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1076

Influence of longitudinal reinforcement strength


on one-way slab deflection
Jijun Tang and Adam S. Lubell

Abstract: The CSA A23.3 standard for reinforced concrete design provides both an implicit check of deflection control
based on minimum member thickness requirements and a direct computation method for deflection. This paper reports on
an analytical study that compared maximum span-to-depth ratios from the implicit deflection provisions against ratios de-
termined from direct deflection calculations. Emphasis was placed on the deflection performance of lightly reinforced one-
way slabs, including those with high-strength steel reinforcement. The results indicated that maximum span-to-depth ratios
should decrease as the span length increases, as the design load increases or as the cracking moment decreases. In contrast
to the current implicit provisions, the design strength of the longitudinal reinforcement did not have a significant effect on
the minimum slab thickness required to satisfy common deflection criterion. Design aids were proposed, with implications
for design presented through a case study of a multispan one-way slab system.
Key words: reinforced concrete, slabs, reinforcement, deflection, stiffness, bending, cracking.
Résumé : Le code de pratique CSA A23.3 concernant le calcul des ouvrages en béton armé fournit une vérification impli-
cite, basée sur le contrôle de la flexion, des exigences minimales de l’épaisseur des membrures et une méthode de calcul
directe de la flexion. Le présent article aborde une étude analytique qui comparait les rapports maximaux de travée-profon-
deur provenant des provisions implicites de la déflexion contre les rapports déterminés par le calcul direct de la flexion.
Le rendement en flexion des dalles unidirectionnelles légèrement armées, incluant celles comportant une armature en acier
à haute résistance, a été principalement examiné. Les résultats indiquent que les rapports maximaux de travée-profondeur
devraient diminuer lorsque la longueur de la travée augmente, la charge de calcul augmente ou lorsque le moment de fis-
suration diminue. Par rapport aux provisions implicites actuelles, la résistance de calcul des renforcements longitudinaux
n’a pas d’effet important sur l’épaisseur minimale de dalle requise pour répondre adéquatement au critère de flexion com-
mun. Des aides à la conception ont été proposées et des conséquences pour la conception sont présentées dans une étude
de cas d’un système à travées multiples de dalles unidirectionnelles.
Mots-clés : béton armé, dalles, armature, déflexion, rigidité, flexion, fissuration.
[Traduit par la Rédaction]

Introduction at the service condition. Thus, it is generally believed that


the minimum slab thickness must change as a function of
Reinforced concrete flexural members must be designed reinforcement strength, to maintain adequate deflection con-
with acceptable deflections at the serviceability limit state trol. However, this relationship must be adequately under-
(SLS) and with adequate strength at the ultimate limit state stood for practical design cases, where rapid selection of
(ULS). The SLS requirements ensure that deformations of member thickness is desired while permitting member de-
structural members are appropriate for their intended use sign for efficiency and economy.
and that potential damage to nonstructural elements, includ- Deflections of concrete members are dependent on a num-
ing incremental deflection effects from sustained loads, is ber of factors including the degree of cracking at specified
minimized. As the longitudinal reinforcement ratio for a load levels, pre-existing cracking due to earlier construction
one-way spanning slab is mainly based on ULS require- loads, creep and shrinkage characteristics of the concrete,
ments for flexural strength, the use of higher or lower mechanical properties of the materials, and support and
strength reinforcement would alter the required reinforce- loading conditions (ACI Committee 435 2003). The CSA
ment ratio and hence, the corresponding member curvature A23.3–04 design standard for reinforced concrete (CSA
2004) provides two approaches to satisfy deflection require-
Received 13 August 2007. Revision accepted 26 April 2008. ments for reinforced concrete members. A similar two-
Published on the NRC Research Press Web site at cjce.nrc.ca on approach model with comparable formulations is also in-
25 September 2008.
corporated into other design standards and codes including
J. Tang and A.S. Lubell.1 Department of Civil & the ACI 318–05 code of practice (ACI Committee 318
Environmental Engineering, University of Alberta, 3-028 NREF, 2005). In the first approach, an implicit evaluation of
Edmonton, AB T6G 2W2, Canada. member deflection is utilized, whereby a member with suf-
Written discussion of this article is welcomed and will be ficiently large overall depth, h, is deemed to comply with
received by the Editor until 28 February 2009. the deflection requirements. Minimum member thickness is
based on member type (e.g., slab, beam) and support con-
1Corresponding author (e-mail: alubell@ualberta.ca). figuration (e.g., simple span, continuous), with an adjust-

Can. J. Civ. Eng. 35: 1076–1087 (2008) doi:10.1139/L08-050 # 2008 NRC Canada
Tang and Lubell 1077

