PS Junior Leadership Course

Class 2016-01
ounter ntelligence
COUNTERINTELLIGENCE

Security
 AGAINST

ESPIONAGE

Act of spying
 AGAINST
SABOTAGE

Act of destruction of
property or obstruction
of public service.
 AGAINST
SUBVERSION
A clandestine or covert
action to undermine a
regime or seeks to
overthrow a constituted
government.
TREASON AGAINST

Disloyalty to one’s own

country by giving away
or selling secrets to the
enemy or by trying or
aiding to overthrow one’s
government.
 AGAINST
SEDITION
Action promoting or
inciting discontent or
rebellion against a
government.
 BASIC CATEGORIES OF CI OPNS:

POLICE/MILITARY SECURITY
CIVIL SECURITY
SPECIAL OPERATIONS
PORT, FRONTIER & TRAVEL SECURITY
CENSORSHIP
BASIC PRINCIPLES OF CI OPNS:

CONFORMITY TO MISSION
AVOIDANCE OF PUBLICITY
OBJECTIVITY
CONFIRMATION
OFFENSE
FLEXIBILITY
COUNTERINTELLIGENCE MEASURES

PASSIVE (defensive)
conceal information
ACTIVE (offensive)
actively block enemy effort
COMPONENTS OF SECURITY:
PHYSICAL SECURITY
PERSONNEL SECURITY
DOCUMENT AND INFORMATION SECURITY
OPERATIONAL SECURITY
COMMUNICATION SECURITY
COMPUTER SECURITYY
PHYSICAL SECURITY
 PHYSICAL SECURITY

System of barriers placed

between the potential intruder
and material being protected.
PHYSICAL SECURITY
CONCEPT OF PHYSICAL SECURITY:
ENEMY AGENT MUST HAVE ACCESS

NO IMPENETRABLE BARRIER

SURREPTITIOUS IS THE GREATEST

HAZARD TO SECURITY

EACH INSTALLATION IS DIFFERENT

PHYSICAL SECURITY
PHYSICAL SECURITY FEATURES
HUMAN BARRIERS

ANIMAL BARRIERS

STRUCTURAL BARRIERS

ENERGY BARRIERS

NATURAL BARRIERS
PHYSICAL SECURITY

NATURAL BARRIERS
PHYSICAL SECURITY

STRUCTURAL BARRIERS
Features constructed to
delay entry of potential
intruders.
PHYSICAL SECURITY

HUMAN BARRIERS
Guards, ODs,
office or shop
workers who
stand between the
potential intruders
and materials
being protected.
PHYSICAL SECURITY

ANIMAL BARRIERS
Trained dogs
 PHYSICAL SECURITY

ENERGY BARRIERS

Electrical or
electronic devices
used to provide
assistance to the
guard.
SONAR Technology
PHYSICAL SECURITY
PERSONNEL CONTROL AND
IDENTIFICATION:

1. PERSONNEL IDENTIFICATION

2. PERSONNEL CONTROL

3. VISITOR CONTROL

4. PACKAGE CONTROL

5. PHOTOGAPHY CONTROL
PHYSICAL SECURITY
VEHICULAR CONTROL & IDENTIFICATION:

Registration/ identification
Pooling of drivers
Escort
Time travel
Grid system
Search of vehicle
PHYSICAL SECURITY

FIREFIGHTING SYSTEM
Personnel
Organization
Equipment
Alarm
Fire prevention
PERSONNEL SECURITY
PERSONNEL SECURITY
GENERAL POLICY ON CLEARANCE
SYSTEM:

QUALIFICATION STANDARDS:
A. Unquestionable loyalty,
integrity and trustworthiness
PERSONNEL SECURITY
GENERAL POLICY ON CLEARANCE
SYSTEM:

QUALIFICATION STANDARDS:
B. Excellent character with such
habits and associations which do
not cast doubt upon his discretion
or good judgment in the handling
of classified matter
PERSONNEL SECURITY
BASIC POLICIES:

A. Classified matters
shall be entrusted only to
individuals who have
security clearance and
whose official duties
require such knowledge
or possession.
PERSONNEL SECURITY
BASIC POLICIES:

B. Employees shall be
subjected to security
investigation to determine
their eligibility.
PERSONNEL SECURITY

BASIC POLICIES:

C. Employees shall
undergo security education,
orientation and indoctrination.
PERSONNEL SECURITY
BASIC OBJECTIVES:

A. Provide standards and

procedures.

