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Chapter 6

Ionic Reactions
Nucleophilic
Substitution and
Elimination Reactions of
Alkyl
Halides
Created by
Professor William Tam & Dr. Phillis
Chang
Copyright 2014 by John Wiley & Sons, Inc. All rights reserved.

About The Authors


These PowerPoint Lecture Slides were created and prepared by
Professor William Tam and his wife, Dr. Phillis Chang.
Professor William Tam received his B.Sc. at the University of Hong
Kong in 1990 and his Ph.D. at the University of Toronto (Canada) in
1995. He was an NSERC postdoctoral fellow at the Imperial College
(UK) and at Harvard University (USA). He joined the Department of
Chemistry at the University of Guelph (Ontario, Canada) in 1998 and
is currently a Full Professor and Associate Chair in the department.
Professor Tam has received several awards in research and teaching,
and according to Essential Science Indicators, he is currently ranked
as the Top 1% most cited Chemists worldwide. He has published four
books and over 80 scientific papers in top international journals such
as J. Am. Chem. Soc., Angew. Chem., Org. Lett., and J. Org. Chem.
Dr. Phillis Chang received her B.Sc. at New York University (USA) in
1994, her M.Sc. and Ph.D. in 1997 and 2001 at the University of
Guelph (Canada). She lives in Guelph with her husband, William, and
their son, Matthew.
2014 by John Wiley & Sons, Inc. All rights reserved.

Table of Contents
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.

(hyperlinked)

Alkyl Halides
Nucleophilic Substitution Reactions
Nucleophiles
Leaving Groups
Kinetics of a Nucleophilic Substitution Reaction: An SN2
Reaction
A Mechanism for the SN2 Reaction
Transition State Theory: Free-Energy Diagrams
The Stereochemistry of SN2 Reactions
The Reaction of tert-Butyl Chloride with Water: An SN1
Reaction
A Mechanism for the SN1 Reaction
Carbocations
The Stereochemistry of SN1 Reactions
Factors Affecting the Rates of SN1 and SN2 Reactions
Organic Synthesis: Functional Group Transformations Using
SN2 Reactions
Elimination Reactions of Alkyl Halides
The E2 Reaction
The E1 Reaction
2014 by John Wiley & Sons, Inc. All rights reserved.

Table of Contents
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.

Alkyl Halides
Nucleophilic Substitution Reactions
Nucleophiles
Leaving Groups
Kinetics of a Nucleophilic Substitution Reaction: An SN2
Reaction
A Mechanism for the SN2 Reaction
Transition State Theory: Free-Energy Diagrams
The Stereochemistry of SN2 Reactions
The Reaction of tert-Butyl Chloride with Water: An SN1
Reaction
A Mechanism for the SN1 Reaction
Carbocations
The Stereochemistry of SN1 Reactions
Factors Affecting the Rates of SN1 and SN2 Reactions
Organic Synthesis: Functional Group Transformations Using
SN2 Reactions
Elimination Reactions of Alkyl Halides
The E2 Reaction
The E1 Reaction
2014 by John Wiley & Sons, Inc. All rights reserved.

In this chapter we will consider:

What groups can be replaced (i.e.,


substituted) or eliminated

The various mechanisms by which


such processes occur

The conditions that can promote


such reactions
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1. Alkyl Halides

An alkyl halide has a halogen


atom bonded to an sp3-hybridized
(tetrahedral) carbon atom

The carbonchlorine and carbon


bromine bonds are polarized
because the halogen is more
electronegative than carbon
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Iodine does not have a permanent


dipole, but the bond is easily
polarizable

Iodine is a good leaving group due


to its polarizability, i.e. its ability
to stabilize a negative charge due
to its large atomic size

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C X
X = Cl, Br, I

Halogens are more


electronegative than carbon

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Different Types of Organic


Halides
Alkyl
halides (haloalkanes)
sp3
Attached to
1 carbon atom

Cl

Attached to
Attached to
2 carbon atoms 3 carbon atoms

C
Br

a 1o chloride a 2o bromide
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C
I

a 3o iodide

Vinyl halides (Alkenyl halides)


sp2

Aryl halides

sp2

X
benzene or aromatic ring

Acetylenic halides (Alkynyl


halides)
sp
X
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sp
C

Alkyl halides

sp2

Prone to undergo
Nucleophilic
Substitutions (SN) and
Elimination Reactions
(E) (the focus of this
Chapter)
sp2

sp

Different reactivity than alkyl


halides, and do not undergo SN or
E reactions
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2. Nucleophilic Substitution
Reactions

