Académique Documents
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ISSUE 2.0
Grasp the ground principles of WiMAX 16e physical layer and MAC
layer, especially the principle of the OFDMA and the definitions and
types of handover and QoS.
16e.
1 WiMAX Overview
2 WiMAX Network Structure
3 WiMAX Principle
4 WiMAX Key Technologies
Multi-element
Receiver
BTS
MS
OFDM/OFDMA
MIMO/AAS
16QAM
DDD DDDUU
D Downlink
64QAM
QPSK
U Uplink
Spectrally-Efficient TDD
AMC/HARQ
LA/MBS/QOS/FSS/Mobility
Technical Field
802.16
802.16a
802.16c
Supplementary provisions about the compatibility of 10-66 GHz fixed broadband wireless
access system
802.16d
802.16e
2-66 GHz fixed and mobile broadband wireless access system air standard
802.16f
802.16g
Fixed and mobile broadband wireless access system air interface management plane flow
and service requirements
1 WiMAX Overview
2 WiMAX Network Structure
3 WiMAX Principle
4 WiMAX Key Technologies
Home NSP
R2
R3
R1
SS/
MSS
R5
ASN
CSN
CSN
SS
R4,
Another ASN
NAP
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ASP Network OR
Internet
ASP Network OR
Internet
Definition
It is a combination of a set of network functions and provides IP
connections for the WiMAX subscribers. The CSN consists of the router,
AAA agent or server, subscriber database, and Internet gateway
equipment. The CSN can a new network entity in a new WiMAX system or
can realize the functions of CSN through some existing network
equipment.
Profile A & C
R3
R3
GW
R4
R6
BS +
ASNGW
R1
R1
R4
BS
BS
BS
Functions of Profile B
R3
R6
OMC-R
NGN / IMS
SBC
MGW
BS
R1
BS
BS
HA
ROUTER
ASN-GW
ASN
Internet
DNS server
SS
R4
BS
BS
FW
DHCP server
ASN-GW
AAA/H
server
BS
CSN 1
ASN
RAN entity
Charging
Billing
PSTN /
PLMN
MAC/PHY function
Power control
Radio resource management
Paging management
Location management
QoS management
Security management
Session management
Location management
Mobility management
RRM
PC
IP address management
QoS management
Tunnel management
Authentication
Accounting
Service control
BS functional entities
1 WiMAX Overview
2 WiMAX Network Structure
3 WiMAX Principle
4 WiMAX Key Technologies
3 WiMAX Principle
Transmitting: After being processed at the MAC layer, the downlink data is sent to the physical layer in
the format of MAC PDU. The MAC PDU arranges the data block size according to the allocation results of radio
resources at the MAC layer. After the data packets are processed through the channel coding, modulation, and
IFFT at the physical layer, the CP is added to form the integrated time domain OFDMA symbols, and then, the
symbols are transmitted in the downlink sub-frame structure through the RF processing.
Receiving: After the signals received by the antenna are processed through the RF intermediate
frequency, the baseband IQ data is sent to the baseband for processing. After the baseband receiving end
performs FFT, channel estimation, channel equalization, sub-carrier demapping, demodulation, and channel
decoding, the data packets are sent to the MAC layer through the interfaces. The competitive codes of the
Ranging and bandwidth request competitive slots in the uplink sub-frame must be detected.
Transmitting: The process is similar to that of BS. The frequency offset is pre-corrected. The Ranging
and BW Request are generated at the physical layer and a code is selected according to the indication at the
MAC layer. After the modulation, they are mapped to competitive slots selected at the MAC layer. Later, they are
the same as the normal data.
Receiving: The process is similar to that of BS. The frequency synchronization is added. It is not required
to detect the competitive codes of Ranging and bandwidth request.
Frame Structure
The physical frame includes the downlink sub-frame, uplink sub-frame, TTG, and RTG. The physical frame length and the respective duration of downlink sub-frame
and uplink sub-frame are broadcast by the BS through the DL_MAP broadcast message.
The downlink sub-frame consists of the Preamble, frame control header (FCH), DL_MAP, and downlink data burst. To assign flexibly and effectively the radio resources,
the resource allocation of each frame is variable. Each frame is broadcast through the broadcast message.
Preamble seizes the first symbol of downlink sub-frame. It is used for the SS to get the time and frequency synchronization and get the DL_PermBase,
Segment number, and IDcell information of the BS.
The position and size of the FCH are fixed in the downlink sub-frame. It is used to send some basic frame control information and demodulate the parameters
of DL_MAP message.
