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Comité de rédaction
Raïa Zaïmova, rédacteur en chef, Institut d’Études balkaniques & Centre de Thracologie
(Институт за балканистика с Център по тракология – ИБЦТ, София)
Fikret Adanır, Université Sabancı (Sabancı Üniversitesi, Istanbul), Ivo Banac, Université
Yale (Yale University, Connecticut), Stanoje Bojanin, Institut d’Études byzantines, Belgrade
(Византолошки институт САНУ, Београд), Ulf Brunnbauer, Université de Ratisbonne
(Universität Regensburg), Nathalie Clayer, CNRS; EHESS, Paris, Nadia Danova, Académie
bulgare des Sciences (БАН, София), Raymond Detrez, Université de Gand (Universitеit
Gent), Rossitsa Gradeva, Institut d’Études balkaniques & Centre de Thracologie (ИБЦТ,
София), Francesco Guida, Université de Rome III (Università degli Studi di Roma Tre),
Wolfgang Höpken, Université de Leipzig (Universität Leipzig), Ivan Ilchev, Université
de Sofia (СУ „Св. Климент Охридски“), Pascalis Kitromilidis, Université d’Athènes
(Εθνικόν και Καποδιστριακόν Πανεπιστήμιον Αθηνών), Alexandre Kostov, Institut d’Études
balkaniques & Centre de Thracologie (ИБЦТ, София), Ana Lalaj, Centre d’Études
albanaises (Qendra e Studimeve Albanologjike, Tirana), Dobrinka Parusheva, Université
de Plovdiv; Institut d’Études balkaniques & Centre de Thracologie (ПУ „Паисий
Хилендарски“; ИБЦТ, София), Roumiana Preshlenova, Institut d’Études balkaniques &
Centre de Thracologie (ИБЦТ, София), Ljubodrag P. Ristic, Institut d’Études balkaniques,
Belgrade (Балканолошки институт САНУ, Београд), Liliana Simeonova, Institut
d’Études balkaniques & Centre de Thracologie (ИБЦТ, София), Elena Siupiur, Institut
d’Études Sud-Est Européennes, Bucarest (Institutul de Studii Sud-Est Europene, Academia
Română, Bucureşti), Vassilka Tăpkova-Zaïmova, Académie bulgare des Sciences (БАН,
София), Maria Todorova, Université de l’Illinois (University of Illinois at Urbana-
Champaign), Galina Valtchinova, Université de Toulouse II
Malamir Spassov, secrétaire scientifique du Comité de rédaction, Institut d’Études
balkaniques & Centre de Thracologie (ИБЦТ, София)
Мargarita Serafimova, coordinatrice de la revue, Institut d’Études balkaniques & Centre
de Thracologie (ИБЦТ, София)
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Sommaire
Dear readers,
593
ÉTUDES BALKANIQUES, LІІІ, 2017, 4
Florin-Răzvan Mihai
National Institute for the Study of Totalitarianism, Romanian Academy
Abstract: After the end of the Second World War, in Romania and Bulgaria there
were communist regimes loyal to the Soviet Union and to the General Secretary of
the CPSU, Joseph Stalin, so that premises were in place for “relations of friendship
and cooperation between the two parties and nations” in the name of “the unity of
the socialist countries and of the communist movement.” And this was actually true
until the mid-1960s, when the policy of the Romanian Communist Party towards
the USSR, the hegemonic ruler of this political system, began to change. Without
ever getting into an open conflict, the Romanian-Bulgarian ties were affected by
the situation, and as Romania continued its autonomous evolution amid the
other satellite-countries, disputes became more and more common. This study
endeavours to discuss the manner in which the positioning of both countries within
the international communist movement and vis-à-vis the Soviet regime and its
decisions influenced the relationships between the two countries.
Keywords: International Relations, Hegemony оf USSR, Balkans Geopolitics,
International Communist Movement, Satellite-Countries in Communist Political
System
The two nations, though separated by the Danube, have gone through
the same stages of modern history together, answering the same challenges –
the proximity of powerful empires, the unfolding of devastating world wars,
the establishment of similar political regimes. After 1990, they were accepted
together into the Euro-Atlantic structures. Before the establishment of the
communist regime, the two countries experienced some territorial disputes
over the possession of Southern Dobrudja. In the aftermath of the Second
World War, when a definitive solution to these disputes had been found, Sofia
729
730 Florin-Răzvan Mihai
of the communist world, with a special emphasis on the responses given by the
Romanian and Bulgarian communist leaders to major ideological challenges
such as the China – USSR conflict, the reforms set in motion by Dubček in
Czechoslovakia and the military intervention which followed, and the Neue
Ostpolitik of West Germany. Finally, in an effort to comprehend certain de-
cisions made by Ceauşescu and Zhivkov, I attempt an interpretation of the
material offered by the archives.