B. Develop security discipline.

C. Inculcate security attitudes.

PERSONNEL SECURITY

SECURITY CLEARANCE

An administrative determination that an

individual is eligible, from the security
standpoint, for access to classified documents
for a certain period of time.

Two (2) types of clearance:

A. Interim
B. Final
 DOCUMENT AND
INFORMATION SECURITY
DOCUMENT AND INFORMATION SECURITY

DOCUMENT AND INFORMATION

DOCUMENT
CLASSIFIED MATTERS
SECURITY CLEARANCE
COMPARTMENTALIZATION
NEED TO KNOW
COMPROMISE
 DOCUMENT AND INFORMATION
SECURITY

Designed to
prevent unauthorized
access to documents
and information.
DOCUMENT AND INFORMATION
SECURITY

DOCUMENT

Any recorded information

regardless of its physical
form or characteristics.
DOCUMENT AND INFORMATION
SECURITY

CLASSIFIED MATTERS

information or material
in any form or nature, the
safeguarding of which is
necessary to the interest of
national security.
 DOCUMENT AND INFORMATION
SECURITY

SECURITY CLEARANCE
Administrative determination
from a security standpoint
that an individual is eligible
for access to classified
matters.
 DOCUMENT AND INFORMATION
SECURITY
COMPARTMENTALIZATION

Grant of access to classified matter

only to properly cleared person such
classified document or information
is required in the performance of
their official duties.
DOCUMENT AND INFORMATION
SECURITY

NEED -TO -KNOW

Dissemination of classified
matters be limited strictly to those
persons whose official duty
requires knowledge or
possession.
 DOCUMENT AND INFORMATION
SECURITY

COMPROMISE

Breach of security wherein

unauthorized person obtained
knowledge of classified matter.
 DOCUMENT AND INFORMATION
SECURITY

DAMAGE TO NATIONAL SECURITY

prejudice, embarrassment or injury to the

republic resulting from any act or
omission.
 DOCUMENT AND INFORMATION
SECURITY

CLASSIFY

assigning of the four security

classification categories
DOCUMENT AND INFORMATION
SECURITY

UPGRADING
changing of the classification of
classified matter to a category higher
than the previously assigned to it.
DOCUMENT AND INFORMATION
SECURITY

RECLASSIFY or REGRADING

changing the assigned

classification of a
document or material.
DOCUMENT AND INFORMATION
SECURITY

DECLASSIFY

removal of the security

classification.
DOCUMENT AND INFORMATION
SECURITY
SECURITY OFFICER

properly trained and cleared

individual who assists the chief of
office in discharging the
responsibilities of safeguarding
classified documents and
materials.
 DOCUMENT AND INFORMATION
SECURITY

CUSTODIAN

a cleared individual in charge of

safeguarding and accounting classified
materials.

Computer Imaging
DOCUMENT AND INFORMATION
SECURITY

OBJECTIVES:

Proper safeguarding of
classified documents

Care in use and handling of

classified documents
COMMUNICATION
SECURITY
COMMUNICATION SECURITY
Deny unauthorized persons
information of value, derived
from possession and study of
telecommunications or to
mislead unauthorized persons in
their interpretation.
COMMUNICATION SECURITY
ENEMY COMMUNICATION INTELLIGENCE
MEASURES

COMMUNICATION INTELLIGENCE

Knowledge of the enemy’s capabilities,

dispositions and intentions gathered through the
medium of electronic and communication means
COMMUNICATION SECURITY
ENEMY COMMUNICATION INTELLIGENCE MEASURES

IMPORTANCE OF COMMUNICATION INTELLIGENCE

Primary source of tactical/combat intelligence

COMMUNICATION SECURITY
ENEMY COMMUNICATION INTELLIGENCE MEASURES

MEASURES IN ACHIEVING COMMUNICATION

INTELLIGENCE

1. Salvage or capture
2. Theft, observation, photography
3. Interception
4. Direction finding
5. Imitative deception
6. Crypto-analysis
7. Traffic analysis
COMMUNICATION SECURITY