Nu + C

(nucleophile)

The Nu
donates
an e pair
to the
substrate

(substrate)

The bond
between
C and LG
breaks,
giving both
e from the
bond to LG

Nu

(product)

The Nu uses

+ X

(leaving
group)

The LG
its e pair to
gains the
form a new
pair of e
covalent bond originally
with the
bonded
substrate C
in the
substrate

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Timing of The Bond Breaking &


Bond Making Process

Two types of mechanisms


1st type: SN2 (concerted
mechanism)
R

HO

Br

C
R

transition state (T.S.)

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2nd type: SN1 (stepwise


Step (1):
mechanism)

R
R
(k1)
R C Br
R C +Br
slow
R
R
r.d.s.
k1 << k2 and
Step (2)
R
R
H
(k2)
R C +H2O
R C O
H
fast
R
R

fast
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k3

3. Nucleophiles

A reagent that seeks a positive


center

Nucleophile nucleus loving

phile derived from the Greek


word
philia meaning loving

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Has an unshared pair of e


e.g.:
HO , CH3O , H2N
H2O, NH3

(negative charge)

(neutral)

This is the positive


center that the
Nu seeks

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Examples:

HO
(Nu
O

H
(Nu

H H
+
C
CH3 Cl
) (substrate)
H H
+
C
H
CH3 Cl
)
(substrate)

H H
+ Cl
C
CH3 OH
(product) (L.G.)
H H
C
H + Cl
CH3 O
(L.G.)
H

H H
(product)
C
+ H3O
CH3 OH
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4. Leaving Groups

To be a good leaving group, the


substituent must be able to leave as a
relatively stable, weakly basic
molecule or ion

e.g.: I, Br, Cl
,
TsO
,
MsO
, H2O, NH3
O
OTs =

O S
O

CH3 (Tosylate)

O
OMs = O S CH3 (Mesylate)
O
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. Kinetics of a Nucleophilic
Substitution Reaction:
An SN2 Reaction

The rate of the substitution


reaction is linearly dependent on
the concentration of HO and
CH3Br
Overall, a second-order reaction

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5A.How Do We Measure the


Rate of This Reaction?
e.g.:
HO
(Nu )

H
+

H
C Cl

HO C

H
(substrate)

H
(product)

+ Cl
(leaving
group)

The rate of reaction can be measured


by
The consumption of the reactants
(HO or CH3Cl) or
The appearance of the products

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Concentration, M

Graphically

Rate =

[CH3Cl]
[CH3OH]

Time, t

[CH3Cl]
t

[CH3Cl]t=t [CH3Cl]t=0
Time in seconds

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Concentration, M

Initial Rate
[CH3Cl]t=0
[CH3Cl]t=t
[CH3Cl]
Time, t

[CH3Cl]t=t [CH3Cl]t=0
Initial Rate
=
(from slope)
t
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Example:
HO + Cl CH3

[OH]t=0

60oC
H2O

[CH3Cl]t=0

HO CH3 + Cl

Initial rate
mole L-1, s-

Result

1.0 M

0.0010 M

4.9 10-7

1.0 M

0.0020 M

9.8 10-7 Doubled

2.0 M

0.0010 M

9.8 10-7 Doubled

2.0 M

0.0020 M

19.6 10

-7

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Quadruple
d

Conclusion:
HO + Cl CH3

60oC
H2O

HO CH3 + Cl

The rate of reaction is directly


proportional to the
concentration of either
reactant.
When the concentration of
either reactant is doubled, the
rate of reaction doubles.
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The Kinetic Rate Expression


HO + Cl CH3

60oC
H2O

HO CH3 + Cl

Rate [OH][CH3Cl]
Rate = k[OH][CH3Cl]
k=

Initial Rate
[OH][CH3Cl]

= 4.9 10-7 L mol-1 s-1


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5B. What is the Order of This


Reaction?
This reaction is said to be second
order overall
We also say that the reaction is
bimolecular
We call this kind of reaction an SN2
reaction, meaning substitution,
nucleophilic, bimolecular

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. A Mechanism for the SN2


Reaction
H
HO

Br

H
H

HO

Br

C
H

transition state (T.S.)

