Académique Documents
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1994
Copyrght ‘c) 1994 Elsevier Saence Ltd Prmted
Pergamon m Great Britam All nghts reserved
0020 7489194 $7.00+0 00
0020-7489(94)00025-5
CHERYL TATANO BECK, D.N.Sc., C.N.M., F.A.A.N.
Visi/ing Associute Prqfessor,Uniwrsity qf Rhode Island, College c~f Nursing, Kingston.
RI 02X81-0814. U.S.A.
with some of the difficulties involved in researching subjectively, such as bracketing. The latter half
of this article focuses on the use of phenomenology in nursing research. The results of a computer
search of CINAHL database (1983-l 993) to retrieve these phenomenological studies are shared.
To facilitate bracketing Paterson and Zderad (1988) suggest some approaches for opening up
one’s own perspective in order to break through one’s tunnel vision of routine. Through deliberate
practice an individual can develop the habit of identifying and exposing one’s own biases by putting
beliefs and notions out on the table. By repeatedly asking, “What am I taking for granted?“, a
person can be helped in reflecting on and articulating experi-
PHENO MENOLOGY: ITS USE 501
ences with the phenomenon under study. Other approaches for increasing openness to one’s own
perspective include noting whether the phenomenon is being experienced actively or passively and
whether it is being viewed objectively or subjectively.
A considerable amount of self-knowledge is required for a researcher to identify and suspend
personal bias in regards to the phenomenon of study. A journal in which a researcher can reflect on
personal feelings and self-questioning can help to maintain a heightened level of awareness
throughout a research project (Drew, 1989). Such atten-tiveness permits new understandings of the
phenomenon being studied that can go beyond the reality of the researcher’s presuppositions.
Phenomenology and clinical nursing practice parallel each other in a number of ways. Both
emphasize observing, interviewing, and interacting with clients so that a deeper understanding of the
client’s experience can be grasped. The use of self as a data collection instrument in
phenomenological research is similar to nurses’ therapeutic use of self in clinical practice. Some of
the activities that are an intrinsic part of nursing practice, such as striving to understand the meaning
of individual experiences with illness, are an excellent fit with the phenomenological approach.
Also, in phenomenology the social nature of the research act is realized. No longer is the view of
subject as object meaningful, just as in nursing practice the view of client as object is not
meaningful.
Nurse researchers are realizing that the perspective of humans espoused by the quan-titative
methods is not comprehensive. Its reductionist perspective does not allow for researching human
phenomena as holistic. The phenomenological approach offers nurse researchers lens for viewing
rather than hammers (Psathas, 1973). As nurses begin to recognize the incongruities between their
philosophy of nursing and their research methods, there is a growing acceptance of phenomenology
as an alternative research method. The trend is evidenced by an increase in publications of
phenomenological research studies in
502 C.T BECK
nursing literature. In the 1970s a trickle of phenomenological research studies were pub-An
lished in nursing journals. upsurge of phenomenological studies appearing in the nursing latter
literature occurred in the 1980s and this trend is continuing into the 1990s.
A computer search of the CINAHL database for the years 1983-l 993 was conducted to retrieve
these phenomenological studies. In reviewing the literature, three variations of the
phenomenological method used most often by nurse researchers were Colaizzi (1978) Giorgi
(198.5) and VanKaam (1966). During this review of published nursing literature additional
phenomenological studies were found in which nurse researchers utilized more general steps of
phenomenological analysis and did not use a specific modification. This review focuses on the
nursing studies in which the phenomenological methodologies of Colaizzi, Giorgi, and VanKaam
had been used. Thirteen nursing research studies using Colaizzi’s method, nine studies employing
Giorgi’s method, and five studies utilizing Van-Kaam’s modification were located. A comparison of
these three phenomenological methods can be found in Table 1 (Beck, 1994). The last column in
Table 1 focuses on the credibility of the studies. Lincoln and Guba (1985) proposed that credibility
is the qualitative researcher’s substitute for quantitative research’s internal validity. This criterion
addresses whether researchers carried out their inquiry in such a way that their results will be found
credible, that is, that they have represented the phenomena under study adequately. Steps that the
researchers had taken to ensure that their findings were credible are identified in Tables 2-4.
