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Abstract: The grain-size distribution is commonly used for soil classification; however, there is also potential to use
the grain-size distribution as a basis for estimating soil behaviour. For example, much emphasis has recently been
placed on the estimation of the soil-water characteristic curve. Many methods proposed in the literature use the grain-
size distribution as a starting point to estimate the soil-water characteristic curve. Two mathematical forms are pre-
sented to represent grain-size distribution curves, namely, a unimodal form and a bimodal form. The proposed equa-
tions provide methods for accurately representing uniform, well-graded soils, and gap-graded soils. The five-parameter
unimodal equation provides a closer fit than previous two-parameter, log-normal equations used to fit uniform and well-
graded soils. The unimodal equation also improves representation of the silt- and clay-sized portions of the grain-size
distribution curve.
Key words: grain-size distribution, sieve analysis, hydrometer analysis, soil classification, probability density function.
Résumé : La distribution granulométrique est utilisée couramment pour la classification des sols; cependant, il est pos-
sible d’utiliser également la distribution granulométrique comme base d’évaluation du comportement du sol. Par
exemple, beaucoup d’emphase a été mise récemment sur la détermination de la courbe caractéristique sol-eau. Plusieurs
méthodes proposées dans la littérature utilisent la distribution granulométrique comme point de départ pour établir la
courbe caractéristique sol-eau. Deux formes mathématiques sont présentées pour reproduire les courbes de distribution
granulométriqe: nommément, une forme unimodale et une forme bimodale. Les équations proposées fournissent des
méthodes pour représenter avec précision des sols à granulométrie uniforme, étalée et discontinue. L’équation
For personal use only.
unimodale à cinq paramètres fournit une meilleure concordance que les équations antérieures log normales à deux
paramètres utilisées pour reproduire les courbes des sols à granulométrie uniforme et étalée. L’équation unimodale
améliore aussi la représentation des portions de silt et de grosseurs argileuses de la courbe de distribution
granulométrique.
Mots clés : distribution granulométrique, analyse par tamisage, analyse à l’hydromètre, classification des sols, fonction
de densité probabilistique.
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Table 1. Equations that have been used to represent the soil-water characteristic curve.
Authors Equation Definition of variables
Gardner 1958 1 ws, saturated gravimetric water content; ww,
ww = w rg + ( ws − w rg ) any gravimetric water content; wrg,
[1 + ag ψ ]
ng
residual gravimetric water content; ag,
fitting parameter; ng, fitting parameter; ψ,
soil suction
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nc
Brooks and Corey 1964 a ac, bubbling pressure (kPa); nc, pore-size
ww = w r + ( ws − w r ) c index; ws, saturated gravimetric water
ψ content; ww, any gravimetric water content;
wr, residual volumetric water content; ψ,
soil suction (kPa)
Fredlund and Xing 1994 ws, saturated gravimetric water content; ww,
any gravimetric water content; af, fitting
ψ
ln 1 + parameter closely related to the air-entry
h r
ww = ws 1 −
1 value for the soil; nf, fitting parameter
10 6 nf
mf
related to the maximum slope of the curve;
ln 1 + ψ
h r ln exp(1) + mf, fitting parameter related to the curvature
af of the slope; hr, parameter used to adjust
lower portion of the curve; ψ, soil suction
hydrometer methods have found general acceptance for fine- tion often failed to provide a close fit of the grain-size distri-
grained soils (Kohnke 1968). bution at the extremes of the curve (Gardner 1956; Hagen et
ASTM (1964a, 1964b) presents a standard for testing for al. 1987). Wagner and Ding (1994) later improved upon the
grain-size distribution. The interpretation of the grain-size log-normal equation by presenting three- and four-parameter
distribution is typically carried out manually. Further details log-normal equations.
concerning the testing procedure and the interpolation of the Campbell (1985) presented a classification diagram based
sieve and hydrometer tests are provided by Lambe (1951). on the assumption that the particle-size distribution is ap-
Gardner (1956) used a two-parameter, log-normal distri- proximately log normal. This assumption led to the particle-
bution to fit grain-size distribution data. Kemper and Chepil size distribution being approximated with a Gaussian distri-
(1965) further studied the work of Gardner. The two-param- bution function. With this assumption, any combination of
eter fit of the grain-size distribution was performed using a sand, silt, and clay can be represented by a geometric (or
geometric mean parameter, xg, and a geometric standard de- logarithmic) mean particle diameter and a geometric stan-
viation, σg. The method of fitting log-normal equations to dard deviation. Values were summarized in a modified U.S.
