1492
Tag DEBATE ON COLONIALISM,
‘EUROCENTRISM, AND HISTORY
J. M. Blaut
with contributions by
‘Andre Gunder Frank
‘Samir Amin
Robert A. Dodgshon
Ronen Palan
Africa World Press, Inc. _Contents
Foreword
Peter J. Tasior
Fourteen Ninety-two
LM. Blaut
Fourteen ninety-two Onee Again
Andre Gunder Frank
On Jim Blaut’s Fourteen Ninety-two!
smi Amin
‘The Role of Burope in the
Early Modera World Systom:
Parasitic or Generative?
Robert A. Dodgshan
‘The European Miracle of
Capital Accumulation
R-Palan
Response to Comments by Amin, Dedgshon,
Frank, and Palan.
LM. Blast
Index
st
85,
9
109
120Foreword: A Debate on the
Significance of 1492
Peter J. Taylor
University of
weastle upon Tyne
Introduction
‘Some published debates work, others don't, This one
belongs firmly in the former category. The journal Poitea!
Geography has published a variety of publie debates in
recent years of which the one reproduced here is the Iat-
fest. The format used isa simple one. There isa main paper
by dim Blaut which strongly expresses a controversial the
ss, There are four commentators, two of whom are broad.
ly sympathetic tothe thesis (Gunder Frank and Samir
‘Amin) and two who disagree with i (Bob Dedgshon and
Ronen Palan. Finally Blau is given the opportunity to
comment on the commentators
"There are two main reasons why this debate aso uc
cess. Firat there isthe quality of the contributions
bbe prepared tobe persuaded by some quite contrary pos
tions! Second the question being debated sa very big one
‘with ervcial implications forhow we view the world ee ive
jn. It is for this reason that, as editor of Politica!
Geography, Tam delighted that thi partealar debate is
reachinga larger audience than the ofefonadas ofthe os.
nal. The main protagonist Jim Blast has asked me to contribute this short introduction tothe republication and T
decided to accept only could add some value tothe pro
‘uct. Obviously it would be inappropriate for me to jon in
the debate at this late stage, not to mention unfair to the
ther contributors, but I thought it would be useful for
readers iT attempted to place the debate into some sort
af context. Ihave already stated that I believe the debate
tobe an important one; itis now incumbent upon me to
say why,
All Historical Geography Is Myth
Al history Uhat is worth reading is contested history.
Any writer who thinks she or he has ‘settled’ some hi
‘orieal question is more interesting for what they repre:
sent than for what they say. To me the phrase contested
story initially rings to mind the battle of memoirs and
autobiographies that often occurs between great men’ ty
ing to ensure ther place for posterity. But there is much
‘more to historial debate than such purposive bias,
Wallerstain (1988) has asserted that ll history is myth,
[By thi he means that al historians bring to ther subject
rattor a set of assumptions about how the world works
Which determines the nature ofthe historia! knowledge
‘which they produce. Hence differen historians starting
from difforent positions each produce their different
‘myths’
Wallerstein uses the vory strong word ‘myth to empha
size hia distance from those who believe in th possibility
of producing an ‘absolute tru In history the later are
host represented by the Whig historians of the era of
British hegemony who thought that they could eventual
ly produce an ‘ultimate history’ when the Tast fact” was
finally interpreted (Carr, 1961) There are two key chal-
lenges to such thinking. The fist argues that all history
isa dialogue between the past and the present where the
contemporary concerns ofthe historians define the quas-
tions asked ofthe past (Carr, 1961). Itean be nother way:
‘woare trapped in the present, Hence we now intorprt the
Whig historical project with it emphasis on continuity
‘and progress culminating in Uhe present as acalobration,
‘and hence lgitimation, of the present. Now is made @
‘special time
"The second challenge argues that the postion an his
torian starts from needs to be speciied much moro pre
cisely than merely the present. Aa with other cultural
pursuit, historians have been in the business of what
Rana Kabbani (1988) calls ‘Zevise and rule. The present
is the modem and the modern is place, the West-Here
where the historian comes from — is made a ‘special
place: There is « geographical dialogue between places,
jost as inherently biassed asthe historin's one between,
times, in all descriptions of our world (Taylor, 1993). In
fact much geographical writing has boon more like a ge
_raphical monologue as the ‘moderns’ have scripted the
‘premoderae’ in Keeping them in their place. Hence we
can say thatall historical geography — understanding the
timer and places of ar world — ita myth, Thedebate con
Alucted her is above all about choosing between alterns:
tivehistorieal geography myths itis about trying to think
beyond the here and now.
‘The Greatest Ossian of Them All?
‘The controversial position tht Blaut proposes may be
deqeribed as characterising moat worl story as great
‘Orion: The Ossian was an epic poem that purported to
Shor that he fomering of adleval Calc eoltarcocorred
Inthe Highlands of Scotland and wot Island as common
1y supposed (Trevor Roper, 1989) Te was an eighteenth
century romantic nationalist forgery that was trying to
induces rewnting of Celtic historical geography periph.
tral region was being promoted to centre stage putting
{te more lustrous rival in Oe shade. In sinilar manner
Standard word histories can be characterized as making
aria was unl fairly recently a rather peripheral art of‘loose ‘world-systom’, Burope, into a apecial place where
progress is to be found. This not to say the world histo-
ans have purposivaly frged the evidence asin the orig
{nal Ossian, but the results of their less purposive bias
hhave had the same effect except on 2 much grander sale.
In their slightly different wavs, Blast, Frank and Amin
‘make Ossian-iype accusations; Dodgshon and Palan
oubt, on somewhat different grounds, whether down-
srading the special or wnique nature of Burope aids our
Understanding of the modern world
Tam not going to deseribe the five positions argued
below any further than locating them inthe context just
provided. What Tean promi the renders is avery rich
Sebate and I would suggest that they would be hard put
to find the equivalent concentration of ideas in any other
publication of comparable length,
Who Has Got the Best Myth?
"This ia the question the reader is being invited to
answer. But answering isnot just a matter of assembling
the facts to decide. There i an important sense in which
facts should be respected and not manipulated unfairly
‘but that snot the prime issue hore. Ie is mich more basic
than that, Tt seems to me that neither side could put
together ast offucts that would satisfy the other side they
were proven wrong: ‘Tm sorry, you were right al long,
We are in tho realm of interpretation and that ie encum-
bered by thehistorographical aumptions described eat
Tier. But you, the reader, carry such assumptions around
in your head. Nobody reading this debate will come to it
‘san ‘intellectual blank you will have either celebrated
for mourned the events of 1492 this year and that will
indelibly mark your reading ofthe debate. Nevertheless
itis always a rofreshing exercise to read other people's
‘myth even though reading your side's rebuttale is more
reassuring.
But where docs allthis subjectivity leave ua? There may
‘veo abeate truth but we do not want to be pushed ita
tmestreme-tatt poston whereevery myth ita gd
tu overy other and we ust pick the one hat ula, There
re criteria for selecting between mtb Tuas odo with
‘that the slo purpose making her his coke.
Ttitisaseblary choice then we mill eed to take partic
tr aed tthe fa tame a at
tnppea for us fo collet our tories lead us tour fet.
Butourthore ar ltimately boat how oar weld works
nd that polite Hence the erieia wed in hisdcbale
tottlec a preferred myth wl be imately pols
ormy put thkistory ino about the pastor een
tne present but its prise reference ste fotre Tha was
Uhemensageaf the cla Whig hstoren ut aa much new
radical hifi Tele think eograpy i ot about fo
{ign places, or even our home place, butt prime space
‘eleenc th whole world. Tat was the menage athe
Sid imperialist geographies jst an much aa new radical
igographies.lonecstorical geography and itemytbs are
Stee ture ef the worl Tht the space me com
{extof the debate presented hee
References
(Garr, E,H, (1961), What Is History? London: Penguin.
Kablani, R, (1988), Burope’ Myth of Orient, London:
Pandora
"Tayler, P. J (199), Full circle, or new meaning for the
lobal? In The Challenge For Geography (RJ. Johnston,
Oxford: Blackwell
Trevor Roper, H. (198), The invention otradition: The
highland tradition in Scotland. In The Invention of
‘Tradition (E, Hobsbawm and T, Ranger, ods.) Cambridge:
Cambridge University Press.
Wallerstein, 1. (1989). Historical Cepitaliem, Landon
versoFourteen Ninety-two
J.M. Blaut
sity of Minois
‘at Chicago
Introduction
Five hundred years have passed since Buropeans
arrived in America yt wo still dnt fully realize how sig
nificant that event sas for eltural evolution. 'am going
to argue inthis essay thatthe date 1492 represents the
brealepoint between to fundamentally different evol
tionary epochs, The conquest of America beyins, andexplain, the rise of Burope It explain why capitalism
rote to power in Europe, not elsewhere, and why capital
lmreets pver inthe heir, nt ater Foren
rinety-twe gave the world a center and a peshey.
Before 1492, cultural evolution inthe Eastern
Hemisphere was proceeding evenly across the landscape
in Afi, Asia, and Europe a multitude of enters were
volving out of (broadly) feudalism and toward ready)
spitaliam. Many of hese regions in all thre continents
‘were at the same level of development and were pro
ireasing at about the same rte nd (ast their modes of
Production inthe same direction, They were fat evel
Ineo axons in hemi wide never or
proces af evolving capitalists, Burope was notin any W
head of Aen and Asia in development or even in the
preconditions for development
‘Aer 1492, Europeans came ts dominate the world nd
hey dd oo brane 1492 inaugurated a et of world
tonealproestes which gave to European protocpitalats
aoa cal ad power odie eal in ther
own region and begin the destruction of competing proto
capitalist communities everywhere else By the endo Une
11th centry, ro hundred years ator 1492, capitalism or
capitalists) had risen to take polities and scil control
fa few Westera European countries, nd alia expan
sion had decisively begun in fea and Asin. Europe waa
"ow begining to dominate the world and toes the world
Inlevel and pace of development. The world's landscapes
wore now uneven. They have remained so ever sinc,
‘Nobody doubt tht the Gsawery and exploitation of
‘Ameria by Europeans had something to do with the iso
and modernization of Europe. What Lam arguing here is
‘much stronger and much more radical thesis, The argue
‘nents radial ina east ur respect
{ih Tedonies that Europeans had any advantage aver
‘Acana ond Asians prior to 1492 as regards te el
onary processes leading twerd capitalism ond
Imodersity. Modievl Burope was no more advanced or
progressive than medieval Africa end medieval Asis,
fand had na special potentialities —no unique gift of
‘atcnality or wenturesomencss!
Fain at the same time asserting that colonialism, as a
proves, lie a the heart (aat at tho periphery) of such
trord-historieal transformations as the rso of capital
{Sm and Europe, Capitaliem would (I suspect) have
frrived in any case, but it would have arvived many
Centuries later and it would not have seated itselin
Europe alone (or first) had it not been for European,
folontalien in Amerien. Later clonalism was eracial
forthe later evolution of capitalism (a thesis I eannat
pursue in this short essay) Colonisism, overall, has
Een a eruil dimension of espitaliem from 1492 down
to the present
T am arguing that the economic exploitation of
Americans in the 16th end 17th conturies was vastly
tnore intensive, snd produced vastly more capital, than
is generally recognized. The argument then moves to
rope, and claims — fllowing somewhat the lead of
tcarker writers like Ef. Hamilton (1929) and WP.