ELEMENTS OF COMMUNICATION SECURITY

Physical Security
protection from access of unauthorized persons

Transmission Security
protection from interception, traffic analysis, and
imitative deception

Cryptography Security
development of technically sound crypto-system
OPERATIONAL
SECURITY
OPERATIONAL SECURITY

Security measures taken to

effectively conceal or protect our
methods of operation, our
sources of information and our
own operational personnel.
FACTORS AFFECTING OPSEC

Sensitivity of Target/Agent

Quality and knowledge of agent

Urgency of the task

Knowledge of the opposition

PROBLEMS OF OPSEC

COMPROMISE

HUMAN ELEMENTS
PROBLEMS OF OPSEC

COMPROMISE

Disclosure or identification of
intelligence personalities,
operations, or operational
techniques.
PROBLEMS OF OPSEC
HUMAN ELEMENTS (Personal Weaknesses)

Inability to keep secrets

Tensions due to lack of human contact
Limited ability to live a double life
Tendency to do things in the easy way
Tendency to develop set of patterns of
activities
Limited ability to be objective
Fear
Physical limitations
Limitations of mental ability
OPERATIONAL SECURITY
OPSEC METHODS
Cover
Compartmentation
Cut-out Device
Communication
PRINCIPLES OF OPSEC
SECRECY
RISK EVALUATION
FACTOR CONSIDERATION
NORMALCY
OBJECTIVITY
FACTUAL SITUATION
ALTERNATIVE
SIMPLICITY
PERSONNEL SECURITY
INVESTIGATION (PSI)
PERSONNEL SECURITY INVESTIGATION

PURPOSE OF PSI

SECURITY

To guard against employment

and/or assignment of undesirable
individuals
PERSONNEL SECURITY INVESTIGATION
TYPES OF PSI
 Complete Background Investigation
 1. NAC
 2. LAC
 3. NC

 Partial Background Investigation

 1. LAC
 2. Specific aspects of personality
 PERSONNEL SECURITY
INVESTIGATION

REMEMBER “THROW-OFFS”
- Sources of information not
listed by subject as reference
 PERSONNEL SECURITY
INVESTIGATION
FORMAT:
Complete Background Investigation (CBI)
A. Personal Data:
Name: DOB:
POB: Gender:
Civil Status: Religion:
Blood Type: Build:
Weight: Complexion:
Ethnic Group:
PERSONNEL SECURITY INVESTIGATION
B. Educational Background

Elementary Location Dates of Year

Attendance Graduated

High School

College

Summarize your subject’s membership and activities in school

societies, fraternities or clubs. Include also the proficiency of
subject in speech, reading and writing foreign languages
PERSONNEL SECURITY INVESTIGATION
C. Places of Residence from date of Birth
Inclusive Dates Address

With particular attention to foreign travel

PERSONNEL SECURITY INVESTIGATION
D. Employment Records

Agency/ Address Type/Nature Nr. of Yrs in Reason

Company of Service/ for
Employment inclusive Leaving
dates

Names of immediate superiors and co-workers; nature

duties and quality performance
PERSONNEL SECURITY INVESTIGATION
E. If Married
Name of Spouse:
DOB:
POB:
Nationality:
Date of Marriage:
Place of Marriage:
Profession:
Occupation:

Name of Children Son/Daughter DOB POB

PERSONNEL SECURITY INVESTIGATION

F. Family History

Father’s Name DOB POB Occupation Address

Mother’s Name DOB POB Occupation Address

Brothers/Sisters DOB POB Occupation Address

PERSONNEL SECURITY INVESTIGATION

G. Neighborhood Check
H. Credit Reputation
I. Foreign Travel
J. Foreign Connections
K. Local and International Organization
L. Principal Amusement
M. National Agency Check
PERSONNEL SECURITY INVESTIGATION