negative HO

OC bond
brings an e
partially
pair to +C; Br
formed; CBr
begins to move bond partially
away with an
broken.
Configuration
e pair
ofWileyC& begins
toreserved.
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Sons, Inc. All rights

OC bond
formed; Br
departed.
Configuratio
n of C
inverted

7. Transition State Theory:


Free-Energy Diagrams
A reaction that proceeds with a
negative free-energy change
(releases energy to its
surroundings) is said to be
exergonic
A reaction that proceeds with a
positive free-energy change
(absorbs energy from its
surroundings) is said to be

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At 60oC (333 K)

Go = -100 kJ/mol
This reaction is highly
exergonic
Ho = -75 kJ/mol
This reaction is exothermic
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Its equilibrium constant (Keq) is


ln Keq

Go = RT ln Keq
Go
=
RT
=

(100 kJ/mol)

(0.00831 kJ K-1 mol-1)(333 K)

= 36.1
Keq = 5.0 x 1015
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A Free Energy Diagram for a Hypothetical


SN2
Reaction That Takes Place with a
Negative Go

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The reaction coordinate indicates


the progress of the reaction, in terms
of the conversion of reactants to
products
The top of the energy curve
corresponds to the transition state
for the reaction
The free energy of activation (G)
for the reaction is the difference in
energy between the reactants and the
transition state
The free energy change for the
reaction (Go) is the difference in

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A Free Energy Diagram for a Hypothetical


Reaction with a Positive Free-Energy
Change

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7A.Temperature & Reaction


Rate

Distribution of energies at two


different temperatures. The
number of collisions with
energies greater than the free
energy of activation is indicated
by the corresponding shaded
area under each curve.

A 10C increase
in temperature
will cause the
reaction rate to
double for
many reactions
taking place
near room
temperature

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The relationship
between the rate
constant (k) and
G is

G
/RT
exponential
:
k = k0 e

e = 2.718, the base of


natural logarithms
Distribution of energies at two
different temperatures. The
number of collisions with
energies greater than the free
energy of activation is indicated
by the corresponding shaded
area under each curve.

k0 = absolute rate
constant, which equals
the rate at which all
transition states
proceed to products
(At 25oC,

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12

Distribution of energies at two


different temperatures. The
number of collisions with
energies greater than the free
energy of activation is indicated
by the corresponding shaded
area under each curve.

A reaction with a
lower free energy
of activation (G)
will occur
exponentially
faster than a
reaction with a
higher G, as
dictated byG/RT

k = k0 e

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Free Energy Diagram of SN2


Reactions
Free Energy

T.S.
G
HO- + CH3Br
Go

G = free energy of
activation
Go =free energy
change
CH3OH + Br-

Reaction Coordinate

Exothermic (Go is negative)


Thermodynamically favorable
process

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The Stereochemistry of SN2


Reactions

Inversion of configuration

HO

CH3
+
C Br
H
CH2CH3
(R)

(inversion)
CH3
HO

H
(S) CH2CH3

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+ Br

Example:
CH3

Nu attacks from the TOP


face.

I +

OCH3

(inversion of configuration)
CH3

OCH3 +
I
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Example:
Nu attacks from the BACK
side.

(inversion of
configuration)

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The Reaction of tert -Butyl


Chloride with Water:
An SN1 Reaction

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The rate of SN1 reactions depends


only on concentration of the alkyl
halide and is independent of
concentration of the Nu
Rate = k[tBuCl]
In other words, it is a first-order
reaction
unimolecular nucleophilic
substitution
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9A.Multistep Reactions & the


Rate-Determining Step

In a multistep reaction, the rate of


the overall reaction is the same
as the rate of the SLOWEST step,
known as the rate-determining
step (r.d.s)

Fork1example:

Reactant

k2

Intermediate
(slow)
(fast)
1

k3

Intermediate
(fast)
2

k1 << k2 or
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Product

Fig. 6.5

A
B
C

The opening A is
much smaller than
openings B and C
The overall rate at
which sand
reaches to the
bottom of the
hourglass is
limited by the rate
at which sand falls
through opening A
Opening A is
analogous to the
rate-determining
step of a multistep
reaction

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0.A Mechanism for the SN1


Reaction

A multistep process

slow
r.d.s.