Webb (1981) — that economic, racial, and political
tMfects of ola! accorulation, principally in America,
produced a mojor transformation of European society
Pim parting eompany with thos traditional Marxists
‘who, like tracitonal conservatives, believe that the rise
Ut capitalism is to be explained by proceses internal to
Europe Strity speaking, there was no ‘transition from
Feudalism to capitalism’ in Burope;thore was rather @
tharp break, a historical unconformity, between
medieval Europe and the Burope of the bourgenis revo
Tution (or revolutions). That unconformity appears in
the historia column joat in 1492. After 1492 we see
tuddon, reveutionary change. There was no European,
{ronsiton instil another sense. A transition toward
topitalism and from s range of broad feudal and fe
Alal-teibutary modes of production was indeed taking
place before 1492, bat it was taking place on a hem
Ephere-wide scale, All of the Marxist models whichtempt to dtcover causality within an ftra-Europesa
system only — the decline af rural feudalism in Europe
(Brenner, 1976, 1977, 1982 the rie of Evropean towns
(Swecey, 1978) — are deficient because the real causal
ty is hemisphere-wvide in extent and effec,
Inthe following paragraphs I will present the reason-
ing behind these prepositions. The plan of procedure i as
follows. To begin with, Iwill ry to show that our magni
icont legacy of Burupean historical scholarship docs not
provide important evidence ayainst tho theory argued here
because itis nat really comparative. Iwill show thatthe
basic reason why we have accepted the idea of European
historical superiority is Burocentriedifusionism, thus a
‘matter of methodology, ideslogy, and implicit theory, not
empirical evidence. Nest, 1 will try to show that Europe
‘was at about the same level as Africa and Asia in 1492,
‘that a common proces of evolution toward capitalism was,
cocearving in a network of regions cross the hemisphere
This argument, stile preliminary to our main thesis (bt
fn essential step in laying out the overall theory), wil be
put forward in two brief discussions. First Twill very
sketchily summarize and ertcie the views of a number
of scholars who maintain that Europe was indeed more
advanced and progressive than ather regions in the Middle
Ages. Then I will sketch in the empirical basis for the
‘opposing theory, thatof evenness prior to 1492, here sua.
‘marizing prior reports (principally Blaut, 1976) We then
arrive at the main argument, which is @ presentation of
‘empirical evidence that colonialism after 1402 led to the
‘atsive accumulation of eapital (and. protocepitalist
power) in Europe, and t0 explains why Europe began its
Selective rise and experienced, in the 17th century, ite
political transformation, the bourgeois revolutions I the
Course of this discussion Iwill show that the discovery of
‘America and the beginnings of eolonialism did not reflect
fany superiority of Europe over Africa or Asia, bat rather
Pallected the fact of location,
Prior Questions
‘The Question of Evidence
Libraries are fll ofschlarly studies which seem to sup
port the historical propositions which [here reject, and
{eo of them in particular: the theory that Europe held
fsdvantages over Afriea and Asia in the period prior Lo
41492, andthe theory that the world outside of Buropehad
little to do with cutaral evolution after 1492, and thus
‘that colonialism was aminor and unimportant process, an
fffect nota cause, in world history from 1492 tothe pre
tent.
But existing historial scholarship does nat give much
support to these theories, although this is not generally
‘realized. Most of Uhe support comes fram unrecognized,
implicit beliefs which have not been tested empirically,
beliefs which are mainly an inheritance from prior times
‘when scholars simply did not question the superiority of
Europe and Buropeans Before we tura to our empirical
argument itis important to demonstrate why this iss
because no empirial argument presented in one short
‘essay ean otherwise soem ta have Une power to stand up
ta theories which are almost universally accepted and are
thought tobe supported with mountains of evidence gath-
tered by generations of scholars
"There is ofcource abundant historical evidenes for the
Middle Ages that European society was evolving and
changing in many ways, From the 10th century, the
thanges tended to be ofthe sort that we ean eonneet lori
tally with the genuine modernization which appeared
‘much ater: towns (in some periods and places) were grow
ing larger and more powerful, feudal society was change
{ngin distinet waye that oggest internal changer decay,
long-distance trade on land and sea was becoming more
intensive and extensive, and so on, All ofthis is clearly
shown in the scholarly record But what docs i-imply for
cultural evolution? And what doos tno imply?
It does imply that a process af evolution toward somesort of new society, probably more or less capitalist in its
‘underlying mode of production, was underway in Europe
Tt doos not tell us whether this evolutionary process was
taking place only in Burope, Andt docs not provide ws with
the eritical evidence wich we must have to decide why
theevolutionary changes took place in Europe, for two res
sons: firstly, eitical changes in Europe may have been
caused hy historical events which took place outside of
Europe, so the fate of European history may not contain
the causes of evolutionary change; and secondly, for any
postulated cause ofan evolutionary change in Barope, if
the same process (or fact) ocurred outside of Europe bist
did not, there, produce the tame eet as it did in Europe,
wwe have good reason to doubt that this particular fact or
process wae causally efficacious within Europe (Lam using
Seommon-iense notion oft the nation which we use
Pragmatically whenever we speak about causes and effects
fn human affairs, whatever some philsophers may say in
bjection )
‘Ofcourse, none ofthis precludes the spinning of grand
Ihstorical theories as to what caused evolutionary change
in European society at any given period in history, before
1492 or after. My point is that such theories cannot be
‘proven; they donot rst inthe faccual evidence bt rather
Ina prior beliefs sbout the causes of historical change.
‘The mountain of fctual evidence does not realy help ws
tedecide whether causes are ezonomie or political, or ntel-
leetual or technological, or whatever. Wercan weave these
facta into almost any sore of explanatory model, But we
cannot prove our cae. In sum, our great heritage of esre-
fal, scholarly stadies about European history does nat, by
Itself, provide evidence against any theory which clams
that the causal forces which were at work in Europe were
also at work elsewhere
Diffusionism and Tunnel History
‘There one primordial reason why we donot doubt that
Buropeans have taken the lead in history in all epochs
before and after 1492, andithas litle to do with evidence
It is a basic belief which we inherit from prior ages of
thought and searely realize Uhat we hold: its an impic
ithelie, not an explicit one, and itis olargea theory that
{tis woven into all of our ideas about history, both with
in Burope and without, This the theory, of uper- theo
ry, called Burocentre difasionism (Blaut, 1977, 1987s),
Diffustoniem is a complex dotrine, witha complex his-
tory, but the essence is clea. It became codified around
the middle ofthe 19th century ae part of the ideology of
evolving capitalism in Europe, but more specifically
because it gave powerful intellectual support to ealonal
iam, Its basic propositions are the following:
G) ieds natural and normal to find cultural evoktion pro-
fretsing within Europe
(2) The prime reason for cultural evolution within Europe
fs some fee or factor whichis ultimataly intellectual
br pirtaal, a source of inventiveness (dhe inventions
being social aswell ss tachnologiel, rationality, inno
tiveness, and virtue
(@) Outside of Barope, cultural progress is not to be expect:
‘ed: the norm is stagnetion, ‘traditionalism and the
like,
(4) Progress outside of Europe reflects diffusion from
Europe of traits (in the aggregate ‘civilization invent-
ed in Burope.
(6) The naturel form of interaction between Europe and
rnon-Burope is transaction: the dfusion of sanovative
‘eas, valoes, and people from Europe to non-Europe
the eounterdiffsion of material weelth, as just eon
pensation, from non-Europe to Europe. Thre is also
fifereat kind of counter di fusion, from periphery to
tore, which consist of Uhings backward, atavisic, and
‘onclzed: Back magte, plagues, barbarians, Dracula,
ton this being a natural consoquence af the fact that
the periphery Is ancient, backward, and savage.)
‘Thus in estonce: Europe invents, others imitate; Europe
‘advances, thers follow (or they ae ed.
Certainly the primary argument of difasionism isthesuperiority of Europeans over non-Buropeans, and the con
‘ception that history outside of Burope is made by the dif:
fusion from Hurope of Buropeans and their intellectual
fand moral inventions. But the iaternal, or ove, part of
the model is rtial when wetry to analyze the ways (eel)
Europeans theorize about their own history and their own
sacety, past and present. This part of difasionism om:
bines we doctrines derived fom dfusionist propositions
ro, Land no, 2) which involve a kind of historical tunnel
Yision, and so ean be called tunel history (Blau, 1987,
chap. 7, and forthooming). The first doctrine declaros it
‘unnecessary to look outside of Europe fr the causes of his-
{orieal changes in Europe (except of course deevvlizing
changes ike barbarian invasions, pages, heresies, et).
Historical reasoning thus looks back or down the tunnel
oftime for the enuses of al important changes: ontside the
tunnel isthe rockbound, changoles, traditional periph-
ery, the non-European world. This becomes 2 definite
‘methodology in European medieval history. Prior gener
ations of historians did not seriously look outside of
Europe, except to. make invidious comparisons, If
European historians today on some occasions try to be
comparative, cross-cultural, in their efforts to explain
Europe's medieval progress, the efforts almost invariably
make use of older, colonialera Buropean analyses of nen:
European history, and (unsurprisingly) reproduce the
older diffustonist eas sbout such things as'Asiate stag
nation, ‘African savagery’ and the lke, Crotura to this
point below) So tunnel history persist. Tt persists even
ormodern history: progress in the modern world is accom
plished hy Europeans, wherever they may novt be setled,
land by the entorprises putin place by Europeans.
"The second doctrine is more subtle. Just as difasionism
claims that itis the intellectsel and spiritual qualities of
the Buropean which, difusing outward over the world,
boring progress, 20 t claims that these qualities were Uhe
‘mainsprings of social evolution within Europe tele. Some
‘ualifcatons, however, are needed. Two centuries ago it
was axiomatic that God and His church were the foun:
{ainhead of progress. A Christian god of course will pot
{od ideas inthe heads of Christiane, particularly those
Christians who worship Him in the right way, and He wil
Tead His people forward to civilization. Gradually this
explicit doctrine became implicit, and Christian
pans were themselves seen asthe souress af innov-
aliveideas and hence evolutionary change, for reasons not
Cosually grounded in foith, Not until Marx did we have a
theory of cultural evolution which defintely placed the
prime cause ofehange outside the heads of Buropeans, but
{he habit of explaining evolutionary change by reference
taanautonomows realm of xdeas or ideology of supposedly
rational and moral innovation, remains dominant even
{day because ideologica-level causation is stil, ast was
when Mare and Engels criticized it in The German
[Hdeotogy, the best rationalization for elitist socal theory
(arxand Engels, 1876). Inany event, today the favoured
theories explaining the so-called ‘European miracle’ are
theories sbout Europeans ‘rationality, innovativeness’,
fand the rest. This holds true even for theories which
{round themselves in supposedly non-ideologiea! Tact,
notably technological determinism and social-structural
determinism. Technology may have caused socal change
in Medieval Europe but it was the inventiveness of the
Europeans that caused the technology, Likewise social
structures, which also had tobe invented
‘The Question of Alternative Theories
Complementing difusionism is a second external or
non-evidentiary source of persuasiveness for the theories
‘which discover European superiority inthe Middle Ages
‘and later, This inthe absence frm historians’ usual de
‘ouree of any competing theory. As we well know from our
Aoctrines about the methodology of social scionce, itis very
4ifcut to eriicze, or even gain a perspective on, one the
‘ory unless you have in mind anather, alternative theory
(theory cannot simply be ‘confronted with the facts)‘Thereis no shortage of such alternative theories about the
rise of Burope and capitalism, before and after 1492. One
{the theory offered here: thateapitaism and modernity
‘were evolving in parts of Europe, Africa, and Asia in the
same general way and atthe same rate up tothe moment
‘when the conquest of America gave Burope its fist advan
tage, and thet the rse of Europe, and of capitalism with
in Burope, therealer was the vectorial reeultant ofthese
initial conditions, the iflowingof power from colonialism,
and derivative intra European effects
‘Bat there are numerous ther theories denying the idea
of the ‘Buropean miracle, For instance, iis argued by
‘some Marxists that, in the 17th eontury, Buropeans had
4 vory minor advantage in terms of procestes tending
toward the rise of capitalism, an advantage which other
societieshad held in prior times— think ofa fot-ace with
frat one, then another runner taking the lead — but rom
the moment the bourgesisie gained definitive contral in
northwestern Europe, o oer bourgensie anywhere ele,
‘nuld gain such contro, given th explosively rapid growth
‘and the power ofapitalism, even nits preindtral form.