ment coefficient to increase the minimum value of h for curred for reinforcement ratios between 1.0% and 3%, for
the same span length as the reinforcement yield strength commonly used concrete compressive strengths. Lightly re-
increases. In the second approach, member deflection is di- inforced members showed greater sensitivity to shrinkage
rectly evaluated using an effective moment of inertia Ie strains, with greater loss in relative stiffness as the shrinkage
technique developed by Branson (1977). It has previously strain increased, due to a corresponding decrease in cracking
been demonstrated that predictions using Branson’s formu- moment.
lation for Ie will underestimate deflections for lightly rein-
forced members (Bischoff 2005a, 2005b; Gilbert 2007). An Research significance
alternate formulation for Ie presented by Bischoff (2005a, As members with high-strength steel reinforcement will
2005b) has been shown to provide better correlation for typically have low reinforcement ratios, it is important to
all practical reinforcement ratios (Bischoff and Scanlon understand whether the specified L /h ratios used to implic-
2007a; Gilbert 2007). Note that due to the greater simplic- itly comply with SLS deflection criterion are also appropriate
ity of the deemed-to-comply approach to deflection control for members with high-strength reinforcement. Further-
via specified minimum member thickness, this method is more, one-way slabs are often designed with the calcula-
typically used for member size selection in design practice. tion assumption of a smaller than actual magnitude for the
Thus, it is important that the deemed-to-comply approach design yield strength fy of the longitudinal reinforcement.
yields members that would also satisfy deflection control This computation-oriented change results in additional lon-
criterion under the direct calculation technique. gitudinal reinforcement area beyond the ULS strength
Several studies have attempted to correlate simple expres- requirement, and permits thinner members according to re-
sions for deemed-to-comply minimum slab thickness for de- inforcement strength adjustment factors in the CSA A23.3–04
flection control requirements against direct deflections deemed-to-comply method (CSA 2004). There is concern
calculations using Branson’s formulation for Ie. For deflec- that this design approach may not be consistent with de-
tion limits of L /240 or L /480, Scanlon and Choi (1999) flection predictions using the direct calculation technique.
showed that minimum slab thickness could be reduced as This paper reports on an analytical study conducted to
the span length decreased and as the applied live load de- validate and improve the deemed-to-comply maximum
creased. Choi et al. (2002) used a Monte Carlo simulation span-to-depth ratio provisions in CSA A23.3–04. Parametric
to calibrate a proposed simplified expression for maximum studies were completed using the direct deflection calcula-
L /h. Gardner (2001) compared maximum L /h relationships tion technique from CSA A23.3–04 [based on the formula-
for deflection control from published literature and from tion for Ie from Branson (1977)] and the alternative Ie
several standards and codes of practice. Gardner recom- formulation proposed by Bischoff (2005a, 2005b). The
mended maximum L /h values that decreased as the rein- objective of the study was to investigate the influence of
forcement ratio increased, as the concrete strength significant design parameters, including reinforcement
decreased, and as the ratio of maximum sustained moment strength, on maximum L /h ratios for adequate deflection
to ultimate moment capacity increased. Based on computer control of one-way slabs. Graphical design aids were devel-
simulations, Grossman (1981) provided a simple expression oped for use in rapid selection of member thickness in place
for minimum slab thickness that considered the maximum of current member thickness requirements for the deemed-
permitted deflection and a measure of the relative live and to-comply deflection control provisions in CSA A23.3–04.
dead load magnitudes. Using a layered nonlinear finite ele- Implications for minimum member thickness requirements
ment model, Gardner and Zhang (1996) approximated the based on reinforcement strength are presented through a de-
required increase in L /h ratio as inversely proportional to sign example of a multispan one-way slab system.
the cube root of the service moment to ultimate moment ra-
tio. The limiting L /h ratio was also identified as increasing Deflection of reinforced concrete slabs
as the concrete strength increased, as the flexural tension re-
inforcement ratio increased, and as the flexural compression For slender, one-way spanning reinforced concrete mem-
reinforcement ratio increased. Ospina and Gross (2005) bers, deformations are assumed to follow the well-known
showed that the maximum L /h ratio for members reinforced hypothesis that plane sections before bending remain plane
with fibre-reinforced polymers should decrease as the maxi- after bending. Thus, a linear distribution of axial strains is
mum permitted deflection limit decreases and as the service assumed over the height of the cross section from which the
strain in the reinforcement increases. Ospina and Gross also curvature and member deflection can be determined. The in-
noted that a decrease in maximum L /h is required as the ra- stantaneous deflection of a flexural member subjected to
tio of service moment to cracking moment increases, due to uniform transverse loading can be computed with the well-
reduced tension stiffening. known relationship:
 
Few studies have specifically examined the influence of 5 ML2
reinforcement strength on deflection control. Rangan and ½1 i ¼ K
48 Ec Ie
Sarker (2001) analytically studied the variation in flexural
stiffness as the reinforcement strength increases from 400 to where Di is the instantaneous deflection, M is the maximum
500 MPa, according to Branson’s formulation for Ie. The an- characteristic service moment from the loading considered
alytical model implemented for the study defined the service (e.g., midspan location for simple beams, support location
reinforcement stress at a fixed fraction of fy. Little change of for cantilever), L is the span length, Ec is the secant modu-
flexural stiffness occurred below a reinforcement ratio of lus of elasticity of concrete, Ie is the effective moment of
about 0.3%, and a relatively constant drop of about 15% oc- inertia of the transformed crosssection, and K is a coeffi-
# 2008 NRC Canada
1078 Can. J. Civ. Eng. Vol. 35, 2008

Table 1. Maximum L /h ratio for deemed-to-comply deflection control [adapted from Table 9.2 of CSA
A23.3–04 (CSA 2004)].

Static configuration
Member type Simply supported One end continuous Both ends continuous Cantilever
Solid one-way slab 20 24 28 10
Beam or ribbed slab 16 18 21 8

