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Audit

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661495756.xlsx
PROCESS AUDITED
Rev. A

Date Scheduled
ANALYSIS REPORT

Date Conducted
Lead Auditor
INTERNAL AUDIT SCHEDULE & TREND

Internal Audit Log

Rev. 0

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ISO 9001 Clause â

4.1 Understanding the Context

SETUP tab first.

4.2 Interested Parties

4.3 Determining the Scope

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4.4 QMS Processes

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5.1 Leadership & Commitment

5.2 Policy

5.3 Organizational Roles Resp & Authorities

6.1 Risks and Opportunities

6.2 Quality Objectives

6.3 Planning of Changes

7.1.1 Resources: General

7.1.2 People

7.1.3 Infrastructure

7.1.4 Environment

7.1.5 Monitoring and Measuring Resources

7.1.6 Organizational Knowledge

7.2 Competence

7.3 Awareness

7.4 Communication

7.5 Documented Information

8.1 Operational Planning and Control

8.2.1 Customer Communication

access all the cells, click

8.2.2 Determining the Requirements

8.2.3 Review of Requirements

8.2.4 Changes to Requirements

REVIEW > UNPROTECT SHEET

8.3.1 Design & Development: General

8.3.2 Design and Development Planning

If you need to unlock this form to

8.3.3 Design and Development Inputs

8.3.4 Design and Development Controls

8.3.5 Design and Development Outputs

8.3.6 Design and Development Changes

8.4 Control of Externally Provided…

8.5.1 Control of Production…

8.5.2 Identification and Traceability

8.5.3 Property Belonging to Customers …

8.5.4 Preservation

8.5.5 Post-Delivery Activities

8.5.6 Control of Changes

8.6 Release of Products and Services

8.7 Control of Nonconforming Outputs

9.1 Monitoring, Measurement…

9.2 Internal Audit

9.3 Management Review

10.1 Improvement: General

10.2 Nonconformity and Corrective Action

10.3 Continual Improvement

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TOTAL CORRECTIVE ACTIONS

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TOTAL PREVENTIVE ACTIONS

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TOTAL OPPORTUNITIES

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TOTAL OF ALL FINDINGS

PEAR
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0 0 TTL CAs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL Correctives

TOTALS Total Audits Scheduled Total Audits Completed
TTL PAs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL Preventives

TTL OFIs 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL OFIs

TTL
ALL 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Grand TTL ALL

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661495756.xlsx
 INTERNAL AUDIT TREND REPORT
Cut and paste these charts into the Management Review Meeting Minutes for
As of 1-May-2023
the latest period, or into other management reports as required.
In order to permit copying and pasting, go to menu above and clieck REVIEW >
UNPROTECT SHEET.

It is recommended that you put sheet protection back on afterward, to avoid

Preventive Actions
Corrective Actions
ANALYSIS OF AUDIT corrupting the formulas on this page.
FINDINGS BY

Total Findings
Opportunities
ISO 9001:2015 CLAUSE

Latest Average
ISO 9001:2015 Clause Executive Summary PROCESS PEAR PEAR
4.1 Understanding the Context 0 0 0 0 Process 1 NONE 0
4.2 Interested Parties 0 0 0 0 Total audits to date 0 Process 2 NONE 0
4.3 Determining the Scope 0 0 0 0 Total findings to date 0 Process 3 NONE 0
4.4 QMS Processes 0 0 0 0 Average findings per audit #DIV/0! Etc NONE 0
5.1 Leadership & Commitment 0 0 0 0
5.2 Policy 0 0 0 0 Total Nonconformities to Date 0
5.3 Organizational Roles Resp & Authorities 0 0 0 0 Nonconformities per audit #DIV/0!
6.1 Risks and Opportunities 0 0 0 0
6.2 Quality Objectives 0 0 0 0 Total Opportunities to Date 0
6.3 Planning of Changes 0 0 0 0 Opportunities per audit #DIV/0!
7.1.1 Resources: General 0 0 0 0
7.1.2 People 0 0 0 0
7.1.3 Infrastructure 0 0 0 0
7.1.4 Environment 0 0 0 0
7.1.5 Monitoring and Measuring Resources 0 0 0 0 Internal Audit Findings by Type
7.1.6 Organizational Knowledge 0 0 0 0
7.2 Competence 0 0 0 0
7.3 Awareness 0 0 0 0
7.4 Communication 0 0 0 0
7.5 Documented Information 0 0 0 0
8.1 Operational Planning and Control 0 0 0 0
8.2.1 Customer Communication 0 0 0 0
8.2.2 Determining the Requirements 0 0 0 0
8.2.3 Review of Requirements 0 0 0 0
8.2.4 Changes to Requirements 0 0 0 0
8.3.1 Design & Development: General 0 0 0 0
8.3.2 Design and Development Planning 0 0 0 0
8.3.3 Design and Development Inputs 0 0 0 0
8.3.4 Design and Development Controls 0 0 0 0
8.3.5 Design and Development Outputs 0 0 0 0
8.3.6 Design and Development Changes 0 0 0 0
8.4 Control of Externally Provided… 0 0 0 0
8.5.1 Control of Production… 0 0 0 0
8.5.2 Identification and Traceability 0 0 0 0
8.5.3 Property Belonging to Customers … 0 0 0 0
8.5.4 Preservation 0 0 0 0
8.5.5 Post-Delivery Activities 0 0 0 0
8.5.6 Control of Changes 0 0 0 0
8.6 Release of Products and Services 0 0 0 0
8.7 Control of Nonconforming Outputs 0 0 0 0
9.1 Monitoring, Measurement… 0 0 0 0
9.2 Internal Audit 0 0 0 0
9.3 Management Review 0 0 0 0
10.1 Improvement: General 0 0 0 0
10.2 Nonconformity and Corrective Action 0 0 0 0
10.3 Continual Improvement 0 0 0 0

