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Abstract: This paper presents a numerical analysis of the fracture behavior of pavement slabs, using special purpose cohe-
sive finite elements. Hilleborg’s fictitious crack model is employed in sensitivity studies exploring the effect of a number of
Can. J. Civ. Eng. Downloaded from www.nrcresearchpress.com by University of Regina on 04/20/13
modeling parameters on edge loading responses. Moreover, the case of interior loading is investigated, anticipating a future
thermal stress analysis. Results are compared with previous experimental as well as numerical investigations conducted by
other independent researchers. It is shown that cohesive elements are suitable for modeling crack propagation as required in
pavement engineering. It is envisaged that the approach presented in this study can be extended to more realistic in situ
pavement systems, thereby addressing the limitations of current mechanistic-empirical pavement design procedures.
Key words: pavement analysis, concrete fracture, cohesive elements, crack propagation.
Résumé : Cet article analyse numériquement le comportement en fracture des dalles de chaussée à l’aide d’éléments finis
cohésifs spéciaux. Le modèle de fissure fictive de Hilleborg est utilisé dans les études de sensibilité examinant l’effet d’un
certain nombre de paramètres de modélisation des réponses aux charges de bord. De plus, le cas de la charge intérieure est
examiné, anticipant une analyse future de la contrainte thermique. Les résultats sont comparés aux études expérimentales et
numériques antérieures réalisées par d’autres chercheurs indépendants. Il est montré que les éléments cohésifs sont adéquats
pour la modélisation de la propagation des fissures, tel que requis en génie des chaussées. Il est envisagé que l’approche
présentée dans cette étude soit étendue à des systèmes de chaussée réalistes in situ, abordant ainsi les limites des procédures
For personal use only.
1. Introduction while the second is that its numerical simulation poses enor-
mous computational challenges of its own.
Portland cement concrete (PCC) slabs-on-grade are sub-
For this study, post-crack analysis of slab-on-grade pave-
jected to traffic loads and environmental stressors, mainly
ments is accomplished using a commercial finite element
temperature and moisture, resulting in the formation of dis-
package ABAQUS®, in which a nonlinear fracture mechan-
crete cracks (Westergaard 1927). Analytical as well as numer-
ics (NLFM) application of the fictitious crack model (FCM),
ical idealizations of the slab behavior up to its elastic limit
first proposed by Hillerborg et al. (1976), is implemented. A
under those actions have been well documented (Huang and
crucial aspect of the simulations presented is the use of cohe-
Wang 1973). Additionally, considerable research has been de-
sive elements for modeling deformation and damage, leading
voted to post elastic characteristics, following crack initiation
to a detailed discussion of how related computational issues
(Ang et al. 1963; Ramsamooj 1993; Ioannides and Peng
may be resolved.
2004). Naturally, the performance of the system is greatly af-
fected by the processes of crack formation and propagation.
The present study is intended as yet another small contribu- 2. Literature review
tion in this evolving field of research, which aspires to even- Almost without exception, analytical models developed to
tually replace the purely statistical–empirical transfer functions date for crack simulation have been limited to linear elastic
and Miner’s cumulative linear fatigue hypothesis (Miner fracture mechanics (LEFM) concepts (Ramsamooj 1993,
1945), which are currently in use in mechanistic–empirical 1994; Shah and Ouyang 1994; Roesler and Khazanovich
pavement design guides (AASHTO 2008). More specifically, 1997; Gotlif et al. 2006). Such approaches neglect the
two problems frequently encountered in dealing with post quasi-brittle nature of concrete and the creation of a large
crack slab behavior are addressed in this paper. The first is fracture process zone (FPZ) (Kaplan 1961; Shah and
that the complexity of the phenomenon defies theoretical McGarry 1971). The relatively fewer attempts to employ
treatment, especially for quasi-brittle materials like concrete, concepts of NLFM to characterize concrete fracture have
Received 13 July 2011. Revision accepted 17 February 2012. Published at www.nrcresearchpress.com/cjce on 13 April 2012.
T.W. Aure and A.M. Ioannides. Civil Engineering Program in School of Advanced Structures, University of Cincinnati (ML-0071), P.O.
Box 210071, Cincinnati, OH 45221-0071, USA.
Corresponding author: Anastasios M. Ioannides (e-mail: anastasios.ioannides@uc.edu).
