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in

EVENTS OF ANMI FOR THE YEAR 2018-19

ANMI
INTRODUCTION

Association of National Exchanges Members of India (ANMI) is a pan India body comprising of the trading members across country of
National Stock Exchange of India Limited (NSEIL) , Bombay Stock Exchange (BSE) and other exchanges having national presence.

ANMI provides all kinds of professional assistance and skilled level of employees and to function according to the principles laid down
by the government policies.

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 Programs conducted by Anmi

ANMI conducts following Programs

1 2 3 4
Education Training Awareness seminars Workshops & Programs

It’s for the benefit of ANMI’s

4 4 5 6
Intermediaries all over the
Members Investors Financial Fraternity
country
 VISION
VISION & MISSION

To be benchmarked in the world financial community as the most

respected and honorable Association representing the members of the
two largest & prestigious Stock Exchanges of India viz NSE & BSE with
VISION
the ultimate aim of attaining the status of an SRO, and be also
recognised as a thinktank catalysing India's growth in the financial
arena & thus paving way for India as an important "International
MISSION Financial Hub" of the world.

Endeavor to create an honest, transparent and an efficient platform of

faith and pride for members, investors, exchanges and the regulatory
MISSION
bodies/authorities, for free and open exchange of dialogues, ideas and
suggestions towards creating a better & responsible Financial Markets.

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EVENTS DONE BY ANMI IN THEIR 5 REGION :

1 ANMI National Secretariat

2 Eastern Indian Regional Council

3 Western Indian Regional Council

4 Northern Indian Regional Council

5 Southern India Regional council

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• ANMI – Western India Regional council
Date : 18th September 2018, Tuesday
Place : Mumbai “THE ORCHID”
Topic : Seminar on CKYC leading to
Business Development
Aim: To guide the members on CYKC
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 Mr. Ankit Ajmera our chairman introduced our new CEO Dr.
Raghvendra Prasad to the members present on the event.
 Dr. Prasad talked on ANMI’s new initiative, FACE, facilitation centre
which was unfolded by our president Mr. Rajesh Baheti & Mr. Ankit
Ajmers, chairman of WIRC (Mumbai)
 Mr. Raman former SEBI Director & current MD & CEO of National E-
Governance services ltd. discussed on Importance of technology.
 He even discussed on Digital contract how it is useful for many of us,
if uploaded on Information utility and it can be used as a legal
evidence if in case tomorrow if our customer draws us to arbitration
at NSE or in the court of law.
 Mr. Sagar Tanna,Director – TSS Consultancy who is a Expert in CYKC
compliance has come out with a software Trackwizz solution for
compliance.
• ANMI – Western India Regional council
Date : 18th September 2018, Tuesday
Place : Mumbai “THE ORCHID”
Topic : Seminar on CKYC leading to
Business Development
Aim: To guide the members on CYKC
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 51 institutes were benefited who went live & were also awarded top
10 risk solutions providers in India.
 He gave an expiation on how Banks, NBFC, Insurance companies &
Housing Finance companies can be benefited using CYKC data.
 Benefits to the broker Community were also explained which
includes generating revenue, operational benefits & how to protect
organisation from fraud.
 More then 150 members attended of ANMI attended the event
inclusive of Sub brokers, traders, dealers & even fresh graduates.
 Appreciation for this informative program by the members &
participants.
 Our Chairman Mr. Ankit Ajmera thanked the members and invited
the members to join for dinner.
• ANMI – Western India Regional council
Date : 29th August 2018, Wednesday
Place : Mumbai – Andheri at “JITO
Incubation Centre”
Topic : ANMI Classroom Session 7 -
“Financial Wellness With Volatility
Game”
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 Secession was conducted by Mr. Kanak Jain which was a very
informative & interactive secession attended by more than 35
members .
 A unique technique was used with the help of volatility games
explanation was given to the audience about Financial wellness and
Financial market.
 Doubts were cleared and suggestions were invited from the
audience.
 Event was attended by clients of the members along with sub
brokers, traders, etc.
 Program ended with a formal vote of thanks by Mr. Ankit Ajmera,
felicitating Mr. Kanak Jain with a small memento.
• ANMI – Western India Regional council
Date : 24th August 2018, Friday
Place : Mumbai – Andheri at “ANMI
Headoffice”
Topic : ANMI Classroom Session 6 –
“Capital Markets – Derivatives“
Aim: Explanation of Indian “Capital
Markets – Derivatives”
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 Mr Chandan Taparia was the speaker, an MBA (Finance), PGPBM
(Finance and Marketing), PGDSL is a Derivatives and Technical
Analyst, AVP – Research- at Motilal Oswal.
 He is a well renowned face on Business channels like, (CNBC TV18,
CNBC Awaaz, ET Now, ZEE Business, BTVi, Bloomberg Quint) also a
regular Writer for Economic Times, ET Online, Moneycontrol, DNA,
MINT, Business Standard and other leading regional and national
publications.
 He is a Visiting Faculty for more than 20 Management Institutes and
is well known in Indian Derivative Market, strong grip on Options,
Expiry and Contemporary Market Trading.
 Mr Ankit Ajmera started the secession , Chairman-WIRC felicitated
the speaker and welcomed the participants.
• ANMI – Western India Regional council
Date : 24th August 2018, Friday
Place : Mumbai – Andheri at “ANMI
Headoffice”
Topic : ANMI Classroom Session 6 –
“Capital Markets – Derivatives“
Aim: Explanation of Indian “Capital
Markets – Derivatives”
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 More then 20 members of ANMI attended the event & doubts were
clarified by Mr. Taparia of the attendees.
 Appreciation for this informative program by the members &
participants, event was attended by sub brokers, traders, dealers,
etc.
 Program ended with a formal vote of thanks by Mr. Ankit Ajmera,
felicitating Mr. Chandan Taparia with a small memento
 Our Chairman Mr. Ankit Ajmera thanked the members and invited
the members to join for dinner.
• ANMI – Western India Regional council
Date : 10th August 2018, Friday
Place : Ahmedabad- Gujrat
Topic : Seminar On Compliance In
Ahmedabad
Aim: Session was mainly focused on
guiding the members on the “Recent
Important Compliance Issues” and “Best
Practices in Compliance”
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 Mr Ankit Ajmera, ANMI-WR Chairman welcomed the guests.
 Mr Rajesh Baheti, ANMI President welcomed the gathering and
felicitated our Speakers.
 Our speaker Mr CA Ashish A. Shah- Partner, Shah Kapadia &
Associates, in his Key Note address updated members on recent
Compliance matters such as Enhanced Supervision, Margin collection
and reporting and Settlement of clients’ funds and securities
 He also highlighted the major areas of non-compliance by members
as observed by the exchange.
 Mr SR Sundara Rajan- Executive Director & Head Compliance- Julius
Baer India, presented the best practices in Compliance explained the
general principles to be carried out.
 He also briefed members about the practices that should be avoided.
• ANMI – Western India Regional council

