BEY sciencebirect
Antenna Arrays
Antenna arrays may be arranged in a number of different wa
From Multi-Dimensional Propagation to
Multi-Link MIMO Channels
Bruno Clerckx, Claude Oestges, in Mimo Wireless Networks (Second,
Edition} 2013,
2.5.1 Ideal Versus Real-World Antenna Arrays
‘Antenna arrays naturally constitute an essential part of a MIMO
system, There exists a large numberof different array configurations
“This snot our goal to go into details about antenna aray theory, but
itis interesting to highlight a few points related to antenna arrays.
+ We have already defined the concept of narrowband and balanced
array (ee Definitions 2.5 and 2.6), Usual arays are often
‘narrowband for dlassical systems and are also balanced, although
‘it may happen that local scattering fram the antenna mounting.
structure causes some unbalance, even in relatively compact
arrays.
+ In the above, many expressions are also given for uniform linear
334, athough alternative shapes such as circular arrays are mat
in practice. As already mentioned, the definition of steering
vectors fs not restricted to linear arays, Only two canditions are
needed to define steering vector, 3¢ lang as the channel is
\WSSUSH: a narrowband array and a plane wave incidence
+ However, arrays with complex configurations might not support
the homogeneous channel assumption. AS an example, an aray
‘made of theee directional antennas oriented in different
directions does not yield 2 MIMO matrix whose elements
describe an homogeneous channel, What does it mean in
practice? For such arrays, the channels are nat antenna
stationary: the shadowing might not be the same zeross
antennas, and the definitions of Section 2.1.5 are not valid
anymore, a the power delay-angle profiles will nt be identical
for all antenna elements. Subsequently, the definition of steering
vectors is naturally not possible, This also implies that channel
correlations onthe transmit side might depend on the receive
antenna, and vice-versa
+ Antennas may be chosen as omnidirectional or directional
‘Whereas Omnidirectional antennas may capture more scattered
energy dtective antennas would provide more gain. Hence,
there is no guarantee that omnidirectional antennas yield better
performance for 3 constrained transmit power,
+ Antenna spacing might play an important role, which leads toa
compromise between the sizeof the array and the captured
versity, Small spacing causes channel to be correlated (ace
Section 23.1) and and is also responsible for antenna coupling,
which is dealt with inthe next section,
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Antennas
AD Ohver Professor, 8Se, PRD, CEng, IEE, FIEEE, in
Telecommunications Engineer's Reference Book, 1993
17.3.3 Radiation from arrays
Array antennas consist ofa number of discret elements which are
usualy smal in size. Typical elements are horns, dipole, and
microstrip patches. The discrete sourees radiate individually but the
pattern of the array is largely determined by the relative amplitude
and phase ofthe excitation currents on each element and the
‘geometric spacing apart ofthe elements. The total radiation pattern
isthe multiplication of the pattern of an individual element and the
pattern ofthe array assuming pont source, called the array facto.
‘Array theory largely concemed with synthesising an aray factor to
form a specfed pater. In communications most arrays are planar
asrays with the elements being spaced over a plane, but the principles
can be understood by considering an aray of two elements wth
‘equal amplitudes, Figure 17.73). This hasan aray factor given by
Equation 17.12, where ¥ is given by Equation 17.13.
By + Bae 72)
= $+ kdeos@ (723)
‘The pattem for smal spacings will be almost omnidirectional and as
‘the spacing is increased the pattern develops a maxima perpendicular
tothe acs ofthe aray. At 2 spacing of half a wavelength, a nul
appears along the array als, Figure 17.7(0) Tis is called a broadside
array, Ifa phase difference of 180 degrees exists between the two
elements then the pattern shawn in Figure 17.7(6) results. Now the
main beam is along the direction of the array and the array is called
the end-fire array. This illustrates one ofthe prime advantages of the
array, namely by changing the electrical phase i is possible ta make
the peak beam direction occur in any angular direction. Increasing
the spacing above half a wavelength results in the appearance of
addtional radiation lobes which are generally undesirable.