the grain-size distribution was not recommended for general Department of Agriculture (USDA) textural classification
use. However, the reason given for not using the log-normal chart by Shirizi and Boersma (1984).
method was the lack of computing power necessary to fit the The first limitation associated with using a log-normal
equation to data. Hagen et al. (1987) presented a computer- type of equation is the assumption that the grain-size distri-
ized, iterative procedure that required only two sieves to de- bution is symmetric. In reality, the grain-size distribution is
termine the parameters for a standard, two-parameter log- often nonsymmetric and can be better fit by a different type
normal distribution. Unfortunately, the log-normal distribu- of equation. Second, a method for fitting soils that are
© 2000 NRC Canada
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bimodal or gap-graded is of value and the four-parameter Fig. 1. Grain-size data fit with unimodal equation for a clayey
log-normal equations have not been found to be satisfactory silt: (a) best-fit curve, R2 = 0.998; (b) arithmetic probability den-
for fitting these types of grain-size distribution. sity function; (c) logarithmic probability density function (soil
There are three general categories of grain-size distribu- number 10030).
tions (Holtz and Kovacs 1981): well-graded soils, uniform
soils, and gap-graded soils. This paper focuses on these
three categories of grain-size distribution and provides equa-
tions to fit the experimental data for each category. The
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[1] Pp(d) =
7
ln 1 + drgr
1 d
1 −
n
mgr
ln 1 + drgr
a gr gr
ln exp(1) + dm
d
agr is a parameter designating the inflection point on the
curve and is related to the initial breaking point on the
where curve;
Pp(d) is the percentage, by mass, of particles passing a ngr is a parameter related to the steepest slope on the
particular size; curve (i.e., uniformity of the particle-size distribution);
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mgr is a parameter related to the shape of the curve as it The particle-size distributions presented in this paper are
approaches the fines region; calculated using eq. [2] and are referred to as the arithmetic
drgr is a parameter related to the amount of fines in a soil; probability density function. Figure 1b illustrates the arith-
d is the diameter of any particle size under consideration; metic probability density function for the clayey silt (soil
and number 10030) shown in Fig. 1a.
dm is the diameter of the minimum allowable size particle. The highest point in the PDF plot is the mode or the most
Equation [1] is referred to as a unimodal equation and can frequent particle size. Since eq. [2] is a PDF, the natural
be used to fit a wide variety of soils. A quasi-Newton fitting laws of probability hold, such that the area under the differ-
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algorithm was used to adjust three of the four parameters to entiated curve must equal unity:
fit the equation to each soil. The algorithm progressively
+∞
minimizes the squared differences between the equation and dPp
experimental data. The best-fit particle-size distribution [3] ∫
dd
dx = 1
function can be plotted along with the grain-size distribution −∞
data, typically on a logarithmic scale, as shown in Fig. 1a
for a clayey silt (soil number 10030).1 Equation [2] can be arithmetically integrated between the
The unimodal equation provides significant improvements specified particle-diameter sizes. The probability that a soil
in the fit of grain-size data over previous mathematical particle diameter will fall in a certain range is determined by
representations (i.e., log-normal distribution). This is to be the following relationship:
expected due to the increase in the number of parameters
used to represent the grain-size distribution. The complexity x=d 2
∫
of the proposed unimodal equation due to the added parame- [4] probability (d 1< d < d 2 ) = p(x)dx
ters is determined to be insignificant because of the avail-
x =d 1
ability of curve-fitting software.