Date : 10th August 2018, Friday  Appreciation for this informative & Interactive program conducted by
Mr CA Ashish A. Shah and Mr SR Sundara Rajan clarified the doubts
Place : Ahmedabad- Gujrat of attendees in the open session.
Topic : Seminar On Compliance In  Our event concluded with overwhelming response with more than
Ahmedabad 50 people attending the program & followed by dinner.
Aim: Session was mainly focused on
guiding the members on the “Recent
Important Compliance Issues” and “Best
Practices in Compliance”

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• ANMI – Western India Regional council
Date : 13th July 2018,
Place : Mumbai
Topic : The session was mainly focused
on guiding the members on the “Recent
Important Compliance Issues” and “Best
Practices in Compliance”
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 Mr Rajesh Baheti, ANMI President welcomed the gathering and
felicitated our Speakers.
 Mr CA Ashish A. Shah- Partner, Shah Kapadia & Associates, in his Key
Note address updated members on recent Compliance matters such
as Enhanced Supervision, Margin collection and reporting and
Settlement of clients’ funds and securities.
 He also highlighted the major areas of non-compliance by members
as observed by the exchange.
 Mr SR Sundara Rajan- Executive Director & Head Compliance- Julius
Baer India, in his presentation on Best Practices in Compliance
explained the general principles to be carried out.
 He also briefed members about the practices that should be avoided.
• ANMI – Western India Regional council

Date : 13th July 2018,
Place : Mumbai
Topic : The session was mainly focused
on guiding the members on the “Recent
Important Compliance Issues” and “Best
Practices in Compliance”
 Appreciation for this informative & Interactive program conducted by
Mr CA Ashish A. Shah and Mr SR Sundara Rajan clarified the doubts
of attendees in the open session.
 Our event concluded with overwhelming response with more than
170 people attending the program & followed by dinner.