Tn second theory, Europe managed ta break out of the
hemisphere-vide pettorn of feudalism because of ite
peripheral position and rather backward character, which
‘gave its feudal socity (and elass relations) a peculiar
Instability and hence led toa more rapid dissolution of few
alism and rise of eapitalism. (See Amin, 1976, 1985.) In
‘third theory, Buropeans had one special cultaral char:
‘acteristic indicating, nt modernity or eivilizatio or pro
iressiveness, but savagery: a propensity, not shared by
‘ther Bastorn Hemisphere societies, to attack, conquer,
enslave, and rob other people, Uhos to rss’ by predation
(This view is held by a number of very anti-European
‘scholars, You will notice that its the ‘European miracle?
theory inverted.) Still other theories could be listed. So
‘there are alternatives tothe theory of Burope’s primacy.
‘And the known facts fit these alternatives jst as well or
badly) they do the theeries of European superiority
Before Fourteen Ninety-Two
‘The European Miracle
The first claim which Tmake in this essay is that Burope
dna no advantage over other regions prior to 1492, Thave
argued this eponfc case elsewhere, and the argument wil
be briefly summarized below. However, the opposing the-
‘ony isso widely argued that itis best ta begin with a bret
sketch of some ofthe better-known modern theories which
fssert that medieval Europe ws already in terms of ul
tural evolution, the leader among world cultures. My pur
pose in presenting thee mink-ertiques especially and
‘only to show that this paint af view isnot selFevidently
‘convincing: nothing more can be attempted, given the im:
tations of a short essa.
think i unlikely that any Buropean writer of tho 18th
century doubted the historical superiority of Europe.
Perhaps Marx and Engels came closest to doing $0
Rejecting ideological eve theories ofhistarcal causation,
they speculated that Europe was the fest civilization to
faojuire class modes of production boease of its natural
fenvironment, Asia was dy; therefore Asian farming peo
ples had to rely on irrigation; therefore it became neces
‘ary for them to accept an overarching command structure
‘which would alloste water and maintain waterworks, 2
Special ort of power stracbure which was not truly a class
state, The farming villages remained classless. The plit-
{cal authority was not a genuine ruling (and aecurmolat
ing) lass, So there was no class strogule — the Marxian
motor of progress — and sceordingly no evolution into
Slave, feudal and capitalist modes of production. Soe
Marx, 1975; Engels, 1979, Engels probably abandoned this
view and the atsociated idea of an ‘Asiatic Mode of
Prodition’, i the 1880s. See Engels, 1970.) In tropical
regions nature was tao lavish to encourage socal devel
‘pment (Mars, 1976: 512), Barope won, #0 to speak, by
‘default. What is most important shout this incorrect f=
‘mulation is the face that it does not posit an ancient and‘ongoing superiority of Buropean culture or the Buropean
‘mind.
‘Mest ofthe later Marxists and Neo-Marsists, perhaps
because they were unwilling to credit Buropeans with cal-
‘ral or ideological or environmental or racial superiority
yet had no strong alternative theory, tended to avoid the
problem of explaining Europe's apparent historical prior
fy (See, eg, the essays in Hilton, 1976) Notable excop-
tions in this regard are Amin (1976, 1985), whote views
‘we noted previously, and Abu-Lughod (1987-88, 1989),
‘who argues that many parts of Europe, Asia, and Afi
‘were at comparable ave of development the 13th een:
tury
otable in a different sense are the views of Perry
Anderson and Robert Brenner, whose theories are wide:
Iyapproved by non-Maraist social thinkers beeause they
seem to argue to the conclusion that Marat theory is
rot really diferent from Non-Marxist theory in its
‘pproach tothe question of the rise of Burope and ofeap-
italian, and no less friendly to Eurocentric diffusions
(See Anderson, 19748, 1974b; Brenner, 1976, 1977, 1982,
1986.) Anderson's formulation is quite close to that of
Weber (infra) in its argument that Ruropeans of classi
cal and feudal times wore uniquely rational and analy
fea, and that the feudal superstructure (not the economy
trelase struggle) wos the primary force guiding medieval
Europe's unique dovelopment. Brenner's theory, which
is highly iaduential (seo, eg, Corbridge, 1986; Hall
1985; Bacchler et al., 1988), is not at all complicated
Cass struggle between serfs and lords, influenced by
depopulation, led to the decline of feudalism in north:
western Europe, Brenner does not mention non-Europe
‘and scarcely mentions southern Europe.) In most parts
‘of northwestern Europe, the peasants won this lass
Struggle and became in essence petty landowners, now
fatified with their bucolie existence and unwilling to
Tnnovate, Only in England did the lords maintain their
vip on the land; peasants thus remained tenants. The
peasantry then became differentiated, producing a class
‘of landless labourers anda rising clas of larger tenant
farmers, wealthy enough torent substantial holdings and
forced (oeause they had to pay rent) to commercialize,
innovate technologically, and thus become capitalists.
(Brenner thinks that serfs, lords, and landowning peas:
ants did not innovate, and that towns, even English
towns, had only a minor role in the vise of capitalism.)
English yeoman-tenant-farmers, therefore, were the
founders of capitalism. Stated differently: capitalism
trose because English peasants lat the lass struggle
In reality, peasants were not predominantly landovn-
fers in the other countries ofthe region capitalism grew
‘more rapidly in and near the towns then in the rural
‘countryside; and the technological innovativeness which
[Brenner attributes to 14th-l6th century English farm
cers really occurred much later toe late to fit nto his the-
fry. More importantly, commercial farming and indeed
‘urban protocapitalism were developing during this per
‘odin southern Europe and (a T wil argu) in other on
tinente. Brenner's theory is simply wrong. Its popslarity
is due principally to two things. First, put forward as a
Marxist view, grounded in class struggle, it proves tobe,
‘on inspection, « theory that is feirly standard, if some.
‘what rural in bias, It seems to follows that class-strug
ile theories Tead to conventional conclusions. And
econdly, Brenner uses his theory (1977-77-92) o attack
the unpopular ‘Third-Worldist” perspectives of depen:
dency theory, underdevelopment theory, and in partiew
lar Sweeay, Prank, and Wallerstein, who argue that
European colonialism had much todo with the later rise
of capitalism. (See Frank, 1967; Wallerstein, 1974.)
Brenner is a thoroughgoing Buracentric tunnel histori-
fan: non-Europe had.no important role in social evolu
tion at any historieal peri. Unaware that colonialism
Involves capitalist relations of production — see below
he claims thatthe extrs-European world merely had com
rmereal effects on Burope, whereas tho rise of capital{sm was in no way a product of commerce: it took place
{n the countryside of Bngland and reflected class strug-
ale, not trade. (See critiques of Brenner by R. Hilton, P.
Groot and D. Parker, H. Wander, E. Lefty Ladurie, G
Bois, JP. Cooper, and others collected in Aston and
Philpin, 1986, S00 Torras, 1980; Hoyle, 1990.)
Certainly the most influential theory in our contary is
that of Max Weber, Weber's theory is built up in layers.
‘The primary layers conception of Europeans as having
been uniquely rational’ throughout history. Whether or
sot this attribute of superior rationality rests in turn, on
‘Amore base layer of racial superiority is not made clear
{On racial inBuences, ee Weber, 1951: 230-32, 379; 1958:
‘3031; 1967: 387; 1981: 379). Such a view was indeed dom:
inant in mainstream Buropesn thought in Weber’ time.
‘Weber, however, considered non-European Caucasians 8
well at non-Caueasians to have inferior rationality. But
Ihe didnot offer a clear explanation for the superior ratio
nality of Europeans, nor even a clear definition of
‘ality(See Leith, 1982-41-62; Freund, 1969. See Weber,
O51. 1-82 for an exhaustive lst of the ways in which
Buropeans are uniquely rational.) European rationality,
in urn, underlay and explained the unigue dynamism of
great range of European social institutions laut forth-
Coming). The role of religion was considered crucial,
although it appears that Weber considered different reli
tions tobe either more o less rational, hence gave causal
primacy to rationality. Other traits and institutions are
then viewed mainly as products of rational thought (era:
cially including valuation), sometimes in direct causality,
Sometimes via religion (as when Confucianism i blamed
for some negative traits ofthe Chinese and Christianity
is crodited for some positive traits of Europeans: see
Weber, 1961: 226-49), although Weber waa neither sim-
plistic or deterministic, and gave carefl attention eo
homie and even geographic factors as well as. the
‘eologiallevel ones, The moat important outcomes of
superior European rationality, sometimes expressed
through religion, and modified in ways Thave mentioned,
fare these: urbanization processes in Europe which favour
‘economic development in contrast to those of non-Europe
which are not dynamic, however grand they may be in
teale; landholding systems in Europe which point toward
private property and toward capitalism in contrast onon:
EBraropean land systems in which the holders only atom-
porary occupant, granted land on condition of service; and
overnmental systems, such as bureaucracy, in Burope,
‘which are efficient, rational, and progresive,ualike non.
Buropean systems which are rigd and stagnant, Weber
is probably the most important and briliznt modern ana
|yst of socal phenomena in general and European society
in particular, bot his theories about European superior
ty over other civilizations are unfounded. The ‘rational
ty which is claimed to underlie ather facts is purely a
theoretical construct, which Weber defends ancedotaly
Example: ‘The typical distrust of Uhe Chinese for one
‘another is confirmed by all observers I stands in sharp
fontrast othe trast and honesty of the [Purtansy: Weber,
1951: 282.) Europeans, throughout history, have not dis
played more intelligence, virtue, and innovativeness than
‘on-Buropeans. If pre-1492 urbanization is fairly com:
pared, epoch for epoch, Europe does not stand out! the
Weberian image of medieval Buropean cities as uniquely
fro, uniquely progressive, ote. is invalid See Brenner,
1976, Blaut, 1976; GS. Hamilton, 1985.) Feudal land:
holding eystemns included both service and property like
‘tenure both in Europe and in non-Burope. The rational
politcal nstittions of Burope are results, not causes, of
‘odernization. And so forth. In sum: Weber's views of non
Europe were mainly a codification of typical turn-o-the
century difasionist prejudices, myths, and half-truths
bout non-Europeans. They prove no European superior
Sty for pre-modern epochs
’As geographers we are (for ou sins) familiar with anoth
cer kind of argument sbout the superiority of Europeans,
fan argument grounded in what seem to be the hard factsofenvironment, technology, demography, and the like, in
ooming contrast to ideologicallovel theories ike those of
(typical) Weber. In Rittrs time, the Buropean environ
ent was considered superior because God made it 0.
‘Some historians ofmore recent times, however, invoke the
environment as an independent material cause.
[Northwestern Burope has a climate favouring ‘human
‘energy’ and agriculture (Jones, 198: 7,47). (This is ol
fashioned environmentalism) Is oils are uniquely fertile
(Mann, 1986; Hall, 1985). (Mfore environmentalism.) Its
indented coastline, capes and bays, favour commerce.
(Archipelago, rivers, canals, and snindented coats are
{inno way inferior, nor wasland transport 1000 years ago)
Recent historians also repreduce the ld myth about Asian
aridity, deducing therefrom irrigation-based societies,
thus Oriental despotism (nowadays described asa propen.
sity toward the “imperial state) and eultaral stagnation
(Witfogel, 1957; Jones, 1981; Hall, 1985; Mann, 1988).