Written discussion of this article is welcomed and will be received by the Editor until 30 September 2012.
Can. J. Civ. Eng. 39: 506–514 (2012) doi:10.1139/L2012-020 Published by NRC Research Press
Aure and Ioannides 507
been summarized by Shah et al. (1995). These aim primarily analysis of pavement slabs-on-grade, whose geometry plus
at capturing the physics of the problem, while simultane- material properties are shown in Table 1. Unless and other-
ously remaining rather simplistic, lest their numerical imple- wise stated, slab SL1 is considered in most sections; this
mentation become prohibitively demanding. The FCM, first slab was previously analyzed by Ioannides et al. (2006), us-
proposed by Hillerborg et al. (1976), is a case in point, since ing JOINTC elements. For the fracture process, built-in trac-
it has been found to simulate adequately the cracking proc- tion separation based three-dimensional cohesive elements,
ess, while lending itself well for numerical algorithms. The COH3D8, are inserted along the anticipated fracture plane,
FCM takes into account the interdependence of the traction in accordance with a discrete crack approach. This is deemed
pressure transferred at the crack tip and the corresponding a reasonable model for pavement slabs loaded either at the
material delamination occurring in the FPZ. Energy ex- edge or at the interior, since the fracture plane is anticipated
pended in creating new crack surfaces is neglected, since it in the direction of the maximum stress. Moreover, Mode I or
is assumed to be very small compared to that needed to opening mode is assumed as the contribution of the shear
Can. J. Civ. Eng. Downloaded from www.nrcresearchpress.com by University of Regina on 04/20/13
JOINTC, was found to be suitable for this purpose, and this either side of the symmetry line at (x, y, z) = (76.2, 152.4,
was adopted for concrete beams and slabs-on-grade subjected 152.4) mm (3, 6, 6 in.) from the edge.
to mechanical loads (Ioannides and Peng 2004; Ioannides et al. The responses monitored are as follows: load line displace-
2006). Similarly, investigators at the University of Illinois, cre- ment (LLD), i.e., vertical displacement at the centre of the
ated user elements (UEL) based on FCM, and implemented loaded area to the right of the symmetry (also, fracture)
them locally in commercial software to simulate crack propaga- plane; crack mouth opening displacement (CMOD), i.e., the
tion in concrete beam specimens (Park 2005; Roesler et al. horizontal displacement at the bottom of the FPZ directly
2007), in asphalt specimens (Song 2006; Song et al. 2006a, under the applied load; and, the total applied load (P), i.e.,
2006b), and in functionally graded concrete materials (Evanga- the sum of reaction forces at all loaded nodes.
lista et al. 2009; Park et al. 2010). Although these elements
were two-dimensional, responses obtained were compared with
4. Sensitivity studies
experimental measurements and adequately good agreement was
reported. Additional theoretical progress is to be expected fol- 4.1. Effect of concrete softening curve
lowing the recent formulation of a more general cohesive zone The FCM assumes that the traction stress is purely a mate-
model using potential based fields by Park et al. (2009). rial property, independent of specimen geometry and size.
Numerical implementation of the FCM has been boosted The softening curve that relates the traction stress to the
significantly by the 2005 release of ABAQUS ®Version opening displacement is defined in terms of the total fracture
6.5, which for the first time included “a family of cohesive energy, GF, the concrete tensile strength, ft0 , and the shape of
elements for modeling deformation and damage in finite- the curve. Several researchers have argued that the shape of
thickness adhesive layers between bonded parts.” Both the softening curve significantly affects structural response,
aforementioned University research groups quickly em- particularly local failure behavior (Petersson 1981; Gustafs-
barked on related but independent simulations of crack son 1985; Roelfstra and Wittmann 1986; Alvaredo and Tor-
propagation in beams and slabs-on-grade subjected to me- rent 1987). Consequently, numerous different curve shapes
chanical loads, with some very encouraging results (Gae- have been proposed (Shah et al. 1995; Park et al. 2008). Hill-
dicke and Roesler 2009; Aure and Ioannides 2010). The erborg et al. (1976) started with a simple linear softening
present paper is the most recent product of this continuing curve, as shown in Fig. 1. Since the total fracture energy is
effort, which may eventually enable engineers to develop equal to the area under the curve, the final (zero traction) dis-
rational failure criteria that can replace the statistical–em- placement, wf, is
pirical algorithms in current pavement design practice
(AASHTO 2008). GF
½1 wf ¼ 2 0
ft
3. Methodology Subsequently, Petersson (1981) and Gustafsson (1985) em-
In this study, commercial general purpose FE program ployed a bilinear softening curve characterized by an addi-
ABAQUS/STANDARD®, version 6.9-2 is employed in the tional ‘kink’ point, as shown in Fig. 1. If the coordinates of
SL1 SL2
Slab geometry
Length 6096 mm (240 in.) 2000 mm (78.74 in.)