(Consequently the ideal arrays spacing is half wavelength, though if
‘waveguides or horns are used this s not usualy possible because the
basic element ie greater than half a wavelength in size. Changing the
relative amplitudes, phases and spacings can produce a wide variety
‘of pattems so that ts possible to synthesise almost any specified
radiation pattern. The stray factor for an N element linear array of|
equal amplitude is given by Equation 17.14
B= ween ana)
“This ic similar tothe pattern of line source aperture, Equation 17.5,
and itis possible to synthesise an aperture witha planar array. There
is significant benefit to this approach, The aperture fields are
determined by the waveguide hara fede which are conetesined by
boundary conditions and are usually monotonic functions. This
constraint does not exist withthe array so that a much larger range of
radiation pattenns can be produced. Optimum patterns with mast of
the energy ra
be designed
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ted into the main beam and very low si
New Radio Access RF and Transceiver
Design Considerations
‘Sassan Ahmadi, in 5G NA, 2019
5.6.4 Antenna Design Considerations
Large antenna aay atthe BS are necessary for SG systems and in
particular for operation in mm'Wave bands. Large numberof
antennas at the UE side are ao expected to guarantee acceptable
received signal evel for SG series. As the number of antennas
increases, itis advantageous to use 20 and 30 stuctres forthe
arrays. This reduces the required space and also enables spatial
separation and beamforming in two or three dimensions. For
‘vample, a 64-element uniform linear ara with an inter-element
spacing of 1/2 could accipy horizontal span of 3 m at2.GHs,
which reduces to 1S m if dsl-polarzed antenna clement are
utlized. In contrast an 8 4 dual-plarized araycan be
accommodated in 30.6 m x 0.4m space and can spatially resohe
users and form beams in 3D space. Antenna araye may be aranged
ina numberof ferent ways, the mest common architectures being
uniform linear array, uniform rectangular ars, uniform circular
array, and stacked uniform circular arrays. The system performance
ofthese architectures i offen measured in terms of beam gain and
half power besm-width bath in azimuth and in elevation planes. For
massive MIMO systems, itis important to capture as many degrees
of feeom of the channel as possible with a high numberof efetve
antenmas. For compact antenna configurations, this often leads 0
antenna steuctures that have shown to be effective fr multi-
«dimensional channel characterization and parameter estimation The
number of antennas on the UE will nt be a= large a= the
corresponding number atthe BS; however, the number of UE
antennas can be much larger than whats used today in mmWave
Frequencies. The studies suggest that the performance improves a:
the array aperture increases, but theimpac of the aperture is mainly
isle when the users are dasely grouped (he, they have high
correlation) Furthermore, there sin general 3 good channel
resohobily inthe sense that the larger he aperture, the greater the
resohabilty, One important aspect to remember is that for physically
large aay, there can be large diferences in received power levee
cover the aay, which affects user resalvbilty. For beamforming
solutions, the antenna elements in an array must be placed close
together. ll the analog components (phate shifters, LNAs, PAs, etc)
should be tightly packed behind the antenna elements (active
antenna sje). The dense packing of antenna elements creates
‘oa main effets (1) spatial corelation and (2) mutual coupling 21.
“The NR operation in mmnlvave bands neceestats the use of active
antenna systems and lage antenna arrays in the base stations and
the devies. While this goal is enabled by elatively sal-sized
anton araye in mae Frequencies, it igncatiy increases the
implementation complesty and pushes the limits of antenna design
and semiconductor technologies. The fll integrated mmave
transceivers and antennae requir sophisticated design and
consideration of power efficiency component placement and
‘outing, mutual couplings, and thermal constants both atthe
component lve and system level within a small area or volume.
