
transport resource shortage between RNC and WBTS. In this case the RAB setup attempt is rejected prior to the ALCAP
signalling used to reserve the Iub resources. The service level counters are applicable to the RAB establishment procedure
and provide an indication of end user call setup perception.
Note The service level counters are updated on the main cell (The main cell being the cell with the best radio condition in the
last received measurement report). Therefore in soft handover scenarios blocking indication can increment on the incorrect
cell. Service level indicators should be used in conjunction with lower layer indicators to identify capacity shortfalls.
Soc Classification level
73
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

PS data RAB Blocking Rate Caused by Transport

PI name in Optima

rab_ps_est_fr_trans

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * SUM(RAB_STP_FAIL_PS_INTER_TRANS+ RAB_STP_FAIL_PS_BACKG_TRANS) /
SUM(RAB_STP_ATT_PS_INTER + RAB_STP_ATT_PS_BACKG)
PI description
The result provides an indication of the probability of blocking for the PS NRT data service caused by Transport' reasons
indicating the instances of insufficient Iub resource. In the case of the PS data service, the RAB is established with a 0/0
kbps configuration and is subsequently upgraded after either an uplink or downlink capacity request. This means that the
probability of blocking during RAB establishment should be low , however the blocking of subsequent upgrades are observed
in the indicator RAB_STP_FAIL_PS_X_TRANS.
Note The service level counters are updated on the main cell (The main cell being the cell with the best radio condition in the
last received measurement report). Therefore in soft handover scenarios blocking indication can increment on the incorrect
cell. Service level indicators should be used in conjunction with lower layer indicators to identify capacity shortfalls. The
number of DCH setup failures caused by Iub AAL2 transport resource shortage for PS data. The failure can happen in FACH
to DCH transition, DCH 0/0 to DCH xx/yy transition, DCH upgrade, soft handover branch addition or Intra-RNC HHO.
Soc Classification level
74
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-TransportPI full name

HSDPA blocking rate caused by Iub

PI name in Optima

HSDPA_blk_rate_Iub

Software release

RAS05

Counter measurement

Traffic

Monitor type

Reactive

Level monitoring

wcel

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % *SUM(SETUP_FAIL_IUB_HS_TOTAL_INT + SETUP_FAIL_IUB_HS_TOTAL_BGR) /
SUM(ALLO_HS_DSCH_FLOW_INT + ALLO_HS_DSCH_FLOW_BGR+SUM(ALLO_HS_DSCH_FLOW_INT +
ALLO_HS_DSCH_FLOW_BGR + REJ_HS_DSCH_RET_INT + REJ_HS_DSCH_RET_BGR +
SETUP_FAIL_RNC_HS_DSCH_INT + SETUP_FAIL_BTS_HS_DSCH_INT + SETUP_FAIL_IUB_HS_TOTAL_INT +
SETUP_FAIL_RNC_HS_DSCH_BGR + SETUP_FAIL_BTS_HS_DSCH_BGR + SETUP_FAIL_IUB_HS_TOTAL_BGR)
PI description
The result provides an indication of the probability of blocking due to Iub for the HSDPA service. The KPI is defined by
dividing the number of unsuccessful establishments for either the return channel or MAC-d flow. Counters are defined for
both interactive and background services.
Note

Soc Classification level


75
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Iub capacity upgrade process


Additional E1
Monitor KPIs

Maximum Iub CAC reservation > 90%


or
Total Iub CAC reservation > 70%
or
Total User Plane Egress Transport Load >
70%
or
Total User Plane Ingress Transport Load >
70%

Addition Iub physical capacity required

Soc Classification level


76
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Iub capacity upgrade process


Introduce second user plane VCC
Monitor KPIs

Iub Maximum AAL2 connection >


90%
or
Iub average AAL2 connection >
70%

Introduce 2nd VCC

Soc Classification level


77
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


-High Level Indicators-

The indicators within each counter table


Service Level
CS Voice RAB Blocking Rate
CS Video RAB Blocking Rate

PS Data RAB Blocking Rate

Traffic Table
HSDPA Blocking Rate

Re
ac
ti

Minutes per Radio Bearer Downgrade due to Pre-Emption

Service Level Indicators


Average Active Set Size

Soc Classification level


78
Nokia Siemens Networks

Re
ac
ti v
e

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

ve

Ef
cie
n

cy

Capacity Shortfall Indicators


-High level Blocking IndicatorsPI full name

CS voice RAB blocking rate

PI name in Optima

rab_cs_voice_blk_rate

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

Wcel,WBTS or RNC

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * SUM(RAB_STP_FAIL_CS_VOICE_AC + RAB_STP_FAIL_CS_VOICE_BTS +
RAB_STP_FAIL_CS_VOICE_TRANS) / SUM(RAB_STP_ATT_CS_VOICE)
PI description
The result provides an indication of the probability of blocking for the CS speech service. The failure counter with cause
'admission control' records instances of air-interface blocking. The failure counter with cause ' BTS' records instances of
baseband processing blocking. The failure counter with cause 'transport' records instances of Iub blocking. This KPI should
be computed on a per RNC basis as well as on a per cell basis. When computing the RNC result the individual counters
should be summed on a per RNC basis. An intermediate measurement period of 1 hour has been defined to provide a
balance between the quantity of KPI data generated and the resolution of that data.
Note The fail counters will update in both fault and congestion scenarios, therefore this KPI should be used in conjunction
with lower layer indicators to identify capacity shortfalls.