But most farming regions of Asia are not at all arid, And
Teappears that most of the recent arguments positing
and explaining the ‘Baropean miracle’ have a definite, if
fot always clesrly stated, logical structure. European
superiority of mind, rationality, the major independent
and primary cause. Europe's superior environment is the
‘minor independent cause, invoked hy many (perhaps mest)
historians but not given vory much weight. Bach histor
fan then points to one or several or (usually) many
European cultural qualitios, atone or or more historical
periods, which are explained, explicitly or implicitly, as
products of European rationality or environment, and then
fre asserted tobe the elective causes, the motors, which,
propelled Europe into a more rapid social evalition than,
hhon-Europe. There are many ‘miracle theories, difering
{nthe parts ofelture chosen at eatte and the time-per
‘odand place) chosen aa venue. Sometimes the same argu
mentstructure is used with negative assertions about
‘non-European cultural qualities. The popular word now is
“blockages. No longer claiming that non-European soc
‘ties are absolutely stagnant, and absolutoly lacking in
the potential to develop, historians now assert that such-
fand-euch a cultural feature blocked developmentin sch
fand-such a society. (Peshaps just an improvement in
hrasing.) By way’ of conehoding this brief discussion of
‘miracle’ theories, Iwill give afew examples of formal:
tions which have this strucare of argument.
‘Tynn White, Jr. (1962) has pat forward the strongest
‘modern argument that Buropean technology explains
Burope’s unique medieval progres. On close inspection,
the argument is not about technology but about rational
‘tg: Buropeans are uniguely inventive (White, 1968)
Rather magically a numberof crucial technological inno
vations are supposed to have popped up in early medieval
borthern Europe, and then to have propelied that region
into rapid modernization, Three of the most crucial traits
fre the heavy plough, the threefield system, and the
horsecollar. The heavy plough is assigned, by White, a
tentative central-Buropean origin in the Oth century, then
iffased quickly throughout northwestern Burope, and
‘doce much to account for the burating vitality of the
Carolingian realm’ (White, 1962:54) Adoption ofthe trait
Jed to a socal revolution in northern Burope. It forced
peasants to Tearn cooperative endeavor. It was crucial to
{he rise of manorialism (p. 44). It produced a profound
‘change in the ‘attitude tomard nature’ and towerd prop
‘erty (p.58). In fact, the heavy plough definitely was ert
‘alin opening up large regions of heavy, wet sol, thus in
‘enlarging ealtivated acreage. But Une heavy plough, with
‘teams of upta24 oxen, wasn use in northern India before
the time of Christ (Kosambi, 1969; Panilekar, 1959). In
Europe it reflected either diffesion o relatively minor
adaptation oflighterplough-technology, long used in drier
parts of Europe, Moreover, all of the causal arguments
from plough to social change can be reversod: the evalu-
tion of fendalism led to an immense demand for more eul-
tivated acreage, and this led to an adaptation of ploughtechnology such that hesvy-til regions could now be cul
tivated, The technology i effet, not eause, and Europeans
‘re not displayed as uniquely inventive and thus unique
ly progressive. White's arguments concerning the three
field system and the horse-collar deserve roughly the same
responce Blaut forthooming), as do al ofthe other tech
‘ological traits discussed by White (1962), most of which
‘ther difsed into Europe from elaowhere or were evolved
{ncommon among many cultures in many regions. White's
explanation for the supposed sniquely inventive charac
{er of Buropeans is quite Weberian. Buropean inventive-
ness is attributed basically to ‘the Judeo-Christian
{eloology’ and to Western Christianity. The former under
Ties the Exropean’s unique faith in perpetual progres
(White, 1968! 85), which becomes a fith in technology
‘The latter produces'an Occidental, voluntarist realization
‘of the Christian dogma of man's transcendence of, and
Fighifel mastery over, nature..(Thore is no) spirit in
‘ature’ (p. 90), Nature is tol. But medieval Europeans
tended nat to belive in progress: Gd's world was ereat
fd perfect and entire. This belie is not anciont but mod:
tern; White is simply telescoping history. And medieval
Buropeans did not separate man from nature: they
believedin the plenum, the great chain ofbeing, the pros-
‘ence of God in all things. Moreover, Eastern Christianity
fand non-Christian doctrines have parallels with the
‘Western ones, This is not an explanation
Inthe 1980s a namber of works appeared which strong
ly defended the historical superiority of Burope and the
‘Basie diffusioist thesis that non-Europe always lagged
in history. The most widely-discassed of these works it
Erie Jones’ book The European Miracle (Jones, 1981).
‘Jones, an economic historian, assembles essentially al of
the traditional arguments for Barope’s historical supers
ority, including some (ike Europes ‘climatic energy’)
‘which have been definitively refuted, and adds to those a
‘umber of coloialera mths about the cultaral and pay=
Chologieal inability of noa-Buropean societies to modern.
102 19
{e. Jones basic arguments are the following:
(G1) Burope'senviruament is superar to As
(2) Buropeans are rational, others are nt
(8) Ava result oftheir superior rationally, Europeans con
trol thoie population, and so accumulate wealth and
resources, whereas others donot.
‘The argument is doveloped in a series of steps. Firs,
Jones invokes environmentaliem to make various spar
tu claims about the superiority of the European envi
ronment, about Asa'sargity and Une consequent Oriental
‘espotiam, “authoritarianism, ‘pliial infantilism (p10)
fete. Neat, hestatesas fact the emplotaly speculative claim
that ancient northern European society had qualities
favouring progress and population control and so set
‘Buropeans on their permanent course af development. The
claim is that lack of irrigated agriculture (the root of
(Oriental despotism) and rustic forest life led to individu
lism, love of freedom, and aggressiveness thus @ unique
psychology, and als to the favouring ofthe naclear fam
fly, Only speculation leads one from known evidence about
settlement patterns to the conelusion that early Buropeans
hed a special partiality toward nuclear families, Jones
confuses ettlement, household, and kinship.) Jones sim
ply asserts that the north-European post Neolithic nuclear
family became a permanent (and unique) European trait
snd permitted Buropeans — in contrast to Asians — to
‘void the Malthusian curse of overpopulation. (ere he
repeats the myth of early modernization theory that
‘nuclear families somehow lead toa‘preference for goods
rather than for children’ p. 12.) There is no reason to
believe that anciont European cultures had any qualities
Ltniquely favouring historisl change: this is merely one
ofthe classi Buropean prejudices
‘Jones then proceeds to explain the rise of capitalism,
‘Thisrefleted environmental factors, ancient cultural fac-
tors, and also particular medieval outcomes. Jones repeats
White's arguments shout technologieal inventiveness
Europe was a uniquely Snventive society (p. 227 ). Be
nd Africascera, He constructs a theory tothe effet that Europe's
‘environmental diversity produced a pattcrn of separate
mall states, the embryos of the modern nation-states,
Whereas Asia's supposedly uniform landscapes favoured
(long with irrigation) the imperial form of government.
‘Tones (also see Hall, 1985) claims that empires stifle oxo
‘omic development, although he gives no reason other
than the saw about Oriental despotism and the false pie-
ture of Asian landscapes (which are as diversified asthe
European). Hisbasicargumont-form is: capitalism and no
empire in Europe, no capitalism and empire in Asia, ergo
fempire blocks capitalism,
‘Tne final stop i to thow that Asia and Africa had no
potential whatever for development. Jones calls this ‘the
comparative method (p. 158) but iti really just a string
ofegative statements about Africa and Asia. Afia is dis
posed of witha few naly comments. Tn Afi, man adapt
fed himself to nature. felt part ofthe ecosystem..not above
ftand superior (p. 158) Africans did not know the wheel,
made no contribution to world civilization. Etcetera
‘Asians do not have the capacity fr logical thought (pp.
161-3). They have a ‘servile spirit, a Tove of luxury’ (p.
167, There is much thievery, senscless warfare, obscu:
‘antiom, and general irrationality, particulary in matters
‘of sexual behaviour. ({in Asia] population was permitted
to grow without. deliberate retraint..Seemingly, copa:
lation was preferred above commodities p15.) Jones co:
cludes that such societies could not progress in history
Development ‘would have been supermiraculeus(p. 238).
Tack the space to review other recent efforts ofthis aor
toprovethat there wasa'European miraclé and toexplain
it. Brief mention should however be made of eerain argu-
‘ments put forward by John A. Hall (1985, 1988) and
‘Michael Mana (1986, 1988). (See Blaut 1989, Both Hall
‘and Mann adopt the major arguments of Weber, White,
‘and Jones, including the aridity-irrigation-despotim for.
‘mala, then add speci arguments of their own. Mana
thinks that ancient Buropeans acquired a pecliarly demo:
cratic, individualistic, progressive culture, with power dis:
persed widely instead of being concentrated despoticaly,
because, among other things, they adopted (and presum-
ably invented) iron-working in agriculture, iron being
‘widely available to the individual peazant (but we do not
know where iron metallurgy was invented and iron-work
{ng was adopted rather quickly from Chinato West Afeiea).
He also posits a teleological tendency of Europeans to
‘march northwestward, cloaring marvelously fertile land
as they proceed, eventually reaching the sea and, with
peculiar venturesomeness, expanding across the world.
Tike Weber and White, he gives a major rolein this march
to Western Christianity, claiming that it gave West
Buropoans historical advantages over pooples with other
religions Hall prefers to emphasize Europeans’ uniquely
progressive polities along with Europeans’ uniquely ratio
zal demographiebehaviour the relative continence ofthe
European family Hal, 1985: 131), In Indi, caste hebbled
state development, India didnot have plitial history
76. India had no sense of brotherhood Hall, 1988: 28.)
Jn China, empire prevented progress. The Islamic realm
‘was mainly a zone of tribal nomads with e fanatical ide-
‘logy and only unstable polities. Europe had an impli.
ly modern organic) state from very early. None ofthis
equlres comment
‘The new uropean miracle literature exemplified by
‘the works of Jones, Mann, and Hall should be seen in per
spective. Tn recent deeades a reaction to Burocentric his:
tory has emerged, a kind of Third-Worldist revisionicm,
with notable contributions by J, Abu-Laghod, H. Ala, 8
Amin, M. Bernal, A Cabral, J. Cockeroft,B. Davidson,
AG. Frank, C. Furtado, B, Galeano, I. Habib, CLLR.
‘James, M. Moreno Fraginals, J. Needham, W. Rodney, 2.
‘Suid, RS, Sharma, R. Thapar, 1, Wallerstein, B, Williams,
and many other European and non-European writers.
tense that Eurocentric historians basiealy ignored this
revisioniem for some time, then, i the 19708, ean avig-
brous counterattack. Although the revisionists had not yetfocused on pre-1492 European history, it was evident that
the counterattack would have t strengthen the founda
tion axiom that Burope has been the evolutionary leader
among world civilizations since far back in history, long
before 1482, proving that non-Europe has not contributed
Signifieantly to European or world history, and that non:
‘Burope's underdevelopment resulted from its owa histor.
