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jftLVªh laö Mhö ,yö&33004@99 REGD. NO. D. L.

-33004/99

vlk/kj.k
EXTRAORDINARY

Hkkx III—[k.M 4
PART III—Section 4

izkf/dkj ls izdkf'kr
PUBLISHED BY AUTHORITY

la- 160] ubZ fnYyh] eaxyokj] ebZ 14] 2019@oS'kk[k 24] 1941
No. 160] NEW DELHI, TUESDAY, MAY 14, 2019/VAISAKHA 24, 1941

dsUnzh; fo|qr fofu;ked vk;ksx


vf/klwpuk
ubZ fnYyh] 8 ekpZ] 2019
dsfofovk ¼fo|qr fofu;e dk ØkWl ckMZj O;kikj½] 2019
la-13@2@7@2015&ih,e@dsfofovk.—dsUnzh; fo|qr fofu;ked vk;ksx] fo|qr vf/kfu;e] 2003 ¼2003 dk 36½
dh /kkjk 66 ds lkFk ifBr /kkjk 178 ds mica/kksa vkSj fo|qr ea=ky; Hkkjr ljdkj }kjk tkjh fd, x, fo|qr ds vk;kr vkSj
fu;kZr lac/a kh ekxZn'kZd fl)kUrksa ds vuqlkj] fuEufyf[kr fofu;e cukrk gS%
v/;k;&1
izkjafHkd
1. laf{kIr uke rFkk izkjaHk
(1) bu fofu;eksa dk laf{kIr uke dsUnzh; fo|qr fofu;ked vk;ksx ¼fo|qr dk ØkWl ckWMZj O;kikj½ fofu;e] 2019 gSA
(2) ;g fofu;e jkti= esa vf/klwpuk dh rkjh[k ls izoR` r gksx
a sA
2. ifjHkk"kk,a vkSj fuoZpu
(1) bu fofu;eksa es]a tc rd fd lanHkZ ls] vU;Fkk visf{kr u gks:
¼d½ ^vf/kfu;e* ls fo|qr vf/kfu;e] 2003 dh /kkjk 79 ¼2003 dk 36½ vfHkizsr gS;
¼[k½ Vkbe CykWd esa ^OkkLrfod fudklh* ls buVjQsl ehVjksa ls ifjekfir Øsrk bdkbZ }kjk vfHkizkIr fo|qr vfHkizsr
gS;
¼x½ Vkbe CykWd esa ‘okLrfod var%{ksi.k’ ls buVjQsl ehVjksa }kjk ifjekfir foØ; bdkbZ }kjk var%{ksfir fo|qr
vfHkizsr gS;
¼?k½ ‘igqap cSad xkjaVh ;k ,chth’ ls ,slh cSd
a xkjaVh vfHkizsr gS ftls vkosnd dks fo|qr ds ØkWl ckMZj O;kikj ds
fy, Hkkjrh; fxzM esa nh?kZdkfyd igqp
a dh ekax djrs le; izLrqr djuk visf{kr gksxk vkSj blesa vkosnd }kjk izLrqr
2438 GI/2019 (1)
2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

fd, tkus ds fy, visf{kr cSd a xkjaVh Hkh lfEefyr gksxh ;fn Hkkjr esa ikjs"k.k ç.kkyh dh vfHko`f) ds fy,
nh?kZdkfyd igqp
a iznku djuk visf{kr gS;
¼³½ ‘vkosnd’ ls iM+kslh ns'k esa vofLFkr ,slh bdkbZ vfHkizsr gS ftls bu fofu;eksa esa ;FkkifjHkkf"kr lgHkkfxrk djus
okyh bdkbZ ds :Ik esa ekU;rk nh xbZ gS;
¼p½ ‘miyC/k ikjs"k.k {kerk* ;k *,Vhlh’ ls] usVodZ lqj{kk dks /;ku esa j[krs gq,] fofufnZ"V fn'kk esa ØkWl ckMZj
laO;ogkjksa ¼nh?kZdkfyd igqp
a ] e/;dkfyd fuckZ/k igqpa vkSj vYidkfyd fuckZ/k igqp a ds ek/;e ls½ vuqlp
w hdj.k ds
fy, miyC/k varj fu;a=.k {ks= ikjs"k.k ç.kkyh ds] esxkokV es]a varj.k {kerk vfHkizsr gS;
¼N½ ‘Ø; bdkbZ’ ls ,slh bdkbZ vfHkizsr gS ftls nh?kZdkfyd igqpa ;k e/;dkfyd fuckZ/k igqp
a ;k vYidkfyd fuckZ/k
igqp
a iznku dh xbZ gS vkSj tks bu fofu;eksa ds vuqlkj fo|qr dk Ø; dj jgh gS;
¼t½ ‘dsUnzh; fo|qr izkf/kdj.k’ ;k ‘lhbZ,’ ls vf/kfu;e dh /kkjk 70 dh mi/kkjk 1 esa fufnZ"V izkf/kdj.k vfHkizsr gS;
¼>½ ‘dsUnzh; ikjs"k.k mi;ksfxrk’ ;k ‘lhVh;w’ ls vf/kfu;e dh /kkjk 2 dh mi/kkjk ¼10½ esa ;FkkifjHkkf"kr dsUnzh;
ikjs"k.k mi;ksfxrk vfHkizsr gS;
¼´½ ^vk;ksx* ;k ^dssfofovk* ls vf/kfu;e dh /kkjk 76 dh mi/kkjk ¼1½ esa fufnZ"V dsUnzh; fo|qr fofu;ked vk;ksx
vfHkizsr gS;
¼V½ ^l{ke izkf/kdkjh* ls iM+kslh ns'k dk izkf/kdkjh vfHkizsr gS ftlds ikl Hkkjr ds lkFk fo|qr ds ØkWl ckMZj O;kikj
ls lacfa /kr ekeyksa ij vuqeksnu ¼vuqeksnuks½a iznku djus dh 'kfDr fufgr gS(
¼B½ ^la;kstu djkj* ls fo|qr ds ØkWl ckMZj O;kikj ds nkSjku Hkkjrh; fxzM ls la;kstu dh rduhdh 'krksaZ dks
ifjHkkf"kr djus okyk djkj vfHkizsr gS;
¼M½ ^la;kstdrk* ls fo|qr ds ØkWl ckMZj O;kikj ds ç;kstu ds fy, Hkkjrh; fxzM ls lac) fLFkfr vfHkizsr gS;
¼<½ ^la;kstdrk fofu;e* ls le;&le; ij ;Fkkla'kksf/kr fofu;eu dsUnzh; fo|qr fofu;ked vk;ksx ¼varjjkfT;d
ikjs"k.k esa la;kstdrk] nh?kZdkfyd igqp
a vkSj e/;dkfyd fuckZ/k igqp
a iznku djuk vkSj lac) ekeys½ fofu;e] 2009
;k mldh iqu% vf/kfu;fer vfHkizsr gS;
¼.k½ ^lafonk fu"iknu xkjaVh* ls ikjs"k.k lsok djkj ds vuqlkj nh?kZdkfyd ikjs"k.k xzkgdksa dks ikjs"k.k lsok iznkrk
}kjk izLrqr vizfrlagk;Z] fcuk 'krZ vkSj ifjØkeh cSd
a xkjaVh vfHkizsr gS;
¼r½ ^fu;a=.k {ks=* ls varj la;kstu ¼VkbZe ykbu½] ehVfjax vkSj VsyhehVjh }kjk ,slh vkc) fo|qr ç.kkyh vfHkizsr gS
tks vU; {ks=ksa ds lkFk tc dHkh ,slk djuk visf{kr gks var%ifjorZu vuqlp w h ds j[kj[kko ds fy, {ks= ds vanj
mRiknu vkSj@;k Hkkj dks fu;af=r djrh gS vkSj ledkfyd :Ik esa izpkyu dk;Z ç.kkyh ds fÝDosalh fofu;e esa
;ksxnku djrh gSA Hkkjrh; fxzM ds lkFk varjla;ksftr izR;sd iM+kslh ns'k i`Fkd fu;a=.k {ks= ds :Ik esa ekuk tk,xk;
¼Fk½ ^fo|qr ds ØkWl ckMZj O;kikj* ls Hkkjr vkSj fdlh iM+kslh jkT;ksa ds chp fo|qr ds vk;kr ;k fu;kZr esa
varZofyr laO;ogkj vfHkizsr gS vkSj blesa f=i{kh; djkjksa ds vuqlkj iM+kslh ns'kksa esa varoZfyr Hkkjr ds ckgj laO;ogkj
Hkh 'kkfey gksx
a ;s
¼n½ ^Økl ckMZj xzkgd* ls ,slk O;fDr vfHkizsr gS ftls bu fofu;eksa ds vuqlkj fo|qr ds ØkWl ckMZj O;kikj ds
fy, ;FkkfLFkfr] nh?kZdkfyd igqp
a ;k e/;dkfyd fuckZ/k igqp
a ;k vYidkfyd fuckZ/k igqp
a iznku dh xbZ gS;
¼/k½ ^ØkWl ckMZj ikjs"k.k fyad* ;k ^lhchVh,y* ls iM+kslh ns'k ds iwfyax LVs'ku rd] ftls fdlh iM+kslh ns'kksa ds
ikjs"k.k ;kstuk ,tsalh ls ijke'kZ djrs gq, inkfHkfgr izkf/kdkjh }kjk fofufnZ"V fd;k tk,] Hkkjr ds Hkhrj iwfyax
LVs'ku ls ikjs"k.k fyad vfHkizsr gS vkSj blesa Hkkjrh; fxzM ls lac) gksus okys iM+kslh ns'k ds jkT; {ks= ds Hkhrj fLFkr
mRiknu dsUnz ls lefiZr ikjs"k.k ykbu Hkh 'kkfey gksxh;
¼u½ ^MkVk vf/kxzg.k ç.kkyh* ;k ^Mh,,l* ls fo'ks"k LFkku ij fjys] midj.kksa ç.kkyh iSjkehVjksa ds le; ls izpkyu
ds Øe dks vfHkfyf[kr djus ds fy, fMtkbu dh xbZ ;qfDr vfHkizsr gS;
¼i½ ^lefiZr ikjs"k.k ç.kkyh* ls Hkkjrh; fxzM esa fofufnZ"V LFkku ds fy, iM+kslh ns'k esa vofLFkr mRiknu dsUnz ls
fo|qr ikjs"k.k djus ds fy, lgHkkxh bdkbZ }kjk fodflr ikjs"k.k ç.kkyh vfHkiszr gS;
¼Q½ ^inkfHkfgr izkf/kdj.k* ;k ^Mh,* ls ekxZn'kZd fl)karksa ds vuqlkj] fo|qr ea=ky; Hkkjr ljdkj }kjk inkfHkfgr
izkf/kdkjh vfHkizsr gS;
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 3

¼c½ foØsrk ds fy, VkbeCykd esa ^fopyu* ls bldk dqy okLrfod var{ksi.k ?kVk bldk dqy vuqlwfpr var%{ksi.k
vfHkizsr gS vkSj Øsrk ds fy, bldk dqy vuqlfw pr fudklh ?kVk bldk dqy okLrfod fudklh vfHkizsr gS vkSj bls
varjla;kstu LFkku ij laxf.kr fd;k tk,xk;
¼Hk½ ^Mh,l,e fofu;e* ls] le;&le; ij] ;Fkkla'kksf/kr dsUnzh; fo|qr fofu;ked vk;ksx ¼fopyu O;oLFkkiu ra=
vkSj lac) ekeys½ fofu;e] 2014 ;k mldh dksbZ i'pkr~orhZ iqu% vf/kfu;fefr vfHkizsr gS;
¼e½ ^bdkbZ* ls] Hkkjr ds ;k fdlh iM+kslh ns'kksa dh ,slh daiuh ;k izkf/kdj.k ;k cksMZ ;k Lok;Rr fudk;] dkiksZjsV ;k
U;kf;d O;fDr vfHkizsr gS tks fo|qr ds ØkWl ckMZj O;kikj esa lgHkkfxrk dk izLrko djrk gS;
¼;½ ^fxzM dksM* ls] le;&le; ij] ;Fkkla'kksf/kr dsUnzh; fo|qr fofu;ked vk;ksx ¼Hkkjrh; fo|qr fxzM dksM½
fofu;e] 2010 ;k mldh iqu%vf/kfu;fefr vfHkizsr gS;
¼dd½ ^ekxZn'kZd fl)kar* ls le;&le; ij] fo|qr ea=ky;] Hkkjr ljdkj }kjk tkjh fd, x, fo|qr ds ØkWl
ckMZj O;kikj ;k vk;kr@fu;kZr ¼ØkWl ckMZj½ lac/a kh ekxZn'kZd fl)kar vfHkizsr gS;
¼[k[k½ ^Hkkjrh; fxzM* ls] ;FkkfLFkfr] varjjkfT;d ikjs"k.k ç.kkyh ¼vkbZ,lVh,l½ ;k var%jkfT;d ikjs"k.k ç.kyh
¼bu&,lVh,l½ ;k nksuks]a vfHkizsr gS;
¼xx½ ^baVjQsl ehVj* ls] le; le; ij] ;Fkkla'kksf/kr dsUnzh; fo|qr izkf/kdj.k ¼ehVjksa dk LFkkiu vkSj izpkyu½
fofu;e] 2006 ds vuqlkj fo'ks"k ÅtkZ ehVj vfHkizsr gS;
¼?k?k½ ^varj&jkfT;d ikjs"k.k ç.kkyh* vkSj ^*var%jkfT;d ikjs"k.k ç.kkyh* dk ogh vFkZ gksxk tks Øe'k%
vf/kfu;e dh /kkjk 2 dh mi/kkjk ¼36½ vkSj ¼37½ esa gS;
¼³³½ ^varjlac) IokbaV* ls Hkkjr vkSj fdlh iM+kslh jkT; ds chp fo|qr ds ØkWl ckMZj O;kikj dh vof/k esa fo|qr
dh vuqlp w hdj.k] ehVfjax] ys[kkadu vkSj fcfyax ds ç;kstu ds fy, Hkkjr ds {ks= ds Hkhrj vofLFkr varjlac) dk
LFkku vfHkizsr gS;
¼pp½ ^nh?kZdkfyd igqap* ls 7 o"kZ ;k mlls vf/kd dh vof/k ds fy, Hkkjr dh varjjkfT;d ikjs"k.k ç.kkyh ds
mi;ksx dk vf/kdkj vfHkizrs gS;
¼NN½ ^nh?kZdkfyd fo|qr Ø; djkj* ls 7 o"kZ ;k mlls vf/kd dh vof/k ds fy, fo|qr Ø; djkj vfHkizsr gS;
¼tt½ ^e/;dkfyd fuckZ/k igqap* ls rhu ekl ls vf/kd fdUrq 5 o"kksaZ ls vuf/kd vof/k ds fy, Hkkjr dh
varjjkfT;d ikjs"k.k ç.kkyh ds mi;ksx dk vf/kdkj vfHkizsr gS;
¼>>½ ^e/;dkfyd fo|qr Ø; djkj* ls ,d o"kZ ls vf/kd fdUrq 5 o"kZ ls vuf/kd vof/k ds fy, fo|qr Ø; djkj
vfHkizsr gS;
¼´´½ ^jk"Vªh; Hkkj izs"k.k dsUnz* ;k ^,u,yMhlh* ls vf/kfu;e dh /kkjk 2 dh mi/kkjk ¼45½ ds v/khu LFkkfir dsUnz
vfHkizsr gS;
¼VV½ Hkkjr ds jkT; {ks= ds Hkhrj ^fuckZ/k igqap* dk ogh vFkZ gksxk tks vf/kfu;e dh /kkjk 2 dh mi/kkjk ¼47½ ds
v/khu ;Fkk ifjHkkf"kr gS;
¼BB½ ^lgHkkfxrk bdkbZ* ls Hkkjr vkSj fdlh iM+kslh ns'kksa ds chp fo|qr ds ØkWl ckMZj O;kikj ds ç;kstu ds fy,
inkfHkfgr izkf/kdkjh }kjk vuqeksfnr bdkbZ ;k ,slh dksbZ vU; bdkbZ vfHkizsr gS ftls Hkkjr ljdkj vkSj fdlh iM+kslh
ns'kksa dh ljdkj ds chp f}i{kh; djkj ds ek/;e ls fo|qr ds vk;kr ;k fu;kZr ds fy, Hkkjr ljdkj }kjk inkfHkfgr
fd;k x;k gS(
¼MM½ ^IokbaV vkQ dusD'ku izHkkj* ;k ^*ihvkslh izHkkj* ls] le;&le; ij ;Fkkla'kksf/kr] dsUnzh; fo|qr
fofu;ked vk;ksx ¼varjjkfT;d ikjs"k.k izHkkjksa dh Hkkxhnkjh½ fofu;e] 2010 ds v/khu ;FkkfofuZ"V IokbaV vkQ dusD'ku
izHkkfjr djus okyh i)fr dk ç;ksx djrs gq,] vo/kkfjr uksMy ;k vapy izHkkj vfHkizsr gS;
¼<<½ ^iwfyax LVs'ku* ls mlh ;k fofHkUu oksYVst dh nks ;k mlls vf/kd ikjs"k.k ykbuksa dk bUVjQsl djus okys
midsUnz vfHkizsr gS;
¼.k.k½ ^fo|qr cktkj fofu;e* ls] le;&le; ij] ;Fkkla'kksf/kr dsUnzh; fo|qr fofu;ked vk;ksx ¼fo|qr cktkj½
fofu;e] 2010 ;k mldh dksbZ iqu% vf/kfu;fefr vfHkizrs gS;
¼rr½ ^izknsf'kd fo|qr lfefr* ;k ^vkjihlh* ls] vf/kfu;e dh /kkjk 2 dh mi/kkjk ¼55½ esa ;FkkifjHkkf"kr lfefr
vfHkizsr gS;
4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