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• ANMI – Southern India Regional council – TKK
Date : 21st September 2018
Place : Chennai at Cosmopolitan Club
Topic : “The Recent Important
Compliance issues”
Aim: To guide and help members of the
broking Industry face an ever- changing
regulatory landscape full of requirements
to fulfill and deliver.
www.anmi.in
 We had an honor to welcome CA Ashish Shah partner in Shah &
Kapadia associates.
 He gave a brief information on members with complaisance matters.
 He also highlighted all the major areas where compliances are not
adhered to by the broking industry, observed by the exchange.
 A brief speech was given to the members about all the practices that
one should avoid.
 Secession ended with our past president Mr. K Suresh by his thanks
giving to all the members who attended the secession.
• ANMI – Southern India Regional council – TKK
Date : 31st October 2017
Place : Chennai at Cosmopolitan Club
Topic : “Objective of giving all members
an opportunity to voice their concerns,
raise queries and in turn share with them
the updates and presentations given by
the National Council on behalf of the
Broking Industry.”
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 Mr. K Suresh, our National president accepted ICICI PRUDENTAL
team’s request for an hours presentation during ANMI meeting on
the launch of “BHARAT – 22ETF”.
 Mr. Kanan gave the presentation on a topic by highlighting few
milestones and further changes in the industry by ringing new
opportunities for the development of the economy.
 “BHARAT 22 ETF, which is a part of government of India’s
disinvestment program, would comprise of 22 select companies
diversified across six sectors.
 S&P Bharat 22 Index was designed to measure the performance of
selected companies.
 Disinvested by the central government of India.
• ANMI – Southern India Regional council – TKK

Date : 31st October 2017
Place : Chennai at Cosmopolitan Club
Topic : “Objective of giving all members
an opportunity to voice their concerns,
raise queries and in turn share with them
the updates and presentations given by
the National Council on behalf of the
Broking Industry.”
Aims of the program with respect to S&P BSE Bharat 22 Index:
 To balance stability & Growth across the representative leaders of 6
sectors
 Companies with attractive Dividend Yield & Reasonable valuation.
 Companies which benefited from Government Initiatives & Reforms.
It ended with vote of thanks by president to ICICI PURIDENTAL team.

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• ANMI – Southern India Regional council – TKK
Date : 15th June 2018
Place : Chennai at Cosmopolitan Club
Topic : Recent issues faced by broking
Industry and our plan of action in
addressing to this issue.
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 Mr. Ravi Sir Chairman of ANMI- TKK welcomed all the
participants
 Mr. Suresh Sir, past president of ANMI TKK introduced the newly
elected members of 2018-2019
 A brief was given on the issues / queries taken up by ANMI in
the month of April – May 2018 regulators, by replying to each of
the queries.
 A decision was taken to held the meeting of ANMI – TKK on
every 3rd Friday of each month starting July 2018.
 It was to give seminars on various topics for the enrichment of
the members.
 It was also decided to have at least 2 meetings one in Kerala &
another one in Karnataka.
 Here the meeting ended with invitation for dinner for all
members.
• ANMI – Southern India Regional council – TKK
Date : 20th July 2018
Place : Chennai at Cosmopolitan Club
Topic : First Seminar on
‘Banker’s Perspective on Broker’s
Business” presented by Mr. Immanuel P,
Relationship Manager, capital market,
ICICI bank.
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 Mr. Suresh, our past president of ANMI TKK, introduced Mr.
Immanuel to the members and welcomed the audience.
 The presentation was presented to discuss on various aspects of
the offerings of capital market
 It was with respect to banking viz the credit facilities offered for
funding the needs of brokers ensuring that monetary support is
not withdrawn.
 Important points were discussed on banks by sharing their
knowledge on compliance which can be valuable to our broking
industry.
 Comprehensive outline on Credit monitoring on total banking
exposures.
 Suggestions were given on the defaults were mentioned, and
even how to avoid the defaults.
 This gave the audience how to use these benefits offered by the
banking sector.
• ANMI – Southern India Regional council – TKK

 Members also showed active precipitation by asking their

Date : 20th July 2018
queries and gaining more and more knowledge offered by the
Place : Chennai at Cosmopolitan Club banking sector.
 This conversation made the seminar mutually beneficial.
Topic : First Seminar on
‘Banker’s Perspective on Broker’s  Mr. Suresh Sir, our past president winded up the secession by
Business” presented by Mr. Immanuel P, thanksgiving to our speakers & invited our presidents for dinner.
Relationship Manager, capital market,
ICICI bank.

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BRANCH NETWORK

Kolkata Hyderabad
Eastern Indian Southern India
Regional Council Regional council
APT Chapter

HO OFFICE
New Chennai
Andheri East Delhi
National SECRETARIAT
Northern Indian Southern India
Western Indian Regional Council Regional council
Regional Council TKK Chapter
Thank You