attitude of the general population and of the political elite. A second occupa-
tion of Bessarabia by the Soviets, following the June 1940 ultimatum, which
then triggered an anti-Soviet military response on the part of Romania, a Nazi
Germany allied state, cut the last bridges between Romania and the Soviet
Union. At the end of the Second World War, which nevertheless found the
Romanians fighting alongside the Red Army troops – a consequence of the
reorientation occurred in 1944 – Romania lost a significant part of its pre-war
territory to its very allies. Backed by Moscow, the tiny Romanian communist
party seized the reins of power and the country was ushered into the Soviet
sphere of influence.
Until the end of the 1950s, notwithstanding the dissentions it had with
Tito’s Yugoslavia, Romania, led by Gheorghe Gheorghiu-Dej, counted as a
satellite-state loyal to the Soviet Union. After Stalin’s death, the political tur-
moil which engulfed the top echelons of the Soviet leadership and the fight
for power between the various factions convinced Gheorghe Gheorghiu-Dej
that a discrete distancing from the Kremlin was advisable. This policy, carried
out slowly and timidly, had several stages and a starting point in the requests
that the Soviet troops should leave Romania (1958), that the study of Russian
should be eliminated from the Romanian curriculum and institutions of cul-
ture, and that previously taboo issues should be approached (for instance, Karl
Marx’s volume “Notes on the Romanians – unpublished manuscripts”, which
had been kept secret by libraries and in which the author admitted to the
fact that Bessarabia belonged to Romania and criticised the territorial theft
of 1812)1. It all culminated in the declaration of independence adopted on
April 26th, 1964 (the official title of this document was Statement Regarding
the Position of the Romanian Workers Party on International Communist and
Workers’ Issues), which read “It is the exclusive right of every party to set its
own political line, its concrete objectives, and the ways and means to achieve
those objectives independently. [...] The relation of class forces in a particu-
lar country, the shifts in power, the fluctuating mood of the masses, and the
special internal and external conditions of a country are known by no one
more precisely and thoroughly than the Communist Party of the country
concerned”2. The document included several principles such as, the obser-
1 F.-R. Mihai, Amintiri despre ultima Consfătuire internaţională a partidelor comuniste
şi muncitoreşti, 5 – 17 iunie 1969, Arhivele Totalitarismului, 2010, N 1 – 2, p. 196 – 201.
2 Declarație cu privire la poziția Partidului Muncitoresc Român în problemele comu-
In: Roumen Daskalov, Debating the Past. Modern Bulgarian History: From Stambolov to
Zhivkov. Budapest, New York, Central European University Press, 2011.
734 Florin-Răzvan Mihai
well, in the period between the two world wars7, being justified historically
by the political and military alliances of those in power between 1914 and
1918 and between 1940 and 1944, who cast Bulgaria in the unwanted role
of a defeated state.
The Sovietization process found a fertile ground in the cultural, ethnic
and linguistic affinities of the two nations. But the economic factor must not
be overlooked either, since the economic component weighed heavily in the
fruitful Bulgarian-Soviet cooperation. Before the Second World War broke
out, Bulgaria’s economy was one of the most backward in Europe8, so that
the cooperation with the Soviet Union undoubtedly brought about economic
progress. Compared to its neighbour north of the Danube, in Bulgaria the
communist party had a certain political influence, being the second most im-
portant in Eastern Europe (except the CPSU) after that in Czechoslovakia.
It also benefited from the influence and personal prestige of an outstanding
figure – Georgi Dimitrov, General Secretary of the Comintern between 1934
and 1943. From 1948 onwards, economic exchanges focused almost exclu-
sively on the states from the communist bloc, the foreign trade peak (92 %)
being reached in 19519. COMECON provided the framework for the Bul-
garian-Soviet cooperation, but the USSR was by far Bulgaria’s most important
economic partner; many of the local products were exclusively destined and
especially designed for the Soviet market10.
Politically speaking, the Bulgarian-Soviet friendship reached such lev-
els that, at the plenary congress of the Central Committee of the Bulgarian
Communist Party (CC of BCP) on December 4th, 1963, and on Zhivkov’s
initiative, the delegates discussed the question of the unification of the two
states, or, more accurately, of Bulgaria’s becoming one of the Soviet republics.