{eal failings (stagnation, blocked development), not from
Buropean colonialism. This isthe new wave of diffusion
ist tunnel history
Landscapes of Even Development
‘Was Europe more advanced in level or rate of develop
ment than Asia snd Africa in the late Middle Ages? The
evidence which I will now summarize suggests that this
Was not the ease. (See Blast, 1976, 1987b, 1989a,) The
major modes of produetion which were widespread in
Europe were also widespread in the other continents, The
calearal attributes which would tend tbe involved in ul
tural evolution out of feudalism and toward capitalism ad
‘modernity were present in the main social formations of
‘Asia and Africa aswell as Burope in 1482. Ido not think
itis necessary to insist upon a definite theory, Marxist or
‘on-Marxst, asta how and why feudalism decayed and
tapitalism (and modernity) arose, in order to defend the
thosis that the process, viewed at the continental scale,
was going on evenly, not unewenly, across the medieval Old
‘World, The part of clture which seem to me ta be cen:
tral tothe process, namely, forms and relations of pro
Auction, urbanization, large-scale commerce and
‘commodity movement, and he ideas and socal structures
‘associated with economic and technological development,
allseem tohave been present in many societies across the
hhemisphere. Moreover, there seems to have been a single
{nteroommunieating socal network, in which criss-cross
diffusion eproed each new development widely across the
hemisphere, leading to even, intbond of uneven develop
sent. {have argued this thesis elsewhere, and will very
briefly summarise it here.
Perhaps half of the agriculturally settled portions of
Africa, Asia and Burope had landlord dominated societies
in which surplus was extracted from peasants, some of
‘whom (in all three continents) wore serfs, others fre ten:
fans, The mode of production was feudal eee Blat, 1976).
The European version of this mode of production had no
special characteristics which would suggest more rapid
‘transformation into another modo of production. To give
fs few examples: the European manorial system, some
times considered a milestone on the road to private prop.
erty and production, had parallels in China and India and
‘doubtless elsewhere (including sub-Seharan Afeiea), and
fm any ease the integrated demesne had largely disap-
peared in Western Europe. by the. 13th century
(Choudhary, 1974; Elvin, 1973; Fei, 1958; Gopal, 1963:
Isichei, 1985; Kea, 1882; Liceri, 1974; Mahalingam, 1951,
‘Sharma, 1965; A, Smith, 1971; Watson, 1983; Tung, 1965;
‘Yadava, 1974), Serfdom tended to decline in Europe from
the 14th century, but medieval-peried tenancy based on
‘untied peasants was idespreadin South China and other
places, and was sometimes (asin Fukien) associated with
fommercial production of industrial producte (Rawski,
1972). The European feudal estate was nt closer to gen:
tune cumlable private property (and eapital) than were
‘states in many other areas, including China and part of
India, (The old generalization, popularized by Weber, that
‘Asian land ownership was based on service tenure while
‘the European was heritable private property is simply hi
torially untrue, Service estate tended evelve with time
into privately owned estates, service tenure was legally
characteristic of feudal Europe as much as most other
regions, and rotation of estates tended to reflect special
Situations of politico-military instability. See Chandra,
1981; Chicherov, 1976; Elvin, 1973; Gopal, 1983;
‘Mahalingam, 1951; Sharma, 1995; Thapar, 1982.) The
cash tenancy which replaced serfdom in some parts of
‘Western Biarope in the 14th and 15th century had closeparallels in other continents (Alavi, 1982; Chandra, 1981;
Kea, 1982; Rawski, 1972; Yadava, 1966) And soon
‘Was feudalism collapsing in Burope more rapidly than
clsowhere? Two common measures used to judge this
Point are pessant unrest and urbanization (implicitly
Fural-arbam migration). Peasant revolls seem to have
‘been widespread and intense in other continents
(Parsons, 1970; Harrison, 1968). The movement to towne
was fanything les intense in Europe in the Iter Middle
‘Ages than elsewhere, since urban population sil repre-
‘ented a mich lower percent of total popations than in
many non-Burepean regions (perhape including sub-
Saharan Africa: soe Niane 1984), lower even in classical
feudal countries like France than in the Mediterranean
countries of Europe. Doubtles, feudalism was eollaps-
{ng or erambling, but chis was happening at relatively
slow rate and was happening als elsewhere inthe hem
Sphere (Alavi, 1982: Chandra, 1981; Chicherov, 1976;
Elvin, 1978; Kea, 1982),
1 suspect that Marx and Engels were rightin seing the
Aecline of the feudal mode of production and the rise of
‘apitaliem asa dual process involving eis in rural fe:
Gal class relations and rise of towns and their non-feudal
‘lass procestes, But urbanization and the development
fof urban economies was fully as advanced in parts of
‘Africa and Asia as it was in the most advanced parte of
Europe. This applies to commerce, to the rise of a bour
seoisie and working class to the attaining of wuicient
‘2utonomy to allow the development of logal and politica
Systems appropriate to capitalism. There is af course the
theory that European cities were somehow free while
Asian cities were under the tight control of the sur
rounding polity. The principal basis for this view is the
‘ideology of diffusionism which imagines that everything
important in early Burope was imbued with freedom
‘while everything important in Asia (nat to mention Africa)
was ground under “Oriental despotism’ until the
Buropeans came and brought freedom. (Montesquiow and
‘Quesnay believed this, Marx believed it, Weber believed
58. Many believe it today) The so-called roe cities’ of cen
tral Europe were hardly the norm and were no, ia most
cases, crucial forthe rise of capitalism. The partial auton
‘omy of many mereantle-maritime port cities of Europe,
from Italy ta the North Sea, was ofcourse a reality, and
‘usualy reflected either the dominancey the city ofr
‘mall polity (often a city-state) or the gradual
‘Sccommodation of feudal states to their urben sectors,
‘allowing the latter considerable atonomy because of eon
siderations of profit or power. Butall ofthis held trae also
in many cities of Afiea and Asia Small mercantile-mar-
‘time cities and city-states dotted the coasts ofthe Indian
Ocean and the South China Seas like pearls on a string
(as Gupta, 1967; Maleiev, 1984; Simkin, 1968). Within
lange states, mutual accommodation between city and
polity was very common (ax in Mughal India). And in gen-
fra, itappeare that all af the progressive characteristics
ff late-medieval urbanization in Burope were found atthe
fame time in other pars of the hemisphere,
‘Tost before 1492 a slow transition toward eapitalism
was taking place in many regions of Asia, Africa, and
Europe, Ona three continents there were centers ofincp-
fent capitalism, protocapitalism, most of them highly
turbanived, and most of them seaports, Thete provocap-
talist centers, primarily urban bat often with large hin
terlands of commersalized agrienltare (Das Gupta, 1967;
[Nagvi, 1968; Nicholas, 1967-68; Rawaks, 1973), bore var
tous relationships tothe feudal landseapes against which
they abuatted, Some were independent city-states, Some
‘were themselves small (and untesual feudal states-Some
‘rere wholly contained within larger feudal states but had
Sufficient autonomy in matters relating to capitalist enter
prise that the feudal overlordship did not serious cramp
their tye,
‘The mereantile maritime, protocapitalist centers oftheastern Hemisphere wore connected tightly with one
another in networks — ultimately a single network —
‘long which flowed material things, people, and ideas
(Blaut, 1976; Abu-Lughod, 1989). The links had been
forged over many centres: come were in place even in
the days when China traded with Rome, By 1492, these
centers were 60 closely interinked thatthe growth and
‘prosperity ofeach of them was highly dependent on that
‘of many others; ultimately, on all of them. By 1492, the
enters had become, in many ways, little capitalist tock
ties. They were seats of production as well as commodi-
ty movement, They held ditinet populations of workers
land bourgeoisie (or proto-bourgeoisie and the worker
‘capitalist relation was very ikely the dominant clas el
tion, They had already developed most ofthe institutions
‘that we ind present in capitalist socety atthe time ofthe
‘bourgeois revolution or revolutions ofthe 17h century
‘They cannot be compared to industrial capitalist societies
of the 19th centary, but then we have to romember that
‘capitalism in Europe went through a long pre-industrial
‘hase, and the deseriptions industrial eaptalism afer,
‘9y, 1800 cannot properly be used to characterize the pre
industrial phase, The centers of 1492 were primarily
‘engaged in moving commodities produced in the sur
‘rounding feudal societies, bt this should not mislead us
{nto thinking of them either as component parts of those
societies or aa being somehow feudal themeelves, on the
‘model of the merchant communities which Nourished
everywhere during the feudal perio.
‘The mall centers. wel asthe large were emitting and
receiving eommodites, technologies, ideas a al sors, pe
ple, in'@ continuous criss-crossing of diffusions (Blast,
1987. It isnot dfficul: to understand that, inspite of
their eutural differences, thet distances from one anoth
er their different political characteristic, their different
aes, they were sharing a eammon process: the gradual
‘ae feapitalism within late feudal society. Thus tis not
stall unreasonable to think of the landscape of rising cap
italim as an even one, stretching from Burope to Africa
fand Asia in pots and nodes, but everywhere atthe same
level of development.
‘Explaining Fourteen Ninety-Two
In 1492, as have seen, capitalism was slowly emerging
and feudalism declining in many parts of Asia, Africa, and
Burope. In that year there would have boen no reason
‘whatever to predict Uhat capitalism would teiumph in
Europe, and would triumph only two centuries later. By
‘the tlumph ofeapitalinm' Tmean the rise of a bourgeoisie
tounguestioned politcal power: the bourgeois revolutions.