cient based on the static system (1.0 for simple span; 0.738 large deflections. By this deflection control specification,
for fixed–pin; 0.6 for fixed–fixed). members sized using this technique would be expected to
Predictions of member deflection must also consider time- limit the total incremental long-term deflection after installa-
dependent influences, such as creep, shrinkage, and the tran- tion of nonstructural items to L/240 (CSA 2004). Values for
sient or sustained nature of applied loads. According to the minimum thickness h as a function of the span length L are
CSA A23.3–04 provisions (CSA 2004), an estimate of the provided, based on the member type and the static configu-
total long-term deflection from sustained loads can be deter- ration. These thickness requirements are summarized in Ta-
mined by scaling the corresponding immediate deflection ble 1 according to the corresponding maximum L /h ratios.
obtained from eq. [1] with the relationship: It is recognized that changes in the reinforcement yield
  strength will alter the longitudinal reinforcement quantity re-
s quired for flexural strength at the ULS. According to CSA
½2 L ¼  s i ¼ 1 þ i
1 þ 500 A23.3–04, the maximum permitted L /h ratios in Table 1
should be adjusted for reinforcement strengths other than
where zs is the deflection multiplier for sustained load, s ac- fy = 400 MPa through the relationship:
counts for the time duration considered, and r’ is the com-
pression reinforcement ratio. The magnitude of coefficient s ðL=hÞ400
is based on the time duration: 1.0, 1.2, 1.4, and 2.0 for loads ½3 ðL=hÞfy ¼
½0:4 þ ðfy =670Þ
sustained for 3, 6, 12, and more than 60 months, respec-
tively (CSA 2004). where (L /h)400 is a value from Table 1.
CSA A23.3–04 deflection provisions limit the immediate For members conforming to Table 1, eq. [3], and the
deflection from transient loads to L /180 or L /360 for roofs L /240 deflection limit specification noted above, the
or floors, respectively, when not supporting or attached to flexural stiffness need not be directly determined. CSA
nonstructural items likely to be damaged by large deflec- A23.3–04 does not require direct checks of the predicted
tions. An immediate deflection limit of L /480 applies when deflection for these members. However, Branson (1977)
damage to nonstructural elements is likely. Deflection limits suggested that this technique was suitable for initial mem-
of L /240 and L /480 are utilized for the portion of deflection ber proportioning, but recommended that direct deflection
that occurs after the installation of the nonstructural items if calculations be completed for all members.
they are not likely or are likely, respectively, to be damaged Other design standards and codes that also incorporate
by large deflections. The deflections occurring after the in- deemed-to-comply deflection provisions vary in the overall
stallation of these items include a fraction of the time-de- requirements in comparison with the CSA A23.3–04 provi-
pendent effects determined from eq. [2], and the immediate sions. ACI 318–05 (ACI Committee 318 2005) contains
deflection of other transient loads according to eq. [1]. Ac- deemed-to-comply deflection provisions that are similar to
cording to Gardner (2001), there is general agreement that CSA A23.3–04. Deemed-to-comply deflection provisions in
this incremental long-term deflection after installation of the BS 8110–85 standard (BSI 1985) dictate the same L /h
nonstructural items is typically the more critical case com- ratios for beams or slabs, but provide adjustment factors
pared with immediate transient live load deflections. based on the flexural tension reinforcement stress, the com-
pression reinforcement ratio, and for span lengths exceeding
Flexural stiffness 10 m. Limiting L /h ratios from the Eurocode2 standard
(CEN 2004) deemed-to-comply provisions are dependent on
An integral part of the deflection calculations defined in concrete strength, and the provided flexural tension and
the previous section is an evaluation of an appropriate mo- flexural compression reinforcement ratios in relation to the
ment of inertia for the cross section, to reflect the variable reinforcement ratios needed for ULS requirements. Euro-
cracked nature along the member length. Three approaches code2 modifies the limiting L /h ratio for spans greater than
to determining flexural stiffness were examined: a deemed- 7 m. Note that among all design standards and codes, differ-
to-comply minimum member thickness technique and two ences in load and resistance factors and in the allowable de-
analytical approaches that directly determine an effective flection criteria will result in variations in limiting L /h
moment of inertia, Ie. ratios.

CSA A23.3–04 ‘‘deemed to comply’’ with deflection limits Branson’s method for bending stiffness
Table 9.2 in CSA A23.3–04 (CSA 2004) provides mini- Branson (1977) developed a deflection calculation techni-
mum thickness values for members that are deemed to com- que based on an effective moment of inertia concept. In a
ply with deflection requirements for one-way members not reinforced concrete slab subject to transverse loading, the
supporting or attached to elements likely to be damaged by portion of the member in the high-moment region may have
# 2008 NRC Canada
Tang and Lubell 1079

flexural cracks while low-moment regions remain un- Fig. 1. Variation in maximum span-to-depth ratio based on longitu-
cracked. Branson estimated a transition from the uncracked dinal reinforcement ratio.
flexural stiffness EcIg to a fully cracked stiffness EcIcr
through an empirically derived expression:
 3 "  3 #
Mcr Mcr
½4 Ie ¼ Ig þ 1  Icr
Ma Ma

where Mcr is the cracking moment; Ma is the maximum


characteristic moment under the load being considered; Ig is
the moment of inertia of the gross section about the centroi-
dal axis, neglecting the reinforcement; and Icr is the cracked
moment of inertia of a singly reinforced section, given by
eq. [5]:
1
½5 Icr ¼ bðkdÞ3 þ nAs ðd  kdÞ2
3
where b is the member width; k ispthe coefficient for solving
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
cracked section dimensions (¼ 2n þ ðnÞ2  n); d is
the effective depth of the reinforcement from the compres-
sion face; h is the modular ratio (= Es / Ec); As is the area
of flexural tension reinforcement, with reinforcement ratio
evaluated as r = As/bd. steel-reinforced member configurations, but especially for
According to CSA A23.3–04 (CSA 2004), the cracking lightly reinforced members having r less than 1%.
momentpM ffiffiffifficr can be related to the modulus of rupture
fr ¼ 0:6 fc0 and the gross section properties through the ex- Comparison of deflection methods
pression: Figure 1 illustrates the relationship between the maximum
fr Ig L /h ratio and r for simply supported members subjected to a
½6 Mcr ¼ uniformly distributed load according to Branson’s method
yt (eq. [4]) and Bischoff’s method (eq. [7]). A longitudinal re-
For simple spans with a prismatic cross section, the effec- inforcement yield strength of fy = 400 MPa was utilized,
tive moment of inertia is determined based on the midspan whereby the service moment Ma was 73% of the factored
conditions for member geometry, reinforcement detailing, moment, Mf, for the case of equal live load and dead load.
and applied moment. A weighted average of the effective A reinforcement stress at the service condition of approxi-
moment of inertia can be utilized for continuous members: mately 250 MPa would apply, based on CSA A23.3–04 re-
Ie,avg = 0.7Iem + 0.15(Ie1 + Ie2) when both ends are continu- sistance factors (CSA 2004). No compression reinforcement
ous or Ie,avg = 0.85Iem + 0.15Iec for one end continuous, was included. A deflection limit of L/240 was applied to the
where Iem is the midspan condition and Ie1, Ie2, and Iec are total incremental dead-load deflection (from 28 d to 5 years),
the conditions at the continuous ends. the long-term deflections to 5 years from superimposed dead
loads and 70% sustained live loads (applied at 28 d), and the
immediate deflection from the transient live load. Additional
Bischoff’s method for bending stiffness assumptions for the configuration are described in Fig. 1.
Bischoff (2005a, 2005b) developed an alternative formu- For each member thickness considered (h = 300 and
lation for effective moment of inertia. The model in this ap- 600 mm), the maximum permitted L for an acceptable de-
proach assumed that the effective stiffness was influenced flection of L/240 was evaluated, and the result plotted in
by tension stiffening, which arises from tension carried by terms of a maximum L /h ratio. The maximum L /h ratio cor-
the concrete between the flexural cracks. The concrete con- responding to the flexural capacity was also determined ac-
tribution to flexural stiffness was modelled with a tension cording to CSA A23.3–04 provisions. A valid member
stiffening factor that decreased with increasing load once design should have a L /h ratio below the corresponding
the member had cracked. Under Bischoff’s method, the ef- deflection-controlled and flexural-capacity-controlled curves.
fective moment of inertia can be calculated as:
Figure 1 shows that as the longitudinal reinforcement ra-
Icr tio decreases, the maximum L /h ratio that satisfies the de-
½7 Ie ¼ flection criterion will increase for members evaluated by
1  ½1  ðIcr =Ig ÞðMcr =Ma Þ2
both Branson’s method and Bischoff’s method. As ‘‘slabs’’
where symbolic notation and the parameters Mcr, fr, and Icr and ‘‘beams’’ typically have reinforcement ratios of about
are as per Branson’s method. A weighted average of Ie is 0.3%–0.7% and 1.0%–2.0%, respectively, it can be identi-
also utilized for continuous members. Bischoff (2005a, fied that variations in the L /h ratio by member type in Ta-
2005b), Bischoff and Scanlon (2007a), and Gilbert (2007) ble 1 can be justified. However, the maximum L /h ratios
have all shown that improved predictions of short-term de- from the current CSA A23.3–04 deemed-to-comply provi-
flections are achieved using eq. [7], across a wide range of sions do not reflect L /h limits obtained from the direct de-
# 2008 NRC Canada
1080 Can. J. Civ. Eng. Vol. 35, 2008