The background of this proposal was economic, as proved by the years 1964
and 1973. The Soviets supplied Bulgaria with electricity, oil, raw material, and
their support was crucial in branches of the Bulgarian economy such as metal-
7 S. Ashley, Bulgaria: Between Loyalty and Nationalism, p. 111, In: J. Eyal (ed.), The
Warsaw Pact and the Balkans. Moscow‘s Southern Flank. New York, Palgrave Macmillan,
1989.
8 A. Zwass, The Economies of Eastern Europe In a Time of Change. London and Bas-
lurgy, nuclear energy or the electronics industry11. Soviet technology was also
of the utmost importance, and only later, towards the end of the 1980s, with
the Japanese and West-German input, did Bulgaria turn to other suppliers
of modern technology. One instance of technological dependence is repre-
sented by the use of Soviet know-how in the field of nuclear energy. Romania,
though being in a similar position, opted for Western partners – Canada and
the United States of America.
Of course, there is also a geopolitical explanation for Bulgaria’s depend-
ence on its powerful ally. In Soviet eyes, the geostrategic status of Bulgaria
gained prominence after the Yugoslav leader, Tito, went on an independ-
ent, separate road, and the Greek communist movement was permanently
defeated. With another of the southern neighbours – Turkey – becoming a
NATO member-state, Bulgaria became one of the essential pillars supporting
the southern flank of the Warsaw Treaty Organization (Warsaw Pact – WP),
whose interests the Soviets had to protect.
11 I. Baewa, The day before the crash – Bulgarian‑Soviet relations in the nineteen eight-
ies, Studia z Dziejów Rosji i Europy Środkowo-Wschodniej, 2014, Vol XLVII, p. 7, 11:
http://semper.pl/studiazdziejowrosji/wp-content/uploads/2014/01/Baewa.pdf. –
24.09.2017; see also Ashley, Bulgaria: Between Loyalty and Nationalism, p. 114.
736 Florin-Răzvan Mihai
The 1960s witnessed the first tensions between Romania and the Soviet Un-
ion concerning the collaboration with West Germany, which had adopted the
new eastern policy (Neue Ostpolitik), one which sought to establish normal re-
lations between the Federal Republic of Germany and the German Democrat-
ic Republic. As early as 1967, and on its initiative, Romania had established
diplomatic ties with the West Germans, a move which aroused protests from
the East Germans and from the other communist leaders in Europe. “The Ger-
man question”, they argued, must be conceived in the general context of col-
lective security. During a meeting with Ceauşescu şi Ion Gheorghe Maurer, the
Romanian Prime Minister, Zhivkov admitted that Bulgaria was vulnerable on
its southern flank and needed the military alliance with the other communist
states in order to feel protected, should Greece and Turkey launch an attack12.
That raised the more general question of the role of the WP and the issue
of state sovereignty. The principles formulated as early as 1964 – sovereign
equality and non-interference in domestic affairs – which the Romanian com-
munists defended more and more ardently and obstinately, led to deeper and
deeper dissensions within the Warsaw Pact. Bulgaria’s fear that West Germany
may be arming itself is also visible in the debates occasioned by the signing of a
treaty on the non-proliferation of nuclear weapons. A week after the reunion
of the WP member-states, which took place in Sofia on March 6th and 7th,
196813, the Bulgarian leaders criticised the position of the Romanian side in a
Plenum of the CC of the BCP: “The issue of nuclear nonproliferation should
be regarded as inseparable from the main task of the socialist countries of the
Warsaw Treaty: preventing the nuclear armament of West Germany, whose
ruling circles are striving for nuclear weapons in order to implement their cra-
zy plans to redraw the map of Europe. Thus, the socialist states must struggle
defiantly to eliminate the possibility of West Germany’s attaining access to
nuclear weapons in any form – directly or indirectly, or through a grouping
of countries. […] Regardless of their intents and wishes, the Romanian com-
rades’ approach lends support to the opponents of the Nuclear Nonprolif-
eration Treaty, including West Germany.” The tensions raised by the position
12
Laurien Crump, The Warsaw Pact Reconsidered. International Relations in Eastern
Europe, 1955 – 1969, London and New York, Routledge, 2015, p. 148 – 149.
13 Draft Commentary on Romania’s Position at the PCC Meeting to the CC of the
Bulgarian Communist Party Plenary Meeting’, 6 March 1968, PHP, 8, Diplomatic Archive,
Ministry of Foreign Affairs, Sofia, Opis 32, File 30, http://www.php.isn.ethz.ch/lory1.ethz.
ch/collections/colltopic3f56.html?lng=en&id=17988&navinfo=14465 – 25.09.2017).
The Soviet Communist Party, its Eastern Satellites and ... 737
the intervention against the Dubček regime. In the following years, the con-
tacts between Romania and Bulgaria diminished, the Romanian communists
becoming personae non gratae for a while.