Colaizzi
Search of the computerized CINAHL database revealed 13 studies in which Colaizzi’s method
had been used (Table 2). In four of those phenomenological studies caring was investigated. The
essential structures of caring and noncaring nurse-client interactions were the focus of a study by
Riemen (1986). Three themes emerged when Riemen clustered the significant statements: the
nurse’s presence, the client’s response, and consequences. Forrest (1989) explored the lived
experience of caring as perceived by 17 nurses. In a phenom-enological study involving 47
undergraduate nursing students, Beck (1991a) sought to answer the question, What is the essential
structure of a caring nursing student-faculty interaction? Three clusters of themes emerged: attentive
presence, sharing of selves, and consequences. The meaning of caring in nursing practice for six
registered nurses was highlighted in a study by Clarke and Wheeler (1992). Being supportive,
communicating, pressure, and caring ability were the four caring categories that were uncovered.
Colaizzi’s (1978) method has also been used by nurse researchers to study the meaning of varied
lived experiences of persons across the age continuum from adolescents to the elderly. Haase (1987)
investigated the components of courage in nine chronically ill ado-lescents who described their
experiences of courage during an interview. Sowell et al. (1991) interviewed eight men concerning
their lived experience of survival and bereavement following the death of a lover from AIDS.
Following analysis of themes and clusters of
these themes, three categories evolved: isolation/disconnectedness, emotional confusion, and
acceptance/denial.
Rose (1990) conducted a phenomenological study of women’s inner strength while Coward
(1990) investigated self-transcendence in five women with advanced breast cancer.
503
PHENOMENOLOG Y: ITS USE
I Read all of the subjects’ descrip-tions 1. One reads the entire description in I. Listing and preliminary grouping
in order to acquire a feeling for them. order to get a sense of the whole. of descriptive expressions which must be
agreed upon by expert judges. Final
listing presents per-centages of these
categories in that particular sample.
2. Return to each protocol and extract 2. Researcherdiscriminatesunits 2. In reduction the researcher reduces the
significant statements. from the participants’description concrete, vague, and overlapping
of the phenomenonbeing studied. expressions of the par-ticipants to more
Researcher does this from within a precisely descrip-
psychologicalperspective and with tive terms. There again inter-subjective
a focus on the phenomenon under study. agreement among judges is necessary.
3. Spell out the meaning of each 3. Researcher expresses the psycho- 3. Elimination of these elements that are
significant statement, known as for- logical insight contained in each of the not inherent in the phenom-enon being
mulating meanings. meaning units more directly. studied or which rep-resent a blending of
this phenom-
enon with other phenomena that
most frequently accompany it is done.
Reprinted with permission: Beck, C. T. Reliability and validity issues in phenomenology. Wesfrrn Journal of Nursing Research. 16,
254-267 (1994).
Thirteen theme clusters evolved. An example of one of these theme clusters is: “self-
transcendence is associated with increased appreciation of things dear and with the environ-
ment” (p. 166).
Through interviewing seven mothers, Beck (1992a) explored the lived experience of
postpartum depression. Eleven theme clusters emerged and were integrated into an
essential
504 C. T. BECK
Table 2. Nursing research studies using Colaizzi’s phenomenological method
Authors/year
structure of postpartum depression which reflected that this phenomenon was a living nightmare
filled with uncontrollable anxiety attacks, consuming guilt, and obsessive think-ing. Mothers
contemplated not only harming themselves but also their infants. The mothers were enveloped in
loneliness and the quality of their lives was further compromised by a lack of emotions and all
previous interests. Fear that their lives would never return to normal was all-encompassing.