flection calculations. For the design criteria depicted for Fig. 2. Design procedure for optimized thickness of slabs according
specified member thickness, the span length of both beams to deflection control.
and slabs according to the deemed-to-comply approach ex-
ceeds the corresponding maximum span lengths determined
from direct deflection calculations. For very lightly rein-
forced members, flexural capacity governs minimum mem-
ber thickness. For direct deflection calculations of slabs
with a moderate reinforcement ratio r of about 0.4%,
Bischoff’s method predicts more flexible members than
Branson’s method, thus requiring shorter spans for the same
member thickness. Also note that for this magnitude of r,
the maximum L /h ratio decreases as h increases. Further-
more, the trend lines in Fig. 1 are very steep for lightly re-
inforced slabs according to both formulations for Ie, making
the maximum L /h quite sensitive to the actual reinforcement
ratio and hence, the corresponding flexural strength require-
ments. When r is greater than about 0.7%, Bischoff’s
method predicts a similar maximum L /h ratio to Branson’s
method, and both predict similar L /h ratios regardless of
member thickness.
As numerous design parameters affect the reinforcement
quantity required for the ULS criterion and the correspond-
ing stress in the reinforcement at service loads, these influ-
ences must be systematically studied when validating
maximum L /h ratios for deemed-to-comply provisions that
provide adequate deflection control. This paper focuses on
lightly reinforced one-way slabs, where there is the greatest
sensitivity in predicted deflections to the member geometry,
reinforcement parameters, and deflection calculation
method. Further analysis reported in this paper used Bis-
choff’s method.

Typical design sequence for one-way slabs


To adequately validate deemed-to-comply deflection re-
quirements for slabs, it was necessary to consider member
configurations, geometries, and loading consistent with con-
ditions encountered in design practice. This study evaluated
deflections in one-way slabs for building-type structures
subjected to uniform floor loading. Loading consisted of
member self-weight, superimposed loading to account for
mechanical systems or partitions, and typical occupancy
loads defined in the National Building Code of Canada
(NBCC-2005) (NRCC 2005).
It is required that all structural elements should satisfy
strength requirements at the ULS. The members must also
be designed to ensure that deflections are within acceptable
limits for their intended use under service load conditions. A
flowchart to describe the typical design sequence used in in-
dustry practice is provided in Fig. 2, and is briefly described
as follows. Initially, a member thickness must be selected strength requirement at the ULS is evaluated and the longi-
(Step 1). For one-way slab construction in building-type tudinal reinforcement is proportioned accordingly (Step 2).
structures, it is common practice to first select a cross sec- The shear capacity of the slab is evaluated at the ULS and
tion that is expected to satisfy deflection requirements ac- is compared with the loading demand (Step 3). In this study,
cording to the deemed-to-comply L /h ratios (Table 1). If a the ‘‘Simplified Method’’ of shear design from CSA A23.3–
reinforcement strength other than fy = 400 MPa is utilized, 04 (CSA 2004) is utilized, but is adjusted to account for
the minimum value of h must be adjusted as per the rela- varying longitudinal reinforcement strengths according to
tionship in eq. [3]. However, if h is directly determined in the procedure from Bentz and Collins (2006). If the member
later steps from the governing case of explicit deflection cal- satisfies the requirements of the deemed-to-comply method,
culations or strength requirements, eq. [3] is not directly ap- including adjustment for fy, no further check of deflection is
plicable. Next, for the member size selected, the flexural required (Step 4a). Alternatively, the member deflection is
# 2008 NRC Canada
Tang and Lubell 1081