“These considerations directly affect the achievable performance and
the RF requirements and ae applicable othe NR bas tations and
the devies, given that in mmWave frequencies, the BSJUE
transceiver design and development wil have less diferences
compared to Fequency bands below 6 GH2. The etremely wide
bandwidths avilable at mmWave frequencies set forth serious
challenges forthe data converters and the data conversion interfaces
between the analog and digital domains in both racevers and
transmits
[eet
‘Multi-channel processing
Jinyu i, .. fan Gong, in Robust Automatic Speech Recognition,
2016
10.2 The Acoustic Beamforming Problem
‘We consider the uniform linear array (ULA) af microphones depicted
in Figure 10.1 Let us assume a point source emitting the
rmonefrequent signal 2(8) =e inthe far fed ofthe array. The far
field assumption implies that the ratio ofthe distance ofthe source
to the microphones versus the sie ofthe array i sa large that the
wavefront curvature observed atthe array postion is very small and
the sound wave arving atthe sensors can be madeled asa planar
wave, We farther assume wave propagation in free Fld, that ic, the
signals received at the sensors difer only in the delays, which are
caused by the differen distances the sensors have from the source,
a0) we
Dolan false image
“The beamformer consists ofthe beamforming weights (or, mare
generally, filters) wp,
results. the beamformer output signal is given by
avy followed by the summation ofthe filter
aoa)
where 2o
isthe wavelength ofthe source signal, and where
rm cosé/c i the time diference between the rival ofthe
signal atthe mth microphone and the arival ofthe signal tthe fret
microphone. Further, M denotes the number of microphones, and @
isthe angle ofthe impinging wavefront relate tothe endive
positon (ue, 8 postion in the direction of the line connecting the
ricrophones.Itis cammon practice to define the beamforming
weights as complex conjugate coefcients wf, as is done here.
[Equation 10.1 can be compactly writen in veetor notation
2() App eXD( 50 }ePCIEn) °
fm
6. = main boat pointing ection
where ans isthe angle tothe direction of which maximum i
wanted. The curren distribution feeding the elements ofthe
Sposa in the platen AA 4, se
«an be simplified by collecting the equal amplitude exponential terms
together. Thus the normalized aray factor becomes
@
$(0,00)= arberap [PAs cos 28d eos0 ~ cos y))+2As cose
‘The beam can be stered by controling the phase shift a. The side
lobe level ard the half power bear-width canbe controled by
relative current amplitude, The new current amplitude distribution Is
23 compromise between binomial and DelphChebyshev -30 dB side
lobe level distributions in which half power beam-width i identical to
Doiph-Chebyshev and the side lobe level s decreased 10-375 0B.
“These coefficients can be calculated from normalized binomial
distribution by adding 1/12 to each amplitude except the center
clement amplitude, ths the new cosficlents ae: Ay =Ap= 0.25, Az
‘4c=0.75 and Ay = 1. The resulting normalized aray factor in linear
scales shown in ig. 23), in which point source separation dis A/2
and in ig. 2b) array factor multiplied with patch element factor.
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Dowland ul seimage
Purchase boole
Antenna Arrays and Classical Beamforming
Henrik Asplund, .. Erik Larsson, in Advanced Antenna Syste
5G Network Deployments, 2020
4,1 Introduction
‘An antenna array set of antennas commonly organized ina
structure such a an aray of rows and column. An antenma aray can
be used for both transmission and reception. By transmitting
diffrent vetsions ofthe same signal from all the antennas, the
‘signals amplifstion, referred to a gain, can be controlled co that
the gain i different in different directions. Rather than spreading the
signal power over an entre cll the signal power an be directed to
where the intended weer is located anc even be reduced in other
directions to avoid interfering other users. Similarly, when the
antenna array is used for reception, the gala inthe direction of where
the user‘ located can be increased eo that the received signal power
is increased.