But relations were gradually resumed, especially since the situation in
Czechoslovakia had “normalized”20, and the two sides began debating the is-
sue of regional cooperation more and more seriously.
Regional cooperation
Plans for a Balkan federation – which would comprise the Balkan states
as well as Poland, Czechoslovakia and Greece – had existed since the days of
Joseph Stalin, at the beginning of 1948. But the opposition showed by the
Soviet leader, whom Dimitrov had failed to inform of his proposal21, together
with Tito’s policy of independence ruined any efforts in this direction.
There was also the Chivu Stoica Plan, the proposals from 1957 and 1959.
The Romanian prime minister sent notes to Albania, Bulgaria, Greece, Turkey
and Yugoslavia to suggest a conference to discuss their mutual problems and
the question of nuclear weapons (the Polish foreign minister Rapacki had the
same initiative in 1957 – the creation of a nuclear free-zone in Europe). But
Greece and Turkey turned down the proposal, although the USSR endorsed
the plan. Again in 1959 there was a Romanian proposal for a conference in
the Balkans, endorsed by Albania and Bulgaria but again rejected by Greece
and Turkey.
Zhivkov was obsessed by the idea of “economic integration”, a possibility
for Bulgaria to outrun the economic disparity between West and East: “We
need to intensify the economic integration of socialist countries and primarily
of COMECON countries”. In a certain way the idea gave Ceausescu shivers
20 The official term used in Czechoslavakia was normalizace, meaning the restoration of
a communist regime obedient to Moscow and opposing the reforms initiated by the former
Czechoslovak leader Dubček.
21 Stalin had rejected the plan because it represented a provocation for the West, at a
time when the communist regimes were not yet fully consolidated, and because he would
have much preferred a federation of states, which would also have solved their territorial
disputes (Romania – Hungary, Czechoslovakia – Poland). In fact, he wanted better con-
trol over the foreign policy of the two countries, so that they had as little room for ma-
neuver as possible. See V. Dimitrov, Stalin‘s Cold War. Soviet Foreign Policy, Democracy and
Communism in Bulgaria, 1941 – 48. London, Palgrave MacMillan, 2008, p. 176 – 177.
740 Florin-Răzvan Mihai
26 ANIC, fond CC al PCR – Secția Relații Externe, dosar 87/1972, 31.
27 Ibid. dosar 77/1974, 28v.
28 Ibid. dosar 20/1979, 18v.
742 Florin-Răzvan Mihai
29 ANR, Fond CC al PCR – Secția Relații Externe, dosar 53/1980, 19.
30 Ibid. p. 45.
31 Ibid. dosar 81/1980, 37.
32 Ibid. dosar 5/1981, 29v.
The Soviet Communist Party, its Eastern Satellites and ... 743
tional Assembly, in 1981, he criticized the arms race, the increase of military
budgets, and he accused the international financial institutions (“a new form
of exploitation and a variant of colonialism”33). But this was just an exception.
Usually, Ceausescu kept a balance and tried not to criticize the Americans
during meetings with Bulgarians. In October 1983, the Romanian-Bulgarian
frictions regarding arms race accentuated. Radio Sofia and Radio Bucharest
reciprocally censored each other, eliminating from the speeches of their presi-
dents what they did not agree with: the Bulgarians kept their attitude towards
American administration, in comparison, the Romanians were more inclined
to blame NATO and WP at the same time.
A late document discovered in the National Romanian Archives, a let-
ter by Zhivkov to Ceausescu, dated 1984, demonstrates the policy and tactics
used by the Bulgarians in the Balkans. Taking note about Greek PM Papan-
dreou’s statement in favour of demilitarizing the region34, Zhivkov agreed to
intensify the dialogue between the Balkan states but strictly about this matter
only. In the letter, he tried to convince Ceausescu to prepare a similar point of
view with the rest of communist states loyal to USSR: “I wouldn’t want our
partners and the bourgeois press to speculate about our positions, damaging
our mutual interests in the region and in Europe”35).
vol. 1, 76.
744 Florin-Răzvan Mihai
36 L. Betea, F.-R. Mihai, I. Țiu, Viața lui Ceaușescu, vol. 3, Tiranul. Târgoviște, Editura
Cetatea de Scaun, 2015, p. 219.
37 Ch. Gati, Gorbachev and Eastern Europe, Foreign Affairs, Summer 1987, Vol 65,
N 5, p. 958 – 975.
38 Ibid. p. 963.
39 RFE, “Bulgaria. Situation report”, 24 July 1987, http://storage.osaarchivum.org/
second edition, Lanham, Maryland, The Scarecrow Press, Inc. 2006, p. 266.