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Energy Diagram of SN1 Reactions

intermediate

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Step (2)
CH3
(k2)
CH3 C +H2O
fast
CH3

CH3 H
CH3 C O
CH3 H

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Energy Diagram of SN1 Reactions

intermediate

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Step (2)
CH3
(k2)
CH3 C +H2O
fast
CH3

CH3 H
CH3 C O
CH3 H

fast
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Energy Diagram of SN1 Reactions

intermediate

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Step (2)
CH3
(k2)
CH3 C +H2O
fast
CH3

CH3 H
CH3 C O
CH3 H

k1 << k2 and
k3
fast
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2 intermediates and 3 transition


states (T.S.)

The most important T.S. for SN1


reactions is T.S. (1) of the ratedetermining step (r.d.s.)
CH3
CH3

Br

CH3
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11.Carbocations
11A. The Structure of
Carbocations are
Carbocations
H3C
H3C

trigonal planar
The central carbon
atom in a
carbocation is
electron deficient; it
C
CH3
has only six e in its
valence shell
The p orbital of a
carbocation
contains no
electrons, but it can
accept an electron
pair when the
2014 by John Wiley & Sons, Inc.carbocation
All rights reserved.

11B. The Relative Stabilities of


Carbocations

General order of reactivity


(towards SN1 reaction)
3o > 2o >> 1o > methyl

The more stable the carbocation


formed, the faster the SN1 reaction

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Stability of cations
most stable (positive inductive
effect)
R
H
R
R

>

>

>

R R
H
H H
H H
Resonance stabilization of allylic
and benzylic cations
CH2

CH2

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etc.

Stereochemistry of SN1 Reactions


Ph
CH3

Ph

CH3OH

Br
CH2CH3
(S)

CH3OH

CH3 CH2CH3

50:50
chance

CH3

OCH3

CH2CH3
(R) and (S)
racemic mixture

(trigonal planar)

CH3OH
attack from left

Ph

CH3OH
attack from right

(1 : 1)
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racemic
mixture
(R)
( 1 : 1 ) (S)

Example:
(R)

Br

H2O
(SN1)

(one
enantiomer)attack from
slow
TOP face
r.d.s
H2O
.

(carbocation)

OH

OH

H2O
H2O

H2O attack from

BOTTOM
face
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Example:
I

Bu

Me

OMe

Me MeOH tBu

Me +tBu

OMe

MeOH

slow
r.d.s
.
t

Bu

Me
t

MeOH

Bu

MeOH

Me
Me

CH3

MeOH

Bu

trigonal planar
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O
Me

Factors Affecting the Rates of


SN1 and SN2 Reactions

The structure of the substrate

The concentration and reactivity


of the nucleophile (for SN2
reactions only)

The effect of the solvent

The nature of the leaving group


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. The Effect of the Structure of


the Substrate

General order of reactivity


(towards SN2 reaction)
Methyl > 1o > 2o >> 3o > vinyl or
aryl
DO NOT
undergo
SN2 reactions
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For example:

R Br +HO

R OH + Br

Relative Rate (towards SN2)


CH3 Br

methyl
6

CH3
Br CH3 C CH2Br
CH3CHo2 Br CH3CH
o
neopent
1
2
CH3
CH3

2 10 4 10
Most
reactiv
e

500

yl
1

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CH3
CH3 C
o Br
3CH3

<1
Least
reactiv
e

Compare
H
HO
C
H
H

HO

C
CH3

Br

faster

HO

C
H

Br

+ Br

slower

HO

+ Br
CH3
CH3

CH3
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HO

Bu

C
CH3

Br

CH3

HO

CH3

very
slow

Br

HO

extremely
slow

CH3
+ Br
C
CH3
CH3

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Note NO SN2 reaction on sp2 or sp


carbons
sp2

sp2

sp

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Reactivity of the Substrate in


SN1 Reactions

General order of reactivity


(towards SN1 reaction)
3o > 2o >> 1o > methyl

The more stable the carbocation


formed, the faster the SN1 reaction

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Stability of cations
R

most stable (positive inductive


effect)

>
R

>
H H

>
H

Allylic halides and benzylic halides


also undergo SN1 reactions at
I
reasonable rates
Br

an allylic bromide

a benzylic iodide

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Resonance stabilization for allylic


and benzylic cations

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13B. The Effect of the


Concentration
& Strength of the
For Nucleophile
SN1 reaction
Recall: Rate = k[RX]
The Nu does NOT participate
in the r.d.s.
Rate of SN1 reactions are NOT
affected by either the
concentration or the identity
of the Nu
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For SN2 reaction