"This was really a evolutionary epech, oeeurring through
‘out many European countries at varying rates, but [will
follow convention in dating it symbalically to 1688, the
year of England's ‘Glorious Revolution. Tt should be
Eraphacized that the capitalism which triumphed was not
Sndustrial capitalism, How this pre-industrial eapitalism
shouldbe conceptualized isa diffiult question because it
{s something much larger Uhan the ‘merchant capital’ of
‘medieval times But the industrial revolution didnot ral
Ty begin until the end of the 18th century, and those who
foneeptualize the industrial revelation as simply a con
tinuatio of thebourgecis revolution are noglecting a large
block of history, inside and outside of Burope,
"The explanation for the rise of capitalism to political
power in Europe between 1492 and 1688 requires an
{inderstanding of (1) the reasons why Europeans, not
‘Afficans and Asians, eached und conquered Americs, 2)
‘he reasons why the conquest was sccessful, and () the
rect and indirect effects ofthe 16th-contury plunder of
‘American resources ard exploitation of American workers
on the transformation of Europe, andof I 7dhcentury clo-
tial and semieolonial European enterprise in Ameries,
‘Aftcn, and Asia onthe further transformation of Europe
‘and eventually the political triumph of capitalism inthebourgeois revolution, We will summarize each of these
processes in turn
Why America Was Conquered by Europeans
and Not by Africans or Asians
‘One ofthe core myths of Burecentrie diffusionism eon-
cerns the discovery af America Typically it goes something
like this: Europeans, being more progressive, venture-
ome, achievement oriented, and madera than Africans
‘and Asians in the late Mile Age, snd with sperior ch
nology as well as a more advanced economy, went forth to
‘explore and conquer the world. And ao they set sail down,
the African coast in the middle ofthe 15th century and out
teroas the Atlanti to America in 1492. This myth is er
€ial for difusionist ideology fortwo reasons: it explains
the modern expansion of Europe in terms of internal,
immanent forces, and it permits one to acknowledge that
the conquest and its aftermath (Mexican mines, West
Indian plantations, North American settler eolonies, ee)
hhad significance fr European history without at the same
time requiring one to give any eredit in that process to no
Buropeans,
TInreality, the Europeans were doing what everyone ese
was doing woross the hemisphere-wide network of proto
‘capitalist, mereantile maritime centers, and Europeans
hhad no special qualities or advantages, no peculiar ven-
turesomeness, no peculiarly advanced maritime technol
‘ogy, or suchlike. What they did have was opportunity: @
‘altar of locational advantagein the broad senso of aces
‘Sbility, "The point deserves to be put very strongly. Ifthe
‘Western Hemisphere had been mare accessible, say, t0
‘South Indian conte than to Buropean centers, then very
likely India would have become the home of capitalism,
the ate of the bourgeois revolution, and the ruler of the
world,
"In the late Middle Ager, long-distance oceanic voyag-
ing was being undertaken by mereantile-maritime com-
‘munities everywhore. In tho 15th contury, Africans were
sailing to India, Indians to Aftica, Arabs toChina, Chinose
to Africa, and so on (Chaudhuri, 1985; Simkin, 1968)
‘Much of this voyaging was across open ocean and much of
itinvolved exploration, Two non-European examples are
well-known: Cheng Ho's voyages to India and Africa
between 1417 and 1433, and an Indian voyage around the
Cape of Good Hope and apparently some 2000 miles west
‘ward into the Atlantic in ¢1420 Giles, 1872; Ma Huan,
1970; Panikksr, 1959). In this period, the radii of travel
‘wore bocoming longer, asa funetion ofthe general eval:
tion of protocaptallam, the expansion of trade, and the
evelopment of maritime technology. Maritime technolo
{p differed from region to region but no ane region could
be considered to have superiority in any sense implying
evolutionary advantoge (Lewis, 1973;Needham, 1971, vl
4,part3). (There isa widely held but mistaken belief that
Chinese imperial policy prevented merchants from engag-
ing in seaborne trade during the late 16th and early 16th
centuries, On this matter see Pureell, 1965; So, 1975;
‘Wiethoft, 1963. I dieeuss theese in Blast, 1976, note 17)
Certainly the growth of Europe's commercial economy led
to the Portuguese and Spanish voyages of discovery. But
the essence ofthe process was a mattor ofeatching up with
Asian and African provocapitalit. communities by
Buropean communities which were at the margin of the
system and were emerging from a period of downturn rel
live tother parts ofthe system, Iberian Christian states
‘wore in confit with Maghreb states and European mor
chant communities wore having commercial difficulties
both there and in the eastern Mediterranean, The open:
ing of a tea-route to West African gold mining regions,
‘long sailing route known since antiquity and wing mar
‘time technology known to non-Buropeans as well as
Europeans, was obvious strategy. By the late 15th cent
ry the radi of travel had lengthened so that a sea route
{2 India wae found to be feasible (with piloting help fom
Afiean and Indion sailors). The leap aeross the Atlantic
{in 1492 was certainly one ofthe great adventures ofhuman
ae‘story, But it has to be seen ina context of thared tech:
nological and goographical knowledge, high potential for
commercial sucess, and other factor which place tin &
hhemispherie perspective, as something that could have
been undertaken by non-Europeans just as easily as by
Buropeans,
Buropeans had one advantage. America was vastly
more accessible from Iberian ports than from any extra
Buropean mereantile-maritime centers which had the
capacity for long-distance sea voyages. Accessibility was
inparta matter of sailing distance, Sofala was some 3000
niles farther than the Canary Islands (Columbus! jump:
Sngeoff point) and more than 4000 miles farther from any
densely populated coast with attractive possibilities for
{ade or plunder. The distance from China to America's
northwest coast was even greater, and greater sil othe
ich societies of Mexieo. "To all ofthis we must add the
ting conditions on these various routea, Salling rom the
Tian Ocean into Uhe Atlantic one tails against prevail:
ing winds. The North Pacific is somewhat stormy and
winds are aot reliable. From the Canaries to the West
Indies, onthe other hand, there Blow th trade winds, ad
the return voyage ie made northward ino Uhe westelies,
Obviously an explorer does not have this information at
hhand at the time of the voyage into unknown seas
(although the extent of the goographical knowledge pos-
sessed by Atlantic fishing communities in the 15th ce
‘ny remaina an unanswered and inteiguing question, and
the navigational stratogies employed customarily by
Teerian sailors going to and from the Atlantic islands
would have been similar ta those employed by Columbus
fn erasing the Atlantic: a matter of utiiaing the easter
lies outward and westertes homeward). Te point here is
‘tatter of probabilities, Overall itis vastly more proba
Dlethat an Iberian ship would elfect a passage to America
than would an Aftiean or Asian ship in the late 15th een
tury, and, even ifsuch a voyage were made, itis vastly
‘more probable that Colembue landfill in the West Indies
‘would initiate historical consequences than would have
been the case for an African ship reaching Brazil or a
‘Chinese ship reaching California.
is this environmentalism? There is no more environ
‘mentalism here than there is in, aay, some statement
bout the effect of elfilds on societies ofthe Middle Pas,
Tam atsertng only the environmental conditions which
support and hinder long-distance cceanie travel. In any
tase, if the choice were between an environmentalistic
texplanation and one that claimed fendamental superior
ity of one group overall others, as Eurocentric diffusion
fam doce, woald we not settle fr environmentalism?
‘Before we leave this topic, there remain two important
questions, First, why did not West Afticans discover
‘America since they were even closer tot than the Tberians
‘were? The answer seems tobe that mereentil, protocap,
Italist centers in West and Central Africa ware not oF
tented to commerce by son (as were those of East Aftiea)
"The great long-distance trade route lod across the Suda
tothe Nile and the Middle Bast, across the Sahara to the
Maghreb and the Mediterranean, ete. Sea trade existed all
‘slong the western coast, hut apparently it was net impor
tant given that civilizations were mainly inland and trad
ing partners lay northward and eastward ee Devisse and
bib, 1984). Second, why didnot the trading ctes ofthe
Maghreb discover America? This region (as thn Khaldun
noted not long before) was in a politcal and commereial
Slump, In 1492 it was under pressure from the Tberians
fand the Turks, Just at that historical conjuncture, this
Fegion lacked a eapacity for major longdistance oceanic
voyaging
Why the Conquest Was Successful
‘America became significant in the rise of Burope, and
the rise of capitalism, soon after the fist contact in 1492.
Immediately a process bogon, and explosively enlarged,
involving the destruction of American states and cviliza
tons, the plunder of precious metals, the exploitation oflabour, and the occupation of American lands by
Europeans. fweare to understand the impact ofall ofthis
‘on Burope (and capitalism), wo have to understand how
‘occurred and why ithappened so quickly; why, in word,
the conquest was succesful,
"There isa second erucal reason why we need to under
stand theeausality ofthe conquest. A non-diffasioniet his.
tory starts all causal arguments with the working
hypothesis that Europeans were not superior to non:
Europeans, This leads first to a recognition that
Europeans in 1492 had no special advantage over Asians
and Africans, ideological, social, or material. But it
demands that we make the same working hypothesis
‘about Western Hemisphere communities. Why, then, did
Europeans discover America instoad of Americans dis:
‘overing Burope (or Africa or Asia)? And why, after the
frat contact, did Europeans conquer the American evi:
Tizations instead of being defeated and driven from
America's shores? The working hypothesis of eultral un
formitarisnism (Blast, 19578) here confronts the diff:
sionit tendency to diemias the peoples of America as
primitive and in any cae irelevant
‘There were several immediate reasons why American
civilizations suecumbed, but one ofthese reasons is of
paramount importance and may pethaps be a sufficient
fause in and of itself, This isthe massive depopulation
caused by the pandemics of Eastern Hemisphere disease
introduced tothe Ameriens hy Buropeans (Crosby, 1972;
Denevan, 1978). A second factor was the considerable
advantage which Ruropeans had in military technology,
‘bat this advantage has tobe kept in perspective. The tech
nological gap wes not so grest that it could by itself bring
military victory — after the initial battles — against
‘American armies which were much larger and would
Sooner or later have adopted the enemy's technology.
‘None ofthis happened hoeause the Americans were dying
in epidemics, apparently even before the battles were
joined. Probably 80% ofthe population ofhighland Mexico
succumbed during the 16th century; the majority of
‘deaths occurred early enough to assist the political con
‘auest (Borah and Cook, 1972). Parallel processes took
place in other parts of the hemisphere, especially where
there were major concentrations of population, these in
‘mort cases being areas ofstate organization and high ev
ilieaton, Perhaps three quarters of the entire population
of the Americas was wiped out during that eentary
‘Millions died battle with theSpaniards and Portuguese
‘and in slave-labour centers sich as the mines of Mexico
‘and Peru, but much greater numbers died in epidemics,
fand this was the reason why organized resistance to the
conquest wae rapidly overcome in most (oot all) areas
‘Both the lower level of military technology among
Western Hemisphere peoples and the suscoptbilty of
American populations to Eastern Hemisphere diseases can
be explained in fairly straightforward eultural-volution:
‘ty terms, elthough evidenee bearing on the matter is ger-
rally indirect, The Western Hemisphere was not occupied
bby humans until very Ite inthe Paleolithic period: prob-
ably not before 20,000 B.P. The immigrants did not pos
‘sess agriculture, The earliest migrations preceded the
‘gricultural revolution in the Eastern Hemisphere; in
fddition, the tource area for Uhe migrations, northeast
frm Siberia, is generally to cold for agriculture, even for
present-day agriculture, and we would not expect ta find
that theso cultures were experimenting with incipient
‘agriculture 20,000 years oreo ago although some low-at-
tude cultures were doing 80. Migrants to America were
paleolthic hunters, gatherers, fishers, and sheifishers.
‘They came in small numbers and spread throughout both
[North and South Ameria, Only after some millennia had
‘passed was the stock of resourees for hunting, fishing,
[guthering, and shellshing under any significant pressure
from humans: one assumes that population growth was
slow but — this is of course speculative — that popul
tion growth eventually did reach the point where condi
tions were favourable ton agricultural revolution. Tn theEastern Hemisphere the agrcultual revolution seems to
‘have oouurred(as a qualitative change) roughly 10-12,000
‘years ago. Inthe Western Hemisphere that print may have
been reached peehaps 4,000 yearslater. Thereafter, cl.
tural evolution in the Western Hemisphere proceeded
along lines somewhat parallel to those of Eastern
Hemisphere evolution: the develoment of agricultaral
societis, of classes, of coremonialcenter, cities, feudal
clase structures, and incipient merchant capitalism, It
Seems that the Western Hemisphere eocieties were clos
ing the gap. But in 1492, military chology inthe most
advanced and powerful states wasstll well behind that
fof Bastern Hemisphere states. Hence the superiority of
Cortés armies over Moctoruma'sand Pierre's ver the
Inca’s. (When Cortés frst arrivel at Tenochtitlan the
Anteca were already dying in zreat numbers fom
European diseases which, apparenty, had been carried by
‘American traders from Cuba to Mexico, Likewise, the
Theas were succumbing to these dseases before Pizarro
arrived. See Crosby, 1972)
"The susceptibility of American yopulations to Eastern
Hoemisphore diseases, and the contoquent devastation of
‘American settlements, collapse of states, and defeat and
subjugation by the Buropeans, isexplained within the
fame. general model. Small popslations entered the
‘Americas and probably bore with tem ony a small sub-
fet of the diseases which exited in the astern
Hemisphere at the time of their desatare, They came,
‘addition fom a rather folate, thinly populated pat of
the hemisphere, and a part which having cold climate,
‘would have lacked some diseases haracteristic of warm
‘egions. Perhaps more important i Uhe history ofthe dis
eases themaolves. Many diseases stem tohave originated
orbecome epidemiological signifiant during oraer Une
tgriultural revolution, and tohaveecoogical connections
toagricaltre,land-management snd settlement changes
associated with agricultural and lter urbanized commu-
nti. Inthe Rastera Hemisphere humanity entered these
cologal situations afler the initial migrations to the
‘Westerr Hemisphere, hence the migrants would not have
carried with them these diseases, Later migrants may
hhave dove ao although Uses again unlikely because they
‘me from a cold and isolated part of Asia). But we can
fsssumethat the sparse selement, the hunting-gather
ing-fshng-shellishing way off, and the absence of age
culture settlements and urbanization in the Americas
uring nany millennia, would have caused a disappear
lance ofome of the Eastern Hemisphere diseases which
hhad bees carried across to America by migrants. tr a
time, tle American populations would have lost thelr
Bhysolgical immunities to diseases no longer present in
these ppulations, and they would of eourse lack immu:
nities t diseases never before encountered, Its knawa,
{thie ngard, that ter devastation was produced in the
‘Americ frm diseases to which Eastern Hemisphere pop
‘latioshad such high levels of immunity that they expe
riencedsome ofthese diseases ax minor maladies only
(Crosby 1972; Denevan, 1976: 5; Wachtel, 1984).