¼FkFk½ fdlh le; ;k Vkbe CYkkWd ¼CykWdks½a ds fy, ^vuqlwfpr fudklh* ls lacfa /kr ç.kkyh izpkyd }kjk nh xbZ
esxkokV ;k esxkokV ?k.Vs esa fudklh dh vuqlp
w h vfHkizsr gS;
¼nn½ fdlh le; ij ;k Vkbe CykWd ¼CykWdks½a ds fy, ^vuqlwfpr mRiknu* ls lacfa /kr ç.kkyh izpkyd }kjk nh xbZ
esxkokV ;k esxkokV ?k.Vs esa mRiknu dh vuqlp
w h vfHkizsr gS;
¼/k/k½ ^foØ; bdkbZ^ ls ,slh bdkbZ vfHkizsr gS ftls nh?kZdkfyd igqp a ;k e/;dkfyd fuckZ/k igqp
a ;k vYidkfyd
fuckZ/k igqp
a iznku dh xbZ gS vkSj tks bu fofu;eksa ds vuqlkj fo|qr dk foØ; dj jgh gS;
¼uu½ ^O;oLFkkiu uksMy ,tsalh* ;k ^,l,u,* ls fxzM izpkyu ls lacfa /kr izHkkjksa ds fuiVku ds fy, izR;sd iM+kslh
ns'k ds fy, fo|qr ea=ky; Hkkjr ljdkj }kjk ;Fkkvf/klwfpr uksMy ,taslh vfHkizsr gS;
¼ii½ ^'ks;fjax fofu;e* ls le; le; ls ;Fkkla'kksf/kr dsUnzh; fo|qr fofu;ked vk;ksx ¼varjkfT;d ikjs"k.k izHkkjksa
vkSj gkfu;ksa dh 'ks;fjax½ fofu;e] 2010 ;g mldk iqu% vf/kfu;eu vfHkizsr gS ;
¼QQ½ ^vYidkfyd fuckZ/k igqap* ls ,d le; ij ,d ekl rd dh vof/k ds fy, fuckZ/k igqp
a vfHkizsr gS;
¼cc½ ^vYidkfyd fuckZ/k igqap fofu;e* ls le; le; ij ;Fkkla'kksf/kr dsUnzh; fo|qr fofu;ked vk;ksx
¼varjjkfT;d ikjs"k.k esa fuckZ/k igqp
a ½ fofu;e] 2008 vkSj mldk iqu% vf/kfu;eu vfHkizsr gS;
¼HkHk½ ^vYidkfyd fo|qr Ø; djkj* ls ,d o"kZ ls de dh vof/k ds fy, fo|qr Ø; djkj vfHkizsr gS;
¼ee½ ^ç.kkyh izpkyd* ls ,slh bdkbZ vfHkizsr gS tks fuEufyf[kr eq[; ÑR;ksa dk fuoZgu djsxh:
(i) vf/kfu;e ds mica/kksa ds vuqlkj fofufnZ"V fxzM ekudksa ds vuqlkj Økl ckMZj ikjs"k.k fyad esa fo|qr dk
vuqlpw hdj.k vkSj iz"s k.kA
(ii) lacfa /kr iM+kslh ns'k ds lkFk Økl ckMZj ikjs"k.k fyad ds izpkyu vkSj fxzM lqj{kk dh ekWfuVfjaxA
(iii) varj&izknsf'kd vkSj@;k ØkWl ckMZj ikjs"k.k fyad ij ,slk i;Zo{s k.k vkSj fua;=.k] tks lacfa /kr iM+kslh ns'k
esa ç.kkyh izpkyu ds fy, mRrjnk;h ,tsalh ds lkFk leUo;u esa fo|qr ç.kkyh dh fLFkjrk dks lqfuf'pr
djus ds fy, visf{kr gksA
(iv) dksbZ ,sls vU; ÑR;] tks vk;ksx }kjk fxzM lqj{kk ds fgr esa fufnZ"V fd, tk,A
¼;;½ ^le; CykWd^ ls 15 feuV ;k ,slh dksbZ vU; vof/k vfHkizsr gS ftls fnu ds 00%00 ?k.Vs ij vkjaHk djrs gq,]
izFke Vkbe CykWd ds lkFk fo'ks"k ÅtkZ ehVjksa }kjk ek=k vkSj fofufnZ"V iSjkehVjksa dh fjdkWfMZx
a ds fy, vk;ksx }kjk
fofufnZ"V fd;k tk,;
¼jj½ ^dqy varj.k {kerk^ ;k ^VhVhlh^ ls ,slh fo|qr ÅtkZ vfHkizsr gS ftls [kjkc izR;; vkdfLedrk dh
iqujko`fRr ds izHkko ij fopkj djrs gq,] izpkyu fLFkfr;ksa ds v/khu varj fu;a=.k {ks= ikjs"k.k ç.kkfy;ksa ij fo'oluh;
:Ik ls LFkkukarfjr fd;k tk ldrk gS;
¼yy½ ^ikjs"k.k ;kstuk ,tsalh^ ;k ^Vhih,^ ls bu fofu;eksa ds fofu;e 4 ¼2½ ds v/khu ;FkkfofufnZ"V Hkkjr ;k
iM+kslh ns'k ds fy, ;kstuk ,tsalh vfHkizsr gS;
¼oo½ ^ikjs"k.k fo'oluh;rk ekftZu^ ;k ^Vhvkj,e^ ls ç.kkyh fLFkfr;ksa esa vfuf'prrkvksa ds mfpr jst
a ds varxZr
Økl ckMZj ikjs"k.k fyad ds lqjf{kr izpkyu dks lqfuf'pr djus ds fy, dqy varj.k {kerk esa lfEefyr fd;k x;k
ekftZu vfHkizsr gS;
(2) bu fofu;eksa esa ç;qDr 'kCnksa vkSj vfHkO;fDr;ksa tks buesa ifjHkkf"kr ugha gSa fdUrq vf/kfu;e ;k la;kstdrk fofu;eksa ;k
,lVhvks fofu;eksa ;k fxzMdksM ;k vk;ksx }kjk fofufnZ"V dksbZ vU; fofu;eksa esa ifjHkkf"kr gS tc rd fd lanHkZ ls
vU;Fkk visf{kr u gks] dk ogh vFkZ gksxk tks vf/kfu;e ;k la;kstdrk fofu;e ;k ,lVhvks, fofu;e ;k fxzMdksM ;k
le;&le; ij vk;ksx }kjk fofufnZ"V dksbZ vU; fofu;e esa gSA
v/;k;&2
lkekU; mica/k
3. dk;Z {ks=
(1) ;s fofu;e Hkkjr esa vkSj iM+kslh ns'kksa esa lgHkkfxrk djus okyh ,slh bdkb;ksa dks ykxw gksx
a s tks Hkkjr esa fo|qr ds
Økl ckMZj O;kikj esa yxs gq, gS%a
ijarq ;g fd Hkkjr esa fLFkr ,slh bdkb;ka] tks Hkkjr rFkk fdlh iM+kslh ns'kksa ds chp fo|qr ds Økl ckMZj O;kikj ds
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 5

nkSjku Hkkjrh; fxzM ds fy, la;kstdrk ;k nh?kZdkfyd igqp a ;k e/;dkfyd fuckZ/k igqp a ;k vYidkfyd fuckZ/k
igqpa pkgrs gS]a la;kstdrk fofu;eksa vkSj ,lVhvks, fofu;eksa }kjk 'kkflr fujarj gksaxAs
(2) Hkkjr vkSj iM+kslh ns'k ¼ns'kks½a ds chp fo|qr ds ØkWl ckMZj O;kikj lacfa /kr ns'k ¼ns'kks½a esa vfHkHkkoh dkuwuksa ds mica/kksa
ds lqlx a r Hkkjr vkSj iM+kslh ¼ns'kks½a ds chp gLrk{kfjr djkjksa ds lai.w kZ ÝseodZ ds v/khu Hkkjrh; bdkbZ ¼bdkb;ks½a
rFkk iM+kslh ns'k ¼ns'kks½a ds chp ikjLifjd djkjksa ds ek/;e ls@vuqKkr fd;k tk,xk ftlesa fuEufyf[kr 'kkfey
gksx
a :s
(i) nks ns'kksa ds chp f}i{kh; djkjksa ds ek/;e ls;
(ii) cksyh ds ek/;e ls( ;k
(iii) bdkb;kssa ds chp ikjLifjd djkjksa ds ek/;e ls( ;k %
ijarq ;g fd f=i{kh; djkjksa dh n'kk es]a lai.w kZ Hkkjr esa fo|qr ds ØkWl ckMZj O;kikj dks Hkkjr ljdkj rFkk
lgHkkfxrk djus okyh bdkb;ksa ls lacfa /kr iM+kslh ns'kksa dh ljdkjksa ds chp gLrk{kfjr f}i{kh; djkjksa ds lai.w kZ
ÝseodksaZ ds v/khu vuqKkr fd;k tk,xkA
(3) bu fofu;eksa ds mica/kksa ds v/khu jgrs gq,] bu fofu;eksa ds izoR` r gksus dh rkjh[k ls iwo]Z fdlh djkj ds v/khu
iM+kslh ns'k ¼ns'kks½a ds lkFk fo|qr ds ØkWl ckMZj O;kikj ds fy, fd, x, ;k fy, x, ;k dh xbZ fdlh dkjZokbZ dks
bu fofu;eksa ds mica/kksa ds v/khu fd;k x;k ;k fy;k x;k le>k tk,xk vkSj mDr djkjksa dh le; vof/k lekIr
gksus rd tkjh j[kk tk,xkA
4. lkaLFkkfud ÝseodZ
(1) fo|qr ea=ky; Hkkjr ljdkj }kjk fu;qDr inkfHkfgr izkf/kdkjh vuqeksnu dh izfØ;k dks lqdqj cukus vkSj fo|qr ds
vk;kr rFkk fu;kZr ds fy, izfØ;k vf/kdfFkr djus ds fy, mRrjnk;h gksxkA inkfHkfgr izkf/kdkjh ekxZn'kZd
fl)kUrksa esa of.kZr lHkh ç;kstuksa ds fy, lacfa /kr iM+kslh ns'k }kjk inkfHkfgr fdlh Hkh izkf/kdkjh ds lkFk leUo;
djsxkA
(2) ikjs"k.k ;kstuk ,tsalh] fo|qr ds ØkWl ckMZj O;kikj dks lqdqj cukus ds ç;kstu ds fy, ikjs"k.k ç.kkyh dh ;kstuk ds
fy, mRrjnk;h gksxh vkSj tgka Hkh vko';d gks] lacaf/kr iM+kslh ns'k dh ikjs"k.k ;kstuk ,tsl a h ds lkFk leUo;
djsxkA Hkkjr ds fy, bl dk;Z dk fuogZu inkfHkfgr izkf/kdkjh }kjk fd;k tk,xkA
(3) O;oLFkkiu uksMy ,tsalh fo|qr ds ØkWl ckMZj O;kikj ds nkSjku] fof'"Vr;k] ns'k ds lkFk laO;ogkjksa ls lac) fopyu
,oa vU; izHkkjksa ds fy, izHkkj] izpkyu izHkkjksa lfgr fxzM izpkyuksa ls lacfa /kr lHkh izHkkjksa dks fuiVkus ds fy,
mRrjnk;h gksxhA O;oLFkkiu uksMy ,tsalh fdlh iM+kslh ns'k ds lkFk la;kstdrk okys {ks= ds iwy [kkrs esa rRLFkkuh
izHkkjksa ds fuiVku vkSj Hkqxrku ds fy, fopyu iwy] fj,fDVo ÅtkZ iwy rFkk vU; fofu;ked iwyksa dk lnL; gksxkA
(4) jk"Vªh; Hkkj iz"s k.k dsUnz Hkkjr rFkk iM+kslh ns'kksa ds chp fo|qr ds ØkWl ckMZj O;kikj ds fy, ç.kkyh izpkyd ds :Ik
esa dk;Z djsxk vkSj 'ks;fjax fofu;eksa ds vuqlkj vYidkfyd fuckZ/k igqp a iznku djus ds fy, rFkk vYidkfyd
fuckZ/k igqp
a laO;gkjksa ds fy, ikjs"k.k izHkkjksa ds fcfyax] olwyh ,oa laforj.k ds fy, mRrjnk;h gksxkA
(5) dsUnzh; ikjs"k.k mi;ksfxrk Hkkjr vkSj iM+kslh jkT;ksa ds chp fo|qr ds ØkWl ckMZj O;kikj dh ckcr nh?kZdkfyd igqp a
vkSj e/;dkfyd fuckZ/k igqp a iznku djus ds fy, vkSj 'ks;fjax fofu;eksa ds vuqlkj] ikjs"k.k izHkkjksa dh fcfyax] olwyh
vkSj laforj.k ds fy, mRrjnk;h gksxhA
5. VSfjQ vo/kkj.k
(1) Hkkjrh; bdkb;ksa }kjk fo|qr ds vk;kr ds fy, VSfjQ dk vo/kkj.k vf/kfu;e dh /kkjk 3 ds v/khu le;&le; ij
vf/klwfpr VSfjQ uhfr ds vuqlkj izfrLi/kkZRed cksyh dh izfØ;k ds ek/;e ls ;k Hkkjrh; fxzM ds ek/;e ls fo|qr dh
ikjs"k.k ;k fcfyax ds fy, ykxw izHkkjksa ds Hkqxrku ds v/khu jgrs gq,] Hkkjr rFkk iM+kslh ns'k ¼ns'kks½a ds chp gLrk{kfjr
djkjksa ds lai.w kZ ÝseodZ ds v/khu lacaf/kr iM+sklh ns'k dh Ø; Hkkjrh; bdkbZ vkSj foØ; bdkbZ ds chp ikjLifjd
djkj ds ek/;e ls fd;k tk,xk %
ijarq ;g fd fdlh iM+kslh ns'kksa esa vofLFkr gkbMªks mRiknu ifj;kstukvksa ls fo|qr ds vk;kr dh n'kk es]a mldk
VSfjQ vk;ksx }kjk] le;&le; ij] vf/klwfpr VSfjQ fofu;eksa esa fofufnZ"V iSjkehVjksa ds vuqlkj vo/kkfjr fd;k
tk,xk] ;fn gkbMªks mRiknd iM+kslh ns'k dh ljdkj ds ek/;e ls] vk;ksx dks laidZ djrk gS vkSj Øsrk Hkkjrh; bdkbZ
¼bdkb;ks½a blls lger gksrh gaSA
(2) nh?kZdkfyd ;k e/;dkfyd ;k vYidkfyd djkjksa ds ek/;e ls Hkkjrh; bdkb;ksa }kjk iM+kslh ns'k dh bdkb;ksa dks
fo|qr ds fu;kZr ds fy, VSfjQ] Hkkjrh; fxzM ds ek/;e ls fo|qr dh ikjs"k.k ;k fcfyax ds fy, ykxw izHkkjksa ds
6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