The purpose of Phipps (1993) study was to describe the lived experience of infertility for eight
couples. Examples of some common categories of both male and female experiences with infertility
included: evaluation of the meaning of childlessness, coping, investment, and perseverance. Price
(1993) explored body listening; that is, how adults understand their internal body experience. Nine
healthy adults and nine adults with either asthma or multiple sclerosis kept a &week diary and were
also interviewed. Perception of energy patterns was central to both the healthy and chronically ill
adults. Trite (1990) investigated meaningful life experiences for 11 elderly individuals. A
meaningful life experience for the elderly involved a concern for others and a perception by the
elderly that they were helpful to those other persons.
Three of the phenomenological studies using Colaizzi’s (1978) method focused on the lived
experience of nurses themselves rather than the patients. Two of these studies involved caring
research described earlier (Clarke and Wheeler, 1992; Forrest, 1989). The third study examined
nurses’ experiences giving postmortem care to patients who have donated organs (Wolf, 1991).
Examples of some clusters of themes that evolved are: dual responsibilities of nurses to donor and
recipient families, the family’s extraordinary gift of life from death. and the emotional difficulty for
nurses at the donor’s death.
Nine nursing studies which had employed Giorgi’s (1985) phenomenological method were
retrieved from the CINAHL database (Table 3). In some of the studies listed in Table 3 the
researchers included additional steps of validation that Giorgi (1989) did not purport such as
validating the emerging themes with the participants (Dobbie, 1991) or with another researcher
(Porter and Clinton, 1992). These credibility steps that are not consistent with Giorgi’s method are
not included in this table.
The relentless drive to be ever thinner was examined in Santopinto (1989) phenom-enological
study. From the written descriptions of this phenomenon by two women, the central finding
discovered was that “the relentless drive to be ever thinner is a persistent struggle toward an imaged
self lived through withdrawing-engaging” (p. 29). Banonis ( 1989) explored recovering from
addiction of three participants. Data analysis revealed that this phenomenon involved struggling to
pull oneself out of the depths of darkness into the comfort of light.
Family members’ views of relationships between health care providers and recipients with
chronic illness were examined by Thorne and Robinson (1988). This phenomenological study
combined data from two separate qualitative investigations using Giorgi’s meth-odology. Analysis
of the transcriptions of the interviews from both studies yielded a conceptualization of these
relationships as an evolving process which includes three stages: naive trusting, disenchantment,
and guarded alliance.
Giorgi’s (1985) phenomenological method was used to describe the lived experience of 20
emergency department nurses’ encounters with patients who attempted suicide (Pallik-
506 C. T. BECK
Table 3. Nursing research studies using Giorgi’s phenomenological modification
Authors/year
kathayil and Morgan, 1991). Findings revealed that both the nurse and the suicide attempter brought
a set of characteristics to the situation. The nurse and the suicide attempter came together in a
system having its own unique characteristics.
In two of the studies employing Giorgi’s (1985) method of phenomenological analysis, the
meaning of children’s witnessing family violence was explored. Adolescent girls’experi-ence of
witnessing marital violence was investigated in the study by Bennett (1991). The following seven
core themes emerged: remembering, living from day to day, feeling the impact, escaping,
understanding, coping, and resolving or settling. Ericksen and Henderson (1992) conducted a
phenomenological study to describe the experience of 13 children, ages 4-12 years, who witnessed
family violence. Giorgi’s (1985) process of analysis was followed and revealed three components of
the children’s experience: living with violence, living in transition, and living with mom.
Henderson and Brouse (199 1) examined the experiences of 22 new fathers during the first
3 weeks of their infants’ lives. The fathers described their experience as a three-stage process:
(a) coming to the experience of fatherhood with preconceptions about how it would be, (b) the
uncomfortable reality, and (c) a conscious decision to take control and work at gaining the skills
required for their view of fathering.