Recall: Rate = k[Nu][RX]
The rate of SN2 reactions
depends on both the
concentration and the
identity of the attacking Nu

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Identity of the Nu
The relative strength of a Nu
(its nucleophilicity) is
measured in terms of the
relative rate of its SN2 reaction
rapid
with a given
substrate

Good Nu

Poor Nu:

Very
slow
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The relative strength of a Nu can


be correlated with 3 structural
features
A negatively charged Nu is always
a more reactive Nu than its
conjugate acid
e.g. HO is a better Nu than
H2O and RO is better than ROH
In a group of Nus in which the
nucleophilic atom is the same,
nucleophilicities parallel basicities
e.g. for O compounds,

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reserved.
2014 by John

When the nucleophilic atoms


are different, then
nucleophilicities may not
parallel basicities
e.g. in protic solvents HS,
NC, and I are all weaker
bases than HO, yet they
are stronger Nus than HO
HS > NC > I > HO

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13C. Solvent Effects in SN2 & SN1


Reactions

SN2 reactions are favored by polar


aprotic solvents (e.g., acetone,
DMF, DMSO)

SN1 reactions are favored by polar


protic solvents (e.g., EtOH,
MeOH, H2O)
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Classification of solvents
Non-polar solvents
(e.g. hexane,
benzene)

Solvents
Polar
solvent
s

Polar protic solvents


(e.g. H2O, MeOH)
Polar aprotic solvents
(e.g. DMSO, HMPA)

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SN2 Reactions in Polar Aprotic


Solvents
The best solvents for SN2
reactions are
Polar aprotic solvents, which
have strong dipoles but do
not have OH or NH groups
O
Examples
O
CH
3
O

CH3

CH3

(DMSO)

N
CH3

(DMF)

P NMe
Me2N NMe2 2
(HMPA)

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CH3CN
(Acetonitrile)

Polar

aprotic solvents tend


to solvate metal cations
rather than nucleophilic
anions, and this results in
naked anions of the Nu
and makes the e pair of the
Nu more available
DMSO
CH3O Na
CH3O + DMSO Na
"naked anion"
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Tremendous

acceleration in
SN2 reactions with polar
aprotic solvent
CH3Br + NaI
CH3I + NaBr
Solvent

Relative
Rate

MeOH

DMF

106

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SN2 Reactions in Polar Protic


Solvents
In polar protic solvents, the Nu
anion is solvated by the
surrounding protic solvent
which makes the e pair of the
Nu less available
OR and thus less
H
reactive in SN2 reactions
RO H Nu H OR
H

OR

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Halide Nucleophilicity in Protic


Solvents
OR

RO
I > Br OR
> Cl > F
H
H
H

RO H

H OR

RO
OR
(strongly solvated)

RO H

OR
(weakly solvated)

Thus, I is a stronger Nu in protic


solvents, as its e pair is more
available to attack the substrate in
the SN2 reaction.
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Halide Nucleophilicity in Polar


Aprotic Solvents (e.g. in DMSO)
F > Cl > Br > I

Polar aprotic solvents do not


solvate anions but solvate the
cations

The naked anions act as the


Nu

Since F is smaller in size and


the charge per surface area is
larger than I, the
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Solvent plays an important role in


SN1 reactions but the reasons are
different from those in SN2
reactions

Solvent effects in SN1 reactions


are due largely to stabilization or
destabilization of the transition
state
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Polar protic solvents stabilize the


development of the polar
transition state and thus
accelerate this rate-determining
step (r.d.s.):

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The Nature of the Leaving Group

Leaving groups depart with the


electron pair that was used to
bond them to the substrate

The best leaving groups are those


that become either a relatively
stable anion or a neutral molecule
when they depart
2014 by John Wiley & Sons, Inc. All rights reserved.

The better a species can stabilize


a negative charge, the better the
LG in an SN2 reaction

SN1 Reaction:
C X

slow
r.d.s.

SN2 Reaction:
Nu:


C
X

slow
C X
r.d.s.