The Soviet Communist Party, its Eastern Satellites and ... 745
Thus, Sofia and Bucharest both adopted a critical position concerning the
transparency and social relaxation policy – glasnost – albeit in different man-
ners. The Romanians, on the one hand, made harsh statements in public and
in the party press; the Bulgarians, on the other, eluded the term as if it never
existed, an attitude they also put into practice. The national policy concern-
ing the Turkish minority and the Macedonian question (the Bulgarian case)
and the international criticism regarding the Hungarian minority and the or-
ganisation of villages on the urban model (the Romanian case) placed the two
regimes in the sphere of “xenophobic communism”42, to use a term employed
by the Western media.
Conclusions
The analysis of the Romanian-Bulgarian relations between 1964 and
1989 demonstrates how important and interdependent the Bulgarian-Soviet
cooperation actually was. In a context also favoured by the Pan-Slavic tradi-
tion, the Soviet Union used the Sofia regime to keep a firm foot in the Balkans
and to put constant pressure on NATO’s southern flank, Greece and Turkey
rejecting any regional initiative advanced by countries which did not acknowl-
edge their hegemony, notably Romania and Yugoslavia. Bulgaria was the
Soviets’ geopolitical and geostrategic pawn in this corner of the world. There
was, of course, some reciprocity to it, because by constantly invoking the ideal
of communist unity, the pragmatic politician that Todor Zhivkov was, man-
aged to obtain from the Soviet leaders in the Kremlin certain economic ad-
vantages in exchange for an equally solid loyalty43. Nicolae Ceauşescu, on the
other hand, no less pragmatic a statesman, also in search of economic favours,
chose another path – that of cordial relations with the West (Federal Ger-
42 Shafir Michael, Xenophobic Communism. The Case of Bulgaria and Romania, The
World Today, 1989, Vol 45, N 12, p. 208 – 212.
43 Regarding the special relations between Bulgaria and the USSR, J.F. Brown – a jour-
nalist, analyst and the director (from 1978 until 1983) of Radio Free Europe, notes that:
“The question here is not about the link itself but about why the Bulgarian leaders have
acquiesced in making it so strong and at times appear to have clamoured to make it even
stronger.” His conclusion is that, in the Bulgarian case, it was less about doctrinal idealism,
and more about “calculation”. See J.F. Brown, Bulgaria, In: Martin McCauley and Stephen
Carter (eds.), Leadership and Succession in the Soviet Union, Eastern Europe and China, Pal-
grave Macmillan, London, 1986, p. 150.
746 Florin-Răzvan Mihai
many, France, Spain, and Britain), as well as with states outside Europe, such
as the US, China and countries in the Middle East. But thus he risked his
position and that of his regime in a system which, since its very inception, laid
heavy stress on undisputed loyalty to the Soviet Union.
Political divisions, which eventually proved insurmountable, did not pre-
vent the two leaders from trying to influence each other44 – the Romanian
archives mention 22 high-level bilateral meetings between 1965 and 1980 –
or cooperate in certain economic fields. But it is equally true that, towards the
end of the 1980s, these meetings became more and more rare, further proof
that Nicolae Ceauşescu was avoided even by his communist counterparts. On
the long term, neither option gave the anticipated results, which demonstrates
that the economic and political faults were not of one leader or another, but
of the nonviable system.
If the opinions held by the Balkan leaders carried little weight at global
level, things are very different when it comes to the regional impact of the talks
between Ceauşescu and Zhivkov. The constant lobbying for an economic and
political agreement between the Balkan countries, started by Ceauşescu and
Tito, who was a staunch believer in the non-aligned movement, were purpose-
fully sabotaged by the clever Bulgarian leader45. The discussions carried out in
Sofia and Bucharest are the key to understanding the political game played in
such a strategically important part of Europe, especially during the Cold War.
Bibliography
44 According to historian Larry Watts, one of the main tasks of the Bulgarian secret
services was to keep tabs on “the Romanian movements in the Balkans”. See Watts, Ferește-
mă, p. 543.
45 In their turn, the Bulgarians were convinced that Nicolae Ceaușescu, together with
Josip Tito, was trying to isolate and discredit Zhivkov in the Balkans, on the grounds that
the latter opposed the idea of building a regional bloc. See Arhiva Centrală de Stat, Sofia,
Fond 378-B, 360, “Bulgaria și Războiul Rece”, http://digitalarchive.wilsoncenter.org/doc-
ument/111183.
The Soviet Communist Party, its Eastern Satellites and ... 747
Nicolae and Elena Ceaușescu official visit in Bulgaria, Plovdiv, October 1970.
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