Soc Classification level


79
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


- High level Blocking IndicatorsPI full name

CS video RAB blocking rate

PI name in Optima

rab_cs_video_blk_rate

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

Wcel,WBTS or RNC

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * SUM(RAB_STP_FAIL_CS_CONV_AC + RAB_STP_FAIL_CS_CONV_BTS +
RAB_STP_FAIL_CS_CONV_TRANS) / SUM(RAB_STP_ATT_CS_CONV)
PI description
The result provides an indication of the probability of blocking for the CS video service. The failure counter with cause
'admission control' records instances of air-interface blocking. The failure counter with cause ' BTS' records instances of
baseband processing blocking. The failure counter with cause 'transport' records instances of Iub blocking. This KPI should
be computed on a per RNC basis as well as on a per cell basis. When computing the RNC result the individual counters
should be summed on a per RNC basis. An intermediate measurement period of 1 hour has been defined to provide a
balance between the quantity of KPI data generated and the resolution of that data.
Note The fail counters will update in both fault and congestion scenarios, therefore this KPI should be used in conjunction
with lower layer indicators to identify capacity shortfalls.

Soc Classification level


80
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


- High level Blocking IndicatorsPI full name

PS data RAB blocking rate

PI name in Optima

rab_ps_data_blk_rate

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

Wcel,WBTS or RNC

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * SUM(RAB_STP_FAIL_PS_INTER_AC + RAB_STP_FAIL_PS_INTER_TRANS + RAB_STP_FAIL_PS_BACKG_AC
+ RAB_STP_FAIL_PS_BACKG_TRANS) / SUM(RAB_STP_ATT_PS_INTER + RAB_STP_ATT_PS_BACKG)
PI description
The result provides an indication of the probability of blocking for the PS data service. In the case of the PS data service, the
RAB is established with a 0/0 kbps configuration and is subsequently upgraded after either an uplink or downlink capacity
request. This means that the probability of blocking during RAB establishment should be 0 % because additional resources
are not required. The KPI specified above includes failure counters which record blocking resulting from Iub transport
limitations during the subsequent capacity request process, i.e. after RAB establishment. It is possible that a single RAB
establishment has multiple instances of capacity requests and blocking. Service level counters are not available for the Node
B baseband processing resources. In addition, the admission control (air-interface) counters are applicable to the RAB
establishment phase rather than the subsequent capacity request phase.
Note The fail counters will update in both fault and congestion scenarios, therefore this KPI should be used in conjunction
with lower layer indicators to identify capacity shortfalls.
Soc Classification level
81
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


- High level Blocking IndicatorsPI full name

HSDPA blocking rate

PI name in Optima

HSDPA_blk_rate

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

Wcel,WBTS or RNC

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % *SUM(REJ_HS_DSCH_RET_INT + REJ_HS_DSCH_RET_BGR + SETUP_FAIL_BTS_HS_DSCH_INT +
SETUP_FAIL_IUB_HS_TOTAL_INT + SETUP_FAIL_BTS_HS_DSCH_BGR + SETUP_FAIL_IUB_HS_TOTAL_BGR) /
SUM(ALLO_HS_DSCH_FLOW_INT + ALLO_HS_DSCH_FLOW_BGR+SUM(ALLO_HS_DSCH_FLOW_INT +
ALLO_HS_DSCH_FLOW_BGR +REJ_HS_DSCH_RET_INT + REJ_HS_DSCH_RET_BGR +
SETUP_FAIL_RNC_HS_DSCH_INT + SETUP_FAIL_BTS_HS_DSCH_INT + SETUP_FAIL_IUB_HS_TOTAL_INT +
SETUP_FAIL_RNC_HS_DSCH_BGR + SETUP_FAIL_BTS_HS_DSCH_BGR + SETUP_FAIL_IUB_HS_TOTAL_BGR)
PI description
The result provides an indication of the probability of blocking for the HSDPA service. The KPI is defined by dividing the
number of unsuccessful establishments by the sum of the successful and unsuccessful establishments. Counters are
defined for both interactive and background services. The failure mechanisms include: air-interface congestion for the return
channel, Iub congestion for either the return channel or MAC-d flow, BTS congestion in terms of WSPC resource.
Note
Soc Classification level
82
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