The particle-size distribution provides information on the
amount and dominant sizes of particles present in a soil. It is convenient to represent the PDF in a different manner
However, another form can also be used to represent the dis- when plotted on a logarithmic scale. The arithmetic PDF
For personal use only.
tribution of particle sizes by differentiating the particle-size will often appear distorted when plotted on a logarithmic
distribution curve. The differentiation produces a particle- scale. The peak computed from eq. [4] will not represent the
size probability density function (PDF). The differentiated most frequent particle size. To overcome this limitation, the
form of the unimodal grain-size equation is given in eq. [2], PDF is often represented by taking the logarithm of the par-
and the parameters presented in the particle-size PDF are the ticle size and differentiating the grain-size equation to pro-
same as those defined for eq. [1]: duce a PDF which appears more physically realistic as
presented in eq. [5]:
dPp
[2] =
dd dPp dPp
[5] p l (d) = = ln(10)d
d log(d) dd
7
ln1 + drgr
n where pl(d) is the logarithmic PDF.
1 d a gr gr
1 − gr
m The peak of eq. [5] will represent the most frequent parti-
n
mgr
ln1 + drgr d
a gr gr
cle size. It must be noted that the probability of the logarith-
ln exp(1) + dm mic PDF must be calculated according to eq. [6]:
d
x = log ( d 2 )
[6] probability (d 1< d < d 2 ) = ∫ p 1(x) dx
x = log ( d 1 )
n gr
×
n
a gr a gr
n
Figure 1c shows the logarithmic PDF for the clayey silt
d exp(1) + gr ln exp(1) + gr
d d (soil number 10030).
The unimodal equation fit for a silty sand (soil number
63) and a sandy clay (soil number 11648) are shown in
6
d Figs. 2a and 3a, respectively. Also shown are the arithmetic
ln 1 + rgr probability density functions (i.e., Figs. 2b, 3b) and the loga-
7 d drgr rithmic probability density function for each of the above
+
n
mgr
d 7
drgr soils (i.e., Figs. 2c, 3c).
a gr gr ln 1 + rgr d 1 +
2
The variation of R2 (where R is the correlation coefficient)
ln exp(1) + dm d
d
versus percent clay is shown in Fig. 4. The value of R2 was
plotted versus percent clay because the representation of
fines by the new equation was considered important.
1
Soil numbers refer to soils found in the SoilVision database, which is a proprietary product of SoilVision Systems Ltd.
© 2000 NRC Canada
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Fig. 2. Grain-size data fit with unimodal equation for a silty Fig. 3. Grain-size data fit with unimodal equation for a sandy
sand: (a) best-fit curve, R2 = 0.985; (b) arithmetic probability clay: (a) best-fit curve, R2 = 0.999; (b) arithmetic probability
density function; (c) logarithmic probability density function (soil density function; (c) logarithmic probability density function
number 63). (soil number 11648).
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Parametric study of the proposed unimodal curve. The parameter agr is related to the initial break of the
grain-size distribution equation equation and is more precisely the inflection point on the
curve. Its effect on the grain-size distribution curve can be
A parametric study of the proposed unimodal equation seen in Fig. 5a, where agr is varied from 0.1 to 10 while the
(i.e., eq. [1]) shows behaviour similar to that of the Fredlund other equation parameters are held constant. The parameter
and Xing (1994) equation for the soil-water characteristic agr provides an indication of the largest particle sizes.
© 2000 NRC Canada
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Figure 5b shows how the parameter ngr influences the slope Fig. 4. Variation of R2 error as the amount of fines represented
of the grain-size distribution. The point of maximum slope in a soil increases.
along the grain-size distribution provides an indication of the
dominant particle size (i.e., on a logarithmic scale) in the
soil. In the parametric representation, ngr is varied from 1 to 4.
The parameter mgr influences the break onto the finer par-
ticle size of the sample. The effect of varying the parame-
ter mgr from 0.3 to 0.9 can be seen in Fig. 5c. The parameter
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drgr affects the shape along the finer particle size portion of
the curve. However, the influence on the curve is quite mini-
mal as shown in Fig. 5d. In some cases drgr can be modified
to improve the fit of the overall equation. With the best-fit
analysis shown, drgr was adjusted manually to improve the fit
of the curve to the data. It was found that a value of 0.001
for drgr provided a reasonable fit in most cases.
to a misrepresentation of the character of the particle-size This allows for the “stacking” of more than one unimodal
distribution. This is particularly important when the equation equation:
Fig. 5. Parameter variation: (a) effect of varying the parameter agr while ngr = 4.0, mgr = 0.5, drgr = 1000, and dm = 0.001; (b) effect of
varying the parameter ngr while agr = 1.0, mgr = 0.5, drgr = 1000, and dm = 0.001; (c) effect of varying the parameter mgr while agr =
1.0, ngr = 4.0, drgr = 1000, and dm = 0.001; (d) effect of varying the parameter drgr while agr = 1.0, ngr = 4.0, mgr = 0.5, and dm = 0.001.