Internal Audit Findings by Process

Opportunities to
Date

Preventive
Actions to
Date

Corrective
Actions to
Date
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 Corrective Actions to Preventive Actions to LATEST AUDIT TTL Corrective TTL Preventive TTL Opportunities TTL
Enter Names of Your Processes Date Date
Opportunities to Date Total Findings to Date LATEST PEAR AVG PEAR TO DATE TTL AUDITS
DATE NUMERICAL
LATEST CONCATENATE STRING ISO 9001 Clause Actions Actions for Improvement Findings
List Auditors Here: Here: Total audits to date 0
Process 1 0 0 0 0 NONE 0.0 0 0 Process 1|0 Total findings to date 0 4.1 Understanding the Context 0 0 0 0
Process 2 0 0 0 0 NONE 0.0 0 0 Process 2|0 Average findings per audit #DIV/0! 4.2 Interested Parties 0 0 0 0
Process 3 0 0 0 0 NONE 0.0 0 0 Process 3|0 4.3 Determining the Scope 0 0 0 0
Etc 0 0 0 0 NONE 0.0 0 0 Etc|0 Total Nonconformities to Date 0 4.4 QMS Processes 0 0 0 0
0.0 Nonconformities per audit #DIV/0! 5.1 Leadership & Commitment 0 0 0 0
0.0 5.2 Policy 0 0 0 0
0.0 Total Opportunities to Date 0 5.3 Organizational Roles Resp & Authorities 0 0 0 0
0.0 Opportunities per audit #DIV/0! 6.1 Risks and Opportunities 0 0 0 0
0.0 6.2 Quality Objectives 0 0 0 0
0.0 6.3 Planning of Changes 0 0 0 0
0.0 7.1.1 Resources: General 0 0 0 0

Enter the Enter your processes 0.0

0.0
7.1.2 People
7.1.3 Infrastructure
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names of here; you can add up to 0.0

0.0
7.1.4 Environment
7.1.5 Monitoring and Measuring Resources
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50 processes.
0.0 7.1.6 Organizational Knowledge 0 0 0 0

your 0.0
0.0 If you need to unlock 7.2 Competence
7.3 Awareness
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auditors 0.0
0.0 this form to access all 7.4 Communication
7.5 Documented Information
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here. 0.0
0.0 the cells, click REVIEW
8.1 Operational Planning and Control
8.2.1 Customer Communication
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-> UNPROTECT SHEET

0.0 8.2.2 Determining the Requirements 0 0 0 0
0.0 8.2.3 Review of Requirements 0 0 0 0
0.0 8.2.4 Changes to Requirements 0 0 0 0
0.0 8.3.1 Design & Development: General 0 0 0 0
0.0 8.3.2 Design and Development Planning 0 0 0 0
0.0 8.3.3 Design and Development Inputs 0 0 0 0
0.0 8.3.4 Design and Development Controls 0 0 0 0
0.0 8.3.5 Design and Development Outputs 0 0 0 0
0.0 8.3.6 Design and Development Changes 0 0 0 0
0.0 8.4 Control of Externally Provided… 0 0 0 0
0.0 8.5.1 Control of Production… 0 0 0 0
0.0 8.5.2 Identification and Traceability 0 0 0 0
0.0 8.5.3 Property Belonging to Customers … 0 0 0 0
0.0 8.5.4 Preservation 0 0 0 0
0.0 8.5.5 Post-Delivery Activities 0 0 0 0
0.0 8.5.6 Control of Changes 0 0 0 0
0.0 8.6 Release of Products and Services 0 0 0 0
0.0 8.7 Control of Nonconforming Outputs 0 0 0 0
0.0 9.1 Monitoring, Measurement… 0 0 0 0
0.0 9.2 Internal Audit 0 0 0 0
0.0 9.3 Management Review 0 0 0 0
0.0 10.1 Improvement: General 0 0 0 0
0.0 10.2 Nonconformity and Corrective Action 0 0 0 0
0.0 10.3 Continual Improvement 0 0 0 0
0.0 TOTALS: 0 0 0 0
0.0 Corrective Preventive OFI All
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0.0
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