Hkqxrku ds v/khu jgrs gq,] Hkkjr rFkk iM+kslh ns'kksa ds chp gLrk{kfjr djkjksa dks lai.w kZ ÝseodZ ds v/khu ikjLifjd
:i ls r; fd;k tk ldsxk ;k rks izfrLi/kkZRed cksyh ds ek/;e ls r; fd;k tk,xkA
(3) tgka fo|qr ds vk;kr vkSj fu;kZr ds fy, VSfjQ] nks ns'kksa dh lgHkkfxrk bdkb;ksa dks 'kkfey djrs gq, Hkkjr ljdkj
vkSj fdlh iM+kslh ns'k dh ljdkj ds chp ikjLifjd :Ik ls r; gksrk gS] rks og vafre gksxk %
ijarq ;g fd ljdkjh Lrj ij] ftlesa varj&ljdkjh djkj Hkh gS] ckrphr }kjk igys gh vo/kkfjr fo|qr ds vk;kr
rFkk fu;kZr ds fy, VSfjQ djkj dh lekfIr rd ljdkjh Lrj ij ckrphr ds ek/;e ls fujarj vo/kkfjr jgsxk ;k
tSlk nks ljdkjksa }kjk fofuf'pr fd;k tk,] ftlesa izfrLi/kkZRed cksyh ds ek/;e ls VSfjQ dk vo/kkj.k Hkh 'kkfey gS
%
ijarq ;g fd djkj dh vof/k lekIr gks tkus ij] ;fn bls vkxs ugha c<+k;k tkrk] rks VSfjQ izfrLi/kkZRed dh cksyh
dh izfØ;k ;k ikjLifjd djkjksa ;k ljdkj nj ljdkj ckrphr ds ek/;e ls vo/kkfjr fd;k tk ldsxkA
(4) Hkkjrh; lhek rd Hkkjr ds Hkhrj iwfyax LVs'ku ls Økl ckMZj ikjs"k.k fyad ds fy, VSfjQ dk vo/kkj.k izfrLi/kkZRed
cksyh dh izfØ;k ds ek/;e ls ;k ljdkj nj ljdkj ckrphr ds ek/;e ls ;k vk;ksx }kjk fd;k tk ldsxkA
6. Hkkjrh; ikoj ,Dlpsatksa ds ek/;e ls O;kikj
Hkkjr dk dksbZ Hkh fo|qr O;kikj vuqKfIr/kkjh] inkfHkfgr izkf/kdkjh ls vuqeksnu vfHkizkIr djus ds i'pkr] vk;ksx ds
ykxw fofu;eksa ds vuqikyu ds v/;/khu vuqeksnu esa ;Fkk micaf/kr fofufnZ"V ek=k ds fy, iM+kslh ns'k dh fdlh lgHkkxh
bdkbZ dh vksj ls Hkkjrh; ikoj ,Dlpsta ksa esa O;kikj dj ldrk gSA
v/;k;&3
ikjs"k.k ;kstuk] la;kstdrk vkSj igqap
7. Økl ckMZj ikjs"k.k fyad dh ;kstuk vkSj dk;kZUo;u
(1) Hkkjr vkSj fdlh iM+kslh ns'k ds chp Økl ckMZj ikjs"k.k fyad dh ;kstuk Hkkjr vkSj iM+kslh ns'k ds chp fo|qr
O;kikj ds fy, Hkkoh vko';drkvksa dks /;ku esa j[krs gq,] lacfa /kr ljdkjksa ds vuqeksnu ls nks ns'kksa dh ikjs"k.k
;kstuk ,tsfa l;kas }kjk la;qDr :Ik ls cukbZ tk,xhA
(2) Hkkjrh; lhek rd Hkkjr ds Hkhrj iwafyx LVs'ku vkSj dk;kZUo;u vfHkdj.k ds chp Økl ckMZj ikjs"k.k fyad ds
dk;kZUo;u dh jhfr Hkkjr ljdkj }kjk fofuf'pr dh tk,xh %
ijarq ;g fd ,slh Hkkxhnkjh bdkbZ] ftldk iM+kslh ns'k esa mRiknu dsUnz vofLFkr gS] lacfa /kr ns'kksa ls lHkh vko';d
vuqeksnu vfHkizkIr djus ds i'pkr~ viuh ykxr ij mRiknu dsUnz ls Hkkjr ds Hkhrj iwfyax LVs'ku rd esa lefiZr
ikjs"k.k ç.kkyh dks fodflr] mldk izpkyu vkSj j[kj[kko dj ldsxkA
(3) Hkkjr dh ikjs"k.k ;kstuk ,tsalh iM+kslh ns'k dh ikjs"k.k ;kstuk vfHkdj.k ds lkFk ijke'kZ djds fo|qr ds Økl ckMZj
O;kikj ds fy, Økl ckMZj ikjs"k.k fyad ds mi;ksx ds fy, lgHkkfxrk djus okyh bdkb;ksa dks igqp a iznku djsxhA
(4) ØkWl ckMZj ikjs"k.k fyad Hkkxhnkjh fofu;eksa ds v/khu ihvkslh izHkkjksa dk vo/kkj.k djus ds fy, ewyHkwr vkbZ,lVh,l
usVodZ dk Hkkx ugha gksxkA
(5) fofu;e 5 ds [k.M¼4½ ds fuca/kukuqlkj ;Fkkvo/kkfjr Hkkjr ds Hkhrj iwfyax LVs'ku ls Hkkjrh; lhek rd ØkWl ckMZj
ikjs"k.k fyad ¼fyadks½a ds fy, VSfjQ vkosnd¼vkosndks½a }kjk lan;
s gksxkA
8. la;kstdrk] nh?kZdkfyd igqap] e/;dkfyd fuckZ/k igqap vkSj vYidkfyd fuckZ/k igqap ds fy, lkekU; mica/k
(1) iM+kslh ns'k esa vofLFkr lgHkkfxrk bdkbZ dks i`Fkd~ vkosnuksa ds ek/;e ls] ;FkkfLFkfr] la;kstdrk ;k nh?kZdkfyd
igqp
a ;k e/;dkfyd fuckZ/k igqap ;k vYidkfyd fuckZ/k igqp a dh ekax djuk visf{kr gksxkA
(2) la;kstdrk ;k nh?kZdkfyd igqp
a ;k e/;dkfyd fuckZ/k igqpa iznku djus ds fy, vkosnu lhVh;w dks fd, tk,axs
vkSj vYidkfyd fuckZ/k igqp
a iznku djus ds fy, vkosnu bu fofu;eksa ds v/khu ,u,yMhlh dks fd, tk,axAs
(3) bu fofu;eksa esa fo'ks"k :Ik ls micaf/kr ds flok; ,lVhvks, fofu;e vkSj la;kstdrk fofu;eksa esa varfoZ"V mica/k
fo|qr ds Økl ckMZj O;kikj ds fy, lgHkkfxrk bdkb;ksa dks ;FkkifjorZu lfgr ykxw gksx
a sA
9. vkosnu Qhl
la;kstdrk] nh?kZdkfyd igqpa vkSj e/;dkfyd fuckZ/k igqp a ds fy, vkosnu Hkkjrh; #i;ksa esa vizfrns; vkosnu Qhl
ds lkFk fuEukuqlkj Hksts tk,axs vkSj os lhVh;w }kjk vf/kdfFkr jhfr vkSj uke esa izfrns; gksx
a sA
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 7

Ø- vkbZ,lVh,l ls@esa yh xbZ@var%{ksfir dh vkosnu Qhl ¼#i;s yk[k esa½


la- tkus okyh fo|qr dh ek=k
la;kstdrk@nh?kZdkfyd igqap ds e/;dkfyd fuckZ/k igqap ds
fy, fy,
1. 100 esxkokV rd 4 2
2. 100 esxkokV ls vf/kd vkSj 500 esxkkokV rd 6 4
3. 500 esxkokV ls vf/kd vkSj 1000 esxkkokV rd 12 6
4. 1000 esxkokV ls vf/kd 18 8

(2) bu fofu;eksa ds fofu;e 15 ds [k.M¼1½ ds v/khu ;FkkfofufnZ"V igqp


a cSd
a xkjaVh nh?kZdkfyd igqp
a ds fy, vkosnu
lfgr lgHkkfxrk bdkb;ksa }kjk tek dh tk,xhA
(3) vYidkfyd fuckZ/k igqp
a vkosnuksa ds fy, Qhl ,lVhvks, fofu;eksa ds v/khu tkjh dh xbZ çfØ;k ds vuqlkj
vf/k'kkflr gksxhA
10. la;kstdrk iznku djus ds fy, vkosnu
(1) Hkkjr ds Hkhrj ;k lhek ikj Økl ckMZj O;kikj ds fy, lefiZr ikjs"k.k ç.kkfy;ksa ds ek/;e ls Hkkjrh; fxzM ls tqMu+ s
okyh Hkkxhnkjh bdkbZ dks Hkkjrh; fxzM esa la;kstdrk ds fy, vkosnu djuk visf{kr gksxkA
(2) mDr [kaM ¼1½ ds v/khu ;FkkfofufnZ"V lgHkkfxrk bdkbZ Hkkjrh; fxzM esa la;kstdrk iznku djus ds fy, lhVh;w dks
vkosnu djsxhA la;kstdrk fofu;eksa ds v/khu fofufnZ"V vis{kkvkas ds vykok vkosnd fuEufyf[kr izLrqr djsxk:
¼d½ fo|qr ds Økl ckMZj O;kikj ds fy, lgHkkxh bdkbZ dh ik=rk ds lac/a k esa inkfHkfgr izkf/kdkjh ls vuqeksnu
;k varj ljdkj djkj dh izfr] tgka miyC/k gks; vkSj
¼[k½ lefiZr ikjs"k.k ç.kkyh ds dk;kZUo;u ds fy, vko';d vuqeksnu(
(3) vkosnu dh izkfIr ij] lhVh;w vkosnu ij dk;Zokgh djsxk vkSj la;kstdrk fofu;eksa ds v/khu foLr`r izfØ;k ds
vuqlkj la;kstdrk iznku djsxkA lhVh;w vkosnu ij dk;Zokgh djrs le;] iM+kslh ns'kksa dh ikjs"k.k ;kstuk
,tsalh¼,tsfa l;ks½a ls ijke'kZ vkSj leUo; djsxk vkSj dsUnzh; fo|qr izkf/kdj.k ¼fxzM esa la;kstdrk ds fy, rduhdh
ekun.M½ fofu;e] 2007 esa ;FkkfofufnZ"V vko';d varj&la;kstu v/;;u iwjk djsxkA
(4) la;kstdrk iznku djus ij] vkosnd lhVh;w ds lkFk la;kstdrk djkj ij gLrk{kj djsxk %
ijarq ;g fd ;fn la;kstdrk lhVh;w ls fHkUu varjjkfT;d ikjs"k.k vuqKfIr/kkjh dh varjjkfT;d ikjs"k.k ç.kkyh dks
iznku dh tkrh gS rks dsUnzh; fo|qr izkf/kdj.k ¼fxzM esa la;kstdrk ds fy, rduhdh ekud½ fofu;e] 2007 esa ;Fkk
micaf/kr djkj ij vkosnd] lhVh;w vkSj ,slh varjjkfT;d ikjs"k.k vuqKfIr/kkjh }kjk gLrk{kj fd;k tk,xkA
(5) vkosnd dks la;kstdrk dh LohÑfr Hkkjrh; fxzM ds lkFk fdlh ÅtkZ ds varifjorZu ds fy, ik= ugha cuk,xh tc
rd fd og fo|qr ds Økl ckMZj O;kikj ds fy, nh?kZdkfyd igqp
a ;k e/;dkfyd fuckZ/k igqp
a ;k vYidkfyd fuckZ/k
igqp
a vfHkizkIr ugha dj ysrk gSA
(6) iM+kslh ns'k esa vofLFkr vkSj Økl ckMZj ikjs"k.k fyad ds ek/;e ls Hkkjrh; fxzM ls tqMh+ lgHkkfxrk bdkbZ dks Hkkjrh;
fxzM esa la;kstdrk ds fy, vkosnu djus dh vko';drk ugha gksxhA
11. vYidkfyd fuckZ/k igqap ds fy, vkosnu
(1) Hkkjrh; fxzM esa vYidkfyd fuckZ/k igqp
a rFkk fo|qr ds Økl ckMZj O;kikj ds fy, iwjs Hkkjrh; fxzM ds fy, vkosnu
bu fofu;eksa ds v/khu ,u,yMhlh dks fd;k tk,xkA
(2) Hkkjrh; fxzM esa vYidkfyd fuckZ/k igqp a iznku djus lac/a kh ,lVhvks, fofu;eksa ds v/khu fofufnZ"V vis{kkvksa ds
vykok] vkosnd fuEufyf[kr izLrqr djsxk:
¼d½ fo|qr ds Økl ckMZj O;kikj ds fy, lgHkkxh bdkbZ dh ik=rk ds lac/a k esa inkfHkfgr izkf/kdkjh ls vuqeksnu ;k
varj Hkkjrh; djkj dh izfr] tgka miyC/k gks( vkSj
¼[k½ Økl ckMZj ikjs"k.k fyad ¼fyadks½a ds mi;ksx ds fy, Hkkjr esa inkfHkfgr izkf/kdkjh ls vkSj iM+kslh ns'k ¼ns'kks½a ds
l{ke izkf/kdkjh ls vuqeksnu] ;fn la;kstdrk lefiZr ikjs"k.k ykbuksa ds ek/;e ls ugha gSA
(3) ,u,yMhlh vkosnu ij dk;Zokgh djsxk vkSj ,lVhvks, fofu;eksa ds v/khu cukbZ xbZ çfØ;k ds vuqlj vYidkfyd
8 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