DL_MAP is followed by the FCH and is used to broadcast the resource allocation of downlink sub-frame to all the SSs. The resource allocation includes the
location, size, and burst profile of each downlink burst.
Downlink data burst carries the downlink data, and each downlink burst is planar in the frame structure. A downlink burst may include the data with multiple SSs.
After the demodulation, the SS can judge the data according the CID information in the MAC PDU header.
The uplink sub-frame consists of Ranging sub-channel and downlink data burst.
Ranging sub-channel is competitive and is used by the SS to originate the competitive Ranging and bandwidth request information. All the SSs can be used and
the BS is used for detection.
The uplink data burst carries the uplink data, and each uplink SS uses a burst.
TTG is the time interval between the downlink sub-frame and uplink sub-frame. It must be greater than the round-trip delay within the maximum coverage range. The
RTG is the time interval between the uplink sub-frame and downlink sub-frame.
Terms
BW bandwidth
Import parameters
Data sub-carrier
DC sub-carrier
Guard sub-carrier
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Term
s
Terms
Slot
It is the minimum unit of resource allocation.
The handovers with different modulation modes and channel
schemes are performed between slots only.
Segment
Two dimensions concept : sub-channel by OFDMA symbol
In the DL FUSC and optional FUSC, 1 slot 1 sub-channel 1 It indicates the segment of a group of
available sub-channels, or all the
OFDMA symbol
available sub-channels.
In the DL PUSC, 1 slot 1 sub-channel 2 OFDMA symbol.
In the UL PUSC 1 slot = 1 sub-channel 3 OFDMA symbol. A Segment is a MAC entity.
In the AMC 1 slot = 1 sub-channel 2,3,or 6 OFDMA symbol. In PUSC, any segment used shall be
allocated at least the same number of
Data region
sub-channels as in group #0.
It indicates the two-dimensional allocation composed of a group
of continuous sub-channels and continuous OFDMA symbols.
One downlink data region can be used to transmit one or a group
of MSs.
The downlink is a regular rectangle, but the uplink is irregular.
Terms
Replacement zone
Each frame always starts and ends with the PREAMBLE. It is used by the MS to synchronized
with the BS, and the MS can get the SEGMENT symbol and IDCELL of the cell from the
PREAMBLE.
The PUSC replacement zone is followed by the PREAMBLE. The replacement zone is
mandatory and includes important broadcast information, such as FCH, and DL-MAP.
The optional replacement zone specified by the protocols is followed by the first PUSC
replacement zone. They can exist or do not exist in the frame structure.
In a downlink sub-frame, there are at most eight downlink replacement zones.
1 2
3
DL
Slot Data Region
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UL
Modulation
Schemes
Modulation schemes
QPSK quadrature phase-shift keying
QAM 16 quadrature amplitude modulation
QAM64 quadrature amplitude modulation
3 WiMAX Principle
Header
compression
Media access
control layer (M/)
Connection
management
Document dispatching
and QoS control
HO
management
Security sub-layer
Power
management
Physical
layer (PHY)
Logic connection of
network QoS
Priority queue
The MAC layer is oriented to the connections. Each connection corresponds to a service flow. The service
flow defines the QoS parameters of PDU transmitted over the connection.
The design core of the MAC protocol is the concept of service flow architecture on the connection. The
service flow provides an uplink/downlink QoS management mechanism. An MS is based on a connection to
request the bandwidth. Actually, the MS is associated with the service flow.
Each connection is identified by a 16-digit CID. The basic three pairs of management connections are Basic
management connection (emergent time and short MAC layer management message), Primary management
connection (carrying longer MAC management messages of some delays), and Secondary management
connection (tolerate the messages of delay based on the DHCP, TFTP, and SNMP). Different connections
have different QoS levels. The uplink CID and downlink CID of a connection are the same.
MPDU Format
MPDU format
Fixed MAC header, variable load, and optional CRC
Network Access
The network access is a process of an MS performing the normal
communication from power-on to network access.
The network access includes two phases, power-on and access.
An MS negotiates with the BS over the related information of the service flow.
The hard handover indicates the process of an MS moving from the radio resource interface
provided by the serving BS to another radio resource interface provided by the target BS. The
radio resources provided by the target BS are limited or the network topology structure with the
serving BS is restricted, the target BS cannot become the diversity BS of the serving BS. It
provides the hard handover mechanism for an MS for handover.
In the case of hard handover, the BS capability parameters, service flow parameters, and MAC
layer information may be changed.