- High level Blocking IndicatorsPI full name

Percentage of HSDPA uplink downgrades

PI name in Optima

HSDPA_ul_downgr_perc

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

Wcel,WBTS or RNC

Unit

Capacity evaluation threshold

1%

Time resolution

1 hour

PI expression
100 % * SUM(HS_DSCH_RET_DOWNGRADE_INT + HS_DSCH_RET_DOWNGRADE_BGR) /
SUM(ALLO_HS_DSCH_RET_64_INT + ALLO_HS_DSCH_RET_128_INT + ALLO_HS_DSCH_RET_384_INT +
ALLO_HS_DSCH_RET_64_BGR + ALLO_HS_DSCH_RET_128_BGR + ALLO_HS_DSCH_RET_384_BGR)
PI description
This KPI quantifies the percentage of HSDPA return channel allocations which are downgrades. The total number of return
channel allocations include upgrades, downgrades and initial allocations.

Note

Soc Classification level


83
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


- High level Blocking IndicatorsPI full name

Average Active Set Size - cell

PI name in Optima

ACTIVE_SET_SIZE_CELL

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

Wcel

Unit

cells

Capacity evaluation threshold

1.75

Time resolution

1 hour

PI expression
SUM(ONE_CELL_IN_ACT_SET_FOR_RT + (TWO_CELL_IN_ACT_SET_FOR_RT*2) +
(THREE_CELL_IN_ACT_SET_FOR_RT*3) + ONE_CELL_IN_ACT_SET_FOR_NRT +
(TWO_CELL_IN_ACT_SET_FOR_NRT*2) + (THREE_CELL_IN_ACT_SET_FOR_NRT*3)) /
[SUM(ONE_CELL_IN_ACT_SET_FOR_RT) + SUM(TWO_CELL_IN_ACT_SET_FOR_RT) +
SUM(THREE_CELL_IN_ACT_SET_FOR_RT) + SUM(ONE_CELL_IN_ACT_SET_FOR_NRT) +
SUM(TWO_CELL_IN_ACT_SET_FOR_NRT) + SUM(THREE_CELL_IN_ACT_SET_FOR_NRT)]
PI description
The result represents the serving cell average active set size for real time and non-real time dedicated channel connections. The Nokia RNC allows the
configuration of different soft handover parameter sets for real time and non-real time services. If different parameter sets are configured it is useful to
define separate real time and non-real time KPI. Each counter represents the period of time (with units of 100 ms) that the cell belongs to an active set,
the size of which is that specified. The counters are updated for every active set cell i.e. if a UE has a radio link with Cell A and a radio link with Cell B
then both cells will have their TWO_CELL_IN_ACT_SET counters incremented. This KPI may be used to identify cells which exhibit high or low active
set sizes.

Note If congestion is occurred on wcel which has Average Active Set Size > 1.75 or Soft Handover Overhead > 50%, Soft handover tuning should be
done to minimise the use of soft handover which generates overheads in terms of Iub, Node B hardware resources and Node B transmit power.
Soc Classification level
84
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Capacity Shortfall Indicators


- High level Blocking IndicatorsPI full name

Soft handover overhead-cell

PI name in Optima

SHO_OVERHEAD_CELL

Software release

RAS05

Counter measurement

Service level

Monitor type

Reactive

Level monitoring

Wcel

Unit

Capacity evaluation threshold

50%

Time resolution

1 hour

PI expression
{100% * [SUM(ONE_CELL_IN_ACT_SET_FOR_RT + (TWO_CELL_IN_ACT_SET_FOR_RT*2) +
(THREE_CELL_IN_ACT_SET_FOR_RT*3) + ONE_CELL_IN_ACT_SET_FOR_NRT +
(TWO_CELL_IN_ACT_SET_FOR_NRT*2) + (THREE_CELL_IN_ACT_SET_FOR_NRT*3)) /
[SUM(ONE_CELL_IN_ACT_SET_FOR_RT) + SUM(TWO_CELL_IN_ACT_SET_FOR_RT) +
SUM(THREE_CELL_IN_ACT_SET_FOR_RT) + SUM(ONE_CELL_IN_ACT_SET_FOR_NRT) +
SUM(TWO_CELL_IN_ACT_SET_FOR_NRT) + SUM(THREE_CELL_IN_ACT_SET_FOR_NRT)] ]-1]
PI description
Soft handover overhead quantifies how much overlapping there has been between cells. If congestion is occurred on wcel which has Average Active
Set Size > 1.75 or Soft Handover Overhead > 50%, Soft handover tuning should be done to minimise the use of soft handover which generates
overheads in terms of Iub, Node B hardware resources and Node B transmit power.