Width 3048 mm (120 in.) 2000 mm (78.74 in.)
Thickness 152.4 mm (6 in.) 63 mm (2.48 in.)
Material properties
Young’s modulus 27560 MPa (4000 ksi) 32040 MPa (4641.28 ksi)
Tensile strength 3.19 MPa (0.463 ksi) 4.15 MPa (0.602 ksi)
Fracture energy 0.075 N/mm (0.431lb/in.) 0.119 N/mm (0.679 lb/in.)
Poisson’s ratio 0.150 0.150
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Foundation characteristics
Subgrade modulus 54.24 kPa/mm (200 psi/in.) 156 kPa/mm (574.70 psi/in.)
Numerical model characteristics
Slab mesh size 152.4×152.4×50.8 mm (6×6×2 in.) 50.8×50.8×10.2 mm (2×2×0.4 in.)
Cohesive zone mesh 053.05×3.05 mm (0.12×0.12 in.) 3.05×3.05 mm (0.12×0.12 in.)
Softening Bilinear Linear
Solver Riks or Newton–Raphson Riks
Subgrade SPRING1 SPRING1
the kink point, (wk, jft0 ), are set at 0:8Gf 0F ; 13ft0 , the final dis- Fig. 1. Different types of concrete softening models (1 in. =
t
25.4 mm; 1 ksi = 6.89 MPa).
placement will be
GF
½2 wf ¼ 3:6 0
For personal use only.
ft
two regions for the purpose of integration: the elastic or pre- Fig. 2. Effect of concrete softening curve and analysis technique.
crack response and the damage or post-crack behavior. The
pre-crack response is characterized by
8 9 8 9
> 3 > wn >
< n> = 1< =
½8 3s ¼ ws
>
: > ; T0 > : > ;
3t wt
Fig. 3. Effect of viscous regularization on slab response. Raphson technique. Accordingly, ABAQUS (2009) implements
the so-called modified Riks algorithm (Riks 1979), whose use-
fulness has been confirmed by the authors in a previous study
involving simply supported beams (Aure and Ioannides 2010).
A comparison of the Newton–Raphson and modified Riks solv-
ers is made in the present study for slab-on-grade fracture. Re-
sponses are compared in Fig. 3, where it is clearly seen that the
modified Riks method captures the post-peak softening region,
whereas the Newton–Raphson shows a vertical drop in the load
at constant displacement. Despite this numerical disadvantage,
however, the inaccuracy observed by using the latter may be tol-
erable in certain cases, owing to its numerical simplicity and
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The same approach may be extended to slabs. Four differ- the cohesive elements start to be damaged earlier under the
ent T0 values were tried: 0.0254 mm (0.001 in.), 0.254 mm concentrated load scenario, resulting in a significantly lower
(0.01 in.), 2.54 mm (0.1 in.), and 25.4 mm (1.0 in.) Judging peak load: 80.1 kN (18 kips) and 191.3 kN (43 kips), respec-
from the load–displacement curve obtained, changes in the tively. This is probably attributable to stress redistribution
cohesive zone width do not change the response substantially, that occurs when a rigid plate load is applied, toward the cor-
ner nodes of the loaded area and away from the assumed
although an increase in T0 widens the crack mouth opening
fracture plane. The actual loading condition on in situ slabs
displacement slightly. This is due to the fact that increasing
lies between these two scenaria, probably being closer to the
cohesive width decreases the penalty stiffness and conse-
concentrated load case, which is, therefore, retained in this
quently increases the horizontal elastic displacement of the
study for edge loading; for interior loading the rigid plate
cohesive zone. As for beams, the 0.0254 mm (0.001 in.)
load is deemed more appropriate, as discussed in the perti-
width is found to be computationally attractive without com-
nent section, below.
promising the stability and accuracy of the solution, and,
therefore, it was adopted in this study.
