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Organic Chemistry,

8th Edition
L. G. Wade, Jr.

Chapter 6
Lecture
Alkyl Halides:
Nucleophilic Substitution and
Elimination

Rizalia Klausmeyer
Baylor University
Waco, TX
© 2013 Pearson Education, Inc.
Classes of Alkyl Halides

H H
• Alkyl halides: Halogen is H C C Br
directly bonded to sp3
H H
carbon. alkyl halide
• Vinyl halides: Halogen is H H
bonded to sp2 carbon of C C
H Cl
alkene.
vinyl halide
• Aryl halides: Halogen is I
bonded to sp2 carbon on
benzene ring.
aryl halide
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Polarity and Reactivity

• Halogens more EN than C.


• Carbon—halogen bond is
polar, so carbon has partial
positive charge.
• Carbon can be attacked by a
nucleophile.
• Halogen can leave with the
electron pair.

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IUPAC Nomenclature

• Name as haloalkane.
• Choose the longest carbon chain, even if the halogen is
not bonded to any of those carbons.
• Use lowest possible numbers for position.

1 2
Cl CH2CH2F
CH3CHCH2CH3 CH3CH2CH2CHCH2CH2CH3
1 2 3 4 1 2 3 4 5 6 7

2-chlorobutane 4-(2-fluoroethyl)heptane

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Examples

CH3 Br
CH3CHCH2CH2CH2CHCH2CH2CH3
1 2 3 4 5 6 7 8 9

1 Br
6-bromo-2-methylnonane
H

F H
cis-1-bromo-3-fluorocyclohexane

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More Examples

Cl
F Cl Br
Br
3-fluoro-2,4-dimethylpentane 3-bromo-5-chloro-4-ethylheptane

1-bromo-2-chloro-4-ethylcyclopentane

Cl I

Br

Cl Br
Br

5-chloro-4-(1-chloroethyl)-3-bromoheptane Cl 6-ethyl-3-iodo-5-isopropyl-4-propylnonane

2-bromo-4-(1-bromoethyl)-1-chlorocyclopentane
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Systematic Common Names

• You may encounter common names where the


alkyl groups is a substituent on halide.
• Useful only for small alkyl groups.

CH3 CH3 CH3


CH3CHCH2 Br CH3CH2CH Br CH3C Br
CH3
isobutyl bromide sec-butyl bromide
tert-butyl bromide

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Common Names of Halides

• CH2X2 is called methylene halide.


• CHX3 is a haloform.
• CX4 is carbon tetrahalide.

• Common halogenated solvents:


CH2Cl2 is methylene chloride.
CHCl3 is chloroform.
CCl4 is carbon tetrachloride.

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Alkyl Halides Classification

• Methyl halides: Halide is attached to a methyl group.


• Primary alkyl halide: Carbon to which halogen is
bonded is attached to only one other carbon.
• Secondary alkyl halide: Carbon to which halogen is
bonded is attached to two other carbons.
• Tertiary alkyl halide: Carbon to which halogen is
bonded is attached to three other carbons.

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Primary, Secondary, Tertiary Alkyl Halides

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Types of Dihalides

• Geminal dihalide: Two halogen atoms are


bonded to the same carbon.
• Vicinal dihalide: Two halogen atoms are bonded
to adjacent carbons.
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Uses of Alkyl Halides

• Industrial and household cleaners.


• Anesthetics:
– CHCl3 used originally as general anesthetic but it is
toxic and carcinogenic.
– CF3CHClBr is a mixed halide sold as Halothane.
• Freons are used as refrigerants and foaming agents.
– Freons can harm the ozone layer, so they have been
replaced by low-boiling hydrocarbons or carbon
dioxide.
• Pesticides such as DDT are extremely toxic to insects but
not as toxic to mammals.
– Haloalkanes can not be destroyed by bacteria, so they
accumulate in the soil to a level that can be toxic to
mammals, especially humans.