fuckZ/k igqp
a iznku djsxkA
12. nh?kZdkfyd igqap vkSj e/;dkfyd fuckZ/k igqap ds fy, vkosnu
(1) nh?kZdkfyd igqp
a ;k e/;dkfyd fuckZ/k igqp
a rFkk fo|qr ds Økl ckMZj O;kikj ds fy, lai.w kZ Hkkjrh; fxzM ds fy,
vkosnu lhVh;w dks fd;k tk,xkA
(2) Hkkjrh; fxzM esa nh?kZdkfyd igqp a ;k e/;dkfyd fuckZ/k igqp a iznku djus ds fy, la;kstdrk fofu;eksa ds v/khu
fofufnZ"V vis{kkvksa ds vykok] vkosnd fuEufyf[kr izLrqr djsxk:
¼d½ fo|qr ds Økl ckMZj O;kikj ds fy, lgHkkxh bdkbZ dh ik=rk ds lac/a k esa inkfHkfgr izkf/kdkjh ls vuqeksnu ;k
varj Hkkjrh; djkj dh izfr] tgka miyC/k gks( vkSj
¼[k½ Økl ckMZj ikjs"k.k fyad ¼fyadks½a ds mi;ksx ds fy, Hkkjr esa inkfHkfgr izkf/kdkjh ls vkSj iM+kslh ns'k ¼ns'kks½a esa
l{ke izkf/kdkjh ls vuqeksnu] ;fn la;kstdrk lefiZr ikjs"k.k ykbuksa ds ek/;e ls ugha gSA
¼x½ nh?kZdkfyd igqp
a ds fy, fofu;e 15 ds v/khu ;FkkfofufnZ"V igqp
a cSd
a xkjaVhA
(3) lhVh;w vkosnu ij dk;Zokgh djsxk vkSj blesa fofufnZ"V mica/kksa ds flok;] la;kstdrk fofu;eksa ds v/khu vf/klwfpr
foLr`r çfØ;k ds vuqlkj] ;FkkfLFkfr] nh?kZdkfyd igqp
a ;k Hkkjrh; fxzM ;k iwjs Hkkjrh; fxzM esa nh?kZdkfyd igqp
a ;k
e/;dkfyd fuckZ/k igqp
a iznku djsxkA
(4) fo|qr ds Økl ckMZj ds fy, nh?kZdkfyd igap q ;k e/;dkfyd fuckZ/k igqp a iznku djus ij vkosnd lhVh;w ds lkFk]
;FkkfLFkfr] nh?kZdkfyd fuckZ/k djkj ;k e/;dkfyd fuckZ/k igqp a djkj ij gLrk{kj djsxk ftles]a ;FkkfLFkfr]
nh?kZdkfyd igqpa ;k e/;dkfyd fuckZ/k igqp a ] ds vkajHk dh rkjh[k] Hkkjrh; fxzM esa fo|qr dk var%{ksi.k LFkku rFkk
Hkkjrh; fxzM ls fudklh LFkku varfoZ"V gksx
a s%
ijarq ;g fd ;fn nh?kZdkfyd igqpa ;k e/;dkfyd fuckZ/k igqp a lhVh;w ls fHkUu varjjkfT;d ikjs"k.k vuqKfIr/kkjh
ds varjjkfT;d ikjs"k.k ç.kkyh dks iznku dh tkrh gS rks lhVh;w vkSj ,slh varjjkfT;d ikjs"k.k vuqKfIr/kkjh djkj
ij gLrk{kj djsaxAs
(5) nh?kZdkfyd igqp
a iznku djus ds fy, ikjs"k.k ç.kkyh lao/kZu] ;fn dksbZ gS] dk dk;kZUo;u vkosnd }kjk dsoy
fofu;e 15 ds [k.M¼2½ ds v/khu fofufnZ"V igqp
a cSd
a xkjaVh izLrqr djus ds i'pkr~ gh fd;k tk,xkA
(6) tgka nks iM+kslh ns'kksa dks 'kkfey djrs gq, iwjs Hkkjr esa laO;ogkjksa ds fy, f=i{kh; djkj gLrk{kfjr fd;k tkrk gS
ogka Hkkjr ds lai.w kZ jkT; {ks= esa fo|qr ds ikjs"k.k ds fy, Hkkjr esa ikjs"k.k ç.kkyh dk lao/kZu Hkkjr ljdkj vkSj
vk;ksx ls vuqeksnu vfHkizkIr djus vkSj vkosnd }kjk fofu;e 15 ds [k.M¼2½ ds v/khu] ;FkkfofufnZ"V igqp a cSd
a
xkjaVh izLrqr djus ds i'pkr~ vkjaHk fd;k tk,xkA
13. nh?kZdkfyd igqap vkSj e/;dkfyd fuckZ/k igqap vkosnu ij dk;Zokgh djus dh le; lhek
(1) lhVh;w ekg dh vafre rkjh[k ls] ftlesa vkosnu fd;k x;k gS] 120 fnuksa ds Hkhrj Hkkjrh; fxzM esa ikjs"k.k ç.kkyh
dh lao/kZu dh vis{kk djrs gq,] bu fofu;eksa ds v/khu fd, x, nh?kZdkfyd igqp
a vkosnuksa ij dk;Zokgh djsxkA
(2) tgka ikjs"k.k ç.kkyh dh vfHko`f) visf{kr ugha gS ogka nh?kZdkfyd igqp
a vkosnu ij] ml ekg dh vafre rkjh[k ls]
ftleas vkosnu fd;k x;k gS] 90 fnuksa ds Hkhrj dk;Zokgh dh tk,xhA
(3) lhVh;w ml ekg dh vafre rkjh[k ls] ftlesa vkosnu fd;k x;k gS] 40 fnuksa ds Hkhrj bu fofu;eksa ds v/khu fd,
x, e/;dkfyd fuckZ/k igqp
a vkosnuksa ij dk;Zokgh djsxkA
14. ikjs"k.k ç.kkyh vkSj mRiknu ifj;kstukvksa esa foyac ds mipkj
(1) inkfHkfgr izkf/kdkjh fu;fer varjky ij Hkkjr ds lhVh;w] iM+kslh ns'k¼ns'kks½a dh ikjs"k.k ;kstuk ,tsl
a h¼,tsfa l;ks½a rFkk
mRiknu dsUnz ds fodkldrkZ ds ijke'kZ vkSj leUo; ls fo|qr ds Økl ckMZj O;kikj ds fy, fo|qr ds izog.k ds
fy, ikjs"k.k ç.kkyh lfgr iM+kslh ns'k esa mRiknu dsUnz] ftlesa mldh ;wfuV Hkh gS] dh izxfr dks ekWfuVj djsxkA
(2) iM+kslh ns'k] dk;kZUo;u ,tsalh¼,tsfa l;ks½a rFkk ikjs"k.k vuqKfIr/kkjh¼vuqKfIr/kkfj;ks½a esa vofLFkr mRiknu daiuh
;Fkklk/;] ,d le;&lhek esa Øe'k%] Hkkjr ds Hkhrj mRiknu dsUnz] ØkWl ckMZj ikjs"k.k fyad¼fyadks½a vkSj ikjs"k.k
ç.kkyh dks vkjaHk djus dk iz;kl djsx a As
(3) nh?kZdkfyd ikjs"k.k igqp a djkj esa r; vuqlwfpr rkjh[k ds ijs iM+kslh ns'k esa mRiknu dsUnz ;k ;wfuV¼;wfuVks½a rFkk
lgc) lefiZr ikjs"k.k iz.kkyh dks vkjaHk djus esa foyac dh n'kk es]a mRiknd nh?kZdkfyd igqp a ds izpkyuhdj.k dh
rkjh[k ls iw.kZ ikjs"k.k izHkkjksa dk lank; djus dk nk;h gksxkA
(4) Økl ckMZj ikjs"k.k fyad dks vkjaHk djus esa foyac dh n'kk es]a ;FkkfLFkfr] {kfriwfrZ ;fn fdlh mRiknu daiuh dks ;k
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 9

ikjs"k.k vuqKfIr/kkjh dks ;k nksuks]a lacfa /kr ljdkjksa }kjk fofuf'pr fd;k tk,xkA
(5) Hkkjr ds vanj ikjs"k.k ç.kkyh ds vkjaHk gksus esa ikjs"k.k vuqKfIr/kkjh }kjk viuh vuqlfw pr rkjh[k ls vkxs foyac gksus
esa vkSj mRiknu daiuh }kjk vius mRiknu dsUnz ;k mlds ;wfuV¼;wfuVks½a }kjk rS;kj gksus dh fLFkfr esa ikjs"k.k
vuqKfIr/kkjh vkjaHk dh xbZ mRiknu {kerk ds vuqikr esa mRiknu daiuh dks] ;fn lhVh;w }kjk dksbZ oSdfYid
O;oLFkk ugha dh xbZ gS] ikjs"k.k izHkkjksa dk lank; djsxk %
ijarq ;g fd ikjs"k.k vuqKfIr/kkjh }kjk mRiknu daiuh dks ikjs"k.k izHkkjksa dk Hkqxrku u djus dh n'kk es]a ,sls izHkkjksa
dh olwyh ikjs"k.k vuqKfIr/kkjh }kjk izLrqr lafonk dk;Zfu"iknu xkjaVh ls olwys tk,axs rFkk lhVh;w }kjk olwy fd,
tk,axs vkSj mRiknu daiuh dks lanÙk fd, tk,axAs
15. igqap cSad xkjaVh
(1) fo|qr ds Økl ckMZj O;kikj ds fy, nh?kZdkfyd igqp a pkgus okys vkosnd ls ekaxh xbZ nh?kZdkfyd igqp
a dh ek=k
dh rRLFkkuh 5 yk[k #i;s@esxkokV dh jde ds fy, nh?kZdkfyd igqp a ds izpkyuhdj.k dh rkjh[k ls 5 o"kksaZ ds
fy, oS/k igqp
a cSd
a xkjaVh] vkosnu ds lkFk lhVh;w dks izLrqr djus dh vis{kk dh tk,xhA
(2) ;fn nh?kZdkfyd igqp a dh LohÑfr ds fy, Hkkjr esa ikjs"k.k ç.kkyh dk lao/kZu visf{kr gS rks lhVh;w ml ekl]
ftlesa vkosnu fd;k x;k gS] dh rkjh[k ls 90 fnuksa ds Hkhrj lao/kZu dh ykxr lwfpr djsxk vkSj vkosnd lhVh;w
}kjk lao/kZu dh ykxr dh lwpuk ds ,d ekl ds Hkhrj bl izdkj ds lao/kZu dh ykxr ds lerqY; jde ds fy,
ubZ igqp
a cSda xkjaVh izLrqr djsxk%
ijarq ;g fd mDr ds vuqlj.k esa igqpa cSd
a xkjaVh dh izkfIr ij] lhVh;w [k.M 1 ds vuqlkj nh xbZ igqp
a cSd
a xkjaVh
dks okil djsxkA
(3) ,slk ØkWl ckMZj xzkgd] ftls nh?kZdkfyd igqp a iznku dh xbZ gS] lhVh;w ls laidZ dj ldrk gS vkSj ikjs"k.k
vuqKfIr/kkjh }kjk ikjs"k.k ç.kkyh ds fu"iknu ds fy, lafonk nsus ls iwoZ fuxZeu dh vuqKk esa dj ldrk gSA bl
izdkj ds lHkh vuqjks/kksa ij fopkj fd;k tk,xk vkSj vuqjks/k dh rkjh[k ls 30 fnu ds Hkhrj vkosnd dks fu.kZ;
lalfw pr fd;k tk,xk %
ijarq ;g fd tgka fuxZeu dh vuqefr ns nh tkrh gS] ogka lhVh;w ;FkkfLFkfr] [kaM ¼1½ ;k [kaM ¼2½ ds fuca/kukuqlkj]
igqp
a cSda xkjaVh ls 20 yk[k #i;s Hkquk ldrk gS vkSj Økl ckMZj xzkgd dks 'ks"k jde okil dj ldrk gSA
(4) ;fn ØkWl ckMZj xzkgd ikjs"k.k ç.kkyh ds fu"iknu ds fy, lafonk iznku djus ds ckn vkSj nh?kZdkfyd igqp a ds
izpkyuhdj.k ls iwo]Z bu fofu;eksa ds v/khu çnÙk ikjs"k.k igqp
a NksM+ nsrk gS rks lhVh;w igqp
a cSd
a xkjaVh dks
Hkquk,xkA
(5) ;fn nh?kZdkfyd ikjs"k.k igqpa djkj le; lhek ls ijs mRiknu dsUnz ds vkjaHk gksus esa foyac gksrk gS gS vkSj lac)
lefiZr ikjs"k.k ç.kkyh esa r; gS vkSj nh?kZdkfyd igqp
a dks izpkyuhÑr fd;k x;k gS rks ikjs"k.k izHkkjksa ;fn fofu;e
14 ds [k.M ¼3½ esa ;FkkiznRr mRiknd }kjk vnk ugha fd;k x;k gS dks] ;FkkfLFkfr] mls fuckZ/k igap q cSd a xkjaVh dks
Hkqukdj lhVh;w }kjk olwy fd;k tk,xkA
(6) ;fn Økl ckMZj xzkgd nh?kZdkfyd igqp a ds izpkyuhdj.k ds ckn bu fofu;eksa ds v/khu çnÙk ikjs"k.k igqp a dk
ifjR;kx djrk gS rks ;FkkfLFkfr] [kaM ¼1½ ;k [kaM ¼2½ ds fuca/kukuqlkj izLrqr igqp
a cSd
a xkjaVh dks bl fofu;e ds
[k.M ¼7½ ds v/;/khu lhVh;w }kjk Hkquk;k tk,xkA
(7) ;FkkfLFkfr] [k.M¼1½ ;k [k.M¼2½ ds vuqlkj izLrqr igap q cSda xkjaVh dh ek=k esa blds dqy ewY; ds ikaposa fgLls ds
rRLFkkuh nh?kZdkfyd igqpa ds mi;ksx ds fy, vkjaHk mRiknu daiuh ds i'pkr~ izR;sd o"kZ Øfed :Ik ls deh dh
tk,xhA izR;sd o"kZ ds iwjk gksus ij] igqp
a cSd
a xkjaVh ds ewY; dk ikapok fgLlk] pkSFks o"kZ rd izR;sd o"kZ vkosnd dks
okil fd;k tk,xk vkSj igqp a cSda xkjaVh dk ikapok fgLlk ifjR;kx izHkkjksa ds fy, izfrHkwfr ds :Ik esa nh?kZdkfyd
igqp
a ds ckjgoas o"kZ rd vo/kkfjr j[kk tk,xkA vkosnd] rnuqlkj] iqujhf{kr igqp a cSd
a xkjaVh izLrqr djsxkA
16. nh?kZdkfyd igqap dk izpkyuhdj.k
(1) fo|qr ds Økl ckMZj O;kikj ds fy, nh?kZdkfyd igqp a dk izpkyuhdj.k nh?kZdkfyd ikjs"k.k igqp a djkj esa fufnZ"V
rkjh[k ls ;k nh?kZdkfyd igqp a ds izpkyuhdj.k ds fy, ikjs"k.k ç.kkyh dh miyC/krk ls] tks Hkh gks ckn esa gks] vkSj
ikjs"k.k izHkkjksa ds Hkqxrku dh ns;rk bl rkjh[k ls vkjaHk gksxhA
(2) tgka nh?kZdkfyd igqp a dk izpkyuhdj.k] dqN ikjs"k.k ykbuksas ;k ç.kkfy;ksa ds vkjaHk gksus ij lekfJr gksa vkSj dsoy
dqN ikjs"k.k ykbusa ;k ?kVd okf.kfT;d izpkyuksa ds v/khu ?kksf"kr fd, x, gSa ogka ml lhek rd nh?kZdkfyd igqp a ]
ftls Hkkjrh; fxzM dh lqj{kk vkSj fo'oluh;rk dks izHkkfor fd, fcuk izpkyuhÑr fd;k tk ldrk gS] vuqefr nh
tk ldrh gS ftlds fy, nh?kZdkfyd ikjs"k.k igqp a xzkgd izpkyuhÑr nh?kZdkfyd igqp a dh ek=k ds fy, ikjs"k.k
izHkkjksa dks lank; djsxkA
10 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

(3) ØkWl ckMZj xzkgd] fxzM dksM ds v/khu ;Fkkvisf{kr mRiknu dsUnz ;k ikjs"k.k ç.kkyh dh okf.kfT;d izpkyu dh
?kks"k.kk ds lac/a k es]a izek.ki= izLrqr djsxkA
17. ehVfjax O;oLFkk,a
(1) bUVjQsl ehVj ¼eq[; ehVj] tkap ehVj vkSj oSdfYid ehVj½ dsUnzh; fo|qr izkf/kdj.k ¼ehVjksa dh LFkkiuk vkSj
izpkyu½ fofu;e] 2006 vkSj mlds la'kks/kuksa ds vuqlkj] Økl ckMZj ikjs"k.k fyad ds nksuksa Nksjksa ij LFkkfir fd;k
tk,xkA
(2) Økl ckMZj ikjs"k.k fyad ij fo|qr ds izokg djus ls iwo]Z nksuksa ns'kksa dh ikjs"k.k ;kstuk ,tsfa l;ka lacfa /kr ns'k ds
ç.kkyh izpkyu ds fy, eq[; ehVj] tkap ehVj vkSj oSdfYid ehVj dh miyC/krk dh iqf"V djsx a sA
(3) mDr [k.M ¼1½ esa ;FkkfofufnZ"V baVjQsl ehVj ;k lacfa /kr ns'kksa ds ç.kkyh izpkydks]a ikjs"k.k ;kstuk ,tsfa l;ksa }kjk
izkf/kÑr fdlh O;fDr ds fy, fujh{k.k ds fy, [kqys gksx
a As
18. MkVk rFkk lapkj lqfo/kk,a
(1) fo'oluh; rFkk n{k vkokt ,oa MkVk lapkj ç.kkfy;ka lkekU; ,oa vlk/kkj.k fLFkfr;ksa ds v/khu vko';d lapkj rFkk
Ik;Zo{s k.k dks lqdj cukus ,u,yMhlh ;k vkj,yMhlh }kjk fxzM i;Zo{s k.k rFkk fu;=a.k ds fy, miyC/k djkbZ tk,xhA
,slh lapkj ç.kkyh iM+kslh ns'k ds mRiknu dsUnz ls ç.kkyh izpkyd ds fu;a=.k d{k rd ;k lacfa /kr fxzM
midsUnz¼dsUnzk½sa rFkk ogka ls Hkkjr ds ç.kkyh izpkyd d{k rd LFkkfir dh tk,xh %
ijarq ;g fd Økl ckMZj ikjs"k.k fyad vko';d :Ik ls fo'oluh; gksxk vkSj n{k vkokt rFkk mlesa nksuksa rjQ ls
ç.kkyh izpkydksa lfgr MkVk lapkj ç.kkfy;ka gksx
a hA
(2) lHkh lgHkkxh bdkb;ka ;g lqfuf'pr djsaxh fd izokg] okWYVst ,oa fLop ;k Vªkl a QkeZj Vsi] bR;kfn tSlh VsyhehVj
fo|qr ç.kkyh iSjkehVjksa ds fy, vkokt ,oa MkVk lapkj lqfo/kk,a dsfofovk ds ykxw fofu;eksa ds vuqlkj bUVjQsl
vis{kkvksa ds vuq:Ik LFkkfir dh xbZ gSAa lhVh;w ç.kkyh ij mi;qDr MkVk laxgz LFkku ds fy, vkokt vkSj MkVk izokg
dks lqdj cukus ds fy,] lac) vkokt vkSj MkVk lapkj ç.kkyh lac) djkj esa lhVh;w }kjk ;FkkfofufnZ"V lacaf/kr
lgHkkxh bdkb;kas }kjk] LFkkfir dh tk,axhA
19. ç.kkyh fjdkWfMZax midj.k
lHkh lgHkkxh bdkb;ksa }kjk MkVk vf/kxzg.k ç.kkyh@fMLVjcsal fjdkWMZj@bosVa ykWfxax lqfo/kk,a@QkYV ykWdVs j ¼Vkbe
flaØkWukbts'ku midj.k½ lfgr /o;adu midj.k miyC/k djok, tk,axs vkSj ç.kkyh ds xfr'khy dk;Zfu"iknu ds /o;adu
ds fy, Hkkjrh; fxzM esa rFkk iM+kslh ns'k dh ikjs"k.k ç.kkyh esa ges'kk pkyw fLFkfr esa j[ks tk,axAs
20. fj,fDVo fo|qr {kfriwfrZ
(1) fj,fDVo fo|qr {kfriwfrZ vkSj@;k vU; lqfo/kk,a Hkkj IokbaV ds fudV de okWYVst ç.kkfy;ksa esa ;FkklaHko Hkkjrh; fxzM
ls lac) lgHkkxh bdkb;ksa }kjk iznku dh tk,xh ftlds }kjk Hkkjrh; fxzM es@ a ls fj,fDVo fo|qr ds fofue; dh
vko';drk ls cpk tk lds vkSj fofufnZ"V jsta ds vanj okWYVst dks cuk, j[kk tk ldsA
(2) fxzM ls igys ls gh tqM+h lgHkkxh bdkb;ka ,u,yMhlh ds lkFk ijke'kZ djds] lacfa /kr izknsf'kd fo|qr
lfefr¼lfefr;ks½a }kjk fofuf'pr ek=k vkSj le;&lhek ds vuqlkj] vfrfjDr fj,fDVo {kfriwfrZ Hkh miyC/k djok,axhA
lgHkkxh bdkb;ka fu;fer vk/kkj ij fj,fDVo {kfriwfrZ midj.k dh LFkkiuk vkSj dk;Zi.z kkyh ds lac/ak esa izknsf'kd
fo|qr lfefr¼;ks½a vkSj ,u,yMhlh dks lwpuk iznku djsaxAs izknsf'kd fo|qr lfefr¼;ks½a bl lac/a k esa fLFkfr dk fu;fer
:Ik ls ekWuhVj djsxhaA
21. lkbcj lqj{kk
lHkh lgHkkxh bdkb;kas ds ikl tfVy lkbcj vkfLr;kas dk irk yxkus vkSj mudks lajf{kr djus ds fy, lkbcj lqj{kk
ÝseodZ gksxk rkfd fxzM ds fo'oluh; izpkyu esa lgk;rk fey ldsA ,u,yMhlh bl lac/a k esa izxfr dks ekWfuVj djsxkA
v/;k;&4
iz.kkyh izpkyu
22. fo|qr dk Økl ckMZj O;kikj ,slh jhfr ls fd;k tk,xk tks varjla;kstu fxzM dh fo'oluh;rk lqj{kk vkSj fLFkj izpkyu
lqfuf'pr djrk gks vkSj fdlh Hkh LFkku ij fxzM lqj{kk dks tksf[ke esa u Mkyrk gksA fo|qr ds ØkWl ckMZj O;kikj ds
ç;kstuksa ds fy,] lHkh fxzM izpkyu ls lacfa /kr mica/k vk;ksx ds vfHkHkkoh fofu;eksa ds vuqlkj ykxw gksx
a sA
23. ç.kkyh lqj{kk igyw
(1) Hkkjr vkSj iM+kslh ns'k ds chp varjla;kstu dks mfpr leUo; lfgr] nksuksa ns'kksa ds lacfa /kr ç.kkyh izpkydkas }kjk
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 11

