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Audit

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630554386.xlsx
PROCESS AUDITED
Rev. A

Date Scheduled
ANALYSIS REPORT

Date Conducted
Lead Auditor
INTERNAL AUDIT SCHEDULE & TREND

Internal Audit Log

Rev. 0

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AS9100 Clause â

4.1 Understanding the Context

4.2 Interested Parties

4.3 Determining the Scope

4.4 QMS Processes

5.1 Leadership & Commitment

5.2 Policy

5.3 Organizational Roles Resp & Authorities

6.1 Risks and Opportunities

6.2 Quality Objectives

6.3 Planning of Changes

7.1.1 Resources: General

7.1.2 People

7.1.3 Infrastructure

7.1.4 Environment

7.1.5 Monitoring and Measuring Resources

7.1.6 Organizational Knowledge

7.2 Competence

7.3 Awareness

7.4 Communication

7.5 Documented Information

8.1 Operational Planning and Control

8.1.1 Operational Risk Management

8.1.2 Configuration Management

8.1.3 Product Safety

8.1.4 Prevention of Counterfeit Parts

8.2.1 Customer Communication

8.2.2 Determining the Requirements

8.2.3 Review of Requirements

8.2.4 Changes to Requirements

8.3.1 Design & Development: General

8.3.2 Design and Development Planning

8.3.3 Design and Development Inputs

8.3.4 Design and Development Controls

8.3.5 Design and Development Outputs

8.3.6 Design and Development Changes

8.4 Control of Externally Provided…

8.5.1 Control of Production…

8.5.1.1 Control of Equipment …

8.5.1.2 Validation and Control of Special Processes

8.5.1.3 Production Process Verification

8.5.2 Identification and Traceability

8.5.3 Property Belonging to Customers …

8.5.4 Preservation

8.5.5 Post-Delivery Activities

8.5.6 Control of Changes

8.6 Release of Products and Services

8.7 Control of Nonconforming Outputs

9.1 Monitoring, Measurement…

9.2 Internal Audit

9.3 Management Review

10.1 Improvement: General

10.2 Nonconformity and Corrective Action

10.3 Continual Improvement

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TOTAL CORRECTIVE ACTIONS

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TOTAL PREVENTIVE ACTIONS

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TOTAL OPPORTUNITIES
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TOTAL OF ALL FINDINGS

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060 PA à 0 0 0 0
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0 0 TTL CAs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL Correctives

TOTALS Total Audits Scheduled Total Audits Completed
TTL PAs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL Preventives

TTL OFIs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL OFIs

TTL
ALL 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL ALL

Error checking cells, ignore unless red:

630554386.xlsx
 INTERNAL AUDIT TREND REPORT
As of 2-Dec-2022

Copy and paste these charts into the Management Review Meeting Minutes
for the latest period, or into other management reports as required.
BE CAREFUL - THIS SHEET IS NOT PROTECTED AND YOU COULD BREAK THE
FORMULAS!
Preventive Actions
Corrective Actions

ANALYSIS OF AUDIT
FINDINGS BY
Total Findings
Opportunities

AS9100 CLAUSE

AS9100 Rev. D Clause Executive Summary

4.1 Understanding the Context 0 0 0 0
4.2 Interested Parties 0 0 0 0 Total audits to date 0
4.3 Determining the Scope 0 0 0 0 Total findings to date 0
4.4 QMS Processes 0 0 0 0 Average findings per audit #DIV/0!
5.1 Leadership & Commitment 0 0 0 0
5.2 Policy 0 0 0 0 Total Nonconformities to Date 0
5.3 Organizational Roles Resp & Authorities 0 0 0 0 Nonconformities per audit #DIV/0!
6.1 Risks and Opportunities 0 0 0 0
6.2 Quality Objectives 0 0 0 0 Total Opportunities to Date 0
6.3 Planning of Changes 0 0 0 0 Opportunities per audit #DIV/0!
7.1.1 Resources: General 0 0 0 0
7.1.2 People 0 0 0 0
7.1.3 Infrastructure 0 0 0 0
7.1.4 Environment 0 0 0 0
7.1.5 Monitoring and Measuring Resources 0 0 0 0 Internal Audit Findings by Type
7.1.6 Organizational Knowledge 0 0 0 0
7.2 Competence 0 0 0 0
7.3 Awareness 0 0 0 0
7.4 Communication 0 0 0 0
7.5 Documented Information 0 0 0 0
8.1 Operational Planning and Control 0 0 0 0
8.1.1 Operational Risk Management 0 0 0 0
8.1.2 Configuration Management 0 0 0 0
8.1.3 Product Safety 0 0 0 0
8.1.4 Prevention of Counterfeit Parts 0 0 0 0
8.2.1 Customer Communication 0 0 0 0
8.2.2 Determining the Requirements 0 0 0 0
8.2.3 Review of Requirements 0 0 0 0
8.2.4 Changes to Requirements 0 0 0 0
8.3.1 Design & Development: General 0 0 0 0
8.3.2 Design and Development Planning 0 0 0 0
8.3.3 Design and Development Inputs 0 0 0 0
8.3.4 Design and Development Controls 0 0 0 0
8.3.5 Design and Development Outputs 0 0 0 0
8.3.6 Design and Development Changes 0 0 0 0
8.4 Control of Externally Provided… 0 0 0 0
8.5.1 Control of Production… 0 0 0 0
8.5.1.1 Control of Equipment. tools and Software 0 0 0 0
8.5.1.2 Validation and Control of Special Process 0 0 0 0
8.5.1.3 Production Process Verification 0 0 0 0 Internal Audit Findings by Process
8.5.2 Identification and Traceability 0 0 0 0
8.5.3 Property Belonging to Customers … 0 0 0 0
8.5.4 Preservation 0 0 0 0
8.5.5 Post-Delivery Activities 0 0 0 0
8.5.6 Control of Changes 0 0 0 0
8.6 Release of Products and Services 0 0 0 0
8.7 Control of Nonconforming Outputs 0 0 0 0
9.1 Monitoring, Measurement… 0 0 0 0
9.2 Internal Audit 0 0 0 0

