Vous êtes sur la page 1sur 15

86A/686/FDIS

FINAL DRAFT INTERNATIONAL STANDARD


PROJET FINAL DE NORME INTERNATIONALE
Project number IEC 60793-1-21 Ed. 1
Numéro de projet
IEC/TC or SC CEI/CE ou SC Secretariat / Secrétariat
86A France
Submitted for parallel voting in CENELEC Circulated on / Diffusé le Voting terminates on / Vote clos le
Soumis au vote parallèle au CENELEC 2001-05-11 2001-07-13
Also of interest to the following committees Supersedes document
Intéresse également les comités suivants Remplace le document
86A/586/CDV- 86A/644/RVC
Horizontal functions concerned
Fonctions horizontales concernées
Safety EMC Environment Quality assurance
Sécurité CEM Environnement Assurance de la qualité
INTERNATIONAL ELECTROTECHNICAL COMMISSION COMMISSION ÉLECTROTECHNIQUE INTERNATIONALE

Title
IEC 60793-1-21, Ed. 1: Optical fibres – Part 1-21: Measurement methods and test
procedures – Coating geometry

Titre
CEI 60793-1-21, Ed. 1: Fibres optiques – Partie 1-21: Méthodes de mesure et
procédures d’essai – Géométrie du révêtement

ATTENTION ATTENTION
VOTE PARALLÈLE IEC – CENELEC
CEI – CENELEC PARALLEL VOTING
L’attention des Comités nationaux de la CEI, membres du The attention of IEC National Committees, members of
CENELEC, est attirée sur le fait que ce projet final de CENELEC, is drawn to the fact that this final Draft
Norme internationale est soumis au vote parallèle. Un International Standard (DIS) is submitted for parallel
bulletin de vote séparé pour le vote CENELEC leur sera voting. A separate form for CENELEC voting will be sent to
envoyé par le Secrétariat Central du CENELEC. them by the CENELEC Central Secretariat.
THIS DOCUMENT IS A DRAFT CIRCULATED FOR APPROVAL. IT MAY NOT BE REFERRED TO AS AN INTERNATIONAL STANDARD UNTIL PUBLISHED AS SUCH.
IN ADDITION TO THEIR EVALUATION AS BEING ACCEPTABLE FOR INDUSTRIAL, TECHNOLOGICAL, COMMERCIAL AND USER PURPOSES, FINAL DRAFT
INTERNATIONAL STANDARDS MAY ON OCCASION HAVE TO BE CONSIDERED IN THE LIGHT OF THEIR POTENTIAL TO BECOME STANDARDS TO WHICH REFERENCE
MAY BE MADE IN NATIONAL REGULATIONS.

CE DOCUMENT EST UN PROJET DIFFUSÉ POUR APPROBATION. IL NE PEUT ÊTRE CITÉ COMME NORME INTERNATIONALE AVANT SA PUBLICATION EN TANT QUE
TELLE.
OUTRE LE FAIT D'ÊTRE EXAMINÉS POUR ÉTABLIR S'ILS SONT ACCEPTABLES À DES FINS INDUSTRIELLES, TECHNOLOGIQUES ET COMMERCIALES, AINSI QUE DU
POINT DE VUE DES UTILISATEURS, LES PROJETS FINAUX DE NORMES INTERNATIONALES DOIVENT PARFOIS ÊTRE EXAMINÉS EN VUE DE LEUR POSSIBILITÉ DE
DEVENIR DES NORMES POUVANT SERVIR DE RÉFÉRENCE DANS LES RÈGLEMENTATIONS NATIONALES.

© International Electrotechnical Commission

FORM 9 (IEC)/FORMULAIRE 9 (CEI)


1999-10-01

93:<6040542)',6##,(& ±#5#±


&217(176

)25(:25' 11111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 6
,1752'8&7,21 11111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 8


4 6FRSH 111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 9
5 1RUPDWLYH#UHIHUHQFHV 1111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 9
6 2YHUYLHZ#RI#PHWKRG 111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 9
7 'HILQLWLRQV111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 :


8 5HIHUHQFH#WHVW#PHWKRG 11111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 :
9 $SSDUDWXV 111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 :
: 6DPSOLQJ#DQG#VSHFLPHQV 1111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 :
:14 6SHFLPHQ#OHQJWK 11111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 :