ekWfuVj ,oa fu;af=r fd;k tk,xkA


(2) Økl ckMZj ikjs"k.k fyad dk dksbZ Hkh Hkkx fuEufyf[kr ds flok; 'ks"k ç.kkyh ls i`Fkd ugha fd;k tk,xk %
¼d½ vkikr fLFkfr es]a vkSj ,slh fLFkfr ea]s ftlesa bl izdkj dh i`Fkdrk dqy fxzM Qsy ls cpk tk,xk@;k fo|qr
vkiwfrZ dh 'kh?kz cgkyh gks ldsxh] ;k
¼[k½ ekuo thou dh lqj{kk ds fy,( ;k
¼x½ tc cgqeYw ; midj.k dks xaHkhj {kfr gksus okyh gks vkSj bl izdkj dh i`Fkd~rk blls cpk,xh( ;k
¼?k½ tc ,slh i`Fkdrk ds fy, vknku&iznku fd, x, fofufnZ"V lan's kksa ds ek/;e ls nksuksa ns'kksa ds ç.kkyh izpkyd¼dks½a
}kjk fo'ks"k :Ik ls vuqn's k fn;k x;k gSA
(3) ØkWl ckMZj varj&la;kstu tSls gh fLFkfr;ka bldh vuqefr nsrh gS dh cgkyh dh tk,xhA cgkyh izfØ;k lacfa /kr ns'k
ds ç.kkyh izpkyd ds i;Zo{s k.k esa dh tk,xhA
(4) laj{k.k vkSj fjys lsfVax ds mica/k dk nksuksa ns'kksa ds ikjs"k.k lsokiznk;dksa }kjk vkfFkZd :Ik ls lefUor fd;k tk,xkA
bu lsfVaxksa ds tc dHkh Hkh fdlh Hkh Nksj ij usVodZ dufQxz's ku ifjorZu gksrs gSa rks mudh vkof/kd leh{kk dh
tk,xhA ;fn vko';d gks] rks lacfa /kr ns'k fdlh vkdfLedrkvksa dh lko/kkuh ds fy, ç.kkyh laj{k.k ;kstuk LFkkfir
dj ldrs gSAa
(5) iz.kkyh izpkydksa ds fu;a=.k dsUnz vkSj Økl ckMZj ikjs"k.k fyad ds fdlh Hkh Nksj ij mi&dsUnz fujh{k.k d{kksa dks
izR;sd le; Ik;kZIr vkSj izf'kf{kr ekuo 'kfDr }kjk lapkfyr fd;k tk,xk rkfd Økl ckMZj varlZc/a kksa ds gj le;
izpkyu dks lqdj cuk;k tk ldsA
(6) vkmVst ;kstuk lfgr izpkyuxr ;kstuk ,u,yMhlh vkSj Økl ckMZj ikjs"k.k fyad ds lqjf{kr rFkk fo'oluh;
izpkyu ds fy, iM+kslh ns'k esa blds izfrLFkkfud }kjk iwjh dh tk,xhA
(7) ^izpkyuxr dksM* ds vknku&iznku ds fy, ,d iz.kkyh rS;kj dh tk,xh rFkk mldk mi;ksx nksuksa ns'kksa ds ç.kkyh
izpkydksa ds chp fdlh izpkyudkjh vuqn's kksa ds vknku&iznku ds fy, fd;k tk,xkA
24. varj.k {kerk dh ?kks"k.kk
fo|qr ds Økl ckMZj O;kikj ds fy, dqy varj.k {kerk] ikjs"k.k fo'oluh;rk ekftZu vkSj miyC/k varj.k {kerk Hkkjr esa
ç.kkyh izpkydksa }kjk vfxze :Ik ls ewY;kafdr dh tk,xh vkSj lacfa /kr iM+kslh ns'k rFkk nks ns'kksa }kjk ewY;kafdr ,Vhlh ds
nks ewY;ksa esa derj ij fo|qr ds Økl ckMZj O;kikj dh vuqefr ds fy, fopkj fd;k tk,xk%
ijarq ;g fd ,u,yMhlh bl izdkj ds ifjorZuksa ds fy, dkj.k nsrs gq,] fdlh uksM ij izR;kf'kr usVodZ lafLFkfr foKku
;k izdkf'kr mRiknu ;k Hkkjr esa ifjorZu esa ifjorZu ds dkj.k VhVhlh vkSj ,Vhlh dks iqujhf{kr dj ldrk gSA
25. vuqlwphdj.k
(1) Hkkjr vkSj lacfa /kr iM+kslh ns'k ds chp fo|qr laO;ogkjksa ds lhek ikj O;kikj dh vuqlp
w hdj.k vkSj iz"s k.k ds fy,
fuEufyf[kr izfØ;k dk vuqikyu fd;k tk,xk:
¼d½ fo|qr dk vuqlp
w hdj.k lafonkvksa esa r; ek=k ds vuqlkj Øsrk bdkbZ vkSj foØsrk bdkbZ ds chp dh tk,xkA
¼[k½ vuqlpw hdj.k izR;sd 15 feuV VkbeCykWd ds fy, ;k bl izdkj ds vU; vof/k tSlk fd ckn esa vf/klwfpr fd;k
tk,] esa dh tk,xhA
¼x½ lkIrkfgd vk/kkj ij ?kksf"kr ikjs"k.k ç.kkyh gkfu;ka] ;FkkfLFkfr] Hkkjr ;k iM+kslh ns'k ds lacfa /kr ç.kkyh izpkyd
}kjk ?kksf"kr ek=k ds vuqlkj Øsrk bdkbZ ;k foØsrk bdkbZ] }kjk ogu dh tk,xhA
(2) ;FkkfLFkfr] foØsrk bdkbZ ;k Øsrk bdkbZ] fxzMdskM ds vuqlwphdj.k rFkk iz"s k.k dksM lac/a kh Hkkx 6 esa fofufnZ"V çfØ;k
ds vuqlkj O;oLFkkiu uksMy ,tsalh dks viuh ekaxksa dks lwfpr djsxkA
(3) O;oLFkkiu uksMy ,tsalh izpkyu dh rkjh[k ds nkSjku Økl ckMZj laO;ogkjksa vkSj iqujh{k.k ds vuqlp
w hdj.k ds fy,
lacfa /kr iM+kslh ns'kksa ds ç.kkyh izpkydksa ds lkFk leUo; djsxhA
(4) Økl ckMZj laO;ogkjksa okys cgqfo/k lgHkkfx;ksa ds ekeys esa fMyhojh IokbaV ij fuoy vuqlp
w h izR;sd laO;ogkj ds fy,
oS;fDrd vuqlwfp;ksa ds xf.krh; ;ksx gksxkA
26. ehVfjax ÅtkZ ys[kkadu vkSj O;oLFkkiu
(1) iM+kslh ns'k ls Hkkjr esa vk;kfrr vkSj iM+kslh ns'k esa Hkkjr ls fu;kZfrr lai.w kZ fo|qr ds fy, ÅtkZ ys[kkadu Hkkjr esa
12 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

lacfa /kr izknsf'kd fo|qr lfefr¼;ks½a }kjk izR;sd ns'k ds fy, fuoy vk/kkj ij dh tk,xhA
(2) O;oLFkkiu uksMy ,tsalh iM+kslh ns'k ds foØsrk bdkbZ ;k Øsrk bdkbZ dh vksj ls dk;Z dj jgs izknsf'kd fopyu iwy
ys[kk dk lnL; gksxkA ;fn iM+kslh ns'k Hkkjr ds fdlh ,d ;k mlls vf/kd {ks=ksa ls tqM+k gS rks O;oLFkkiu uksMy
vfHkdj.k lacfa /kr izknsf'kd fopyu iwy dk lnL; gksxkA
(3) O;oLFkkiu uksMy ,taslh izknsf'kd fo|qr lfefr }kjk tkjh fd, x, fopyu iwy ys[kk ds vuqlkj ,u,yMhlh }kjk
j[ks x, izknsf'kd fopyu iwy ls ;k fopyu ds dkj.k izHkkjksa dk lank; djsxk ;k mudks izkIr djsxkA O;oLFkkiu
uksMy ,tsalh iM+kslh ns'k dh] ;FkkfLFkfr] foØsrk bdkbZ ;k Øsrk bdkbZ ds lkFk mldk O;oLFkkiu djsxhA
(4) fj,fDVo ÅtkZ izHkkjksa dk lank; fxzM dksM ds vuqlkj O;oLFkkiu uksMy ,tsl a h }kjk fd;k tk,xk vkSj mDr izHkkj
iM+kslh ns'kksa dh] ;FkkfLFkfr] foØsrk bdkbZ ;k Øsrk bdkbZ ls olwys tk,axsA
(5) iM+kslh ns'k esa fLFkr bdkb;ksa }kjk okLrfod var%{ksi.k ;k fudklh ds fy, lkIrkfgd ehVj jhfMax¼esxkokV ?k.Vk
,vkj,p ds vuqlkj vk;kr gS ;k fu;kZr½ iwoZorhZ lIrkg ds fy, eaxyokj nksigj rd O;oLFkkiu uksMy ,tsalh ds
ek/e; ls lacfa /kr vkj,yMhlh ;k ,u,yMhlh dks miyC/k djokbZ tk,xh rkfd ÅtkZ ys[kkadu dks ljy cuk;k tk
ldsA
(6) varjla;kstu LFkku ij vuqlp w h ls fopyu ds fy, izHkkj Hkkjr esa Mh,l,e fofu;eksa ds vuqlkj gksx
a sA iM+kslh ns'k ds
vanj izHkkjksa i`FkDdj.k lacaf/kr iM+kslh ns'kksa }kjk inkfHkfgr ,tsalh }kjk fd;k tk,xkA
(7) lHkh Hkqxrku Mh,l,e fofu;eksa esa fofufnZ"V le;&lhek ds vuqlkj O;oLFkkiu uksMy ,tsalh ds ek/;e ls i{kdkjksa
}kjk O;ofLFkr fd, tk,axAs
27. vkdfLedrk ds ekeys esa Økl ckMZj fo|qr O;kikj dh dVkSrh
(1) tc ikjs"k.k vojks/kksa ds dkj.k ;k fxzM lqj{kk ds fgr esa ikjs"k.k dkWfjMksj ij fo|qr izokg dh dVkSrh vko';d gks
tkrh gS rks igys ls vuqlwfpr laO;ogkjksa dh ,u,yMhlh }kjk dVkSrh dh tk ldsxhA
(2) fxzMdksM ds mica/kksa rFkk vk;ksx }kjk fofufnZ"V fdlh vU; fofu;eksa ds v/khu jgrs gq, igys] vYidkfyd fuckZ/k
igap
q es]a mlds i'pkr~] e/;dkfyd fuckZ/k igapq rFkk fQj mlds i'pkr~ nh?kZdkfyd igqpa esa dVkSrh dh tk,xh %
ijarq ;g fd fo'ks"k Js.kh dh igqp
a ds xzkafV;ksa esa dVkSrh lekuqikfrd vk/kkj ij dh tk,xhA
(3) ,u,yMhlh }kjk vuqeksfnr vuqlp
w h dVkSrh dh n'kk esa ikjs"k.k izHkkj dVkSrh vuqlp
w h ds vuqlkj lekuqikfrd vk/kkj
ij lan;
s gksx
a As
ijarq ;g fd izpkyu izHkkj dVkSrh dh n'kk esa iqujhf{kr ugha fd, tk,axAs
28. ?kVuk lwpuk
(1) Økl ckMZj ikjs"k.k fyad esa fo|qr izokg dks izHkkfor djus okys ?kVdksa dh fVªfiax] iw.kZ ;k vkaf'kd CySdvkmV ;k fxzM
izpkyu dks izHkkfor djus okys bl izdkj dh dksbZ vU; ?kVukvksa dks] Hkkjr ds lacaf/kr ç.kkyh izpkyd }kjk iM+kslh
ns'k ds ç.kkyh izpkyd dks vkSj blds foijhr fjiksVZ dh tk,xhA
(2) fyf[kr iz"s k.k ?kVuk dh rkjh[k rFkk le;] LFkku izHkkfor la;a= ;k midj.k vkSj dksbZ vU; laxr C;kSjksa dk] ¼mnkgj.k
ds fy, >.Mk] O;o/kku fjdkMZj vkMZj vkSj Øfed ?kVuk fjdkMZj vkmViqV½ tks vko';d le>k tk,] dks doj djrs
gq, lacfa /kr ç.kkyh izpkydksa ds chp vknku&iznku fd;k tk,xkA
29. ç.kkyh izpkydksa ds chp leUo;
Hkkjr ds ç.kkyh izpkyd ¼,u,yMhlh½ vkSj iM+kslh ns'k esa blds izfrLFkkfud fdlh laj{k.k vkSj okf.kfT;d lac) fo"k;ksa
lfgr Økl ckMZj varjlac/a k¼vks½a ds izpkyu ls lac) fofHkUu igyqvksa ij fopkj foe'kZ ds fy, Nekgh izpkyuxr leUo;
cSBdsa vk;ksftr djsx
a sA
v/;k;&5
izHkkjksa dk Hkqxrku vkSj Hkqxrku lqj{kk ra=
30. ikjs"k.k izHkkjksa vkSj vU; izHkkjksa dk Hkqxrku
(1) Hkkjr ds Hkhrj iwfyax LVs'ku ij fo|qr dh fMyhojh ds fy, ihvkslh var%{ksi.k izHkkj ;k ihvkslh fudklh izHkkj
fgLlsnkjh fofu;eksa ds mica/kksa ds vuqlkj vf/k'kkflr gksx
a sA
(2) O;oLFkkiu uksMy ,tsalh vius }kjk olwy fd, tkus okys izHkkjksa ds fy, mi;qDr Hkqxrku lqj{kk ra= LFkkfir djsxhA
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 13

