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Research
“Discovery”
Development
Toxicology Testing Process
PRELEAD IND NDA/BLA
Discovery
Development
P1 P2 P3
Clinical trials
What are Phase 1, 2, and 3 Trials?
Phase 1: Phase 2:
Safety and pharmacokinetics Efficacy and safety
Generally 20 to 80 subjects
Usually no more than
Closely controlled
several hundred subjects
Closely controlled
Phase 3:
Efficacy and safety
Several hundred to several
thousand subjects
Controlled and uncontrolled
Nonclinical Information Flow
In vitro/Animal Models Application Trial
• Hypothesis testing • Potential for effect
• Mechanism of • Toxicity profile
action • Dose/regimen
• Safety assessment • Route of administration
• Develop surrogate
markers
• ADME/PK
J. Lipani, 1998
Contract Research Organizations
• Formulation/Manufacture/Fill and Finish
• Metabolism/distribution (ADME/PK)
• In vitro
– Activity/high throughput screening
– Toxicity (non-GLP and GLP)
• In vivo
– Research
– Model development
– Proof of concept/efficacy
– Development
– GLP toxicology testing for regulatory submission
Good Laboratory Practice (GLP) for Nonclinical
Laboratory Studies
• 21 CFR Part 58
• Regulatory guidelines for conduct of toxicology (safety)
studies in support of regulatory submission
• Guidelines “intended to assure the quality and integrity of the
safety data…”
Types of Nonclinical Studies Reviewed by FDA
• Basic pharmacology
• Safety pharmacology
• Pharmacokinetics
• Toxicology
• Genotoxicology
• Carcinogenicity
What Does FDA Expect from Nonclinical Studies?
• Pharmacology
– proposed mechanism of action
– identification of secondary pharmacologic effects
– Proof of Concept studies for serious indications
• Safety Pharmacology
– effects on neurological, cardiovascular, pulmonary,
renal, and gastrointestinal systems
– abuse liability
What Does FDA Expect from Nonclinical Studies?
• Pharmacokinetics
– comparison of ADME in species used for toxicology
studies
– identification of bioaccumulation potential
– identification of potential differences in gender
– generation of PK parameters, e.g., Cmax, Tmax,
AUC(o-inf.), half life
What Does FDA Expect
in General Toxicology Studies?
• Route of exposure:
• Toxicokinetic information
Timing of Nonclinical Studies - Phase 1
• Prior to “First Time in Humans”
– safety pharmacology
– pharmacokinetics/toxicokinetics (exposure data)
– single dose toxicity studies in 2 mammalian species
– expanded acute or repeat dose toxicity studies in a rodent
and a nonrodent
– local tolerance
– in vitro evaluation of mutations and chromosomal damage
– hypersensitivity for inhaled and dermal drugs
– teratogenicity studies
Timing of Nonclinical Studies - Phase 1/2