evaluated using Branson’s method (Step 4b) according to change in ratio will affect Ie as well as the service condition
current CSA A23.3 provisions, or by using Bischoff’s against which deflections must be validated.
method (Step 4c) that better reflects the deflection of lightly The relationship between the maximum L /h ratio and the
reinforced members. The deflection of a member satisfying slab span L according to Bischoff’s method is illustrated in
Step 4a could also be evaluated by Step 4b or 4c, to allow Fig. 3a for different live load intensities. It is observed that
optimization of h. Also note that to satisfy the strength or the maximum L /h ratio for adequate deflection control will
deflection criterion at Steps 2, 3 or 4, the slab thickness at decrease as the span length increases. Furthermore, the max-
Step 1 can be increased. Whereas actual slab designs in imum L /h ratio decreases as the applied live load increases
practice should have convenient increments in thickness to (Fig. 3a) or as the superimposed dead load intensity in-
permit practical construction, this study focused on opti- creases (Fig. 3b). Lightly loaded slabs are observed to be
mized slab thicknesses that just satisfied the most stringent more sensitive to the span length, as the slope of the maxi-
criterion from Steps 2, 3 or 4c. mum L /h to span relationship decreases as the live load in-
creases. Note that for the cases presented, thinner slabs can
Parametric influences on deflection be used for short spans or for light loading conditions than
would be suggested by the deemed-to-comply L /h ratios
It is noted that the maximum L /h values corresponding to from CSA A23.3–04 (CSA 2004).
the deemed-to-comply technique (Table 1) are given as con- A fraction of the live load gLL may be sustained, giving
stant values for each member type (slab or beam) and for rise to long-term amplification of deflection (eq. [2]). Since
each static system (simply supported, etc.). Only variations this fraction may differ depending on the occupancy load for
in reinforcement yield strength are given additional consid- the structure, this parameter was also considered for influ-
eration through eq. [3]. However, the design equations for ence on minimum slab thickness. However, as demonstrated
strength (Steps 2 and 3 in Fig. 2) and for detailed deflection in Fig. 4, the influence was minor and the slope of the L /h
computations (Steps 4b or 4c in Fig. 2) will be influenced to gLL relationship was almost flat. While a sustained live
by numerous parameters applicable to each particular design load fraction of 40% to 70% would be typical for many
case. These can be broadly classified as: (i) parameters in- building occupancy conditions, a sustained live load fraction
fluencing the service moment magnitude and its fraction rel- of gLL = 100% (the worst condition for deflection) was used
ative to the ultimate moment and (ii) parameters influencing for later analysis reported in this paper for development of
the proportion of the member that will be cracked in flexure. revised deemed-to-comply L /h limits. Note that gLL =
In this context, r should not be selected, as was done for 100% is consistent with Bischoff and Scanlon’s (2007b)
Fig. 1, but instead r should be determined according to the recommendation to use the magnitude of Ie corresponding
corresponding ULS. Note that adjustments to the required r to full dead and full live loads for deflection calculations
can also be made through variations in fy, which is consid- at all intermediate load stages, as a simplified technique to
ered as a separate third classification in this paper. A sys- consider influences from early age loading during construc-
tematic evaluation of the influence on deflection from tion and subsequent changes in member stiffness arising
significant parameters in these three primary classifications from sustained loading.
was completed to validate appropriate simplifications for
the development of improved maximum L /h relationships Factors affecting degree of concrete cracking
for the deemed-to-comply approach. The limiting L /h ratios Under both Branson’s method and Bischoff’s method of
were developed for each case by considering the incremental evaluating Ie, the cracking moment pffiffiffiis
ffi directly related to the
deflection from 28 d (time of application of sustained live modulus of rupture, and hence, fc0 . Thus, as the concrete
load and superimposed dead load) until 60 months (i.e., s = strength increases, Mcr will also increase. From eq. [4] or
2) combined with the immediate deflection of the transient [7], it is observed that Ie will tend towards Ig as Mcr in-
live load fraction. Only flexural tension reinforcement was creases as a fraction of Ma, thus permitting thinner sections
assumed. for a given span length. On the other hand, a change in slab
thickness would also alter the corresponding Mcr (eq. [6])
Factors affecting serviceability limit state and ultimate and the corresponding loads and reinforcement quantities,
limit state moments thereby altering Icr (eq. [5]). The relationship between f ’c
The deflection of a one-way slab will be related to the and maximum L /h using Bischoff’s method can be conven-
magnitude of the service moment Ma, and the corresponding iently determined from Fig. 5. Within the practical range of
ultimate moment, Mf. The moments are related to the span concrete strengths for members designed by the deemed-to-
length, the support configuration, and the applied loading. comply deflection technique of CSA A23.3–04 (CSA 2004),
As Mf is used for determining the flexural reinforcement it is observed that using a constant value of f ’c of about
quantities, a higher Mf will result in an increased r for a 25 MPa would provide preliminary values of maximum L /h
constant slab thickness, thereby increasing Icr. However, if limits that are in reasonable agreement with optimized cross-
the slab thickness is allowed to adjust, the ratio of dead sections for most members.
load to live load will change. As the NBCC-2005 (NRCC It is also identified that Ie will be sensitive to the expres-
2005) utilizes basic load factors of 1.25 and 1.5 applied to sion used for evaluating modulus of rupture, fr. Modulus of
dead load and live load, respectively, the Ma/Mf ratio will rupture is used to relate f ’c to the cracking moment (eq. [6]).
change. Furthermore, as the superimposed dead load for Several researchers (Scanlon and Murray 1982; Rangan and
items such as partitions increases as a fraction of the total Sarker 2001; Gilbert 2007; Bischoff and Scanlon 2007a)
load, the Ma/Mf ratio will also change. In both cases, this have identified the importance of accounting for shrinkage
# 2008 NRC Canada
1082 Can. J. Civ. Eng. Vol. 35, 2008

Fig. 3. Influence of applied loading on maximum span-to-depth ratio: (a) span; (b) superimposed dead load.

Fig. 4. Influence of sustained live load on maximum span-to-depth Fig. 5. Influence of concrete strength on maximum span-to-depth
ratio. ratio.

strains, which will reduce the maximum flexural tensile for the same span, than for a slab with thickness determined
stress in the concrete before flexural cracking occurs. These using Bischoff’s method and the implied CSA A23.3–04
researchers have proposed revised expressions for Mcr to ac- value of gcr = 1.0. The value gcr = 0.67 is adopted during
count for this effect. However, the actual concrete mix and development of improved deemed-to-comply maximum L /h
curing conditions are seldom known during initial design. ratios later in this paper.
Instead, a normalized cracking stress parameter gcr could be
implemented as a scalar coefficient to eq. [6]. For example, Influence of reinforcement strength
Bischoff and Scanlon (2007b) suggested that a reduction by As the reinforcement yield strength increases, the required
1/3 from the code fr value, corresponding to gcr = 0.67, reinforcement quantity to satisfy the flexural capacity at the
could adequately account for the effects of restrained shrink- ULS can be decreased for constant h. Such a change will
age. Figure 6 illustrates the relationship between gcr and lower Icr and result in a more flexible member. According
maximum L /h for adequate deflection control. Thicker slabs to CSA A23.3–04 (CSA 2004) deemed-to-comply provi-
are required as gcr decreases, but little variation in L /h oc- sions, small changes in the reinforcement yield strength will
curs for gcr < 40%. In the example shown for a live load of require substantial changes in the maximum L /h ratio for
2.4 kPa, the use of Bischoff and Scanlon’s recommendation slabs that are assumed to have adequate deflection control
of gcr = 0.67 would require a slab that is about 23% thicker, (eq. [3] and Fig. 7). As fy increases from 400 to 600 MPa,
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Fig. 6. Influence of cracking moment on maximum span-to-depth Fig. 7. Influence of reinforcement yield strength on maximum
ratio. span-to-depth ratio.