4.7. Effect of tensile strength and fracture energy
The softening curves depicted in Fig. 1 make it apparent
4.4. Effect of cohesive zone mesh that the two main material parameters influencing the fracture
Three cohesive zone meshes, with aspect ratio of 3, 2, and process are tensile strength, ft0 , and total fracture energy. To
1, respectively, are considered. These give rise to COH3D8 quantify the influence of these parameters on the load vs.
element sizes of 19.05 mm × 6.35 mm (0.75 × 0.25 in.), displacement response of the slab, one of them may be kept
10.16 mm × 5.08 mm (0.40 × 0.20 in.), and 3.05 mm × constant while changing the other. To illustrate this more
3.05 mm (0.12 × 0.12 in.), along the width and depth direc- simply, linear softening curve and Newton-Raphson solution
tions, respectively. For these cases, 1 × 160 × 24, 1 × 300 × method may be employed, as detailed next.
30, and 1 × 1000 × 50 cohesive elements, respectively, cor- Let the tensile strength increase in 10% increments over
respond to the 40 × 20 × 3 slab elements. Results indicate the value indicated in Fig. 1, to 1.1ft0 , 1.2ft0 , 1.3ft0 , and 1.4ft0 .
that refining the cohesive zone mesh decreases the number The load vs. displacement responses obtained are shown in
of increments needed to complete the applied displacement. Fig. 4a, which indicates that whereas the load at which the
Nonetheless, the load–displacement curves for all three cases crack initiates increases slightly, the peak load and the post-
are found to be essentially identical, and, therefore, the least peak softening behavior remain unaffected. In all cases, the
demanding 3.05 mm × 3.05 mm (0.12 × 0.12 in.) cohesive material exhibits brittle behavior with localized softening im-
zone mesh is adopted in this study. mediately following crack initiation. It is evident that
although the tensile strength has a limited influence within
4.5. Effect of solution technique the localized softening region, it does not seem to play a ma-
In materials that exhibit snap-back type of load–displacement jor post cracking role. Consequently, the peak load and the
curves, arc length based solvers are often recommended (Yang corresponding crack mouth opening and vertical displace-
and Proverbs 2004), in place of the more conventional Newton– ments remain almost the same for all cases considered.
Fig. 4. (a) Effect of tensile strength; (b) effect of fracture energy; and (c) variation of peak load, LLD, and CMOD as brittleness number
increases.
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For personal use only.
Similarly, five different values of total fracture energy, i.e., where lch is the characteristic length of the material, first in-
0.9GF, 1.1GF, 1.2GF, 1.3GF, and 1.4GF may be considered, troduced by Hillerborg (1985), E is Young’s modulus, and h
keeping the tensile strength constant. The simulation results, is the slab thickness. This definition suggests that as the frac-
shown in Fig. 4b, indicate that increasing the fracture energy ture energy decreases, B increases, i.e., the material becomes
results in higher peak loads. The dimensionless ratios b = more brittle. Figure 4c confirms b is inversely proportional to
[P/P1GF] of the peak load, z = [LLD/LLD1GF] of the vertical B. It may be postulated that a unique relationship exists that
displacement at the peak load, and h = [CMOD/CMOD1GF] would allow one to determine the peak load for a particular
of the crack mouth opening displacement at the peak load value of B, given the corresponding peak load for a different
for each case considered, to the corresponding peak load, brittleness number, thereby providing a linkage between la-
LLD and CMOD for the baseline fracture energy (1.0GF), boratory testing and field applications. A similar trend is ob-
are plotted against a dimensionless parameter called the brit- served in the plot of B vs. z and h corresponding to the peak
tleness number, B, defined by Bache and Vinding (1990) as load. Such observations are very encouraging in the quest for
mechanistic-based post elastic failure criteria in pavement en-
h f 2h gineering, and underscore the desirability for treating fracture
½13 B¼ ¼ t
lch EGF energy as equally important as the tensile strength.
5. Crack propagation under interior loading Fig. 5. Comparison of interior and edge loaded slab under different
loading scenaria.