Nu C

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Nu C

+X

Examples of the reactivity of some


XCH
: 3O + CH3X CH3OCH3 +
Relative
X Rate:

Best
X
Worst X
HO ,
H2N,<<F < Cl < Br < I < TsO
RO

~0

200

10,00 30,00 60,00


0
0
0

Note: Normally RF, ROH, R


NH2, ROR do not undergo SN2
reactions.
2014 by John Wiley & Sons, Inc. All rights reserved.


a poor
leaving group

R O

Nu

a good

a strong
basic anion

R Nu

leaving group
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H2O

weak
base

Other weak bases that are good


leaving groups:

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Organic Synthesis: Functional


Group Transformation Using
SN2 Reactions
OH

HO

CN

Br

MeS

MeO

HS

SMe
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SH

Me

Me C C

Me

NMe3

Br

I
Br

N3

MeCOO

Me3N

N3
2014 by John Wiley & Sons, Inc. All rights reserved.

Examples:
NaOEt,??DMSO
Br

NaSMe,
?? DMSO

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SMe

Examples:
??
I

CN

(optically active, chiral)

(optically active, chiral)

Need SN2 reactions to control


stereochemistry
But SN2 reactions give the inversion
of configurations, so how do you
get the retention of configuration
here??
Solution:
double inversion retention
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??
I

CN

(optically active, chiral)

(optically active, chiral)

NaBr
DMSO

NaCN
DMSO
(SN2 with
inversion)

Br

(SN2 with
inversion)

(Note: Br is a stronger Nu
than
I in polar aprotic solvent.)
2014 by John Wiley & Sons, Inc. All rights reserved.

The Nonreactivity of Vinylic and


Phenyl Halides
X
C

X
vinylic halide

phenyl halide

Vinylic and phenyl halides are


generally unreactive in SN1 or SN2
reactions
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Examples
Br

NaCN
DMSO

NaSMe
HMPA

No Reaction

No Reaction

2014 by John Wiley & Sons, Inc. All rights reserved.

Elimination Reactions of Alkyl


Halides

Substitution

Elimination

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Substitution reaction (SN) and


elimination reaction (E) are
processes in competition with
each other

e.g.
I

BuOK

BuOH

O Bu +
SN2: 15%

2014 by John Wiley & Sons, Inc. All rights reserved.

E2: 85%

15A. Dehydrohalogenation
hydrogen
carbon
Br

LG

H
C

carbon

C
X halide as LG

BuOK
t
o
BuOH, 60 C

+ KBr + BuOH

hydrogen

OtBu
2014 by John Wiley & Sons, Inc. All rights reserved.

5B. Bases Used in Dehydrohalogenation


Conjugate base of alcohols is often
used as the base in
dehydrohalogenations
Na
RO + Na + H2
ROH
NaH
RO + Na + H2

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16.The E2 Reaction
Br
EtO +

+ EtOH + Br

Rate = k[CH3CHBrCH3][EtO]

Rate determining step involves


both the alkyl halide and the
alkoxide anion

A bimolecular reaction

2014 by John Wiley & Sons, Inc. All rights reserved.

Mechanism for an E2 Reaction


Et O
CH3

C C H

H
Br
H
H

Et O
CH3

C C H
H

Br
H
H

H
H

C C
+

CH3
H

Et OH + Br

EtO removes Partial bonds in


C=C is fully
the transition
a proton;
formed and
state: CH and
CH breaks;
the other
CBr bonds
new bond
products are
break, new
forms and Br
EtOH and
CC bond
begins to

forms
depart
Br
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e Energy Diagram of E2 Reaction


Free Energy

T.S.

E2 reaction has ONE


G transition state

CH3CHBrCH3
+ EtO-

CH2=CHCH3
+ EtOH + Br-

Reaction Coordinate

Rate = k[CH3CHBrCH3][EtO]

Second-order overall
bimolecular

2014 by John Wiley & Sons, Inc. All rights reserved.

17.The E1 Reaction

E1: Unimolecular elimination


CH3
CH3
CH3
H2O
CH3 C Cl
CH3 C OH+CH2 C
CH3
CH3
CH3
slow
(major (SN1)) (minor (E1))
r.d.s

H2O as
CH3
nucleophile
CH3 C
CH3

H2O as
base

2014 by John Wiley & Sons, Inc. All rights reserved.

Mechanism of an E1 Reaction
carbon
hydrogen
H

H2O

slow
fast (E1 product)
r.d.s
. fast H O
2
O

H HO
2
H

H3O

OH + H3O
(SN1 product)

2014 by John Wiley & Sons, Inc. All rights reserved.

e Energy Diagram of E1 Reaction

2014 by John Wiley & Sons, Inc. All rights reserved.