the slab thickness would need to increase by about 30% ac- yield strength or the percentage of live load that is sus-
cording to eq. [3]. However, slab designs using direct de- tained. Thus, design aids suitable for rapid thickness selec-
flection calculations based on Branson’s method (i.e., CSA tion of one-way slabs should directly include the parameters
A23.3–04 provisions) were found to have minimal sensitiv- of live load, span, and deflection limit. Suitable assumed
ity to the reinforcement strength, where a change in fy from values for the sustained fraction of live load, concrete
400 to 600 MPa would require a 1% reduction in maximum strength, normalized shear cracking parameter, and rein-
L /h for the case of a 6.0 m span subjected to a live load of forcement yield strength can be incorporated. It is recom-
2.4 kPa. Note that as the fy increases, r will decrease for a mended that Bischoff’s method for calculating Ie in eq. [7]
constant cross-section size, and Bischoff’s method of deflec- be utilized, as it better reflects the bending stiffness over a
tion prediction is expected to provide better agreement with broad range of reinforcement ratios, including lightly loaded
actual deflections. Slab designs according to Bischoff’s slabs.
method, shown in Fig. 7, will require smaller maximum L /h
Different design aids can be established for each common
ratios than Branson’s method, but again, relatively low
design case, where Fig. 8 represents a suggested design aid
sensitivity of maximum L /h with reinforcement yield for office occupancy loading above the first floor, with a
strength is observed (i.e., a 3% reduction in maximum L /h live load of 2.4 kPa according to NBCC-2005 (NRCC
as fy goes from 400 to 600 MPa). Indeed, the L /h to fy re- 2005). A superimposed dead load of 1.0 kPa for partitions
lationship is nearly flat for fy greater than 300 MPa accord- and finishes is included. All calculations reflect the incre-
ing to direct deflection calculations using Bischoff’s mental deflection to an age of 5 years. Consistent with the
method, in contrast to the sharply dropping curve for the parametric study results presented in this paper, Fig. 8 was
existing deemed-to-comply method (Fig. 7). Figure 7 also developed to include a cracking stress parameter gcr = 0.67,
illustrates that the maximum L /h value should reflect the a sustained live load load ratio gLL = 100%, and concrete
magnitude of the imposed live load, which is not consid- strength f ’c = 25 MPa. Only flexural tension reinforcement
ered in the existing deemed-to-comply approach in CSA has been considered. Figure 8 is consistent with current
A23.3–04. CSA A23.3–04 factors (e.g., long-term deflection multi-
pliers, load and resistance factors), but would require review
Recommended preliminary L /h design if these factors change in future editions of the design stand-
charts ard. Note that the vertical scale differs for each plot in
Fig. 8, for ease of practical use. The relationship between
Current deemed-to-comply deflection provisions in CSA maximum L /h and span is steepest for the fix–fix condition
A23.3–04 (CSA 2004) are based on maximum L /h ratios and flattest for the cantilever configuration. It was noted ear-
for different member types and static configuration, with an lier that fy has only a small influence on the maximum L /h
adjustment for the reinforcement strength (Table 1 and ratio for deflection control. Curves for three values of fy are
eq. [3]). On the other hand, the parametric studies presented provided in Fig. 8 to emphasize this concept in a later sec-
in this paper have shown that the maximum L /h ratio to tion of this paper. For standardized design aids, it is recom-
achieve satisfactory deflection control is sensitive to the mended instead that a single value of fy be adopted, and
span length, imposed load, concrete cracking moment, and multiple curves be constructed on each plot to represent dif-
maximum incremental deflection limit. There was limited ferent applied load combinations and different deflection
sensitivity between maximum L /h and the reinforcement limits. A base value of fy = 400 MPa is recommended.
# 2008 NRC Canada
1084 Can. J. Civ. Eng. Vol. 35, 2008

Fig. 8. Suggested design aids for office occupancy loading above the first floor.

In preliminary member sizing, the maximum L /h ratio ratio of 23.6 can be used for a simply supported slab for the
can be determined from Fig. 8, based on the static system, case of fy = 300 MPa, in place of L /h = 20 that would apply
span, and deflection criterion. From this L /h ratio, a suitable for the same member designed with fy = 400 MPa. The re-
initial slab thickness h can be determined, as a replacement sult would be a reduction in h of 18%, but with about one-
for Step 1 in Fig. 2. Note that candidate slab thicknesses are third more flexural reinforcement for fy = 300 MPa as the
at typical increments of at least 10 mm, and thus a thicker relationship between As and fy is approximately linear to sat-
and stiffer slab than required would normally result. How- isfy the ULS. This may represent a more economical design
ever, it is recommended that deflection calculations be com- based on relative material costs. An overall savings in the
pleted for all designs (Step 4c in Fig. 2), and simple structural system may also result from reduced forces for
computer spreadsheets can be developed for this purpose. the gravity- or lateral-force-resisting systems, due to lower
self-weight of the thinner slabs.
Design example Figure 9 and Case A in Table 2 summarize a typical two-
span prismatic slab design for suspended slabs with office
Whereas the reinforcement grade supplied in Canada is occupancy loading (above the first floor) using this approach
typically fy = 400 MPa, a common design practice for one- and current CSA A23.3–04 deemed-to-comply deflection
way slabs is to reduce the effective design strength for cal- provisions. For the specified 8.0 m spans, the minimum slab
culation purposes to only fy = 300 MPa. According to Ta- thickness when fy = 300 MPa is computed as (L /24)(0.4 +
ble 1 and eq. [3] from the existing CSA A23.3 (CSA 2004) 300/670) = L /28.3 = 283 mm. Whereas this would be
deemed-to-comply deflection provisions, a maximum L /h rounded up to perhaps 290 mm for practical construction, h
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Fig. 9. Design example for slab heights with deemed-to-comply approach for varied reinforcement strength.

Table 2. Design example summary.