The FBSS indicates the process of an MS moving from the radio resource interface
provided by the serving BS to another radio resource interface provided by the diversity
BSs of the serving BS. During the FBSS, the MS can perform the data communication with a
BS of the diversity BSs only, but each diversity BS establishes connection resources for
the MS. The neighbor BS can become a diversity BS of the serving BS when the radio
resources and network topology structure meet the requirements. The diversity BS can
become the serving BS when the radio communication signals meet the requirements. The
active serving BS in the diversity BSs is also called the Anchor BS.
In this mode, the MS communicates with a unique serving BS (Anchor BS) but remains a list
of Active BSs. The MS can choose fast a better Active BS from the list to replace the active
Anchor BS. The fast switching process of an MS selecting the BS can improve the link
quality during the handover.
The FBSS includes the Active Update or Diversity Set Update an Anchor BS Update. The
former indicates that the neighbor BS becomes a diversity BS of the serving BS. The latter
indicates the diversity BS becomes the active serving BS and the serving BS becomes the
diversity BS.
The SHO indicates the process an MS moving from one or more radio resource interfaces provided by the
macro-diversity BS to another one or more radio resource interfaces provided by the macro-diversity BS. During
the MS moving, the MS synchronously performs the data communication with one or more BSs in the macrodiversity BS. Each macro-diversity BS is the serving BS of the MS. In all the serving BSs, only one BS is the
main control diversity BS, that is called Anchor BS. When the radio resources and the network topology
structure meet the requirements, the neighbor BS can become the macro-diversity BS. When the radio
communication signals meet the requirements, the macro-diversity BS can become the main control BS.
The SHO also includes Active Update or Diversity Set Update and Anchor BS Update. The former indicates that
the neighbor BS can become the macro-diversity BS. The latter indicates that the macro-diversity BS can
become active main control BS, but the original main control BS becomes the macro-diversity BS.
The MS moves from the Um interface under one or more BSs to another Um interface. On the downlink, two or
more BSs can synchronously transmit the same data packets of MAC/PHY protocols, and the MS realizes the
diversity combining. On the uplink, two or more BSs can receive the data of the same MS and the MS realize
the diversity combining among the BSs.
In the hard handover mode, an MS can communicate with a Severing BS only. No MAC layer
information (handover between two MAC entities) is shared between the Serving BS and
Target BS. In the soft handover, all the BSs in the active set share a MAC entity, including
the MAC layer status information, such as service flow, ARQ, and encrypted authentication.
The hard handover requires a synchronization and access process in the target BS (the
exchange of some messages can be omitted according to actual needs). The soft handover
does not require a synchronization and access process in the target BS.
During the hard handover, the services are interrupted for a short period of time (even for
the MBB, there is a conversion process of from receiving and transmitting data at the
source side to receiving and transmitting data at the target side. There is also an access
process. Thus, the handover time may be longer. During the soft handover, the services are
not interrupted, because an MS can communicate synchronously with multiple BSs. Even
when an MS disconnects a link with a BS or performs a handover, the services are not
affected. However, the soft handover occupies more Um interface resources.
QoS Policy
QoS policy: It is used to determine the QoS level for a service. RSVP,
Diffserv, and MPLS protocols provide different mechanisms for different
traffic. QoS policy regulates the use methods of the mechanisms.
Common Open Policy Service (COPS) technology: Through the
centralized policy management and distributed and simplified network
management (defined by the RFC2748), it is used for exchanging the
policy information between the policy server and client based on the
status inquiry an the response mechanism protocols.
1 WiMAX Overview
2 WiMAX Network Structure
3 WiMAX Principle
4 WiMAX Key Technologies
OFDM Principle
s(t)
S/P
IFFT
Add
Cyclic
Prefix
P/S
Transmitter
Channel
Receiver
r(t)
P/S
FFT
Remove
Cyclic
Prefix
S/P
Channel: H(w)
n(t)
The idea of the OFDM is to convert the data in a serial and parallel mode to get the N-path parallel
data flows. Each path of data flow is modulated to the mutual-quadrature sub-carrier, and the subcarrier spectrum can be overlapped.
The OFDM system realizes the Quadrature carrier modulation through the highly-effective FFT/IFFT
algorithm.
Advantages of OFDM
F re q u e n c y S le c t ive F a d in g
10
5
0
-5
-10
-15
-20
-25
-30
100
200
300
Frequency
400
500
600
OFDMA Principle
OFDM-based modulation
Divide the available sub-carriers of each OFDM symbol into multiple subchannels. Each subscriber can occupy one or more sub-channels.