(3) dj] midj] lkafof/kd M~;Vw h ,oa mnxzg.k Hkkjr esa ykxw fof/k;ksa ds vuqlkj Økl ckMZj xzkgdksa }kjk lan;
s gksx
a sA
31. ikjs"k.k gkfu;ka
fxzM dksM ds vuqlpw hdj.k rFkk iz"s k.k izfØ;k lac/a kh fofu;e 6-5 rFkk vkbZ,lVh,l gkfu;ksa dh fgLlsnkjh ds fy, izfØ;k
ds lafonkvksa dh vuqlp
w hdj.k djrs le; gkfu;ka ykxw djus lac/a kh fofu;e 6 ds mica/kksa ds vk/kkj ij] ikjs"k.k gkfu;ksa
dh fgLlsnkjh fuEufyf[kr i)fr ds vuqlkj dh tk,xh:
¼d½ ;Fkkykxw fudklh ihvkslh gkfu;ka bUVjQsl ij ykxw gksx
a hA
¼[k½ lacfa /kr var%{ksi.k fxzM dh var%{ksi.k ihvkslh gkfu;ka bUVjQsl ij ykxw gkax
s hA
¼x½ Økl ckMZj ikjs"k.k fyad ds Hkkjrh; Nksj ij dqy vuqlp w h lacfa /kr var%{ksi.k tksu vkSj fudklh ihvkslh gkfu dh
var%{ksi.k ihvkslh gkfu dks ykxw djus ds ckn r; dh tk,axhA
32. ç.kkyh izpkyu Qhl vkSj izHkkj
(1) iM+kslh ns'kksa esa bdkb;ksa dh vksj ls] O;oLFkkiu uksMy ,tsalh dsUnzh; fo|qr fofu;ked vk;ksx ¼izknsf'kd Hkkj iz"s k.k
dsUnz dh Qhl rFkk izHkkj rFkk vU; lac) ekeys½ fofu;e] 2009 ;k mlds fdlh i'pkr~orhZ vf/kfu;fefr ds vuqlkj
Hkkjr esa ç.kkyh izpkyd dh Qhl rFkk izHkkj dk lank; djsxhA
(2) O;oLFkkiu uksMy ,tsalh lacfa /kr ç.kkyh izpkyd ds ç;ksDrk ds :Ik esa vius dks jftLVj djsxh vkSj dsfofovk fofu;eksa
ds vuqlkj jftLVª's ku izHkkjksa dk Hkqxrku djsxhA
(3) iM+kslh ns'kksa esa ;k ls fo|qr ds foØ; ;k Ø; ds fy, izLrkfor Hkkjr esa dksbZ foØsrk bdkbZ ;k Øsrk bdkbZ Hkkjr esa
ç.kkyh izpkyd ds Qhl ,oa izHkkjksa ds fy, O;oLFkkiu uksMy ,tsalh dks Hkqxrku djsxhA
33. ikjs"k.k izHkkjksa ds fy, Hkqxrku lqj{kk ra=
(1) Økl ckMZj xzkgd ikjs"k.k izHkkjksa rFkk fofHkUu fxzM ls lacfa /kr izHkkjksa ds lank; ds fy, Hkqxrku lqj{kk ra= dh LFkkiuk
ds fy, nk;h gksxkA
(2) Økl ckMZj xzkgd ikjs"k.k igqp
a ds vkjaHk dh lwfpr rkjh[k ls iwoZ de ls de 90 fnuksa ij ikjs"k.k izHkkjska ds fy,
Hkqxrku lqj{kk dks LFkkfir djsxk ftlesa nh?kZdkfyd igqpa vkSj e/;dkfyd fuckZ/k igqp a ds mi;ksx ds fy,
fuEufyf[kr dks 'kkfey fd;k tk,xk:
¼d½ ,d o"kZ dh oS/krk lfgr ikjs"k.k izHkkj ds fy, vkSlr ekfld fcy jde ¼2-1½ ckj ds lerqY; fofu;e 35 esa
;FkkfofufnZ"V cSd
a ds ek/;e ls dsUnzh; ikjs"k.k ç;ksT;rk ds i{k esa vizfrlgk;Z] fcuk 'krZ vkSj ifjØkeh lk[ki=A
¼[k½ ,d o"kZ dh oS/krk lfgr fxzM lac) izHkkj ds fy, vkSlr ekfld fcy jde ¼2-1½ ds lerqY; fofu;e 35 esa
;FkkfofuZ"V cSd
a ds ek/;e ls Hkkjr dh O;oLFkkiu uksMy ,tsalh ds i{k esa vizfrlgk;Z] fcuk 'krZ vkSj ifjØkeh
lk[ki=A
(3) ikjs"k.k izHkkjksa vkSj vU; fxzM ls lacfa /kr izHkkjksa ds Hkqxrku esa O;frØe dh n'kk es]a Økl ckMZj xzkgd dks viuh
ns;rkvksa dk fuoZgu djus rd Hkkjrh; fxzM esa igap q nsus ls nsus ls badkj fd;k tk ldsxkA
v/;k;&6
fofo/k
34. fookn O;oLFkkiu vkSj lek/kku ra=
(1) Hkkjrh; {ks= esa fo|qr ds Økl ckMZj O;kikj ls lacaf/kr fooknkssa dks fo|qr vf/kfu;e 2003 ds mica/kksa ds vuqlkj
fuiVk;k tk,xkA
(2) i`Fkd~ ns'kksa ls varofyZr fooknksa dk fuiVku fookn mn~Hkwr gksus dh rkjh[k ls 60 fnuksa dh vof/k ds Hkhrj lgHkkxh
bdkb;ksa }kjk ikjLifjd :Ik ls fuiVku fd;k tk,xkA
(3) ;fn fookn dk mn~Hkwr gksus dh rkjh[k ls 60 fnuksa ds ckn Hkh fuiVku ugha gksrk rks mls ljdkjh Lrj ij ikjLifjd
:Ik ls fuiVkus dk ç;kl fd;k tk,xkA
(4) ;fn rc Hkh fookn dk lek/kku ugha gksrk rks bls varjjk"Vªh; e/;LFkrk dsUnz ds ek/;e ls bl izdkj fuiVk;k tk,xk
ftl izdkj fofofnr i{kdkjksa dks ikjLifjd :Ik ls Lohdk;Z gksA
14 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

35. cSad C;ksjs


bu fofu;eksa ds v/khu miyC/k djok, tkus ds fy, visf{kr cSd a xkjaVh] lk[ki= ;k dksbZ vU; Hkqxrku izfrHkwfr ;k
Hkqxrku dks vkosnd }kjk ;k Hkkjr ds jk"Vªh;Ñr cSd
a ls ;k lacfa /kr iM+kslh ns'k esa cSd
a ls Hkkjrh; #i;ksa esa Økl ckMZj
xzkgd }kjk izLrqr fd;k tk,xk ftldh Hkkjr ds fdlh Hkh jk"Vªh;Ñr cSd a }kjk iqf"V dh tk,xh%
36. f'kfFky djus dh 'kfDr
vk;ksx] fyf[kr esa vfHkfyf[kr fd, tkus okys dkj.kksa ds fy,] lkekU; ;k fo'ks"k vkns'k }kjk izHkkfor laHkkfor i{kdkjksa dks
lquokbZ dk volj nsus ds i'pkr~ bu fofu;eksa ds fdlh Hkh mica/k dks Loizsj.kk ls ;k fgrc) O;fDr }kjk blds le{k
fd, x, vkosnu ij] f'kfFky dj ldsxkA
37. funZs'k tkjh djus dh 'kfDr
;fn bu fofu;eksa dks izHkkoh cukus esa dksbZ dfBukbZ mRiUu gksrh gS rks vk;ksx vius izLrko ls ;k fdlh izHkkfor i{kdkj
}kjk nkf[ky vkosnu ij ,sls vkns'k tkjh dj ldrk gS ftls bu fofu;eksa ds mís'; ;k ç;kstu ds vuqikyu esa vko';d
le>k tk,A
lukst dqekj >k] lfpo
[foKkiu-III@4@vlk-@44@19]

CENTRAL ELECTRICITY REGULATORY COMMISSION


NOTIFICATION
New Delhi, the 8th March, 2019
CERC(Cross Border Trade of Electricity Regulations), 2019
No. 13/2/7/2015-PM/CERC.—In accordance with the provisions of Section 178 of the Electricity Act
2003 (36 of 2003) read with Section 66 thereof and the Guidelines on import and export of Electricity issued
by Ministry of Power, Government of India, the Central Electricity Regulatory Commission hereby makes the
following regulations:
CHAPTER-1
PRELIMINARY
1. Short Title and Commencement
(1) These regulations may be called the Central Electricity Regulatory Commission (Cross Border Trade
of Electricity) Regulations, 2019.
(2) These regulations shall come into force from the date of publication in the Official Gazette.
2. Definitions and Interpretation
(1) In these regulations, unless the context, otherwise requires:
(a) ‘Act’ means the Electricity Act, 2003 (36 of 2003);
(b) ‘Actual Drawal’ in a time-block means electricity drawn by a buying entity measured by the interface
meters;
(c) ‘Actual Injection’ in a time-block means electricity injected by a selling entity, measured by the
interface meters;
(d) ‘Access Bank Guarantee or ABG’ means the bank guarantee which an applicant shall be required to
furnish while seeking long-term access to Indian grid for cross border trade of electricity and shall also include
the bank guarantee required to be furnished by the applicant in case the grant of long-term access requires
augmentation of transmission system in India;
(e) ‘Applicant’ means an entity located in neighbouring country who has been recognized as a
Participating Entity as defined in these regulations;
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 15

(f) ‘Available Transmission Capability’ or ‘ATC’ means the transfer capability, in MW, of the inter-
control area transmission system available for scheduling cross-border transactions (through long-term access,
medium-term open access and short-term open access) in a specific direction, taking into account the network
security;
(g) ‘Buying Entity’ means the entity which has been granted long-term access or medium-term open
access or short-term open access and is purchasing electricity in accordance with these regulations;
(h) ‘Central Electricity Authority’ or ‘CEA’ means Authority referred to in sub-section (1) of Section
70 of the Act;
(i) ‘Central Transmission Utility’ or ‘CTU’ means Central Transmission Utility as defined in sub-
section (10) of Section 2 of the Act;
(j) ‘Commission’ or ‘CERC’ means Central Electricity Regulatory Commission referred to in sub-
section (1) of Section 76 of the Act;
(k) ‘Competent Authority’ means the authority of the neighbouring country vested with the power to
accord approval(s) on matters related to cross border trade of electricity with India;
(l) ‘Connection Agreement’ means an Agreement defining technical conditions of connecting to Indian
grid in the course of cross border trade of electricity;
(m) ‘Connectivity’ means the state of getting connected to the Indian grid for the purpose of cross border
trade of electricity;
(n) 'Connectivity Regulations' means Central Electricity Regulatory Commission (Grant of Connectivity,
Long-term Access and Medium-term Open Access in inter-State Transmission and related matters)
Regulations, 2009, as amended from time to time or re-enactment thereof;
(o) ‘Contract Performance Guarantee’ means the irrevocable, unconditional and revolving bank
guarantee submitted by the Transmission Service Provider to the Long Term Transmission Customers in terms
of the Transmission Service Agreement;
(p) ‘Control Area’ means an electrical system bounded by interconnections (tielines), metering and
telemetry which controls the generation and/or load within the area to maintain its interchange schedule with
other control areas whenever required to do so and contributes to frequency regulation of the synchronously
operating system. Each neighbouring country inter-connected with Indian Grid shall be treated as a separate
control area;
(q) ‘Cross Border Trade of Electricity’ means transactions involving import or export of electricity
between India and any of the neighbouring countries and shall also include transactions across India involving
neighbouring countries;
(r) ‘Cross Border Customer’ means a person who has been granted long-term access or medium-term
open access or short-term open access, as the case may be, for carrying out cross border trade of electricity in
accordance with these regulations;
(s) ‘Cross Border Transmission Link’ or ‘CBTL’ means the transmission link from the pooling station
within India till the pooling station of a neighbouring country, as may be specified by the Designated Authority
in consultation with the Transmission Planning Agency of any of the neighbouring countries and shall include
the dedicated transmission line from the generating station located within the territory of a neighbouring
country getting connected with the Indian grid;
(t) ‘Data Acquisition System’ or ‘DAS’ means a device designed to record the sequence of operation in
time, of the relays, equipments, system parameters at a particular location;
(u) ‘Dedicated Transmission System’ means the transmission system developed by a Participating Entity
for transmitting electricity from a generating station located in a neighbouring country to a specified point in
the Indian grid;
(v) 'Designated Authority' or ‘DA’ means the authority designated by Ministry of Power, Government of
India in accordance with the Guidelines;
16 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

(w) ‘Deviation’ in a time-block for a seller means its total actual injection minus its total scheduled
injection and for a buyer means its total actual drawal minus its total scheduled drawal and shall be calculated
at the Interconnection point;
(x) 'DSM Regulations’ means Central Electricity Regulatory Commission (Deviation Settlement
Mechanism and related matters) Regulations, 2014, as amended from time to time or any subsequent re-
enactment thereof;
(y) ‘Entity’ means a company or authority or Board or autonomous body corporate or juridical person of
India or any of the neighbouring countries which proposes to participate in cross border trade of electricity;
(z) ‘Grid Code’ means the Central Electricity Regulatory Commission (Indian Electricity Grid Code)
Regulations, 2010, as amended from time to time or re-enactment thereof;
(aa) ‘Guidelines’ means the Guidelines on Cross Border Trade or Import/Export (Cross Border) of
Electricity issued by Ministry of Power, Government of India from time to time;
(bb) ‘Indian Grid’ means the Inter-State Transmission System (ISTS) or Intra-State Transmission System
(In-STS) or both as the case may be;
(cc) ‘Interface Meters’ means special energy meters in accordance with the Central Electricity Authority
(Installation and Operation of Meters) Regulations, 2006, as amended from time to time;
(dd) ‘Inter-State transmission system’ and ‘intra-State Transmission System’ shall have the same
meaning as assigned to them under sub-sections (36) and (37) of Section 2 of the Act respectively;
(ee) ‘Interconnection Point’ means the point of interconnection located within the territory of India for the
purpose of scheduling, metering, accounting and billing of electricity in the course of cross border trade of
electricity between India and any of the neighbouring countries;
(ff) ‘Long-term Access’ means the right to use the inter-State transmission system of India for a period of
7 years or more;
(gg) ‘Long-term Power Purchase Agreement’ means a Power Purchase Agreement for a period of 7
years or more;
(hh) ‘Medium-term Open Access’ means the right to use the inter-State transmission system of India for a
period exceeding 3 months but not exceeding 5 years;
(ii) ‘Medium-term Power Purchase Agreement’ means a Power Purchase Agreement for a period
exceeding 1 year but not exceeding 5 years;
(jj) ‘National Load Despatch Centre’ or ‘NLDC’ means the Centre established under sub-section (45) of
Section 2 of the Act;
(kk) ‘Open Access’ within the territory of India shall have the same meaning as defined under sub-section
(47) of Section 2 of the Act;
(ll) ‘Participating Entity’ means an entity approved by the Designated Authority for the purpose of cross
border trade of electricity between India and any of the neighbouring countries or any entity as designated by
Government of India for import or export of power through bilateral agreement between Government of India
and Government of any of the neighbouring countries;
(mm) ‘Point of Connection charges’ or ‘PoC charges’ means the nodal or zonal charges determined using
Point of Connection charging method as specified under Central Electricity Regulatory Commission (Sharing
of inter-State Transmission Charges) Regulations, 2010, as amended from time to time;
(nn) ‘Pooling Station’ means the sub-station interfacing two or more transmission lines of the same or
different voltage;
(oo) ‘Power Market Regulations’ means the Central Electricity Regulatory Commission (Power
Market) Regulations, 2010, as amended from time to time or any re-enactment thereof;
(pp) ‘Regional Power Committee’ or ‘RPC’ means the Committee as defined in sub-section (55) of
Section 2 of the Act;
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 17