Case A Case B Case C Case D


Table 1 + eq. [3] [CSA Figure 8 Table 1 + eq. [3] Figure 8
Design method for ‘‘h’’ A23.3–04 (CSA 2004)] (Proposed) (CSA A23.3–04) (Proposed)
fy (MPa) 300 300 500 500
h (mm) 283 307 382 329
d (mm) 245 269 344 291
As1 (mm2/m) 994 950 764* 658*
r1 (%) 0.41 0.35 0.22 0.23
As2 (mm2/m) 1819 1732 926 998
r2 (%) 0.74 0.64 0.27 0.34
Ie,avg (mm4/m) 532106 706106 2333106 733106
Dinc (mm) 40.2 31.7 11.0 31.9
Dlimit (mm) 33.3 33.3 33.3 33.3
Acceptable deflection? NOT OK OK OK OK
Note: Rows in bold typeface indicate main parameters changed for each Case.
*Governed by minimum specified reinforcement in slabs of 0.002Ag.

is established as 283 mm to emphasize an optimized thick- ing CSA A23.3–04 deemed-to-comply provisions (Case C)
ness approach in this example. Table 2 also summarizes the will require a slab thickness that is 16% greater than those
flexural reinforcement requirements for the ULS under the conforming to the proposed design aids in Fig. 8 (Case D).
simple case of uniform loads on all spans (i.e., ignoring live Note that Case C and D designs are both governed by mini-
load patterns). No moment redistribution is assumed. The mum specified longitudinal reinforcement requirements of
fraction of bottom reinforcement that may be continuous 0.002Ag for slabs in the positive moment region, and have
through the central column region is ignored, and all cross similar reinforcement area requirements in the negative mo-
sections are treated as singly reinforced. The corresponding ment region. Thus, Case D requires less reinforcement due
overall Ie for the fix–pin span is utilized in subsequent de- to a smaller h. Cases C and D are both predicted to have
flection calculations. As the member thickness satisfies the adequate deflection control, where the incremental deflec-
deemed-to-comply criterion of CSA A23.3–04, no specific tion is 67% and 4% smaller than limiting deflections, re-
check on slab deflection is required. However, direct deflec- spectively. Clearly Case D, using the proposed design aid
tion calculations according to Bischoff’s method indicate ex- from Fig. 8, represents a design solution with greater econ-
pected long-term incremental deflection (i.e., Dinc = 2Di,DL + omy and efficiency of materials when utilizing high-strength
3Di,(SDL+LL)) near midspan would be about 40.2 mm (Case reinforcement in design practice.
A). This predicted deflection exceeds the criterion of L/240
by 21%, indicating that the existing deemed-to-comply pro- Recommended changes to deflection
visions can result in overly flexible slabs when a low design
strength for the reinforcement is utilized. The same two- provisions
span prismatic design was repeated using the design aid de- The current deemed-to-comply maximum L /h ratios for
veloped in Fig. 8 (Case B in Table 2). The maximum L /h deflection control have been shown to be in poor agreement
ratio was established as 26.1 from Fig. 8. This corresponds with direct deflection calculations for a large range of com-
to h = 307 mm, or about 8% thicker than the slab in Case mon design parameters. Thus, it is recommended that Clause
A. Table 2 summarizes the significant design results, where 9.8.2.1 and Table 9.2 in the CSA A23.3–04 (CSA 2004) de-
the expected incremental deflection was predicted as only flection provisions, which establish the deemed-to-comply
31.7 mm, which is 5% below the L/240 design requirement. method, be withdrawn. L /h ratios based on Table 9.2 should
This confirms the ability of the proposed design aids to de- only be utilized when they are part of an overall design ap-
termine member thicknesses that comply with deflection re- proach that includes direct calculation of expected deflec-
quirements. tions and thus, could be included within the nonmandatory
A similar design comparison is provided in Table 2 for requirements of the CSA A23.3–04 Commentary.
members with fy = 500 MPa (Cases C and D). This rein- The design aids developed in Fig. 8 were demonstrated to
forcement strength is readily available in the marketplace permit rapid selection of h for members that would conform
and is permitted by CSA A23.3–04. It is observed that exist- to deflection control criteria. Additional design aids can also
# 2008 NRC Canada
1086 Can. J. Civ. Eng. Vol. 35, 2008

