- DocumentU.S. Securities and Exchange Commission Strategic Plan - Fiscal Year 2014-2018téléversé parVanessa Schoenthaler
- DocumentSEC Office of the Investor Advocate - Report on Objectives FY 2015téléversé parVanessa Schoenthaler
- DocumentReport of 32nd Annual SEC Forum on Small Business Capital Formationtéléversé parVanessa Schoenthaler
- DocumentSEC FY 2015 Congressional Budget Justification, FY 2015 Annual Performance Plan, FY 2013 Annual Performance Reporttéléversé parVanessa Schoenthaler
- DocumentSEC 2014 Chief FOIA Officer Reporttéléversé parVanessa Schoenthaler
- DocumentLetter From Congressman Garrett to SEC Chair White Regarding the Definition of Accredited Investor (Oct. 2013)téléversé parVanessa Schoenthaler
- DocumentLetter From SEC Chair White to Congressman Garret Regarding the Definition of Accredited Investor (Nov. 2013)téléversé parVanessa Schoenthaler
- DocumentSEC FY 2015 Congressional Justification and Performance Plan & FY 2013 Annual Performance Reporttéléversé parVanessa Schoenthaler
- DocumentU.S. Securities and Exchange Commission - Strategic Plan 2014-2018 (Draft)téléversé parVanessa Schoenthaler
- DocumentU.S. Securities and Exchange Commission - Fiscal Year 2013 Agency Financial Reporttéléversé parVanessa Schoenthaler
- DocumentFrom the on-Ramp to the Freeway - Refueling Job Creation and Growth by Reconnecting Investors With Small-Cap Companiestéléversé parVanessa Schoenthaler
- DocumentReport on Review of Disclosure Requirements in Regulation S-Ktéléversé parVanessa Schoenthaler
- DocumentU.S. Securities and Exchange Commission - Fiscal Year 2013 Agency Financial Reporttéléversé parVanessa Schoenthaler
- DocumentNASAA Legislative Agenda 113th Congresstéléversé parVanessa Schoenthaler
- DocumentAlternative Criteria for Qualifying as an Accredited Investor Should Be Consideredtéléversé parVanessa Schoenthaler
- DocumentIOSCO-WFE Report -Cyber-Crime, Securities Markets and Systemic Risktéléversé parVanessa Schoenthaler
- DocumentCapital Raising in the U.S.-an Analysis of Unregistered Offerings Using the Regulation D Exemption (2009-2012)téléversé parVanessa Schoenthaler
- DocumentSEC Staff Review of Common Financial Reporting Issuers Facing Smaller Issuers (Dec. 2012)téléversé parVanessa Schoenthaler
- DocumentSEC-OIG Semiannual Report to Congress (Oct 2012 to Mar 2013)téléversé parVanessa Schoenthaler
- DocumentEvaluation of the SEC’s Whistleblower Programtéléversé parVanessa Schoenthaler
- DocumentLetter From Congressman McHenry to SEC Chairman Schapiro Regarding JOBS Act (Nov. 2012)téléversé parVanessa Schoenthaler
- DocumentLetter From Congressman Garrett to SEC Chairman Schapiro Regarding JOBS Act (Nov. 2012)téléversé parVanessa Schoenthaler
- DocumentResponse to Questions Posed by Commissioners Aguilar, Paredes and Gallaghertéléversé parVanessa Schoenthaler
- DocumentA Resource Guide to the U.S. Foreign Corrupt Practices Acttéléversé parVanessa Schoenthaler
- DocumentThird Report on the Implementation of SEC Organizational Reform Recommendationstéléversé parVanessa Schoenthaler
- DocumentReport on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)téléversé parVanessa Schoenthaler
- DocumentReport on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)téléversé parVanessa Schoenthaler
- DocumentSEC's Records Management Practicestéléversé parVanessa Schoenthaler
- DocumentStaff Summary Report on Examinations of Information Barriers - Broker-Dealer Practices Under Section 15(g) of the Exchange Acttéléversé parVanessa Schoenthaler
- DocumentSEC Report to Congress Credit Rating Standardization Studytéléversé parVanessa Schoenthaler
- DocumentStudy Regarding Financial Literacy Among Investorstéléversé parVanessa Schoenthaler
- DocumentInformation for Audit Committees About the PCAOB Inspection Process (Aug. 1, 2012)téléversé parVanessa Schoenthaler
- DocumentSEC Report on the Municipal Securities Markettéléversé parVanessa Schoenthaler
- DocumentReport to Congress on Decimalizationtéléversé parVanessa Schoenthaler
- DocumentFactors That May Affect Trends in Regulation A Offeringstéléversé parVanessa Schoenthaler
- DocumentCurrent Guidance on Economic Analysis in SEC Rulemakingstéléversé parVanessa Schoenthaler
- DocumentSEC-OIG Semiannual Report to Congress (Oct. 1, 2011 - Mar. 31, 2012)téléversé parVanessa Schoenthaler
- DocumentGAO Report to Congress - Opportunities Exist to Improve SEC Oversight of FINRAtéléversé parVanessa Schoenthaler
- DocumentCapital Raising in the U.S. - The Significance of Unregistered Offerings Using the Regulation D Exemptiontéléversé parVanessa Schoenthaler
- DocumentStudy on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Securities Exchange Acttéléversé parVanessa Schoenthaler
- DocumentReport on the Implementation of SEC Organizational Reform Recommendationstéléversé parVanessa Schoenthaler
- DocumentForum on Small Business Capital Formation - Final Reporttéléversé parVanessa Schoenthaler
- DocumentSEC - Chief FOIA Officer Reporttéléversé parVanessa Schoenthaler
- DocumentSEC's Fiscal Year 2013 Congressional Justificationtéléversé parVanessa Schoenthaler
- DocumentFollow-Up Review of Cost-Benefit Analyses in Selected SEC Dodd-Frank Act Rule Makingstéléversé parVanessa Schoenthaler
- DocumentLetter from SEC Chairman Schapiro to Senator Reed Seeking Greater Penalty Authoritytéléversé parVanessa Schoenthaler
- DocumentA Plain English Handbook - How to Create Clear SEC Disclosure Documentstéléversé parVanessa Schoenthaler
- DocumentSEC-OIG Semi-Annual Report to Congress (Apr. 2011 - Sept. 2011)téléversé parVanessa Schoenthaler
- DocumentSEC - FY 2011 Performance and Accountability Reporttéléversé parVanessa Schoenthaler