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[7] Pp (d) = Fig. 6. Example of fit of a gap-graded soil with the unimodal
equation (R2 = 0.977) and the bimodal equation (R2 = 0.999)
(soil number 11491).
7
ln 1 + dr
k
d
∑ w i 1
1 −
i =1 ln 1 + dr
mgr
ngr
ln exp(1) + a
gr
dm
d
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where
dr is the residual particle diameter;
k is the number of “subsystems” for the total particle-size
distribution; and
wi are weighting factors for the subcurves, subject to 0 <
wi < 1 and Σ wi = 1.
For a bimodal curve, k would be equal to 2 and the num-
ber of parameters to be determined is 4k + (k – 1) (i.e., 9).
The unimodal equation is used as the basis for the prediction A total of nine parameters must be computed when fitting
of the bimodal equation. The final equation for a bimodal the bimodal equation to data (i.e., stacking). Seven parame-
curve is given as follows in its extended form: ters can be determined using a nonlinear least squares fitting
algorithm, and two parameters can be essentially fixed (i.e.,
drbi and dm).
Bimodal data sets can be closely fit using the bimodal
For personal use only.
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Fig. 7. Example of fit of a gap-graded soil with the bimodal Fig. 8. Example of fit of a gap-graded clayey, silty sandy soil
equation for a clayey, silty sand: (a) best-fit curve, R2 = 0.999; with the unimodal equation (R2 = 0.984) and the bimodal equa-
(b) arithmetic probability density function; (c) logarithmic proba- tion (R2 = 0.999) (soil number 11492).
bility density function (soil number 11492).
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Fig. 11. Unimodal parameter variation: (a) frequency distribution Fig. 12. Determination of the soil fractions (i.e., percent clay,
of the natural logarithm of the parameter agr; (b) frequency dis- silt, and sand), according to the USDA classification, when using
tribution of the parameter ngr; (c) frequency distribution of the the unimodal equation.
parameter mgr .
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Fig. 13. Determination of the percent passing for any particle performed by differentiating the grain-size equation as
size, d, for a unimodal grain-size distribution. shown by eq. [2]. The differentiated equation will produce a
particle-size probability density function that can be used as
the basis for further analysis. The particle-size distributions
calculated according to eq. [1] can vary over several orders
of magnitude.
Conclusions
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for percent clay, percent silt, and percent sand, respectively. mathematically determined from the equation. The unimodal
The divisions can be determined for any classification and bimodal equations provide a method for fitting the three
method by substituting the appropriate particle size into the major soil categories of well-graded soils, uniform soils, and
equations, as shown in Fig. 12. gap-graded soils.
The diameter variables must be read off the curve in an in- The proposed continuous mathematical function for the
verse manner. The particle-size diameter answers to the grain-size curve sets the stage for further analysis to esti-
question “what particle diameter has 10% of the total mass mate the soil-water characteristic curve of a soil.
smaller than this size?” Taking the inverse of either the
unimodal or bimodal equation is difficult. A “half-length” Acknowledgements
algorithm was therefore used to read diameters from the
grain-size curve. An initial estimation diameter was selected The authors would like to thank Sai Vanapalli and Doug
and the correction distance was progressively halved until Charleson for their assistance with the literature review. The
the iteration process yielded a minimal error. The results of authors would also like to acknowledge the assistance of
this process are shown in Fig. 13. Mrs. Noshin Zakerzadeh in the preparation of this paper.
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Durner, W. 1994. Hydraulic conductivity estimation for soils with Haverkamp, R., and Parlange, J.Y. 1986. Predicting the water-
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characteristic curve. Canadian Geotechnical Journal, 31: 521– geotechnical engineering. Prentice-Hall, Inc., Englewood Cliffs,
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