Note

Soc Classification level


85
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Accessibility Key Performance Indicator


-High Level Indicators-

The indicators within each counter table


Service level
CSSR CS voice
CSSR CS conversational (Video)

CSSR PS Background and interactive

Traffic
HSDPA accessibility for NRT

Soc Classification level


86
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Accessibility KPI
PI full name

Call set up success rate for CS voice call

PI name in Optima

CSSR AMR Voice%

Software release

RAS05

Counter measurement

Service level

Level monitoring

Wcel,WBTS or cluster

Unit

Time resolution

Daily or hourly

PI expression
100 *(MOC_CONV_CALL_ATTS - MOC_CONV_CALL_FAILS + MTC_CONV_CALL_ATTS - MTC_CONV_CALL_FAILS
+ EMERGENCY_CALL_ATTS - EMERGENCY_CALL_FAILS ) / (MOC_CONV_CALL_ATTS + MTC_CONV_CALL_ATTS
+ EMERGENCY_CALL_ATTS - RRC_ATT_REP_MO_CONV - RRC_ATT_REP_MT_CONV RRC_ATT_REP_EMERGENCY) * (RAB_ACC_COMP_CS_VOICE / RAB_STP_ATT_CS_VOICE) )
PI description
This KPI quantifies the percentage of call set up success rate for CS voice (AMR) calls.

Note

Soc Classification level


87
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Accessibility KPI
PI full name

Call set up success rate for PS Background and Interactive

PI name in Optima

CSSR Inter+backgr%

Software release

RAS05

Counter measurement

Traffic

Level monitoring

Wcel,WBTS or cluster

Unit

Time resolution

Daily or hourly

PI expression
100 *((MOC_INTER_CALL_ATTS -MOC_INTER_CALL_FAILS + MOC_BACKG_CALL_ATTS
-MOC_BACKG_CALL_FAILS + MTC_INTER_CALL_ATTS - MTC_INTER_CALL_FAILS + MTC_BACKG_CALL_ATTS
-MTC_BACKG_CALL_FAILS) /(MOC_INTER_CALL_ATTS + MOC_BACKG_CALL_ATTS + MTC_INTER_CALL_ATTS
+ MTC_BACKG_CALL_ATTS - RRC_ATT_REP_INTERACTIVE - RRC_ATT_REP_MO_INTERACTIVE RRC_ATT_REP_MO_BACKGROUND - RRC_ATT_REP_MT_BACKGROUND)) * ((RAB_ACC_COMP_PS_INTER
+RAB_ACC_COMP_PS_BACKG ) /(RAB_STP_ATT_PS_INTER+ RAB_STP_ATT_PS_BACKG ))
PI description
This KPI quantifies the percentage of call set up success rate for PS interactive and PS background calls.

Note
Soc Classification level
88
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Accessibility KPI
PI full name

Call set up success rate for CS conversational (Video call)

PI name in Optima

CSSR Video%

Software release

RAS05

Counter measurement

Traffic

Level monitoring

Wcel,WBTS or cluster

Unit

Time resolution

Daily or hourly

PI expression
100 *(MOC_CONV_CALL_ATTS - MOC_CONV_CALL_FAILS + MTC_CONV_CALL_ATTS - MTC_CONV_CALL_FAILS) /
(MOC_CONV_CALL_ATTS + MTC_CONV_CALL_ATTS -RRC_ATT_REP_MO_CONV - RRC_ATT_REP_MT_CONV)
* (RAB_ACC_COMP_CS_CONV / RAB_STP_ATT_CS_CONV)

PI description
This KPI quantifies the percentage of call set up success rate for CS converstaion (video) calls.

Note

Soc Classification level


89
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

Accessibility KPI
PI full name

HSDPA Accessibility for NRT Traffic

PI name in Optima

RNC_604a

Software release

RAS05

Counter measurement

Traffic

Level monitoring

Wcel,WBTS or cluster

Unit

Time resolution

Daily or hourly

PI expression
100* sum( ALLO_HS_DSCH_FLOW_INT + ALLO_HS_DSCH_FLOW_BGR ) /
sum( ALLO_HS_DSCH_FLOW_INT + ALLO_HS_DSCH_FLOW_BGR + REJ_HS_DSCH_RET_INT
+ REJ_HS_DSCH_RET_BGR + SETUP_FAIL_RNC_HS_DSCH_INT + SETUP_FAIL_BTS_HS_DSCH_INT
+ SETUP_FAIL_IUB_HS_TOTAL_INT + SETUP_FAIL_RNC_HS_DSCH_BGR + SETUP_FAIL_BTS_HS_DSCH_BGR
+ SETUP_FAIL_IUB_HS_TOTAL_BGR )
PI description
The accessibility of all started allocations for HS-DSCH for NRT Traffic.

Note

Soc Classification level


90
Nokia Siemens Networks

3GRANcapKPI / Wirongrong Inkeaw / Oct 2007

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