Step (1):
CH3
CH3 C Cl
CH3

H2O
(k1)
slow
r.d. step

CH3
CH3 C + Cl
CH3

Produces relatively
stable 3o
carbocation and a
Cl. The ions are
solvated (and
stabilized) by
surrounding H2O
2014 by John Wiley & Sons, Inc. All molecules
rights reserved.

Aided by the
polar solvent,
a chlorine
departs with
the e pair
that bonded it
to the carbon

e Energy Diagram of E1 Reaction

2014 by John Wiley & Sons, Inc. All rights reserved.

Step (2)
H3C

H
C C H +H2O

H3C

(k2)

H3C

fast

H3C

CH2
H

H2O molecule removes


+ H O
one of the hydrogens
H
which are acidic due to
the adjacent positive
charge. An e pair moves Produces alkene
and hydronium ion
in to form a double bond
between the and
2014 by John Wiley & Sons, Inc. All rights reserved.
carbon atoms

How To Determine Whether


Substitution or Elimination Is
Favoured
All nucleophiles are potential
bases and all bases are potential
nucleophiles
Substitution reactions are always
in competition with elimination
reactions
Different factors can affect which
type of reaction is favoured

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18A. SN2 vs. E2

(b)
Nu
(a)

H C
C X

(a)

H C

SN2

Nu C

(b)

E2

+X

+ Nu H + X

2014 by John Wiley & Sons, Inc. All rights reserved.

Primary Substrate

With a strong base, e.g. EtO


Favor SN2

NaOEt
Br EtOH

OEt
SN2: 90%
+
E2: (10%)

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Secondary Substrate

With a strong base, e.g. EtO


Favor E2
+

Br

NaOEt
EtOH

E2: 80%
+
OEt
SN2: 20%

2014 by John Wiley & Sons, Inc. All rights reserved.

Tertiary Substrate

With a strong base, e.g. EtO


E2 is highly favored

Br

NaOEt
EtOH

+
E2: 91%

2014 by John Wiley & Sons, Inc. All rights reserved.

OEt
SN1: 9%

Base/Nu: Small vs. Bulky

Unhindered small base/Nu


NaOMe
Br MeOH

+
OMe
SN2: 99%
E2: 1%

Hindered bulky base/Nu


t

KO Bu

Br t
BuOH

+
O Bu
SN2: 15% E2: 85%
t

2014 by John Wiley & Sons, Inc. All rights reserved.

Basicity vs. Polarizability


O
O
O
CH3
CH3 C O
(weak base)

Br
EtO

(strong base)

SN2: 100%

E2: 0%

OEt
+
SN2: 20%

2014 by John Wiley & Sons, Inc. All rights reserved.

E2: 80%

ertiary Halides: SN1 vs. E1 & E2

Br

EtO
OEt
+
(strong
base) E2: 100% SN1: 0%
EtOH
OEt
+
heat
E1 + E2: 20% SN1: 80%
2014 by John Wiley & Sons, Inc. All rights reserved.

19.Overall Summary
SN1
SN2
E1
CH3X

RCH2X
R'
RCHX

R'
RCX
R"

Very fast
Mostly

Very little;
Mostly SN2 with
Solvolysis possible;
weak bases;
e.g. with H2O;
e.g. with CH3COO
MeOH

Very favorable
with weak bases;
e.g. with H2O;
MeOH

E2

Hindered bases give


mostly alkenes;
e.g. with tBuO

Very little

Strong bases
promote E2;
e.g. with RO, HO

Strong bases
Always competes
promote E2;
with SN1
e.g. with RO, HO

2014 by John Wiley & Sons, Inc. All rights reserved.

Review Problems
CN
t

SN2 with inversion

Bu

(2)
I

NaH
Et2O

H
I

Intramolecular SN2
2014 by John Wiley & Sons, Inc. All rights reserved.

(3)

CH3
OH

HCl

Bu

Cl attacks
from top face

Bu

CH3
H
O
H

CH3
t

Bu

SN1 with racemization

Cl attacks
from bottom
face

sp2 hybridized
carbocation

2014 by John Wiley & Sons, Inc. All rights reserved.

END OF CHAPTER 6

2014 by John Wiley & Sons, Inc. All rights reserved.

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