Opportunities to
Date

Preventive
Actions to
Date

Corrective
Actions to
Date
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 Corrective Actions to Preventive Actions to TTL Corrective TTL Preventive TTL Opportunities TTL
Date Date
Opportunities to Date Total Findings to Date AS9100 Clause Actions Actions for Improvement Findings
Process List Auditors Here: Total audits to date 0
Process 1 0 0 0 0 Total findings to date 0 4.1 Understanding the Context 0 0 0 0
Process 2 0 0 0 0 Average findings per audit #DIV/0! 4.2 Interested Parties 0 0 0 0
Et cetera 0 0 0 0 4.3 Determining the Scope 0 0 0 0
Total Nonconformities to Date 0 4.4 QMS Processes 0 0 0 0
Nonconformities per audit #DIV/0! 5.1 Leadership & Commitment 0 0 0 0
5.2 Policy 0 0 0 0
Total Opportunities to Date 0 5.3 Organizational Roles Resp & Authorities 0 0 0 0
Opportunities per audit #DIV/0! 6.1 Risks and Opportunities 0 0 0 0
6.2 Quality Objectives 0 0 0 0

Enter your processes 6.3 Planning of Changes

7.1.1 Resources: General
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here; you can add up to Enter the 7.1.2 People

7.1.3 Infrastructure
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50 processes. names of your If you need to unlock

7.1.4 Environment 0 0 0 0
7.1.5 Monitoring and Measuring Resources 0 0 0 0
7.1.6 Organizational Knowledge 0 0 0 0
auditors here. this form to access all
7.2 Competence
7.3 Awareness
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the cells, click REVIEW

7.4 Communication
7.5 Documented Information
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1 1
8.1 Operational Planning and Control
8.1.1 Operational Risk Management
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8.1.2 Configuration Management 0 0 0 0
8.1.3 Product Safety 0 0 0 0
8.1.4 Prevention of Counterfeit Parts 0 0 0 0
8.2.1 Customer Communication 0 0 0 0
8.2.2 Determining the Requirements 0 0 0 0
8.2.3 Review of Requirements 0 0 0 0
8.2.4 Changes to Requirements 0 0 0 0
8.3.1 Design & Development: General 0 0 0 0
8.3.2 Design and Development Planning 0 0 0 0
8.3.3 Design and Development Inputs 0 0 0 0
8.3.4 Design and Development Controls 0 0 0 0
8.3.5 Design and Development Outputs 0 0 0 0
8.3.6 Design and Development Changes 0 0 0 0
8.4 Control of Externally Provided… 0 0 0 0
8.5.1 Control of Production… 0 0 0 0
8.5.1.1 Control of Equipment. tools and Sof 0 0 0 0
8.5.1.2 Validation and Control of Special Pr 0 0 0 0
8.5.1.3 Production Process Verification 0 0 0 0
8.5.2 Identification and Traceability 0 0 0 0
8.5.3 Property Belonging to Customers … 0 0 0 0
8.5.4 Preservation 0 0 0 0
8.5.5 Post-Delivery Activities 0 0 0 0
8.5.6 Control of Changes 0 0 0 0
8.6 Release of Products and Services 0 0 0 0
8.7 Control of Nonconforming Outputs 0 0 0 0
9.1 Monitoring, Measurement… 0 0 0 0
9.2 Internal Audit 0 0 0 0
9.3 Management Review 0 0 0 0
1 10.1 Improvement: General 0 0 0 0
10.2 Nonconformity and Corrective Action 0 0 0 0
10.3 Continual Improvement 0 0 0 0
TOTALS: 0 0 0 0
Corrective Preventive OFI All