TDMA+FDMA
Advantages of OFDMA
The granularity of resource allocation is smaller and the resource allocation
becomes more flexible. In the same OFDMA symbol, multiple subscribers can be
accessed.
The uplink can be used to improve the coverage through the power concentration.
The downlink coverage is not restricted. If the downlink coverage is restricted, the
coverage is improved through the repeated codes or power concentration. In the
PUSC mode, some sub-carriers are cooperated to improve the coverage.
Scalable: At the OFDMA physical layer, the system with different bandwidths uses
different FFT points, which is called Scalable OFDMA. For example, the 1.25 MHz
bandwidth uses 128 points and 5 MHz bandwidth uses 512 points.
Easily compatible with other technologies: The OFDMA is modulated on a basis of
OFDM, so it is easily compatible with other technologies (MIMO/AAS/CDMA .
TDD Characteristics
Advantages: high spectrum efficiency and low CAPEX/OPEX
Require no duplexer and save the cost. The equipment complexity is low. The TDD equipment either transmit or receive. Thus, the
equipment design is simple. The FDD system synchronously transmit and receive and a good isolation must be established between the
receiving bands. Thus, the equipment cost is high, and it reliability is lower than that of TDD system.
The uplink and downlink proportions are scalable and more applicable to the symmetrical services.
The features of uplink and downlink channels are symmetrical and the open loop power control without overhead can be used. It
facilitates the support of multi-antenna technologies and further improves the spectrum efficiency.
The frequency can be selected at random in the specified band, or the band can be used at odds and ends. unlike the FDD, the band
must be selected in pairs. Thus, it is more flexible to select the frequency of the TDD.
The transmitting and receiving of the TDD use the same band. Thus, the new technologies are easily compatible. For example, the
smart antenna considers the signal receiving and transmitting at single band. For the FDD, the band is considered in pairs, that is, the
TDD has advantages over the use of the cost in terms of new technology.
In the FDD system, the uplink frequency is different from the downlink frequency. The power control is realized by the feedback and
the accurate power control is difficult.
AMC Principle
Measure the receive channels and adaptive handover modulation modes and coding
schemes are used to optimize the throughput-SNR curve according to the measurement
results.
The coding schemes include CC, BTC, CTC, and LDPC. The modulation modes include
the QPSK, 16QAM, and 64QAM.
The adaptive modulation selects the required modulation mode according to the channel
conditions. When the high modulation mode, such as 64-QAM is used, the high SNR can
be used to conquer other interferences to keep the BER.
To improve the coverage range, select the low modulation mode, such as QPSK. If the
subscriber is close to the BS, select the high modulation mode.
According to the mode for combining FER codes of the HARQ at the receiving
end, the HARQ is classified into three types:
Type I HARQ -The receiving end decodes and monitors the packet quality through the
FEC. If an error exists in the packets, the retransmission is required and the error
packets are discarded.
TypeHARQ The receiving end stores the error packets and combines the packets
transmitted for multiple times.
Chase Combing Each retransmission codes the data packets through the same FEC
and the decoder at the receiving end combines the copies of the transmission packets
according to the received SNR.
TypeHARQ incremental redundancy: Increase gradually the redundancy of
transmission codes. The receiving end combines and decodes the data frames of the
same information received.
In the 802.16 protocols, the HARQ can be used at the MAC layer or PHY layer.
Use HARQ at the MAC layer
Realized in the MPDU: A HARQ Packet includes one or more MAC PDUs and the CRC is added.
The CRC is of 16bits, in the format of CRC16-CCITT.
HARQ channel: Downlink HARQ, UL is allocated for an ACK/NAK channel. The channel is
allocated through the HARQ ACK Region Allocation IE message of the UL_MAP. Uplink
HARQ connection, the downlink provides the ACK through the HARQ MAP message.
HARQ - Performance
Orange curve: HARQ that is not combined by the receiver. The performance is similar to that
of traditional ARQ.
Blue curve: HARQ of diversity combining by the receiver
Red curve: Add the HARQ in the FEC redundancy mode
HARQ improves the performance with a low SNR, which helps improve the cell edge coverage
probability.
Signal
source
Space
Time
coding
C1(k)
r1(k)
C2(k)
r2(k)
CN(k)
Space
time
decoding
Signal
sink
rN(k)
MIMO system: A link has the radio system with multiple INs and OUTs.
Transmitting end: After being pre-processed, the imported high speed bit stream becomes
the symbol stream that complies with the constellation rule. And then, after the space time
coding, the symbol stream becomes Nt parallel sub-symbol streams. The sub-symbol
streams are transmitted from the Nt transmitting antennas at the same time.