won tepeaguion nite ate Steet oe
cdownscaled with a factor 1/-/N and the gain in terms of power is
crite font ertomconsne ad etic nd
Dolo alse image
“The maximum gain can be increased by having more antennas in the
array. However, for cellular network, It is typically of Interest to have a
high antenna gain in all the directions where these are user and this
is enabled by a beamformer that adjusts the amplitude and delay of|
the signal transmitted from each antenna, Compared tothe case
when exactly the same signal ie tranemited fom all antennae, the
ofthe maximum gain can thereby be changed so that itis
‘obtained in a desired direction rather than right infront ofthe
direct
antenna array (see the example in Fig. 4.2)
aH
AAA ear Ho °
tae
Dolan false image
Inthe present chapter, the opportunities offered by an array of
antennae will be demonstrated, primarily by deriving the gain ae 9
function of direction. The case with an antenna array used for
transmission ofa narrowband bandpass signal toa single recelbing
antenna is considered and rather than using formulations based on
the electri fields and deriving radiation intensities, the rE
‘model in Section 3.62 is used forthe free-space single-path care t™
“Section 3.62.6. The reason for taking the approach based on the
channel model i to prepare for the MIMO OFDM channel model in
Seetion 5.2 which isan extension of the madel presented in the
present chapter. The MIMO channel medel will include multiple
antennas at both the transmitting and receiving sides forthe case
with wideband OFDM-based transmission and serve as a basis for
Chapter 6 on multiple antenna techniques.
Simao Rf .2.the stating pit taken in Seton 42's the
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ete forthe ese tht te sume sg sams fom both
eterna Ail ese the sgl apt poprtoal tos
product ofthe reaming stnnaupude pater and ney
frou Furthermore some use properties ofthe gn ibe
nrbed sed hated Ther, econ 434 more gener
antenna th an aster umber cements conte
here deel toan ata inh ate The ray espns
Ce)
channel There tisshown hat bao inatucing#
beamforming wight et tht repens the lg ans
thevwcted gas compl ampltade nd cneeurn aa the
gains ghen bya pout betwen the two veaor Theunform
linear array (ULA) is defined and it is shown that the maximum gain.
inacee wh the rmber of eerente le the wina tema
ibe dees
Cia beamforming induced Seton 44 low charging
the drecionnulch the macmum gan os by rans the
‘ares Go alte clomerts, th ey realy
phase shia conn that he signal al constrchely nthe
ed decion Use then costed an some tema
rade on element spacing az well as on so-called grating lobes. Some
other forms of beamforming techniques are alsa illustrated to make
‘the point thatthe properties of the gain pattern depend not only on
the aay but slzo on the beamfoomer used
‘The UPA and the dual-polaized UPA are defined in Section 4.5.
“These configurations represent commonly used special SN
‘general array introduced in Section 4.3 and some baste props
‘the gain patterns are examined. With a UPA consisting of dual-
polarized element pairs, not only the direction ofthe main labe but
als the polarlzation can be controlled,
Section 4.6 introduces so-called arrays of subarrays.A dual-polarized
UPA can be partitioned into subarrays and a benefit ofthis that fewer
radia chains are needed. At the same time thie constrains the st of|
beamforming weight vectors that can be applied tothe antennas of
the underlying array. For classical bearnforming, the dependency
between the subarray size andthe range of angles with high gain is
ilustrated; the larger the subaray, the smaller the range of angles.
‘This builds intuition for why diferent deployments cll for diferent
subsrray sizes as wil be illustrated in Sections 13.4 and 143,
Finally, in Section 4.7 he key indings ofthe chapter are
summarize.
PR [ersten
Advanced Antenna System in Network
Deployments
Henk Asplund,
5G Network Deploym:
rik Larsson, in Advanced Antenna Systems for
s, 2020
14.4.1 Site Aspects
‘Analysts estimate a global physical cell site count in the order of
seven millon today, a number thats expected to grow overtime, The
site density varies significantly between regions and countries, and
each ste (ype) hasits own requirements and constraints.
‘Aalding new (macro) sites isa costly and a cumbersome process.