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Dipole Moments

• Electronegativities of the halides:


F > Cl > Br > I
• Bond lengths increase as the size of the
halogen increases:
C—F < C—Cl < C—Br < C—I
• Bond dipoles:
C—Cl > C—F > C—Br > C—I
1.56 D 1.51 D 1.48 D 1.29 D
• Molecular dipoles depend on the
geometry of the molecule.

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Dipole Moments and Molecular Geometry

Notice how the four symmetrically oriented polar bonds


of the carbon tetrahalides cancel to give a molecular
dipole moment of zero.
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Interparticle Forces
δ-
1. Dipolar forces: Attraction between positive O
end of one polar molecule and negative end H H
of another (usually weak, ~0.5 -2.0 kcal)
δ+
2. Hydrogen Bonding: Attractive interaction of a δ-O
hydrogen atom with an electronegative atom H H
Hydrogen
(e.g. N, O, F) from another molecule or
bond δ+
chemical group.
– The H must be covalently bonded to δ- O
another electronegative atom.
– Stronger than dipolar and dispersion (12-
16 kcal) R δ+ R
3. London Dispersion Forces: Momentary Intermolecular
nonsymmetric electron distributions in dipolar
molecules (very weak) δ- O

R δ+ R

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Boiling Points

• Greater intermolecular forces, higher b.p.


– Dipole-dipole attractions not significantly different for
different halides.
– London forces greater for larger atoms.
• Greater mass, higher b.p.
• Spherical shape decreases b.p.
(CH3)3CBr CH3(CH2)3Br
73 C 102 C

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Densities

• Alkyl fluorides and alkyl chlorides (those


with just one chlorine atom) are less dense than water
(1.00 g/mL).
• Alkyl chlorides with two or more chlorine atoms are
denser than water.
• All alkyl bromides and alkyl iodides are denser than
water.

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Preparation of Alkyl Halides

• Free radical halogenation (Chapter 4)


– Chlorination produces a mixtures of products.
This reaction is not a good lab synthesis, except
in alkanes where all hydrogens are equivalent.
– Bromination is highly selective.
• Free radical allylic halogenation
– Halogen is placed on a carbon directly attached
to the double bond (allylic).

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Halogenation of Alkanes

• Chlorination is not selective.


• Bromination is highly selective:
3º carbons > 2º carbons > 1º carbons
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Allylic Bromination

• Allylic radicals are resonance stabilized.


• Bromination occurs with good yield at the allylic
position (sp3 C next to C C).

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Reaction Mechanism

• The mechanism involves an allylic radical


stabilized by resonance.
• Both allylic radicals can react with bromine.

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N-Bromosuccinimide

• N-Bromosuccinimide (NBS) is an allylic


brominating agent.
• Keeps the concentration of Br2 low.

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Example of Allylic Halogenation with NBS

File Name: AAAKWEA0

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Reactions of Alkyl Halides

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The SN2 Reaction

• The halogen atom on the alkyl halide is replaced with the


nucleophile (HO-).
• Since the halogen is more electronegative than carbon,
the C—I bond breaks heterolytically and the iodide ion
leaves.

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SN2 Mechanism

• Bimolecular nucleophilic substitution (SN2).


• Concerted reaction: New bond forming and old bond
breaking at same time.
• Reaction is second order overall.
• Rate = kr[alkyl halide][nucleophile].

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SN2 Energy Diagram

• The SN2 reaction is a one-step reaction.


• Transition state is highest in energy.
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Uses for SN2 Reactions

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SN2: Nucleophilic Strength

• Stronger nucleophiles react faster.


• Strong bases are strong nucleophiles, but not all
strong nucleophiles are basic.

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Basicity Versus Nucleophilicity

• Basicity is defined by the equilibrium constant for


abstracting a proton.
• Nucleophilicity is defined by the rate of attack on
the electrophilic carbon atom
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Steric hindrance (bulkiness)
hinders nucleophilicity
more than it hinders basicity.