N. Local Agency Check

O. Use of Intoxicant Drugs
P. Analysis (Investigating Agent’s personal
view based on the results of CBI)
Q. Recommendation (Acceptance or denial)
SECURITY SURVEY/
INSPECTION (SSI)
SECURITY SURVEY/INSPECTION (SSI)

SURVEY – determine the

security measures required to
adequately protect the entity.
SECURITY SURVEY/INSPECTION (SSI)

INSPECTION – determine the degree

of compliance with established rules
and procedures.
SECURITY SURVEY/INSPECTION (SSI)
SCOPE OF SECURITY SURVEY

Landscape of critical areas

Physical security

Personnel Security

Communication Security

Document Security

Operational Security
SECURITY SURVEY/INSPECTION (SSI)

SCOPE OF SECURITY INSPECTION:

Checking of all entrance and exit
points.
Checking of the guards and duty
personnel.
Checking of the possibility of
unauthorized access to installation
SECURITY SURVEY/INSPECTION (SSI)

SCOPE OF SECURITY INSPECTION:

Checking of the possibility of
unauthorized storage of classified
matters..
Checking of the clearance records.
Checking of the handling of classified
matter.
SECURITY SURVEY/INSPECTION (SSI)

PURPOSE OF SECURITY

INSPECTION:

Follow-up to security survey or

previous security inspection.

Determine the presence of special

problems.
SECURITY SURVEY REPORT FORMAT

I. AUTHORITY- the authority to conduct

security survey.
II. INCLUSIVE DATE OF SURVEY
III. COMPOSITION OF THE TEAM
IV. ENTRANCE BRIEFING
V. IDENTITY OF THE PERSONNEL WHO
ACCOMPANIED THE SURVEY TEAM.
SECURITY SURVEY REPORT FORMAT
VI. HISTORY OF INSTALLATION
VII. THREATS TO SECURITY AND PEACE
AND ORDER
A. Threats to Security
B. Threats to Peace and Order
VIII. MISSION OF THE INSTALLATION
IX. FUNCTION OF THE INSTALLATION
X. IMPORTANCE OF THE INSTALLATION
TO NATIONAL SECURITY
XI. WORKING RELATIONSHIP OF THE
INSTALLATION WITH OTHER
POLICE AND MILITARY INTELLIGENCE
UNITS IN THE AREA.
XII. PHYSICAL SECURITY
A. Perimeter barriers
B. Security of building and structure
C. Guards and guarding system
D. Identification and control of
personnel and visitors
E. Identification and control of vehicles
F. Photography and package control
G. Fire fighting facilities and supplies
H. Power and water facilities and
supplies
I. Anti-Intrusion alarm system
J. Other utilities and maintenance
XIII. PERSONNEL SECURITY
A. Personnel strength
B. Security clearance program
C. Security education program
D. Labor turnover, absentee rate and
morale
E. Security check and investigation
F. Personnel firepower
G. Transport and mobility supply
XIV. DOCUMENT AND INFORMATION
SECURITY

A. Security classification of document

B. Flow of incoming and outgoing
classified documents
C. Transmission of outgoing classified
documents
D. Storage of classified documents.
XIII. COMMUNICATION SECURITY
A. Physical security
B. Transmission
C. Emission

XIV. RECOMMENDATION
A. Physical Security
XIV. RECOMMENDATION
B. Personnel Security
C. Document Security
D. Communication Security

XV. EXIT BRIEFING

Name & Signature of Survey Team

SECURITY INSPECTION REPORT FORMAT
I. INTRODUCTION

II.RESULT OF INSPECTION
A. Listing of facilities inspected
B. Remarks on effectiveness and extent
of compliance with established rules and
procedures.
SECURITY INSPECTION REPORT FORMAT
II.RESULT OF INSPECTION
C. Statement of action taken on the
recommendations made in previous
inspection/survey conducted.

III. RECOMMENDATION

Name & signature of Inspecting Team

“LET IT NOT BE SAID THAT THE
CATASTROPHE OF THE UNIT
TO ACCOMPLISH ITS DESIRED
OBJECTIVE IS TO BE FAULTED
ON THE FAILURE OF OUR
INTELLIGENCE”
THANK YOU VERY MUCH