MOHAMMED ADIL (uchila)

MBA 2nd SEM

IIPS MANGALORE
 WHAT IS Stock Exchange ?

Stock Exchange is that place

where trading of shares is done
in terms of sale and purchase.
 ROLE OF STOCK
EXCHANGES

Raising capital for businesses

Facilitating company growth
Creating investment opportunities for small investors
Government capital-raising for development projects
 WORKING STOCK
EXCHANGES IN INDIA
Bombay stock exchange (BSE) Cochin stock exchange
National stock exchange Coimbatore stock exchange
(NSE) Guwahati stock exchange
Over the counter exchange of Jaipur stock exchange
India(OCTEI) Meerut stock exchange
Calcutta stock exchange (CSE)
Kanpur stock exchange
Delhi stock exchange (DSE)
Mangalore stock exchange
Chennai stock exchange
Ludhiana stock exchange
Ahmedabad stock exchange
Patna stock exchange
Hyderabad stock exchange
Pune stock exchange
Bangalore stock exchange
 Rajkot stock exchange
Baroda stock exchange
Capital stock exchange of
Bhubaneswar stock exchange Kerala ltd.
Indore stock exchange
 SEBI
 The Securities and Exchange Board of India (frequently
abbreviated SEBI) is the regulator for the securities market in
India.
 It was formed officially by the Government of India in 1992
with SEBI Act 1992 being passed by the Indian Parliament.
 SEBI is headquartered in the popular business district
of Bandra-Kurla complex in Mumbai, and has Northern,
Eastern, Southern and Western regional offices in New
Delhi, Kolkata, Chennai and Ahmedabad.
 Functions of SEBI
Regulating business in stock exchanges and any
other securities market
Registering and regulating the working of
depositories,custodian of securities,credit rating
agencies
Registering and regulating the working of venture
capital funds and collective investment
Prohibiting fraudlent and unfair trade practices relating
to securities market
Promoting investors education and training
intermediaries of securities market
Prohibiting insider trading in securities
o Regulating substantial acquisition of shares and
takeover of companies
Levying fees and other charges for carrying out its work
 ROLE OF SEBI IN NEW ISSUE
MARKET
Any company or a listed company makinga public
issue or a rights issue of value or more than Rs50 lakh required
to fill a draft offer document with SEBI for itsobservation.
The company can proceed further only after getting
observation from SEBI.
The company has to open its issue within three months
from the date ofSEBI’s observation letter.
BOMBAY STOCK
EXCHANGE
 Introduction
 Bombay stock exchange is the oldest stock exchange in asia.
It is situated Dalal street in mumbai
 It is third largest stock exchange in south asia and tenth largest
in the world
 BSE has over 5000 companies that are listed in it
 The objectives of the BSE are similar to NSE. BSE are uses
the largest technologies in the it field to provide a single place
where traders from across the world can buy/sell shares in
Indian share market
 services
BSE had wide range of services to empower investors and
facilitates to smooth transaction
 Investors service
 BOLT
 BSEWEBX.com
 Surveillence
 BSE training institute
 Investors service :BSE was the first exchange in the country
to provide an amount of Rs. 1million towards the investors
protection fund,it is an amount higher then that of any
exchange in the country. BSE launched a nationwide
programme – “Safe Investing in the Stock market” under
which 264 programmes were held in more then 200 cities.
 BSE online Trading (BOLT): BSE online trading facilitates
on-line screen based trading in securities. BOLT is currently
operating in 25,000 Traders work stations located across over
359 cities in India.
 BSEWEBX.com : In February 2001,BSE introduced the
world’s first centralized exchange –based internet trading
system, BSEWEBX.COM. This initiative enables investors
anywhere in the world to trade on the BSE platform.
 Surveillance : BSE’s On-line surveillance system(BOSS)
monitors on a real time basis the price movements,
volume positions and member’s positions’ and real – time
measurement of default risk, market reconstruction and
generation of cross market alert.
 BSE Training Institution : BTI imparts capital market
training and m certification, in collaboration with reputed
management institute and universities. It offers over 40
courses on various aspects of the capital market and
financial sector. More than 20,000 peoples.
 The objectives of BSE

 To safeguard the interest of investing public having dealings

on the exchange.
 To establish and promote honorable and just practices in
securities transactions.
 To promote, develop and maintain well-regulated market for
dealing in securities.
 To promote industrial development in the country through
efficient resource mobilization by the way of investment in
corporate securities.
 BSE
FOLLOWING COMPANIES
ACC (Cement - Major)
Bharti Airtel (Telecommunications -
Service)
BHEL (Engineering - Heavy)
DLF (Construction & Contracting -
Real Estate)
Grasim (Diversified)
HDFC Bank (Banks - Private Sector)
HDFC (Finance - Housing)
Hindalco (Aluminium)
HUL (Personal Care)
ICICI Bank (Banks - Private Sector)
Infosys (Computers - Software)
ITC (Cigarettes)
Jaiprakash Associates (Construction
& Contracting - Civil)
Larsen & Toubro (Diversified)
Mahindra and Mahindra (Auto - Cars
& Jeeps)
Maruti Suzuki (Auto - Cars & Jeeps)
NTPC (Power -
Generation/Distribution)
ONGC (Oil Drilling And
Exploration)
Ranbaxy Labs (Pharmaceuticals)
Reliance Communications
(Telecommunications - Service)
CONT….
Reliance Industries Limited (Diversified)
Reliance Infrastructure (Power - Generation/Distribution)
State Bank of India (Banks - Public Sector)
Sterlite Industries (Metals - Non Ferrous)
Sun Pharma (Pharmaceuticals)
Tata Motors (Auto - LCVs/HCVs)
Tata Power (Power - Generation/Distribution)
Tata Steel (Steel - Large)
TCS (Computers - Software)
Wipro (Computers - Software)
 ORGANIZATION
 National Stock Exchange of India Limited (NSE) was incorporated

in 1992 and was given recognition as a stock exchange in April

1993.

 It started operations in June 1994, with trading on the Wholesale

Debt Market Segment.

 Subsequently it launched the Capital Market Segment in November

1994 as a trading platform for equities and the Futures and Options
Segment in June 2000 for various derivative instruments.
 OBJECTIVES
 Establishing nationwide trading facility for all types of

securities

 Ensuring equal access to investors all over the country through

an appropriate telecommunication network.

 Providing fair, efficient & transparent securities market using

electronic trading system.

 Enabling shorter settlement cycles and book entry settlements.

 PROMOTERS OF NSE

The industrial development bank of India (IDBI)

The industrial finance corporation of India (IFCI)
The industrial credit and investment corporation of India
(ICICI)
The life insurance corporation of India (LIC)
The general insurance corporation of India (GIC)
The SBI capital market limited
The stock holding corporation of India ltd