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Trends in Nucleophilicity

• A negatively charged nucleophile is stronger than its


neutral counterpart:

• Nucleophilicity decreases from left to right:

• Increases down periodic table, as size and


polarizability increase:

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Polarizability Effect

Bigger atoms have a soft shell that can start to overlap the carbon
atom from a farther distance.
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Solvent Effects: Protic Solvents

• Polar protic solvents have acidic hydrogens (O—H or N—


H) that can solvate the nucleophile, reducing their
nucleophilicity.
• Nucleophilicity in protic solvents increases as the size of
the atom increases.

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Solvent Effects: Aprotic Solvents

• Polar aprotic solvents do not have acidic protons and


therefore cannot hydrogen bond.
• Some aprotic solvents are acetonitrile, DMF, acetone, and
DMSO.
• SN2 reactions proceed faster in aprotic solvents.

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Crown Ethers

• Crown ethers solvate


the cation, so the
nucleophilic strength
of the anion increases.
• Fluoride becomes a
good nucleophile.

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Leaving Group Ability

The best leaving groups are:


• Electron-withdrawing, to polarize the carbon atom.
• Stable (not a strong base) once they have left.
• Polarizable, to stabilize the transition state.

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Do not write SN2 reactions that show
hydroxide ions, alkoxide ions, or other
strong bases serving as leaving groups.

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Structure of Substrate on SN2 Reactions

• Relative rates for SN2:

CH3X > 1° > 2° >> 3°

• Tertiary halides do not react via the SN2


mechanism, due to steric hindrance.

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Effect of Substituents on the Rates of SN2 Reactions

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Steric Effects of the Substrate on SN2 Reactions

• Nucleophile approaches from the back side.


• It must overlap the back lobe of the C—X sp3 orbital.

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Stereochemistry of SN2

SN2 reactions will result in an inversion of


configuration also called a Walden inversion.

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Back-Side Attack in the SN2 Reaction

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(R) and (S) are just names. Don’t
rely on names to determine the
stereochemistry of a reaction.

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The SN1 Reaction

• The SN1 reaction is a unimolecular


nucleophilic substitution.
• It has a carbocation intermediate.
• Rate = kr[alkyl halide].
• Racemization occurs.

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SN1 Mechanism

Step 1: Formation of the carbocation.

Step 2: Attack of the nucleophile.

• If the nucleophile is an uncharged molecule like water or an alcohol, the positively


charged product must lose a proton to give the final uncharged product.

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SN1 Mechanism: Step 1

Formation of carbocation (rate-determining step)

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SN1 Mechanism: Step 2

• The nucleophile attacks the carbocation,


forming the product.

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SN1 Mechanism: Step 3

• If the nucleophile was neutral, a third step


(deprotonation) will be needed.

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SN1 Energy Diagram

• Forming the
carbocation is an
endothermic step.
• Step 2 is fast with a
low activation energy.

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Rates of SN1 Reactions

• Order of reactivity follows stability of


carbocations (opposite to SN2).
– 3° > 2° > 1° >> CH3X
– More stable carbocation requires less energy
to form.
• A better leaving group will increase the rate
of the reaction.

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Solvation Effect

• Polar protic solvent is best because it can solvate


both ions strongly through hydrogen bonding.

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Structure of the Carbocation

• Carbocations are sp2 hybridized and trigonal planar. The


lobes of the empty p orbital are on both sides of the
trigonal plane.
• Nucleophilic attack can occur from either side, producing
mixtures of retention and inversion of configuration if the
carbon is chiral.

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Carbocation Stability

Carbocations are stabilized by inductive effect and by


hyperconjugation.

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Stereochemistry of SN1

The SN1 reaction produces mixtures of enantiomers. There


is usually more inversion than retention of configuration.
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Rearrangements

• Carbocations can rearrange to form a more stable


carbocation.
• Move the smallest group on the adjacent carbon:
– Hydride shift: H- on adjacent carbon moves.
– Methyl shift: CH3- on adjacent carbon moves.
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Hydride and Methyl Shifts

• Since a primary carbocation cannot form, the methyl group on the


adjacent carbon will move (along with both bonding electrons) to the
primary carbon, displacing the bromide and forming a tertiary
carbocation.
• The smallest groups on the adjacent carbon will move: If there is a
hydrogen, it will give a hydride shift.