(qq) ‘Scheduled Drawal’ at any time or for time block(s) means schedule of drawal in MW or MWh ex-
bus given by the concerned System Operator;
(rr) ‘Scheduled Generation’ at any time or for any time block(s) means schedule of generation in MW or
MWh ex-bus given by the concerned System Operator;
(ss) ‘Selling Entity’ means the entity which has been granted long-term access or medium-term open
access or short-term open access and is selling electricity in accordance with these regulations;
(tt) ‘Settlement Nodal Agency’ or ‘SNA’ means the nodal agency as notified by Ministry of Power,
Government of India for each neighbouring country for settlement of grid operation related charges;
(uu) ‘Sharing Regulations’ means the Central Electricity Regulatory Commission (Sharing of Inter State
Transmission Charges and Losses) Regulations, 2010, as amended from time to time or re-enactment thereof;
(vv) ‘Short-term Open Access’ means open access for a period up to one (1) month at a time;
(ww) ‘Short Term Open Access Regulations’ or ‘STOA Regulations’ means Central Electricity
Regulatory Commission (Open Access in inter-State Transmission) Regulations, 2008 as amended from time
to time or re-enactment thereof;
(xx) ‘Short-term Power Purchase Agreement’ means a Power Purchase Agreement for duration of less
than one year;
(yy) ‘System Operator’ means the entity which shall discharge the following main functions:
(i) Scheduling and dispatch of electricity over the Cross Border Transmission Links in accordance with
grid standards specified as per the provisions of the Act;
(ii) Monitoring of operations and grid security of the Cross Border Transmission Links with respective
neighbouring country;
(iii) Supervision and control over the inter-regional and or Cross Border Transmission Links as may be
required for ensuring stability of the power system in coordination with the agency responsible for system
operation in the concerned neighbouring country;
(iv) Any other functions as may be assigned by the Commission in the interest of grid security;
(zz) ‘Time-block’ means a block of 15 minutes or any such other duration as may be specified by the
Commission, for recording specified electrical parameters and quantities by special energy meters, with the
first time block starting at 0000 hrs of the day;
(aaa) ‘Total Transfer Capability’ or ‘TTC’ means the electric power that can be transferred reliably over
the inter-control area transmission systems under a given set of operating conditions considering the effect of
occurrence of the worst credible contingency;
(bbb) ‘Transmission Planning Agency’ or ‘TPA’ means the Planning Agency for India or neighbouring
country as specified under Regulation 4(2) of these regulations;
(ccc) ‘Transmission Reliability Margin’ or ‘TRM’ means the margin factored in the total transfer
capability for ensuring secure operation of the Cross Border Transmission Link under a reasonable range of
uncertainties in system conditions.
(2) Words and expressions used in these regulations and not defined herein but defined in the Act or the
Connectivity Regulations or STOA Regulations or Grid Code or any other regulations specified by the
Commission shall, unless the context otherwise requires, have the meanings assigned to them under the Act or
the Connectivity Regulations or STOA Regulations or the Grid Code or any other regulations specified by the
Commission from time to time.
CHAPTER-2
GENERAL PROVISIONS
3. Scope
18 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

(1) These regulations shall be applicable to the Participating Entities in India and the neighbouring
countries which are engaged in cross border trade of electricity with India.
Provided that the entities located in India who are seeking connectivity or long-term access or
medium-term open access or short-term open access to the Indian grid in the course of cross border
trade of electricity between India and any of the neighbouring countries shall continue to be governed
by Connectivity Regulations and the STOA Regulations.
(2) Cross border trade of electricity between India and the neighbouring country(ies) shall be allowed
through mutual agreements between Indian entity(ies) and entity(ies) of the neighbouring country(ies)
under the overall framework of agreements signed between India and the neighbouring country(ies)
consistent with the provisions of the prevailing laws in the respective country(ies), including:
(i) through bilateral agreement between two countries;
(ii) through bidding route; or
(iii) through mutual agreements between entities; or
Provided that in case of tripartite agreements, the cross border trade of electricity across India shall be
allowed under the overall framework of bilateral agreements signed between Government of India
and the Governments of the respective neighbouring countries of the Participating Entities.
(3) Notwithstanding the provisions of these regulations, anything done or any action taken or purported
to have been done or taken for cross border trade of electricity with neighbouring country(ies) under any
Agreement in force prior to the date of coming into force of these Regulations, shall be deemed to have been
done or taken under the provisions of these Regulations and shall continue to be in place till the expiry of the
said Agreements.
4. Institutional Framework
(1) Designated Authority appointed by the Ministry of Power, Government of India shall be responsible
for facilitating the process of approval and laying down the procedure for import and export of electricity. The
Designated Authority shall coordinate with any authority designated by the concerned neighbouring country
for all purposes stated in the Guidelines.
(2) Transmission Planning Agency shall be responsible for planning of transmission system for the
purpose of facilitating cross border trade of electricity and may coordinate with the Transmission Planning
Agency of the concerned neighbouring country, wherever necessary. For India, this function shall be
discharged by the Designated Authority.
(3) Settlement Nodal Agency shall be responsible for settling all charges pertaining to grid operations
including operating charges, charges for deviation and other charges related to transactions with a particular
neighbouring country in the course of cross border trade of electricity. The Settlement Nodal Agency shall be a
member of the deviation pool, reactive energy pool and other regulatory pools for payment and settlement of
the corresponding charges in the pool accounts of the region having connectivity with any neighbouring
country.
(4) National Load Dispatch Centre shall act as the System Operator for cross border trade of electricity
between India and the neighbouring countries and shall be responsible for granting short-term open access and
for billing, collection and disbursement of the transmission charges for short-term open access transactions in
accordance with the Sharing Regulations.
(5) Central Transmission Utility shall be responsible for granting long-term access and medium-term
open access with respect to cross border trade of electricity between India and the neighbouring countries and
for billing, collection and disbursement of the transmission charges in accordance with the Sharing
Regulations.
5. Tariff Determination
(1) Tariff for import of electricity by the Indian Entity(ies) shall be determined through a process of
competitive bidding as per the Tariff Policy notified from time to time under Section 3 of the Act or through
mutual agreement between the buying Indian entity and the selling entity of the respective neighbouring
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 19

country under the overall framework of agreements signed between India and the neighbouring country(ies)
subject to payment of the applicable charges for transmission or wheeling of electricity through the Indian grid.
Provided that in case of import of electricity from the hydro generation projects located in any of the
neighbouring countries, the tariff thereof shall be determined by the Commission as per the parameters
specified in the Tariff Regulations notified from time to time, only if the hydro generator approaches
the Commission through the Government of the neighbouring country and is agreed to by the buying
Indian entity(ies).
(2) Tariff for export of electricity to entities of a neighbouring country by the Indian entities through long-
term or medium-term or short-term agreements may be either mutually agreed under the overall framework of
agreements signed between India and the neighbouring country(ies) or discovered through competitive bidding,
subject to payment of the applicable charges for transmission or wheeling of electricity through the Indian grid.
(3) Where the tariff for import or export of electricity is mutually agreed between the Government of India
and the Government of any neighbouring country involving the participating entities of the two countries, the
same shall be final.
Provided that the tariff for import or export of electricity already determined through Government to
Government negotiations including under Inter Government Agreements (IGA) shall continue to be
determined through Government to Government negotiations till the expiry of the Agreement or as
may be decided by the two countries including determination of tariff through competitive bidding.
Provided further that on expiry of the Agreement, if not extended further, the tariff may be determined
through the process of competitive bidding or mutual agreements or Government to Government
negotiations.
(4) The tariff for the Cross Border Transmission Link from the pooling station within India till the Indian
border may be determined through a process of competitive bidding or through Government to Government
negotiations or by the Commission.
6. Trade Through Indian Power Exchanges
Any electricity trading licensee of India may, after obtaining approval from the Designated Authority,
trade in the Indian Power Exchanges on behalf of any Participating Entity of neighbouring country, for the
specified quantum as provided in the Approval subject to compliance with the applicable Regulations of
the Commission.
CHAPTER-3
TRANSMISSION PLANNING, CONNECTIVITY AND ACCESS
7. Planning and Implementation of Cross Border Transmission Link
(1) The Cross Border Transmission Link between India and any neighbouring country shall be planned
jointly by Transmission Planning Agencies of the two countries with the approval of the respective
Governments keeping in view the future need for electricity trade between India and the neighbouring country.
(2) The manner of implementation of Cross Border Transmission Link between the pooling station within
India till the Indian border and the implementing agency shall be decided by Government of India.
Provided that a participating entity having a generating station located in a neighbouring country may
develop, operate and maintain the dedicated transmission system from the generating station to the
pooling station within India at its own cost after obtaining all the necessary approvals from respective
countries.
(3) The Transmission Planning Agency of India in consultation with the Transmission Planning
Agency of neighbouring country shall grant access to the Participating Entities to use Cross Border
Transmission Link for cross border trade of electricity.
(4) The Cross Border Transmission Link shall not form part of the basic ISTS network for the
determination of PoC charges under the Sharing Regulations.
20 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

(5) The tariff for the Cross Border Transmission Link(s) from the pooling station within India to the
Indian border as determined in terms of Clause (4) of Regulation 5 shall be payable by the Applicant(s).
8. General provisions for Connectivity, Long Term Access, Medium Term Open Access and Short
Term Open Access
(1) A Participating Entity located in a neighbouring country shall be required to seek connectivity or long-
term access or medium-term open access or short-term open access, as the case may be, through separate
applications.
(2) Applications for grant of connectivity or long-term access or medium-term open access shall be made
to CTU and Applications for grant of short-term open access shall be made to NLDC under these Regulations.
(3) Except where specifically provided in these Regulations, the provisions contained in the STOA
Regulations and Connectivity Regulations shall apply mutatis mutandis to the participating entities for cross
border trade of electricity.
9. Application fee
(1) The applications for connectivity, long-term access and medium-term open access shall be
accompanied by a non-refundable application fee in Indian Rupees as provided below, payable in the name
and in the manner to be laid down by the CTU:

S. No. Quantum of Power to be injected/off taken Application fee (Rs. in Lakh)


into/fromISTS
For Connectivity/Long term Medium-term open
Access access
1. Up to 100MW 4 2
2. More than 100 MW and up to 500 MW 6 4
3. More than 500 MW and up to 12 6
1000 MW
4. More than 1000 MW 18 8

(2) Access Bank Guarantee as specified under Clause (1) of Regulation 15 of these Regulations shall be
deposited by the Participating Entities along with the application for long-term access.
(3) The fee for short-term open access applications shall be governed as per the Procedure issued under
STOA Regulations.
10. Application for Grant of Connectivity
(1) A Participating Entity located in neighbouring country and getting connected to the Indian grid
through dedicated transmission systems for cross border trade of electricity within or across India shall be
required to apply for Connectivity to the Indian grid.
(2) The Participating Entity as specified under Clause (1) above shall make an application to CTU for the
grant of Connectivity to the Indian grid. In addition to the requirements specified under Connectivity
Regulations, the Applicant shall furnish the following:
(a) Approval from Designated Authority with regard to eligibility of the Participating Entity for cross
border trade of electricity or copy of the Inter Government Agreement (IGA) wherever available; and
(b) Necessary Approvals for implementing the dedicated transmission system.
(3) On receipt of the application, the CTU shall process the application and grant Connectivity as per the
Detailed Procedure made under Connectivity Regulations. CTU may consult and coordinate with Transmission
Planning Agency(ies)of neighbouring countries while processing the application and carry out the necessary
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 21

inter-connection study as specified in the Central Electricity Authority (Technical Standards for Connectivity
to the Grid) Regulations, 2007.
(4) Upon grant of Connectivity, the Applicant shall sign a Connection Agreement with the CTU.
Provided that in case Connectivity is granted to the inter-State transmission system of an inter-State
transmission licensee other than the CTU, an agreement as provided in the Central Electricity
Authority (Technical Standards for Connectivity to the Grid), Regulations, 2007 shall be signed
between the Applicant, CTU and such inter-State transmission licensee.
(5) Grant of Connectivity shall not entitle an applicant to interchange any power with the Indian grid
unless it obtains long-term access or medium-term open access or short-term open access for cross border trade
of electricity.
(6) A Participating Entity located in the neighbouring country and getting connected to the Indian grid
through Cross Border Transmission Link shall not be required to apply for Connectivity to the Indian grid.
11. Application for Short-Term Open Access
(1) The Application for short-term open access to the Indian grid and across the Indian grid for cross
border trade of electricity shall be made to NLDC under these Regulations.
(2) In addition to the requirements specified under STOA Regulations for grant short-term open access to
the Indian grid, the Applicant shall furnish the following:
(a) Approval from Designated Authority with regard to eligibility of the Participating Entity for cross
border trade of electricity or copy of the Inter Government Agreement (IGA) wherever available; and
(b) Approval from Designated Authority in India and Competent Authority in neighbouring
country(ies) to use Cross Border Transmission Link(s) in case connectivity is not through dedicated
transmission lines.
(3) NLDC shall process the Application and grant short-term open access in accordance with the
Procedure made under STOA Regulations.
12. Application for Long-Term Access and Medium-Term Open Access
(1) The application for long-term access or medium-term open access to Indian grid and across Indian
grid for cross border trade of electricity shall be made to CTU.
(2) In addition to the requirements specified under Connectivity Regulations for grant of long-term access
or medium-term open access to the Indian grid, the Applicant shall furnish the following:
(a) Approval from Designated Authority with regard to eligibility of the Participating Entity for cross
border trade of electricity or copy of the Inter Government Agreement (IGA) wherever available; and
(b) Approval from Designated Authority in India and Competent Authority in neighbouring
country(ies) to use Cross Border Transmission Link(s) in case connectivity is not through dedicated
transmission lines; and
(c) Access Bank Guarantee as specified under Regulation 15 for long-term access.
(3) CTU shall process the application and grant long-term access or medium-term open access to the
Indian grid or across the Indian grid, as the case may be, in accordance with the detailed procedure notified
under Connectivity Regulations except for the provisions specified herein.
(4) Upon grant of long-term access or medium-term open access for cross border trade of electricity, the
Applicant shall sign the Long Term Access Agreement or Medium Term Open Access Agreement, as the case
may be, with CTU which shall contain the date of commencement of long-term access or medium-term open
access, as the case may be, the point of injection of power into the Indian grid and point of drawal from the
Indian grid.
Provided that in case long-term access or medium-term open access is granted to the inter-State
transmission system of an inter-State transmission licensee other than the CTU, the agreement shall
be signed between the Applicant, CTU and such inter-State transmission licensee.
22 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

(5) Implementation of the transmission system augmentation, if any, for grant of long-term access shall be
undertaken only after the applicant has submitted the Access Bank Guarantee specified under Clause (2) of
Regulation 15.
(6) Where tripartite agreement is signed for transaction across India involving two neighbouring
countries, the transmission system augmentation in India for transmission of electricity across the territory of
India shall be undertaken only after obtaining approval from Government of India and the Commission and the
Access Bank Guarantee as specified under Clause (2) of Regulation 15 is submitted by the Applicant.
13 Timeframe for processing Long-Term Access and Medium-Term Open Access Application
(1) CTU shall process the long-term access applications made under these Regulations requiring
augmentation of transmission system in the Indian Grid within one hundred twenty (120) days from the last
date of the month in which application is made.
(2) Long-term access applications where augmentation of transmission system is not required shall be
processed within ninety (90) days from the last date of the month in which application is made.
(3) CTU shall process the medium-term open access applications made under these Regulations within
forty (40) days from the last date of the month in which application is made.
14. Treatment of delay in Transmission system and Generation projects
(1) Designated Authority shall monitor the progress of generating station including units thereof in
neighbouring country along with transmission system for evacuation of power for cross border trade of
electricity in consultation and co-ordination with CTU of India, Transmission Planning Agency(ies) of
neighbouring country(ies) and the developer of the generating station, at regular interval.
(2) The generating company located in the neighbouring country, implementing agency(ies) and the
transmission licensee(s) shall endeavour to commission the generating station, Cross Border Transmission
Link(s) and the transmission system within India respectively in matching time-frame as far as practicable.
(3) In case of delay in commissioning of generating station or unit(s) thereof and associated dedicated
transmission system in the neighbouring country beyond the scheduled date agreed in the Long Term
Transmission Access Agreement, the generator shall be liable to pay full transmission charges from the date of
operationalisation of long-term access.
(4) In case of delay in commissioning of Cross Border Transmission Link, compensation if any to the
generating company or transmission licensee or both, as the case may be, shall be as decided by the respective
Governments.
(5) In the event of delay by the transmission licensee in commissioning of transmission system within
India beyond its scheduled date and the generating company is ready with its generating station or unit(s), the
transmission licensee shall pay transmission charges to generating company proportionate to commissioned
generation capacity in case no alternative arrangement is made by the CTU.
Provided that in case of non-payment of transmission charges by the transmission licensee to the
generating company, such charges shall be recovered by the CTU from the Contract Performance
Guarantee furnished by the transmission licensee and paid to the generating company.
15. Access Bank Guarantee
(1) An Applicant seeking long-term access for cross border trade of electricity shall be required to
furnish to the CTU, along with the application, an Access Bank Guarantee valid for five (5) years from the date
of operationalization of long term access, for an amount of Rs. Five (5) Lakhs/MW corresponding to the
quantum of long-term access sought.
(2) In case the grant of long-term access requires augmentation of transmission system in India, the CTU
shall intimate the cost of augmentation within ninety
(90) days from the date of the month in which the application is made and the Applicant shall furnish
a fresh Access Bank Guarantee valid for five (5) years for an amount equivalent to the cost of such
augmentation within one (1) month of intimation of the cost of augmentation by CTU.
Provided that on receipt of the Access Bank Guarantee in pursuance to above, CTU shall return the
Access Bank Guarantee submitted in terms of Clause (1).
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 23

