#

Audit

030
029
028
027
026
025
024
023
022
021
020
019
018
017
016
015
014
013
012
011
010
009
008
007
006
005
004
003
002
001

715718228.xlsx
PROCESS AUDITED
Rev. A

Date Scheduled
ANALYSIS REPORT

Date Conducted
Lead Auditor
INTERNAL AUDIT SCHEDULE & TREND
Internal Audit Log
Rev. 0

SETUP tab first.

ISO 9001 Clause â

PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à
PA à

CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à
OFIà
CA à

4.1 Understanding the Context

the form using the

4.2 Interested Parties

Start by customizing

4.3 Determining the Scope

4.4 QMS Processes

5.1 Leadership & Commitment

5.2 Policy

5.3 Organizational Roles Resp & Authorities

6.1 Risks and Opportunities

6.2 Quality Objectives

6.3 Planning of Changes

7.1.1 Resources: General

7.1.2 People

7.1.3 Infrastructure

7.1.4 Environment

7.1.5 Monitoring and Measuring Resources

7.1.6 Organizational Knowledge

7.2 Competence

7.3 Awareness

7.4 Communication

7.5 Documented Information

8.1 Operational Planning and Control

8.2.1 Customer Communication

access all the cells, click

8.2.2 Determining the Requirements

8.2.3 Review of Requirements

8.2.4 Changes to Requirements

8.3.1 Design & Development: General

REVIEW -> UNPROTECT SHEET

8.3.2 Design and Development Planning

If you need to unlock this form to

8.3.3 Design and Development Inputs

8.3.4 Design and Development Controls

8.3.5 Design and Development Outputs

8.3.6 Design and Development Changes

8.4 Control of Externally Provided…

8.5.1 Control of Production…

8.5.2 Identification and Traceability

8.5.3 Property Belonging to Customers …

8.5.4 Preservation

8.5.5 Post-Delivery Activities

8.5.6 Control of Changes

8.6 Release of Products and Services

8.7 Control of Nonconforming Outputs

9.1 Monitoring, Measurement…

9.2 Internal Audit

9.3 Management Review

10.1 Improvement: General

10.2 Nonconformity and Corrective Action

10.3 Continual Improvement

0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

TOTAL CORRECTIVE ACTIONS

0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

TOTAL PREVENTIVE ACTIONS

0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

TOTAL OPPORTUNITIES

0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

TOTAL OF ALL FINDINGS

 030 0 0 0 0
OFIà

CA à

031 PA à 0 0 0 0
OFIà

CA à

032 PA à 0 0 0 0
OFIà

CA à

033 PA à 0 0 0 0
OFIà

CA à

034 PA à 0 0 0 0
OFIà

CA à

035 PA à 0 0 0 0
OFIà

CA à

036 PA à 0 0 0 0
OFIà

CA à

037 PA à 0 0 0 0
OFIà

CA à

038 PA à 0 0 0 0
OFIà

CA à

039 PA à 0 0 0 0
OFIà

CA à

040 PA à 0 0 0 0
OFIà

CA à

041 PA à 0 0 0 0
OFIà

CA à

042 PA à 0 0 0 0
OFIà

CA à

043 PA à 0 0 0 0
OFIà

CA à

044 PA à 0 0 0 0
OFIà

CA à

045 PA à 0 0 0 0
OFIà

CA à

046 PA à 0 0 0 0
OFIà

CA à

047 PA à 0 0 0 0
OFIà

CA à

048 PA à 0 0 0 0
OFIà

CA à

049 PA à 0 0 0 0
OFIà

CA à

050 PA à 0 0 0 0
OFIà

CA à

051 PA à 0 0 0 0
OFIà

CA à

052 PA à 0 0 0 0
OFIà

CA à

053 PA à 0 0 0 0
OFIà

CA à

054 PA à 0 0 0 0
OFIà

CA à

055 PA à 0 0 0 0
OFIà

CA à

056 PA à 0 0 0 0
OFIà

CA à

057 PA à 0 0 0 0
OFIà

CA à

058 PA à 0 0 0 0
OFIà

CA à

059 PA à 0 0 0 0
OFIà

CA à

060 PA à 0 0 0 0
OFIà

0 0 TTL CAs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL Correctives

TOTALS Total Audits Scheduled Total Audits Completed
TTL PAs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL Preventives

TTL OFIs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL OFIs

TTL
ALL 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL ALL

Error checking cells, ignore unless red:

715718228.xlsx
 INTERNAL AUDIT TREND REPORT
As of 28-Dec-2023

Cut and paste these charts into the Management Review Meeting Minutes for
the latest period, or into other management reports as required.
BE CAREFUL - THIS SHEET IS NOT PROTECTED AND YOU COULD BREAK THE
FORMULAS!
Preventive Actions
Corrective Actions