Hence, there is a desire to re-use existing sites to as large extent as
possible. At the same time, thers i limited epace forthe deplayment
of antennas and ausiliary equipment at existing sites, and diferent
‘operators, technologies (2G, 36, 4G, and 5G), and features compete
in many cates ever the same limited physial site space.
Oifeent markets nd sans ings diet dere
constraints. Some general trends[observations{remarks are 35
follows
In many markets, there are visibility constraints that limit the number
of antenna panels per operator and site to roughly two or three,
\which puts high requirements on the capability of each panel (se
Section 14.4.2.
Furthermore, fer each antenna array, there are strict requirements on
size and weight dictated by construction constraints (e.g, each sie Is
built to support a maximum weight arwind load) and regulated in
site rental contracts. There are several aspects affecting the physical
size and weight of an antenna panel, including
+ The antenna ary layout and frequency are fundamental aspects
that impact the physical size. An illustration af his is ghen in Fig
14.24, In this ate, for axed antenna width oft most 4 m8
becomes very challenging to apply horizontal domain
‘beamforming fr lve frequency bands s the numberof antenna
columns i inited tone or maybe a in mot ide
Sipoynet Hatta ies pent tr
antenna columa()inta smaller subarays, thereby enabling
‘erties domain beamforming. However, a cecuseed in Section
143, while horizontal domain bearnformings very usefl to
Anprove performance the benefit of veteal domain
beamforming ie highly scenario dependent. Allowing the width of
the antenna to grow beyond the typical ~0.4 m would
significantly improve the beamforming potential also for lower
‘requency bande. The wil, howe, increase the vials
Jenpact and wind load but might be acceptable in special
deployments where the additional capacity i sought. Moving up
Jn Frequency makes advanced beamforming much ror feseble
and, as discussed in Section 72, sometimes even a necessity to
‘maintain coverage:
Download fl-stenage
+ Anacortes
higher weigh ander te tan apse antenna the
antenna, ad sd send tsps
+ Anacive arto egies olin wih sth weight rd
the Theor cupt poner he ere enlnghenceneresed
sieand wee
+ nein he uber of equene bands andthe umber
tnd sipped ysl neara pel nceses prey
the size and weight (see discussion in Section 14.4.2).
Todos tematic lon Sanda" ss
pert droymen constants. or eanpe Fed ngs o
15,20, and 2.6 mand awh es than mare common
ves
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Cognitive Radio in Multiple-Antenna
Systems
Jae Moung Kim, .. Yusuk Yun, in Cognitive Radio Technology
(Second Edition), 2009
Antenna Corton Mezsurement
treetops ee cara hsbecsoun
{toner dingy parse hese
tewententhantaraceaea een
a8)
Re(R(m, n)} = Jo (Zon) +2 Sis Js (mn) c05(210) sin c (1)
(16.186)
Im(2(m, n)} = +1 (nn) si((21-4 1)8) in (1+
Ss
where @is the mean angle of arial measured wit respect tothe
normal line joining the two antennas (Figure 16.11), and Zn
Why, Whee dn the distance between the mth and mh antennas
‘We assume that al signals fom the arriving signal at the antenna
array arrive within 2AJ2 of the mean angle of arrival, @been proposed, which may be categorized into fixed beamforming,
data-dependent beamforming, and parametric beamforming. Fixed
beamforming, where the beamformer coefficients are computed a
rior! accarding to some design criterion, is appropriate in static
scenarios, where the position ofthe source and the acoustic scene is
known and fied. For dynamic scenarios with unknown and moving,
speech or noise sources data-dependent methods are preferred,
where the beamforming coefcients are computed from the statistics
of the incoming signal. They are able to adapt to changing source
positions or changing interference pattems. They ae alzo able to at
least partly compensate for unknown sensor characteristics. However,
‘they may be too slow to track fast changes. Fat adaptation to
hanging sound fields is possible with parametric beamforming
approaches, where a perceptually or physically motivated model of
the sound field is assumed, and only the parameters ofthe model are
learnt fram the input data. This requires lee data and results in faster
adaptation compared to purely data-driven methods, where the
whole statistical characterization of the scene, e.g, power spectral
densities of desired and interfering signals, has to be estimated.