A phenomenological study by Dobbie (1991) examined the midlife spiritual experience
PHENOMENOLOGY:ITSUSE
507
of 10 women who were members of the United Church of Canada. Data analysis of their interviews
revealed that the women’s spiritual experience in midlife transition was organized within two
simultaneous and inter-related experiences: an evolving consciousness of self and children, and an
evolving consciousness of God.
The purpose of research by Samarel (1992) was to describe the patient’s experience of receiving
therapeutic touch (TT) treatments. Giorgi’s (1985) operations of phenom-enological analysis
revealed that the experience of a TT treatment was one of developing physiological and
mental/emotional self-awareness in addition to developing awareness of others’ roles and
relationships with the participants.
Porter and Clinton (1992) used the following research question to guide their phenom-enological
study: How do older adults experience the changes associated with living in a nursing home?
Giorgi’s (1985) method was used to analyze the responses of 243 persons and yielded two meaning
units: adjustment approach and adjustment influences.
Van Kaam
Five nursing research studies were retrieved from the CINAHL database in which VanKaam’s
(1966) method had been used (Table 4). Carter (1989) studied themes associated with bereavement
in narrative accounts of 30 adults who had experienced the death of a loved one. Five core themes of
bereavement emerged: being stopped, hurting, missing, holding, and seeking.
The lived experience of health was explored in two phenomenological studies: one with the oldest
old (Wondolowski and Davis, 1991) and one with nursing students (Beck, 1991b). By means of
VanKaam’s analysis, three common elements of the meaning of health for the oldest old emerged:
abiding vitality, generating fulfillment, and rhapsodic reverie (Won-
dolowski and Davis, 1991). Beck (199lb) also explored the meaning of health but this
phenomenological study focused on its meaning for 56 undergraduate nursing students. Three
necessary constituents of health were identified: optimal unfolding, peaceful con-tentedness, and
perpetual vigilance.
The remaining two studies located which used VanKaam’s (1966) phenomenological
methodology explored the meaning of caring. The essence of a caring experience 36 nursing
students had with an exceptional child was examined by Beck (1992b). Six necessary constituents of
caring evolved: authentic presenting, physical connectedness, reciprocal sharing, delightful
merriment, bolstered self-esteem, and an unanticipated self-trans-formation. Beck (1993) also
investigated caring among 53 nursing students. Four necessary constituents emerged related to
caring among nursing students: authentic presenting, selfless sharing, fortifying support, and
enriching effects.
From this review of the use of phenomenology in nursing research, the richness of the data that
can emerge from this qualitative method is evident. Through phenomenological research, a deeper
understanding of the essence of the phenomenon under study is disco-vered. The studies reviewed
in this article illustrate the breadth of applicability of this qualitative method for nursing.
Phenomenological research has been conducted with per-sons ranging from as young as 4 years old
to as old as 102 years. Diverse clinical specialties of nursing have already proven fertile areas for
phenomenological research such as medical-surgical, maternal-child, gerontological, and emergency
room nursing.
Through phenomenological research a baseline could be provided encompassing a tho-rough and
accurate description of nursing phenomena which would help clarify nursing concepts (Boyd,
1993). Nursing theories incorporating these clarified concepts and research studies deduced from
these theories would be more relevant to nursing because they could be closely based to nursing’s
lived world.
Because nursing is primarily a social act between nurse and client, phenomenological perspective
can help increase nurses’ understanding of their clients by entering into their lifeworld. Conducting
phenomenological research will also help nurses to learn the art of unknowing which Munhall(l993)
has identified as the fifth pattern of knowing. Unknowing is similar to bracketing in phenomenology
and also calls for a great amount of introspection. In order for a nurse to engage in an authentic
encounter with patients, the art of unknowing must be practiced wherein the nurse “situates
knowingly in one’s own life and interacts with full unknowingness about the other’s life” (Munhall,
1993, p. 125). This fifth pattern of knowing, just as phenomenological research, enables nurses to
understand the essential meaning that patients’ experiences hold for them.
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(Received 2 December 1993; infinalform 17 March 1994; acceptedfor publication 28 April 1994)