ANALYSIS OF AUDIT
FINDINGS BY
Total Findings
Opportunities

ISO 9001:2015 CLAUSE

ISO 9001:2015 Clause Executive Summary

4.1 Understanding the Context 0 0 0 0
4.2 Interested Parties 0 0 0 0 Total audits to date 0
4.3 Determining the Scope 0 0 0 0 Total findings to date 0
4.4 QMS Processes 0 0 0 0 Average findings per audit #DIV/0!
5.1 Leadership & Commitment 0 0 0 0
5.2 Policy 0 0 0 0 Total Nonconformities to Date 0
5.3 Organizational Roles Resp & Authorities 0 0 0 0 Nonconformities per audit #DIV/0!
6.1 Risks and Opportunities 0 0 0 0
6.2 Quality Objectives 0 0 0 0 Total Opportunities to Date 0
6.3 Planning of Changes 0 0 0 0 Opportunities per audit #DIV/0!
7.1.1 Resources: General 0 0 0 0
7.1.2 People 0 0 0 0
7.1.3 Infrastructure 0 0 0 0
7.1.4 Environment 0 0 0 0
7.1.5 Monitoring and Measuring Resources
7.1.6 Organizational Knowledge
0
0
0
0
0
0
0
0
Internal Audit Findings by Type
7.2 Competence 0 0 0 0
7.3 Awareness 0 0 0 0
7.4 Communication 0 0 0 0
7.5 Documented Information 0 0 0 0
8.1 Operational Planning and Control 0 0 0 0
8.2.1 Customer Communication 0 0 0 0
8.2.2 Determining the Requirements 0 0 0 0
8.2.3 Review of Requirements 0 0 0 0
8.2.4 Changes to Requirements 0 0 0 0
8.3.1 Design & Development: General 0 0 0 0
8.3.2 Design and Development Planning 0 0 0 0
8.3.3 Design and Development Inputs 0 0 0 0
8.3.4 Design and Development Controls 0 0 0 0
8.3.5 Design and Development Outputs 0 0 0 0
8.3.6 Design and Development Changes 0 0 0 0
8.4 Control of Externally Provided… 0 0 0 0
8.5.1 Control of Production… 0 0 0 0
8.5.2 Identification and Traceability 0 0 0 0
8.5.3 Property Belonging to Customers … 0 0 0 0
8.5.4 Preservation 0 0 0 0
8.5.5 Post-Delivery Activities 0 0 0 0
8.5.6 Control of Changes 0 0 0 0
8.6 Release of Products and Services 0 0 0 0
8.7 Control of Nonconforming Outputs 0 0 0 0
9.1 Monitoring, Measurement… 0 0 0 0 Internal Audit Findings by Process
9.2 Internal Audit 0 0 0 0
9.3 Management Review 0 0 0 0
10.1 Improvement: General 0 0 0 0
10.2 Nonconformity and Corrective Action 0 0 0 0
10.3 Continual Improvement 0 0 0 0

Opportunities to
Date

Preventive Actions
to Date

Corrective Actions
to Date

0 c
s1 s2 s3 Et
es es es
oc oc oc
Pr Pr Pr

Page 3 of 4
 Corrective Actions to Preventive Actions to TTL Corrective TTL Preventive TTL Opportunities TTL
Enter Names of Your Processes Date Date
Opportunities to Date Total Findings to Date ISO 9001 Clause Actions Actions for Improvement Findings
Here: List Auditors Here: Total audits to date 0
Process 1 0 0 0 0 Total findings to date 0 4.1 Understanding the Context 0 0 0 0
Process 2 0 0 0 0 Average findings per audit #DIV/0! 4.2 Interested Parties 0 0 0 0
Process 3 0 0 0 0 4.3 Determining the Scope 0 0 0 0
Etc 0 0 0 0 Total Nonconformities to Date 0 4.4 QMS Processes 0 0 0 0
Nonconformities per audit #DIV/0! 5.1 Leadership & Commitment 0 0 0 0
5.2 Policy 0 0 0 0
Total Opportunities to Date 0 5.3 Organizational Roles Resp & Authorities 0 0 0 0
Opportunities per audit #DIV/0! 6.1 Risks and Opportunities 0 0 0 0
6.2 Quality Objectives 0 0 0 0
6.3 Planning of Changes 0 0 0 0
7.1.1 Resources: General 0 0 0 0

Enter your processes Enter the 7.1.2 People

7.1.3 Infrastructure
7.1.4 Environment
0
0
0
0
0
0
0
0
0
0
0
0

here; you can add up to names of your If you need to unlock

7.1.5 Monitoring and Measuring Resources
7.1.6 Organizational Knowledge
0
0
0
0
0
0
0
0

50 processes. auditors here. this form to access all

7.2 Competence
7.3 Awareness
0
0
0
0
0
0
0
0

the cells, click REVIEW

7.4 Communication 0 0 0 0
7.5 Documented Information 0 0 0 0
8.1 Operational Planning and Control 0 0 0 0
-> UNPROTECT SHEET
8.2.1 Customer Communication
8.2.2 Determining the Requirements
0
0
0
0
0
0
0
0
8.2.3 Review of Requirements 0 0 0 0
8.2.4 Changes to Requirements 0 0 0 0
8.3.1 Design & Development: General 0 0 0 0
8.3.2 Design and Development Planning 0 0 0 0
8.3.3 Design and Development Inputs 0 0 0 0
8.3.4 Design and Development Controls 0 0 0 0
8.3.5 Design and Development Outputs 0 0 0 0
8.3.6 Design and Development Changes 0 0 0 0
8.4 Control of Externally Provided… 0 0 0 0
8.5.1 Control of Production… 0 0 0 0
8.5.2 Identification and Traceability 0 0 0 0
8.5.3 Property Belonging to Customers … 0 0 0 0
8.5.4 Preservation 0 0 0 0
8.5.5 Post-Delivery Activities 0 0 0 0
8.5.6 Control of Changes 0 0 0 0
8.6 Release of Products and Services 0 0 0 0
8.7 Control of Nonconforming Outputs 0 0 0 0
9.1 Monitoring, Measurement… 0 0 0 0
9.2 Internal Audit 0 0 0 0
9.3 Management Review 0 0 0 0
10.1 Improvement: General 0 0 0 0
10.2 Nonconformity and Corrective Action 0 0 0 0
10.3 Continual Improvement 0 0 0 0
TOTALS: 0 0 0 0
Corrective Preventive OFI All

1 1 1 1