For PCC pavement slabs subjected only to mechanical
loads, edge loading causes maximum bending stress. If both
thermal and mechanical loads act together, however, critical
stress may sometimes occur at the interior of the slab. Antici-
pating a future study of thermal fracture, cohesive elements
are used in this section to idealize interior loading cracks
and a comparison is made with edge loading. The crack is
assumed to propagate in two orthogonal directions from the
centre of the slab, per Meda et al. (2004). Therefore, cohe-
sive elements are inserted centrally along the x and y direc-
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tions, and are tied to the intact slab elements. The cohesive
element properties are identical in both directions. To ensure
a direct comparison between interior and edge loading, the
rigid plate load scenario is used for both, in addition to the
concentrated load case.
As expected, Fig. 5 shows that the maximum load sup-
ported by the slab is higher under interior than under edge
loading: 320.3 kN (72 kips) versus 191.3 kN (43 kips) for
the rigid plate load; 204.6 kN (46 kips) versus 80.1 kN
(18 kips) for the concentrated loads. The trace in the peak re-
gion indicates that the maximum stress is attained not at the
centre but at the corner of the loaded area closest to the frac-
ture plane. The first peak shows the progression of damage
of the cohesive zone toward the centre, whereas the second
peak shows the complete failure of the cohesive zone as the
For personal use only.
crack proceeds along the prescribed fracture plane. It is also Young’s modulus of the slab and T0 is the cohesive zone
found that at any given applied load, the crack opens up more width, set to 1 mm (0.039 in.). The foundation is simulated
along the width (shortest direction) than along the length. At using tensionless SPRING1 elements, and horizontal springs
load level point 3, nodes directly under the loaded area have with a stiffness of 1/10th of the vertical springs are used to
exceeded the final (zero traction) displacement, i.e., the dis- provide lateral restraint, both per Gaedicke and Roesler
placement at which traction stress is zero, in the length direc- (2009).
tion, while the crack remains stable in the width direction. At The simulation result is shown in Fig. 6. It is observed that
load level point 7, the displacement at the bottom of the slab the load–displacement curves from the two studies are almost
in both width and length directions have exceeded the zero identical up to 17.8 kN (4 kips). Beyond that point, cracking
traction value, indicating that the load is now supported by is initiated, and the two simulations diverge until the peak
the subgrade. load, which is also almost the same. The post peak unload-
ing, during which the cohesive elements become completely
6. Comparison with other numerical and damaged, occurs at a much lower load in the present study.
experimental studies This is probably related to the much coarser mesh used in
the present study.
In this section, comparison of the FE idealization pre- The corresponding experimental result reported by Gae-
sented in this study is made with numerical and experimental dicke and Roesler (2009) is also plotted along with the two
results reported by Gaedicke and Roesler (2009), who have numerical simulations in Fig. 6. Good agreement is obtained
also used built-in traction-separation based cohesive elements up to the peak load. The post peak behavior shows differen-
to simulate cracking in PCC slabs-on-grade in ABAQUS. ces primarily due to the linear elastic idealization of the sub-
Two slab geometries had been considered: 63 mm (2.48 in.) grade. The experimental result shows a pronounced post peak
and 150 mm (5.9 in.) thick by 2000 mm (78.74 in.) in plan. vertical drop in the load, mainly due to local plastic yielding
For the present comparison, the first of these is simulated, as- of the soil.
suming a one-third notch. The geometric and material proper- Considering the overriding practical importance of the
ties of this slab are described in Table 1, labeled as SL2. peak load, rather than of the softening region, the results ob-
A total of 283 904 elements had been employed out of tained from the simulation approach followed in the present
which 21 504 were COH3D8 and the remaining were study are deemed as accurate enough as well as computation-
C3D8R, the latter being used for the intact material. In view ally efficient.
of the computational intensity of this representation, a coarser
but uniform mesh is employed in its reproduction during the
present study, using a higher order element, C3D27, as de- 7. Conclusion
lineated in Table 1. A total of 12 160 elements out of which The use of cohesive elements for simulating PCC slab
2 560 were COH3D8 and 9 600 were C3D27 were employed. fracture has been investigated by studying the main parame-
For simplicity, linear softening is retained herein, but the ters that affect the responses of pavement slabs-on-grade.
penalty stiffness is computed from E/T0, where E is the Simulation with cohesive elements is computationally de-
Fig. 6. Comparison of this study with numerical and experimental Association of State Highway and Transportation Officials
results by Gaedicke and Roesler (2009). (AASHTO), Washington, D.C.
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