Inthe following, we present the baci beamforming design erteria oF
data-driven beamforming. We will concentrate on criteria based on
second-order statistics. They form the basis of most beamforming
{solutions found inthe literature, although besrsforming based on
higher-order statistics has also been proposed (Kumatani et al,
2009),
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Volume 3
Nickolas Kingsley, Jahn Papapalymerou, in Corprehensive
Microsystems, 2008
3.10.2.2 Phased Antenna Arrays
Integrating switching elements into an antenna array is nothing new.
However, using solid-state switches atthe front-end ofan antenna
adds an clement of noise. Furthermore, solid-state
been used to tune antennas at the front-end, but this to add a level
of distortion thats often unacceptable in a communication sytern.
As the need for reduced bandwidths and beam steeting increases, so,
does the use of planar antenna arrays. This type of antenna sytem
allows for excellent control ofthe bear properties, especially when
integrated with phase shifers and attenuators. Al ofthese
components require switching elements. Azan array becomes larger,
ors have
the number of components increases, and the required number of
switches also increases, Using solid-state switches can add an
lsnormous aniount of los to the array. This in turn will aque active
devices to compensate fortis lass, These factrs will increase the
cost and create other problems such as heat dissipation and
distortion. RF MEMS do not have these limitations. They do not
consume power. They do nat generate heat. They do not distort RF
signals. They re an ideal component for planar antenna systems,
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Recommended publications °
-AEU- Iteration oural of lectronies and Communion
Joust
‘Spal Processing
Joural
Dig signal Processing
Joural
pie
Journal
neaemees —
rn
+"
mth Antenna nth Antenna.
Downloe fuse image
‘The spatial envelope correlation s given by P= [m,n]. For @= 0°
and various angle spreads, A, Figure 16.12 shows that as A
decreases, the fist zero inthe correlation occurs ata larger antenna
spacing. When the signal arrives from a direction other than
broadside, the antenna spacing for low corelation increases, nd the
‘envelope correlation is never 2er0 for all values of 8 0°and A <2
(@ is zero when Re{R{n, ri}. and Im{R(m nl} have zero crossings at
‘eccty the same spacing)
Cn a a
sn Sept)
Dovnlos fa
‘We can estimate the spatal envelope correlation by using
p= Eluuy (16.19)
where
tn)= pens) fiat)
. El-] means the expected value, fis the forgetting factor with [0,1
and w= wpa... ws] san aray response vector with n antennas,
EE x
Cognitive beamforming for spectral
coexistence of hybrid satellite systems
‘Shree Krishna Sharm, . Bjéen Ottersten, in Cooperative nd
Cognitive Satellite Systems, 2015
13,5.2.1 MVDR technique
‘The received signal at the BS antenna array from (13.1) can also be
writen a5
yo Asin,
where A= [(@)a(@).na@ called the signal divection matrix
(SDM), 5 = [5,5....8, each 5, being the symbol associated with the
leh user The beamformer’ esponse tothe desired user located at an
angle 9, s given by wa(@,). The optimization problem for the MVDR
beamformer can be writen 35
min WR, 9w (3)
subject to wa(d,)
Since in practical senarias, Rs unavalable and only the sample
counance mate Ris avail, given by
RB, = EIN, ylm}y(n). Using R, instead of Rig, the
‘optimization problem fr the MVDR beamformer canbe writen 35
min w"Ryw 03.8)
subject to wa(é,)
\When the desired signal i uncorrelated to the interference, the
‘minimization problem in (13.8) is same as the minimization problem
in (13.7) [9]. The solution ofthe constrained optimization problem
(13.8) can be obtained by using Lagrange multipliers given by
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