(3) The Cross Border Customer who has been granted long-term access may approach CTU and seek
permission to exit prior to the award of contract for execution of transmission system by the transmission
licensee. All such requests shall be considered and decision communicated to the applicant not later than thirty
(30) days from the date of the request.
Provided that where exit is permitted, the CTU may encash Rs. 20 lakhs from the Access Bank
Guarantee submitted in terms of Clause (1) or Clause (2), as the case may be, and return the balance
amount to the Cross Border Customer.
(4) If a Cross Border Customer relinquishes Transmission Access granted under these Regulations after
the award of the contract for execution of transmission system and before operationalization of long-term
access, Access Bank Guarantee shall be encashed by the CTU.
(5) In case there is delay in commissioning of the generating station and associated dedicated
transmission system beyond the timelines agreed in the Long Term Transmission Access Agreement, and long-
term access has been operationalized, the transmission charges if not paid by the generator as provided in
Clause (3) of Regulation 14, shall be recovered by CTU by encashing the Access Bank Guarantee submitted in
terms of Clause (1) or Clause (2), as the case may be.
(6) If a Cross Border Customer relinquishes Transmission Access granted under these Regulations after
operationalization of long term access, Access Bank Guarantee submitted in terms of Clause (1) or Clause (2),
as the case may be, shall be encashed by the CTU subject to Clause (7) of this Regulation.
(7) The quantum of Access Bank Guarantee submitted in terms of Clause (1) or Clause (2), as the case
may be, shall be progressively reduced each year after the generating company begins to avail long term access
corresponding to one fifth of its total value. On completion of each year, one fifth of the value of Access Bank
Guarantee shall be returned to the Applicant each year up to fourth year and one-fifth of the Access Bank
Guarantee shall be retained upto twelfth year of the long term access as a security towards relinquishment
charges. The Applicant shall submit revised Access Bank Guarantee accordingly.
16. Operationalisation of Long-Term Access
(1) The operationalisation of long-term access for cross border trade of electricity shall start from the
date indicated in the Long Term Transmission Access Agreement or from the availability of the transmission
system for operationalisation of long-term access, whichever is later and the liability of payment of
transmission charges shall begin from this date.
(2) Where the operationalisation of long-term access is contingent upon commissioning of several
transmission lines or systems and only some of the transmission lines or elements have been declared under
commercial operations, long-term access to the extent which can be operationalized without affecting the
security and reliability of the Indian Grid may be permitted for which the Long Term Transmission Access
customer shall pay the transmission charges for the quantum of long-term access operationalized.
(3) The Cross Border Customer shall submit certificate regarding Commercial Operation declaration of
the generating station or transmission system as required under Grid Code.
17. Metering Arrangements
(1) Interface Meters (Main Meter, Check Meter and Standby Meter) shall be installed at both the ends of
the Cross Border Transmission Link in accordance with Central Electricity Authority (Installation and
Operation of Meters) Regulations, 2006 and amendments thereof.
(2) Before flow of electricity on the Cross Border Transmission Link, Transmission Planning Agencies of
both the countries shall confirm the availability of Main Meter, Check Meter and Standby Meter to System
Operator of respective country.
(3) Interface Meters as specified in Clause (1) above, shall be open for inspection by any person
authorized by the Transmission Planning Agencies or System Operators of the respective countries.
18. Data and Communication Facilities
a. Reliable and efficient voice and data communication systems shall be provided to facilitate necessary
communication and data exchange, and supervision or control of the grid by the NLDC or RLDC,
under normal and extraordinary conditions. Such communication system must be established from
24 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

generating station or concerned grid substation(s) to control room of System Operator of a


neighbouring country and from there to control room of System Operator of India.
Provided that the Cross Border Transmission Link shall necessarily have reliable and efficient voice
and data communication systems with the System Operators on both the sides.
b. All Participating Entities shall ensure that the voice and data communication facilities to telemeter
power system parameters such as flow, voltage and status of switches or transformer taps etc. is
installed in line with interface requirements as per the applicable Regulations of CERC. The associated
voice and data communication system to facilitate voice and data flow up to appropriate data collection
point on CTUs system shall be established by the concerned Participating Entities as specified by CTU
in the Connection Agreement.
19. System Recording Instruments
Recording instruments including Data Acquisition System/Disturbance Recorder/Event Logging
Facilities/Fault Locator (including time synchronization equipment) shall be provided by all Participating
Entities and shall always be kept in working condition in the Indian grid and transmission system of the
neighbouring country for recording of dynamic performance of the system.
20. Reactive Power Compensation
a. Reactive Power compensation and/or other facilities shall be provided by Participating Entities
connected to Indian grid as far as possible in the low voltage systems close to the load points thereby
avoiding the need for exchange of Reactive Power to/from Indian grid and to maintain voltage within
the specified range.
b. The Participating Entities already connected to the grid shall also provide additional reactive
compensation as per the quantum and timeframe decided by respective Regional Power Committee(s)
in consultation with NLDC. The Participating Entities shall provide information to Regional Power
Committee(s) and NLDC regarding the installation and functioning of the reactive compensation
equipment on regular basis. Regional Power Committee(s) shall regularly monitor the status in this
regard.
21. Cyber Security
All Participating Entities shall have in place a cyber-security framework to identify the critical cyber
assets and protect them so as to support reliable operation of the grid. NLDC shall monitor the progress in
this regard.
CHAPTER-4
SYSTEM OPERATION
22. Cross border trade of electricity shall be undertaken in a manner that ensures reliable, secure and stable
operation of the interconnected grid and does not jeopardize grid security at any point of time. For purposes of
cross border trade of electricity, all grid operation related provisions shall be applicable as per the prevailing
regulations of the Commission.
23. System Security Aspects
(1) The interconnection between India and the neighbouring country shall be monitored and controlled by
the respective System Operators of the two countries, with proper coordination.
(2) No part of the Cross Border Transmission Link shall be isolated from the rest of the system, except,
a) Under an emergency, and conditions in which such isolation would prevent a total grid collapse
and/or would enable early restoration of electricity supply; or
b) For safety of human life; or
c) When serious damage to a costly equipment is imminent and such isolation would prevent it; or
d) When such isolation is specifically instructed by the System Operator(s) of either of the two
Countries through specific messages exchanged to this effect.
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 25

(3) Restoration of the cross border interconnection shall be carried out as soon as the conditions permit it.
The restoration process shall be supervised by respective country’s System Operator.
(4) Provision of protection and relay settings shall be coordinated periodically by the Transmission Service
Providers of both countries. These settings would be periodically reviewed as and when network configuration
changes at either of the ends. If necessary, the respective countries may also put into place System Protection
Schemes (SPS) to take care of any contingencies.
(5) The Control Centres of the System Operators and the Substation Control Rooms at either ends of the
Cross Border Transmission Link shall be manned by adequate and trained manpower at all times to facilitate
round the clock operation of the cross border interconnections.
(6) Operational planning including outage plan shall be carried out by NLDC and its counterpart in the
neighbouring country for secure and reliable operation of the Cross Border Transmission Link.
(7) A system of exchanging ‘operational codes’ shall be evolved and used for exchanging any operating
instructions between the System Operators of both the countries.
24. Declaration of Transfer Capability
Total Transfer Capability (TTC), Transmission Reliability Margins (TRM) and Available Transfer
Capability (ATC) for the cross border trade of electricity shall be assessed in advance by System
Operators in India and the concerned neighbouring country and lower of the two values of ATC assessed
by the two countries shall be considered for allowing cross border trade of electricity.
Provided that NLDC may revise TTC and ATC due to change in anticipated network topology or change
of anticipated generation or load at any of nodes giving reason for such changes.
25. Scheduling
(1) The following procedure shall be followed for scheduling and despatch of cross border trade of
electricity transactions between India and the respective neighbouring country:
(a) Scheduling of electricity shall be carried out between the buying entity and selling entity as per
agreed quantum in the contracts.
(b) Scheduling shall be carried out for each 15-minute time block or such other duration as may be
notified subsequently.
(c) Transmission System losses declared on weekly basis shall be borne in kind by the buying entity or
the selling entity, as the case may be, as per the quantum declared by the concerned System Operator of India
or the neighbouring country.
(2) The selling entity or the buying entity, as the case may be, shall inform their requisitions to the
Settlement Nodal Agency in accordance with the procedure specified as per Part - 6 on Scheduling and
Despatch Code of Grid Code.
(3) Settlement Nodal Agency shall co-ordinate with System Operators of respective neighbouring
countries for scheduling of cross border transactions and revisions during the day of operation.
(4) In case of multiple participants having cross border transactions the net schedule at delivery point shall
be arithmetic sum of individual schedules for each transaction.
26. Metering, Energy Accounting & Settlement
(1) The Energy Accounting for all the electricity imported from a neighbouring country to India or
exported from India to a neighbouring country shall be carried out on a net basis for each country by the
concerned Regional Power Committee(s) (RPC(s)) in India.
(2) The Settlement Nodal Agency shall be a member of the Regional Deviation Pool Account acting on
behalf of the selling entity or buying entity of the neighbouring country. In case a neighbouring country is
connected to more than one region of India, Settlement Nodal Agency shall be member of respective Regional
Deviation pool.
(3) The Settlement Nodal Agency shall pay or receive charges on account of deviation to or from Regional
Deviation Pool maintained by NLDC as per Deviation Pool account issued by Regional Power Committee. The
Settlement Nodal Agency shall settle the same with the selling entity or buying entity of the neighbouring
country, as the case may be.
26 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

(4) Reactive Energy Charges shall be paid by the Settlement Nodal Agency in accordance with Grid Code,
and the said charges shall be collected from the selling entity or buying entity of the neighbouring countries, as
the case may be.
(5) Weekly meter readings (import or export in terms of MWh and MVArh) for actual injection or drawl
by entities located in neighbouring country shall be provided to the concerned RLDC(s) or NLDC through
Settlement Nodal Agency by Tuesday noon for the previous week so as to facilitate energy accounting.
(6) The charges for deviation from schedule at the inter-connection point shall be as per the DSM
Regulations in India. The segregation of charges within the neighbouring country shall be carried out by the
agency designated by the concerned neighbouring country.
(7) All payments shall be settled by the parties through the Settlement Nodal Agency as per timeline
specified in the DSM Regulations.
27. Curtailment of Cross Border Electricity Trades in case of Contingency
(1) When for the reasons of transmission constraints or in the interest of grid security, it becomes
necessary to curtail power flow on a transmission corridor; the transactions already scheduled may be curtailed
by the NLDC.
(2) Subject to provisions of the Grid Code and any other regulations specified by the Commission, the
short-term open access shall be curtailed first followed by the medium-term open access, which shall be
followed by the long-term access.
Provided that amongst the grantees of access of a particular category, curtailment shall be carried out
on pro-rata basis.
(3) In case of curtailment of the approved schedule by NLDC, transmission charges shall be payable on a
pro-rata basis in accordance with the curtailed schedule.
Provided that operating charges shall not be revised in case of curtailment.
28. Event Information
(1) Events like tripping of elements impacting the electricity flow across the Cross Border Transmission
Link, complete or partial blackout or any other such incidents affecting the grid operations would be reported
by the concerned System Operator of India to the System Operator of the neighbouring country and vice versa.
(2) A written communication shall be exchanged between the respective System Operators covering the
date and time of the event, location, plant or equipment affected and any other relevant detail (for example,
Flags, disturbance recorder and sequence event recorder output) as may be necessary.
29. Coordination Between System Operators
The System Operator of India (NLDC) and its counterpart in the neighbouring country shall hold six-
monthly operational coordination meetings to discuss various aspects associated with the operation of the
cross border interconnection(s) including any protection and commercial related issues.
CHAPTER-5
PAYMENT OF CHARGES AND PAYMENT SECURITY MECHANISM
30. Payment of Transmission charges and other charges
(1) PoC injection charges or PoC withdrawal charges for delivery of electricity at the pooling station
within India shall be governed as per provisions of Sharing Regulations.
(2) Settlement Nodal Agency shall put in place a suitable payment security mechanism for charges to be
collected by it.
(3) Taxes, cess, statutory duties and levies shall be payable by the Cross Border Customers as per the
applicable laws of India.
¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 27

31. Transmission Losses


In line with the provisions of Regulation 6.5 of Scheduling and Despatch Procedure of Grid Code and
Regulation 6 on Application of losses while scheduling of contracts of the Procedure for sharing of ISTS
losses, the transmission losses shall be shared as per the following methodology:
(a) Withdrawal PoC losses as applicable shall be applied at the interface.
(b) Injection PoC losses of respective injection grid shall be applied at the interface.
(c) Net schedule at Indian end of the Cross Border Transmission Link shall be arrived at after applying
injection PoC loss of the concerned injection zone and withdrawal PoC loss
32. System Operation Fees and Charges
(1) On behalf of the entities in neighbouring countries, the Settlement Nodal Agency shall pay the Fees
and Charges of the System Operator in India as per Central Electricity Regulatory Commission (Fees and
Charges of Regional Load Despatch Centre and other related matters) Regulations, 2009 or any subsequent
enactment thereof.
(2) Settlement Nodal Agency shall register itself as a user of concerned System Operator and shall pay the
registration charges as per CERC Regulations.
(3) Any selling entity or buying entity in India proposing to sell or buy electricity from or to the
neighbouring country shall make payments to the Settlement Nodal Agency for fees & charges of System
Operation in India.
33. Payment Security Mechanism for Transmission Charges
(1) The Cross Border Customer shall be liable to establish payment security mechanism for payment of
transmission charges and various grid related charges.
(2) The Cross Border Customer shall establish payment security towards transmission charges and grid
related charges at least ninety (90) days prior to the intimated date of commencement of Transmission Access
which shall include the following for availing long-term access and medium-term open access:
(a) An irrevocable, unconditional and revolving Letter of Credit in favour of the Central
Transmission Utility through a bank as specified in Regulation 35 equivalent to two point
one(2.1) times the average monthly bill amount towards transmission charges with a validity of
1 year.
(b) An irrevocable, unconditional and revolving Letter of Credit in favour of the Settlement Nodal
Agency of India through bank as specified in Regulation 35 equivalent to two point one (2.1)
times the average monthly bill amount towards grid related charges with a validity of 1 year.
(3) In case of default of payment of Transmission Charges and other Grid related charges, the Cross
Border Customer shall be denied access to the Indian Grid till discharge of its dues.
CHAPTER-6
MISCELLANEOUS
34. Dispute Settlement and Resolution mechanism
(1) The disputes in relation to the cross border trade of electricity within the Indian territory shall be settled
as per the provisions of Electricity Act, 2003.
(2) Disputes involving entities of separate countries may be resolved mutually by the participating entities
within a period of 60 days from the date of raising of the dispute.
(3) In case the dispute remains unresolved even after sixty (60) days from the date of raising of the dispute,
the same shall be attempted to be mutually resolved at the Government level.
(4) In case the dispute still remains unresolved, it shall be settled through the International Arbitration
Centre as may be mutually acceptable to the parties to the dispute.
35. Bank details
28 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

Bank Guarantees, Letter of Credit or any other payment security or payment required to be provided under
these regulations shall be furnished by the Applicant or the Cross Border Customer in Indian Rupees from
a Nationalized Bank of India or from a bank in the concerned neighbouring country which shall be
confirmed by a Nationalized Bank of India.
36. Power to Relax
The Commission may by general or special order, for reasons to be recorded in writing, and after giving
an opportunity of hearing to the parties likely to be affected, relax any of the provisions of these
regulations on its own motion or on an application made before it by an interested person.
37. Power to issue directions
If any difficulty arises in giving effect to these regulations, the Commission may on its own motion or on
an application filed by any affected party, issue such directions as may be considered necessary in
furtherance of the objective and purpose of these regulations.
SANOJ KUMAR JHA, Secy.
[ADVT.-III/4/Exty./44/19]

Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064

ALOK by ALOK KUMAR


and Published by the Controller of Publications, Delhi-110054 Digitally signed

KUMAR Date: 2019.05.16


12:42:32 +05'30'

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