‘ene there is no nood to take seriously any longer the
-varousmyths which explain the defeat ofthe Americans
in term of imputed irrationality or superstitiousness oF
any ofthe other classical, often racist, myths sbout
‘Amerion civilizations in 1492 (euch as he myth that
Mexicais imagined Cortés to be god). The relatively
‘minor dffernce in technology between the two commu
nities, ind the impact of Eastern Hemisphere diseases
‘upon Wstern Hemisphere communities, an be explained
Ii tems of the settlement history of the Western
Hemisfiere and its consequences.6 142
After Fourteen Ninety-Two
Europe in Fourteen Nincty-Two
Tn 1492, Buropean society was rather sluggishly mov.
{ingot of eadalism and toward capitalism, Nothing in he
landscape would suggest that a revolutionary transfor
‘mation was imminent, or even suggest thatthe social and
economic changes taking place were very rapid. The
frowth of the English woolen trade in the 16th century
‘was net (as it is often depicted) a sign of revolutionary
‘ennomie change: it was emplemented by adeetinein can
Peting woolen industries elsewhere in Europe Miskimin,
1969) Rural growth in this century reflected mainly pop
‘lation reavery (in some areas) after the great plagues
of the preceding century, and the commercialization of
fagricaltare that was then taking place had been doing 0
{or some time (Abel, 980). Towne were growing, ut only
slowly, and the urban population was sulla very small
fraction of total populstion (except in Tealy and the Low
‘Countries, and smaller than twas in many non-European
areas (de Vries, 1984; Appadorsi, 1896; Habib, 1963),
‘There were strong signs even of economic contracto
instead of growth (Laper and Miskimin, 1961-62; C.
‘Smith, 1967). For Hodgett (1972: 212), the 200 year per
‘9d 1520-1520 was a period of downturn in the [Buropean]
‘sconomy asa whole. The Italian Renaissance, n economic
term, dd not raise the Italian centers above the level of
‘many non-European centers, and it was notat all a toch
nological revolution (Lopez, 1953; Thorndyke, 1943). All
‘ofthis needs tobe said by way ofseting the stage. Before
11492 thore was slow growth in Europe, perhaps even a
dowen-turn, and certainly no revolution,
‘Within afew decades after 1482, the rate of growth and
change speeded up dramatically, and Europe entered a
period ofrapid development. Thereis no dispute about this
fact, which is Geen in the known statistis relating to the
6thcentury prie revolution, urban growth, and much
‘more beside Braudel, 1967; de Vries, 1964: Fisher, 1983).
Whats disputableisthe causal connection between these
‘explosive changos and the beginnings of economic exploits
tion in America (and, significant but secondary, in fica
fand Asia). There is agreement that the effect was pro-
found, But did it truly generate qualitative transforma-
tion in Europe's economy? Or did it merely modify a
process already well underway? This question cannot be
‘Bnswered unless we break ou of the European historial
tunnel and look st what was going on ia the Americas,
‘Asiacand Affi beteon 1492 and 1688, the symbole date
for Europe's bourgenis revolution.
Colonialism and Capitalism in the Sixteenth,
and Seventeenth Centuries
‘nerprise n the Americas waa from the start. a mat
ter of capital accumulation: of profit. No matter if some
feudal traits were incorporated inlogal and land:-grasti-
ng systems in the Americas, and iF the Iberian govern:
‘ents took a substantial share ofthe profits, The goa. of
fall European groups involved in the enterprise was to
‘make maney. The leading group, almost everywhere, was
th Buropean protocepitaliet class, not only merchante but
falso industrialists and profi-orinted landlords, not only
Thoriam but alo Tealian, Dutch, Baglish, Pench, German,
‘Austrian, and so on, This class community took the prof
it from colonial enterprise and invested part of it in
Europe, buying land and developing commercial agricul
ture, developingindustres (like shipbuilding, sar ein-
Ing, ce) associated with the growing colonial entorpr'se,
developing profitable businessea in spheres of actisity
‘whieh gorved the growing European economy, building
‘urban structures, and the lke. Part of the profit was
ploughed back into other colonial risk enterprise, in
‘America and in the new trading enterprises in southern
Asa, Africa, and Une Levant. The most subtle aspect ofthe
process was the simple inerease in purchases of el sortsbby merchants in all markets, European and extra
European, growing out ofthe fact that these merchants
now hed ineredible amounts of preious metals oF metal
‘based money’ at their command and ould ofer previous
ly unheard-of prices, Perhaps half ofthe gold and silver
Drought back from the Americas in the 16th century was
contraband, hence available directly for ¢hiskkind of enter
prise, but the remainder, after passing through the great
Customs-houses, quickly entered circulation as the
Terians paid out gold and clver for gooda and services.
‘Colonial enterprise n the 16th century prodaced exp
tolina number of ways. One was gold and silver mining.
‘second was plantation agriceleuce, principally in Brasil
‘A third was the trade with Asiain spees, loth, and much
‘more. A fourth element was the profit returned to
roropean houses from 4 variety of productive snd com:
mercial enterprises in the Amerias, including profit on
production for local usein Mesice, Peru, ete, profit on sale
of goods imported from Europe, profit on many secondary
texports from the Americas (leather, dyestufl, ete), prof
{en land sales in the Americas, profit retarned to Europe
by families and corporations holding land-grant in Mexico
and othor areas. A fifth was slaving. Notice that mast of
this is normal capital cumulation; ite of eis the mys-
terious thing called ‘primitive accumulation’ (Marxists
‘eed to notice that surplus value from wage labour, not
{to mention foreed labour, was involved inal of this, and
that much ofit was value from production, not simpy fom
trade.) Accumulation from these sources was massive
Precious Metals, We noticefire the export of gold and.
silver from the Western Hemisphere and its insertion
‘within the eixeuits ofan Old World hemispheric market
‘economy in which gold and silver already provide the com-
‘mon measure of value, directly or indirectly, in almast all
‘markets. The flow of procious metals began immediataly
after the discovery of Americe, and by 1640 at least 180
tons of gold and 17,000 tons of silver are known to have
reached Burope (BJ. Hamilton, 1984; Brading and Cross,
1972;Chaunu and Chaunu, 1966) —thereal figures must
‘be double or triple these amounts, since records wore poor
for some areas and periods and since contraband was
‘immensely important. (Céspedes, 1974, Cross, 1983;
MeAlister, 1984), Additional quantities of gold came from
colonial activities in West and East Afrien (Magalhses:
Godino, 1969) Ta the period 1561-1580 about 85% of the
entire world's production of ilver came fom the Americas.
‘The simple quantity of gold end silver in cieulation in
the Eastern Hemisphere economy as @ whole was pro-
foundly affected: hemispheric silver stock may have been
tripled and gold stack increased by 20% during the course
ofthe lth century as # result of American ballon (Viens
‘Vives, 1969: 325), and the fat that much of the proxi
ing stock must have been frozen in uses not perm
director indirect conversion to money suggosts tome that
‘American bullion may have aa much as doubled the gold
fand silver baso of money supply for the Eastern
Hemisphere as a whole. Un Burope, the circulation of
‘metal coins increased eight-o ten-fold in the courso ofthe
century: Vilar, 1976: 77, This process mast be seen in per-
spective: itis money flowing constantly and in massive
‘amounts through Europe and from Brirope to Asia and
‘Africa (Atwell, 1982; Hasan, 1960), constantly replenished
at the entry points (Seville, Antwerp, Gena, ete.) with
‘more American supplies, and constantly permitting those
tbo hold eto offer better prices for all goods, a well as
Tsbour and land, in all market, chan anyone elsohad ever
been able to offer in prior times
‘The importance of thse ows of gold and silver is gen
erally underestimated, mainly for threo reasons (apart
from implicit difusionism) First, the proess i seen some-
how as purely primitive aceamulation. But the metals
were mined by workers and transported by workers, the
‘enterprise overall involved risk capital and all ofthe other
familiar traits ofthe sorts of protocapitalist productive
tenterprises which were characteristic that me hat it‘was partly state-controlled docs not alter this argument,
‘or does the fact that some of the labour was unfree), and
‘very major economic and socal systems were built around
the mines themselves in Mexico, Pers, and other parts of
‘America. Secondly, the argument that precious metal
flows significantly affected the European economy is ds
‘mlssed as monetarsrn The error in this charge is a fil.
‘re see the 16th-eontury economy in a geographical and
socal context (and imputing toi the liquidity ofexchange
and the relative lak of spatial frietion which charactor-
{nes the capitalist economy of our own time: see Fisher,
1980), Two facts hore are basic. On the one hand, the pos
session of precious metals was highly localized in space,
European merchants, as «community, obtained it and set
it in motion outward, tovard rural Europe and toward
‘markets outside of Purope. Oa the other hand, the supply
‘precious metals was essentially continuous, so that the
‘advantage held by Eoropean protocaptalists in terms of
prices they could offer for commodities labour, and land
Was persistently higher than the prices which cmpetitors
‘anywhere could offer. So the provoapitalist community
very steadily undermined the competition in markets
across the Eastern Hemisphere, within Europe and with
‘out, eventually gaining control of most international
Seabornetradein most ofthe mercantile-maritime centers
from Sofa to Calicut to Malacen, The penetration ofthese
markets, the acquisition of trading bases, and the control
fof afew amall but important producing areas (ike the
Moluccas), was not a matter of European rationality or
venturesomeness, but rather reflected the availability to
Europeans of American gold and silver, transshipped
through Lisbon, Acapuleo, te. A third sort of doubt about
the importance of American gold and silver is associated
with the critique of. Hamilton's classic theory that the
precious metal supply produced un imbalance between fac:
tore of production in the Buropean economy, produced
thereby a windfall of profits, and thus in effect destab
[sed the economy snd moved it toward capital
(Hamilton, 1928). Hamilton was one ofthe few economic
Ihstorians to perceive that American gold and silver was
‘a crucial, central eause of change in Hurope, although he
‘was partly wrong about the mechanisms which brought
bout this change. The metals did not transform the ee
tomy in-a direct way. Rather thy enriched the protocp
italist class and thereby gave it the power to immensely
fccelerate the transformation which was already uncor-
‘way —not only in Burope — toward capitalism asa pelt
fecal and social system, and to prevent non-European
capitalists from sharing in the process. American bullion
hhastened the riso of capitalism and was erucal in the
‘roces by which it became centrated in Europe
Plantations. The impact ofthe slave plantation sy
tem on Europe's economy was felt mainly in the 17th en
tury and thereafter. Bat part of the general undervalsing
(ofthe significance af early eolonalism isa tendency not
to notie thatthe plantation was of immense importance
even in the 16th century. Moreover, the early history of
the Atlantic sugar plantation economy gives a revesing
picture of the way in which the protocpitalist colonial
fconomy was eroding the feudal economy Sugar planting
‘was not a new enterprise, sugar (contrary to myth) was
‘ot a rare commodity, and (also eontrary to myth) sugar
planting was not an nsiifleant economic eurisity atthe
Fringe of capitalist development. Commercial and feudal
ceane sugar production was found. throughout the
Mediterranean in the 16th century (Galloway, 1689;
Deerr, 1949-50; if eane sugar was nolan important com-
‘modity in northern Europe this was because of ts pce,
‘as against that of sweeteners ke honey. Buropeans frst
‘moved the commercial plantation xystem oul into the
‘ewly-settled Atlantic islands from Madeira to So Tomé
{and then vastly expanded production Ube Americas. Sut
‘Hhroughout the T6th centry the new plantations merely
supplanted the older Mediverrancan sugar produ
regions; tatal production for the Europe-Mediterransan‘market did not riso until later (Deer, 1948-50, vl. 1). This
Was capitalist production displacing feudal production,
"using the twin advantages of colonialism: empty land and
cheap Iabour. No other industry was as significant asthe
plantation system fr the rise ofeapitalism before the 19th
century.