be produced for other loading or deflection limit criteria Bentz, E.C., and Collins, M.P. 2006. Development of the 2004 ca-
commonly used by design practitioners. It was identified nadian standards association (CSA) A23.3 shear provisions for
that within practical ranges, the concrete strength and rein- reinforced concrete. Canadian Journal of Civil Engineering,
forcement strength can be assumed as 25 and 400 MPa, re- 33(5): 521–534. doi:10.1139/L06-005.
spectively, when developing these aids. Furthermore, the Bischoff, P.H. 2005a. A rational proposal for predicting beam de-
normalized cracking ratio and the fraction of live load sus- flection. In Proceedings of the 33rd Annual Conference of the
tained can be taken as gcr = 67% and gLL = 100%, respec- Canadian Society for Civil Engineering, Toronto, Ont., 2–
tively, consistent with recommendations from Bischoff and 4 June 2005. Canadian Socety for Civil Engineering, Montréal,
Scanlon (2007b). As there are parameter assumptions inher- Que. Paper No. GC-299–1/10.
ent in any simplified design aid, it is recommended that up- Bischoff, P.H. 2005b. Reevaluation of deflection prediction for
concrete beams reinforced with steel and fiber reinforced poly-
dated CSA A23.3–04 provisions require deflection control
mer bars. Journal of Structural Engineering, 131(5): 752–767.
verification through direct calculation of deflections for all
doi:10.1061/(ASCE)0733-9445(2005)131:5(752).
designs. Simple spreadsheets or analysis software can be de-
Bischoff, P.H., and Scanlon, A. 2007a. Effective moment of inertia
veloped using the formulations presented in this paper. for calculating deflections of concrete members containing steel
reinforcement and fiber-reinforced polymer reinforcement. ACI
Conclusions Structural Journal, 104(1): 68–75.
This analytical study identified the influence of design pa- Bischoff, P.H., and Scanlon, A. 2007b. Deflection control by calcu-
rameters on the deflection response of lightly reinforced lation of deflection. Concrete International, In press.
slabs, to validate and improve deemed-to-comply deflection Branson, D.E. 1977. Deformation of concrete structures. McGraw
control provisions. The following conclusions were identi- Hill, Toronto, Ont. 546 pp.
BSI. 1985. Structural use of concrete. Part 1: Code of practice for
fied:
design and construction. Standard BS 8110. British Standards
(1) The maximum L /h ratio for lightly reinforced slabs was Institute, London, UK.
demonstrated to be sensitive to the reinforcement ratio, CEN. 2004. Design of concrete structures- Part 1–1: General rules
span length, applied loading, and static system. By in- and rules for buildings. Eurocode 2 (EN1992–1-1). European
adequately accounting for all of these influences, maxi- Committee for Standardization, Brussels.
mum L /h ratios determined with the deemed-to-comply Choi, B.-S., Oh, B.H., and Scanlon, A. 2002. Probabilistic assess-
provisions of CSA A23.3–04 (CSA 2004) were shown ment of ACI 318 minimum thickness requirements for one-way
to be in poor agreement with maximum L /h ratios deter- members. ACI Structural Journal, 99(3): 344–351.
mined from direct deflection calculations. CSA. 2004. Design of concrete structures. CAN/CSA standard
(2) There was minimal influence on the maximum L /h ratio A23.3-04. Canadian Standards Association, Rexdale, Ont.
for adequate deflection control of members from the Gardner, N.J. 2001. Span/thickness limitations for deflection con-
concrete strength and reinforcement strength. A normal- trol. In SP-203: Code Provisions for Deflection Control In Con-
ized cracking ratio and fraction of live load sustained crete Structures. Edited by E.G. Nawy, and A. Scanlon.
American Concrete Institute, Farmington Hills, Mich. pp. 95–
can be taken as gcr = 67% and gLL = 100%, respectively.
114.
(3) Existing CSA A23.3–04 deemed-to-comply deflection
Gardner, N.J., and Zhang, J. 1996. Controlling deflection service-
control provisions were demonstrated to result in overly ability by span/depth limits and long-term deflection multipliers
flexible slabs when reinforcement strengths below fy = for reinforced concrete beams. In SP-161: Recent developments
400 MPa were utilized, and thicker slabs than required in deflection evaluation of concrete. Edited by E.G. Nawy. Amer-
when high-strength reinforcement was utilized. ican Concrete Institute, Farmington Hills, Mich. pp. 165–195.
(4) Design aids were developed that could be used for rapid Gilbert, R.I. 2007. Tension stiffening in lightly reinforced concrete
member thickness selection based on applied load, mem- slabs. Journal of Structural Engineering, 133(6): 899–903.
ber span, and static system. The results obtained using doi:10.1061/(ASCE)0733-9445(2007)133:6(899).
the design aids were demonstrated to be in good agree- Grossman, J.S. 1981. Simplified computations for effective mo-
ment with deflection predictions using a direct calcula- ment of inertia Ie and minimum thickness to avoid deflection
tion approach. computations. ACI Journal Proceedings, 78(6): 423–439.
NRCC. 2005. National building code of Canada 2005. Vols. 1 and
Acknowledgements 2. National Research Council of Canada, Ottawa, Ont.
The research described in this paper was funded by the Ospina, C.E., and Gross, S.P. 2005. Rationale for the ACI 440.1R–
06 indirect deflection control design provisions. In SP-230: 7th
Natural Sciences and Engineering Research Council of Can-
International Symposium on Fiber-Reinforced (FRP) Polymer
ada and by the University of Alberta. Discussions with P.
Reinforcement for Concrete Structures. Edited by C.K. Shield,
Bischoff during the preparation of this paper were greatly
J.P. Busel, S.L. Walkup, and D.D. Gremel. American Concrete
appreciated. Institute, Farmington Hills, Mich. pp. 651–669.
Rangan, B.V., and Sarker, P.K. 2001. Bending stiffness of concrete
References flexural members reinforced with high strength steel. In SP-203:
ACI Committee 318. 2005. Building code requirements for struc- Code Provisions for Deflection Control in Concrete Structures.
tural concrete and commentary. ACI 318–05 and 318R–05. Edited by E.G. Nawy, and A. Scanlon. American Concrete Insti-
American Concrete Institute, Farmington Hills, Mich. tute, Farmington Hills, MI., pp. 143–156.
ACI Committee 435. 2003. Control of deflection in concrete struc- Scanlon, A., and Choi, B.-S. 1999. Evaluation of ACI 318 mini-
tures. ACI 435R–95. American Concrete Institute, Farmington mum thickness requirements for one-way slabs. ACI Structural
Hills, Mich. Journal, 96(4): 616–621.
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Scanlon, A., and Murray, D.W. 1982. Practical calculation of two- Ma maximum service moment
way slab deflections. Concrete International, 4(11): 43–50. Mcr cracking moment
Mf factored moment
List of symbols n modular ratio
s time duration parameter
Vc shear capacity
Ag gross area of cross-section
Vf factored shear force
As longitudinal reinforcement area
wDL dead load
b width of slab
wLL live load
d effective depth of flexural tension reinforcement
wSDL superimposed dead load
db reinforcement bar diameter
yt distance from centroid to flexural tension face
dv effective shear depth
a1 rectangular stress block parameter
Ec secant stiffness of concrete
b1 rectangular stress block parameter
Es Young’s Modulus of steel reinforcement
gcr normalized cracking stress parameter
f ’c concrete compressive strength from cylinders
gLL fraction of live load sustained
fr modulus of rupture
 deflection
fy yield strength of longitudinal reinforcement
i immediate deflection
h overall member height
inc incremental deflection
Icr cracked, transformed moment of inertia
L long-term deflection
Ie effective moment of inertia
limit limit for maximum deflection
Ie,avg weighted average of effective moment of inertia
max maximum deflection
Iem midspan condition, effective moment of inertia
3x axial strain parameter for shear capacity
Ie1, Ie2, Iec conditions at the continuous ends, effective moment
zs deflection multiplier for sustained loads
of inertia
r longitudinal reinforcement ratio
Ig gross moment of inertia
r’ compression reinforcement ratio
k coefficient, for solving cracked section dimensions
fc resistance factor for concrete
K deflection coefficient based on static system
fs resistance factor for steel reinforcement
L span length
M characteristic moment

# 2008 NRC Canada

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