Receiving end: After the signal vectors received from the Nr receiving antennas are inverse
with the transmitting end, the original information bit is restored.
MIMO Types
Space division multiplexing (SM): Matrix B and Matrix C (four antennas)
Divide one data flow at a high transmission rate into a group of data flows at a low transmission rate. Independently
code, modulate and transmit the different data flows from different antennas, and use the same frequency and slots.
a1
Input
data
Vector
coder
OFDM
modulation
OFDM
RX
RX
a2
OFDM
modulation
OFDM
OFDM
demodulation
OFDM
Space
multiplexing
detection
OFDM
demodulation
OFDM
TX
RX
am
am
TX
OFDM
modulation
OFDM
TX
Receive
data
OFDM
demodulation
OFDM
Channel estimation
Through the coding, the information included in the symbols transmitted at the different antennas is associated.
Signal
Coding
And
IFFT
IFFT
and
add the
cyclic
prefix
Serial/
parallel
conver
sion
Space
time
coding
IFFT
IFFT
and
add the cyclic
prefix
FFT
after
removing
the
cyclic
prefix
FFT
FFT
after
removing
the
cyclic
prefix
FFT
Space
Time
Decoding
Or
Signal
detection
Parallel/
serial
conversion
Signal
demodu
lation
and
demapp
ing
Output data
Channel
estimation
Adaptive HO MIMO
Perform a handover between the multiplexing and diversity to make a balance between the
capacity and link quality.
Bring the diversity gain and increase the cell coverage radius.
Improve the cell edge rate to increase the cell coverage radius.
Coverage probability
When the coverage radius is fixed, the coverage gain obtained
through the MIMO technology is reserved for the shadowing
fading margin to improve the coverage probability of signal.
Both the transmitting end and receiving end use multiple sets of antennas. Through the
space dimensional resources, each antenna transmits the separate data flows. When
the transmit power and bandwidth are increased, the transmission capacity and
spectrum efficiency of the radio communication system are improved by multiplies.
Add the cell radius to increase the proportions in the high-order modulation mode to
improve the transmission capacity and spectrum efficiency of the radio communication
system.
Peak rate
In multiplexing mode only, theoretically speaking, the air interface peak rates
of uplink and downlink are increased proportionally with the number of
antennas.
Desired Signal
Multi-user SDMA
AAS Types
Interference
Interference
Beam handover
antenna
Interference
Interference
Adaptive multi-beam
antenna
Figure 1
AAS has three types: HO beam antenna array, quasi- dynamic multi-beam antenna array, and adaptive antenna array
Beam HO AAS: Use a group of pre-designed overlapped beam to cover the whole space domain. The system outputs the big beams to irradiate each subscriber.
Quasi-dynamic AAS: Each array element uses the phase shifter to directionally receiver and transmit the signals. Actually, it receives the signals at maximum.
Adaptive AAS: To adapt the change of electromagnetic field, adjust the weighted value of each unit antenna according to the algorithm and optimization rules.
And then, accumulate the weighted space sensor signals to form the required beam.
The SNRs of single user and with Gaussian nose are increased.
Uplink: The equivalent power is improved by 42 multiplies. The noise is improved by M
multiplies. The equivalent SNR is improved by M multiples, that is, 10logM (M indicates
the number of array elements).
Downlink: The signal receiving capacity of terminal is increased by M multiplies, that is,
20logM, and the noise is not changed. The equivalent SNR is improved by 20logM
(including the array total power gain 10logM).
Broadcast channel
The shaping fails. The maximum power required is 10 lg MdB higher than that of traffic
channel of the AAS antenna.
Coverage rules
When the number of array elements is smaller than 8, the coverage of Preamble
channel is similar to that of the shaped traffic channel.
If the Preamble channel uses the CSD technology, the coverage is better.
It is hard to make the CSD and AAS compatible.
SDMA
The capacity can be improved by multiplies.
The capacity improvement is closely related to the AAS realization
method, frequency multiplexing mode, number of array elements and
the cell radius. In the case of capacity estimation, the specific
beamforming algorithm and SDMA realization method must be used.
Application
BS
AAS
MIMO
antennas is large.
indoors.
structure
The AAS can be cooperated with the MIMO, for example, use the bipolarization array. The AAS is used
between the antennas with the same polarization, and the MIMO is used between the antennas with
different polarization. The subscribers of different channels in the same cell can select the AAS or
MIMO. As a result, the system complexity is increased.
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