Tn 1600 Brasil exported about $0,000 tons of sugar with
‘a gross sae value of £2, 000,000 Simonsen, 1944; Furtado,
1965). This is about double the tatal value ofall exports
from England wo al ofthe world in that year Minchinton,
1869) Iwill be recalled Unat British exports in that pei
‘od, principally of wool, are sometimes considered paradig:
rat fr the awakening, indeed the ise of early-medern
Burope. Also in 1600, per capita earnings from sugar in
Brazil for al of the population other Uhan Tadians, was
bout equal to per eapita income in Britain later in that
century (Edel, 1969). The rate of accumulation in the
Brazilian plantation industry was so high at the end of he
16th century that it was able to gonerate enough capital
to finance a doubling of its capecity every two years
(Furtado, 1963), Eariyin the 17theontury, the Dutch pro
tocepitalist community (which was heavily involved inthe
Brazilian sugar enterprite), estimated that anal profit
rates in the industry were 56%, totalling early £000,000.
‘The rae of profit was higher still atthe close ofthe 16th
century, when production costs, including the cost of pur-
‘hasing slaves, amounted to only one-ith of income from
‘sugur sales (Furtado, 1963). These statistic should he seen
against the background of an industry which was not
‘responding to some novel demand for some novel product
in an already-rsing Burope, but was merely Gin essence)
undercutting the precapitalist Mediterranean suger pro
ducers of Spain taly, Bgypt te
Sugar is ofcourse the conterpice ofthe plantation sys-
tem down tothe lave 18th century. But other kinds ofl
‘ial production, mainly bt not only agricultural, and fully
fas close to eaptalis as was the Branlian plantation sys-
tem, were of some significance even before the end ofthe
16th century. There was for instance some direct produc
tion ofspice in the Moluceas and some European involve
‘ment with Indian merchant eapitalistsin the organization
‘ot South Indian pepper production (Des Gupta, 1967;
Raychauahur, 1962). Dyes, tobacco, and other commer
cially valuable products were flowing from America to
Bhrope. A very large agricultural economy existed in parts
of America supplying fod, fiber, leather, ete, to the min-
ing and other settlements. Immediately after 1492 (or
before?) West Buropesn fishermen and whelors developed
fan immense industry in Newfoundland and elaewhere on
the North American coast
‘Toll ofthis mast be added the profits from ather esl
nial und semi-colonial tivities in the Eastorn
Hemisphere, The slave trade was highly profitable even
in the 16th century. Buropean merchant capitalists of all
nations profited greatly from the Lisbon trade with Asia
fand Eset Afriea in textiles and particularly spices (the
‘Asian spices carried by the Portuguese and sold mainly
rough Antwerp didnot replace the traditional
“Mediterranean flow but rather added to it, hence provi
ing a novel and important source of accumulation). There
‘was, in addition, considerable profit from the within-Asia
{rade resulting from the domination of Tongrdistance
‘oeanie trade in East Africa, India and Southeast Asia
bby Portugal (with participation also hy Spain and later
Holland), Broadly speaking, however, accumulation derv-
ing from Westera-HHemisphere colonial activities far out
weighed that from Eastern activities, colonial and
emi-colonial, in the 16th century. Overall, both the uan-
titative signiieance, in that century of production and
fradein colonial and semi-colonal areas andthe immense
profitability of the enterprise, chat is, the rapid capital
faceumulation which i fostered directly and (in Europe)
Indirectly, add up toa significant vector force easily able
tt iitite the process of transformation in Bxrope
Effects. There seem tobe two particularly good waysto assess the real significance forthe vise of eapitalism of
16th century colonial production in Amerion and some
other areas alongwith trading, pracy, and the like, in Asia
‘and Africa. One way is to trace the direct and indirect
‘effects of colonialism on European socity, looking for
‘movements of gods and capital, tracing labour ows into
industries and regions stimlaled or erested by colonial
enterprise, looking at the way urbanization flourished in
those itis which were engaged in colonial (and more gen
erally extra-European) enterprise or were closely con
nected to it and tho like. This process overall would then
be examined in relation to the tality of changes which
vere taking place in Esropein that century, to determine
whether, in Europe itself, changes clearly resulting from
thedirec and indirect impact ofextra European aeivities
were the prime movers for economic and social change,
This task still remains undone, The second way’ it
attempt to arrive at a global esleulation of the amount of
labour {free and unfree) thst was employed in European
enterprises in America, Africa, and Asia, along with the
‘amount of labour in Buropoitself which was employed in
fctivities derived from extra-Buropean enterprise, and
then to look at these quantities in relation tothe total
labour market in Europe for etonomie aetivites that were
connected tothe rise of capitalism. This task has notbeen
done either; indeed, as far as Tow little research has
‘been done on 16th-century labour forees and labour mar
Kets in American setlemen‘s or indeed in Burp. So the
proposition which I am arguing here, concerning the sig-
hifieanco of T6th century colonialism (and related extra
European activities) forthe rise of eaptaliem in Europe,
perhaps cannot be tosted as yet
Stil, there are very suggestive indications, Some of
these have boon mentioned already: matters of assessing
‘the quantities and values ofcolenial exports to Europe, We
‘ean alto spoculate about labour. One approach is through
population. The population of Spain and Portugal in the
‘mid-6th eontury may have been about nine milion (De
‘Vries, 1984), Estimates of 6th-contury populations for the
‘Americas vary widely and there much controversy about
population levels and ratesof decline (see Denevan, 1976),
but forthe present, highly speculative, and essentially
‘methodological, argument, we ean ignore the controver
ios and play with global estimates. The population of
‘Mexico at mideeatury may have been around six million,
‘population that was undergoing continuous delin fom
Its preconquest level of perhaps 30 million down to one
tenth ofthat figure (or perhaps los) in 1600 (Borah and
Cook, 1972: 89). Populations in the Andean regio
involved in mineral and textile production for the
Spaniards may (speculating) have totalled five milion in
‘the late 16th century. Perhaps we ean ad an additional
‘bo million for the popwlation of other parts of Tbero
‘America Which wore within rogions of Buropean eontral
‘and presumably involved, more or lea, inthe Buropean:
dominated economy. Let us, then, use a bll-park estimate
‘of 13 milion for the American population that was poten
tally vielding surplus value to Europeans in the mid-to
late 16th century. The population seems larger than
Thera’. Granted, the comparison should be made with «
larger part of Burope, certainly including the Low
‘Countries, which were intimately involved inthe exploits:
tion of America (and Asia) at this period, along with parts
‘oftaly and other countries, Assume then a relevant pop
‘lation of 20 millon for Burope as against 13 milion for
‘America, [see no good resson to argue that the European
populations were more centrally involved in the rise of cap.
Ktalim than the American populations — that is, the 13
nillion people who we assume were in European domi-
nated regions. It is likely that the proportion of the
American population which was engaged in labour for
Europeans, as wage work, as foreod labour including slave
labour, and as the labour of farmers delivering goods at
tribute or rent in kind, was no lower than the propertion
tflberian people engaged in laboar for commercialized ace
tore ofthe Spanish and Portuguese economy. The level ofexploitation for Indian labour must have been much igh-
tr than that for Iberian labour because portions of the
Indian labour free were worked literally to death inthis
period (Newsom, 1985) — dopopulation was due in part
to foreed labour — and ao the capital generated by each
worker was very probably higher than that generated by
‘1 Buropean worker. (We need to remind ourselves again
that we are dealing with a pre-industrial, basically
‘medieval economy in Burope. Werkers there didnot have
higher productivity due to larger eaptal-labour ratios or
higher technology.) We must add next the fet that the
capital accumulated from the labour of Americans went
directly to the economie sectors in Europe which were
building capitalism, whoreas most workers und peasants
in Burope were sil connected ta basically medieval sec-
tors of the economy. Then we must add the labour of
Africans and Asians. And finally, we must take into
account the European workers, in Europe and elsewhere,
‘whose labour was part of or ied to the extra European
economy. By this, adrttedly speculative, reasoning, tree
tnd unfree workers n the colonial economy ofthe late 16th
tentury were providing es much or mare surplus valve and
faecumulated capital for Bropean protocapitaliem than
were the workers of Burope ital.
[Little is known about the American workforce in the
16th century, but, again, some speculations are posible.
[Las Casas asserted that three million or more Indians had
‘een enslaved by the Spaniards in Middle America dur
ing the first half ofthe 16th century, and this figure, onee
Copr ef pp 100 to
" here Cambie Ure sey ec
Response to Comments by
Amin, Dodgshon, Frank,
and Palan
J.M. Blaut
Ihave few disagreements with Amin and Frank, so I
vill comment frst on the Dodgshon and Palan eitiques
Dodgshon
‘Dadgshon stata by asserting that I wrongly charge that
historians argue consistently, teleologically, that Europe
Jhas always and necessarily ben the most advanced civi-
zation. Moat of the historians whom I dscassin the intro-
SAAR
Becanar it 4,124, 15, 6,70,
seria
=e
(CaP st 0, 200105, 113,14
nis
arr
‘ene pri tari com-
er
cempetan629
‘Chane 94
(Chane H&P, 20
Coe Ho, 29
hice, 23,24
Chin 138 9 28 266,
‘oii 9,14 38
amie
Gewese nen
cohen 208, 6, 65, 208,
‘oneraliarin 22
ontotariem,124
arbre 812
Carl
seeping too
Gres i, 39
Bis Gupta, a. 25.48,
ae Ve 95,3745,
tepoanions6
evelopment even a0 sneer,
‘inn cso, 22,28, 12,
iocnin, Breen, 408,
ea 121
ein, 66
‘Bo aia companig, 51
Bait
gp 260,74
‘olin 88
vin 23,24
‘edogenous thors, 88
‘Bape: meior 2
‘amily, Buropean 39,21, 9, 710,
Find 313
eitPrat nc er 884 ei te nit
Stee Stee eS (HES an Frise
eater ‘Tene, 16 18.20,65,86,97,66,0, | MeXeil Ws onan 18 21
_gvagraphy, xi, 18, 112 Judeo-Christian teleology, 18 | pees Peet, R114
ere chat ete i geen 74.8
Ghalonn, case eA le sscpecen ts ‘eee
Senet, 28, ere, Di Imray peopel sor 22 Ber. 3,40
Sees Exava cil asanet Ra
Fr a 9 tae ete acne a
eee ier 33 Bink 38 ttl Ocgraphy i
ome 342 cnet sehen cr,
toe ier set pena
titan are oan se atta, 787
iia 1 te, ct Keeani as Fem son
ier teks ey
eS ao Ticats 3 46,10 wee eae toa 2
toe Eoin | Seis RTs,
tears Benita nn Soma oe ah 28
. ee etc lin. 38 Sas Son oan 06
tn Sst 43, Maghr, 990 | A ean so Saisie
‘naive, 19 Sibaingn 7 23 Ninh Amory, 28 omsacanee, 98
faa rey Seber tea wy | iia
Sethi ptin ne Sueno ee ee
Ireland, ix 108, 110 | Ossian, ix zoretationtsh boargeels, 116
tn 118 moire sien ae
Tbe 2,25 er 2,65,66,0610, | onary, 29, ote. 2