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SN1 or SN2 Mechanism?

SN2 SN1
CH3X > 1º > 2º 3º > 2º
Strong nucleophile Weak nucleophile (may
also be used as solvent)
Polar aprotic solvent Polar protic solvent
Rate = k[alkyl halide][Nuc] Rate = k[alkyl halide]
Inversion at chiral carbon Racemization
No rearrangements Rearranged products

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Elimination Reactions

• Elimination reactions produce double bonds.


• Also called dehydrohalogenation (-HX).
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The E1 Reaction

• Unimolecular elimination.
• Two groups lost: a hydrogen and the halide.
• Nucleophile acts as base.
• The E1 and SN1 reactions have the same
conditions so a mixture of products will be
obtained.

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E1 Mechanism

Step 1: Ionization to form a carbocation.

Step 2: Solvent abstracts a proton to form an alkene.

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A Closer Look

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E1 Energy Diagram

The E1 and the SN1 reactions have the same first step:
Carbocation formation is the rate-determining step for both
mechanisms.

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Double Bond Substitution Patterns

tetrasubstituted trisubstituted disubstituted monosubstituted

• The more substituted double bond is more stable.


• In elimination reactions, the major product of the reaction
is the more substituted double bond: Zaitsev’s rule.

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Zaitsev’s Rule

• If more than one elimination product is possible,


the most-substituted alkene is the major product
(most stable).

major product
(trisubstituted)
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E1 Competes with the SN1

• Substitution results from nucleophilic attack on the


carbocation.
• Ethanol serves as a base in the elimination and as a
nucleophile in the substitution.

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A Carbocation Can…

• React with its own leaving group to return


to the reactant.
• React with a nucleophile to form a
substitution product (SN1).
• Lose a proton to form an elimination
product (E1).
• Rearrange to give a more stable
carbocation, then react further.

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The E2 Reaction

• Elimination, bimolecular.
• Requires a strong base.
• This is a concerted reaction: The proton is
abstracted, the double bond forms, and the
leaving group leaves, all in one step.

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The E2 Mechanism

• Order of reactivity for alkyl halides:


3° > 2 ° > 1°
• Mixture may form, but Zaitsev product
predominates.
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E2 Stereochemistry

• The halide and the proton to be abstracted must


be anti-coplanar ( = 180º) to each other for the
elimination to occur.
• The orbitals of the hydrogen atom and the halide
must be aligned so they can begin to form a pi
bond in the transition state.
• The anti-coplanar arrangement minimizes any
steric hindrance between the base and the
leaving group.

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E2 Stereochemistry

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E1 or E2 Mechanism?

• Tertiary > secondary • Tertiary > secondary


• Base strength unimportant • Strong base required
(usually weak)
• Good ionizing solvent • Solvent polarity not
important.
• Rate = k[alkyl halide] • Rate = k[alkylhalide][base]
• Zaitsev product • Zaitsev product
• No required geometry • Coplanar leaving groups
(usually anti)
• Rearranged products • No rearrangements

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Substitution or Elimination?

• Strength of the nucleophile determines order:


Strong nucleophiles or bases promote
bimolecular reactions.
• Primary halides usually undergo SN2.
• Tertiary halides are a mixture of SN1, E1, or E2.
They cannot undergo SN2.
• High temperature favors elimination.
• Bulky bases favor elimination.

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Secondary Alkyl Halides

• Secondary alkyl halides are more challenging:


– Strong nucleophiles will promote SN2/E2.
– Weak nucleophiles promote SN1/E1.
• Strong nucleophiles with limited basicity favor SN2.
Bromide and iodide are good examples of these.

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Solved Problem 1
Predict the mechanisms and products of the following reaction.

Solution

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Solved Problem 2
Predict the mechanisms and products of the following reaction.

Solution

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