:15 6SHFLPHQ#HQG#IDFH 1111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 :
; 3URFHGXUH 111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 :
< &DOFXODWLRQV 111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 :
43 5HVXOWV 1111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 ;

44 6SHFLILFDWLRQ#LQIRUPDWLRQ 11111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 ;
$QQH[#$#+QRUPDWLYH,##5HTXLUHPHQWV#VSHFLILF#WR#PHWKRG#$#±#6LGH0YLHZ#OLJKW#GLVWULEXWLRQ111111111111 <
$QQH[#%#+QRUPDWLYH,##5HTXLUHPHQWV#VSHFLILF#WR#PHWKRG#%#±#0HFKDQLFDO#PHDVXUHPHQW 1111111111146

7DEOH#4#±#0HDVXUHPHQW#PHWKRGV 11111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 9


)LJXUH#$4#±#6FKHPDWLF#GLDJUDP#RI#W\SLFDO#WHVW#HTXLSPHQW 11111111111111111111111111111111111111111111111111111111 <


)LJXUH#$15#±#6LGH#YLHZ#RI#PHDVXUHPHQW#VHW0XS 111111111111111111111111111111111111111111111111111111111111111111111143
)LJXUH#%4#±#7RS#YLHZ#RI#D#W\SLFDO#HOHFWURQLF#PLFURPHWHU#V\VWHP 11111111111111111111111111111111111111111111146







93:<6040542)',6##,(& ±#6#±


,17(51$7,21$/#(/(&7527(&+1,&$/#&200,66,21
BBBBBBBBBBBB

237,&$/#),%5(6#±

3DUW#4054=#0HDVXUHPHQW#PHWKRGV#DQG#WHVW#SURFHGXUHV±


&RDWLQJ#JHRPHWU\

)25(:25'


4, 7KH#,(&#+,QWHUQDWLRQDO#(OHFWURWHFKQLFDO#&RPPLVVLRQ,# LV# D# ZRUOGZLGH# RUJDQL]DWLRQ# IRU# VWDQGDUGL]DWLRQ# FRPSULVLQJ
DOO# QDWLRQDO# HOHFWURWHFKQLFDO# FRPPLWWHHV# +,(&# 1DWLRQDO# &RPPLWWHHV,1# 7KH# REMHFW# RI# WKH# ,(&# LV# WR# SURPRWH
LQWHUQDWLRQDO# FR0RSHUDWLRQ# RQ# DOO# TXHVWLRQV# FRQFHUQLQJ# VWDQGDUGL]DWLRQ# LQ# WKH# HOHFWULFDO# DQG# HOHFWURQLF# ILHOGV1# 7R
WKLV# HQG# DQG# LQ# DGGLWLRQ# WR# RWKHU# DFWLYLWLHV/# WKH# ,(&# SXEOLVKHV# ,QWHUQDWLRQDO# 6WDQGDUGV1# 7KHLU# SUHSDUDWLRQ# LV
HQWUXVWHG# WR# WHFKQLFDO# FRPPLWWHHV># DQ\# ,(&# 1DWLRQDO# &RPPLWWHH# LQWHUHVWHG# LQ# WKH# VXEMHFW# GHDOW# ZLWK# PD\
SDUWLFLSDWH# LQ# WKLV# SUHSDUDWRU\# ZRUN1# ,QWHUQDWLRQDO/# JRYHUQPHQWDO# DQG# QRQ0JRYHUQPHQWDO# RUJDQL]DWLRQV# OLDLVLQJ
ZLWK#WKH#,(&#DOVR#SDUWLFLSDWH#LQ#WKLV#SUHSDUDWLRQ1#7KH#,(&#FROODERUDWHV#FORVHO\#ZLWK#WKH#,QWHUQDWLRQDO#2UJDQL]DWLRQ
IRU# 6WDQGDUGL]DWLRQ# +,62,# LQ# DFFRUGDQFH# ZLWK# FRQGLWLRQV# GHWHUPLQHG# E\# DJUHHPHQW# EHWZHHQ# WKH# WZR


RUJDQL]DWLRQV1
5, 7KH# IRUPDO# GHFLVLRQV# RU# DJUHHPHQWV# RI# WKH# ,(&# RQ# WHFKQLFDO# PDWWHUV# H[SUHVV/# DV# QHDUO\# DV# SRVVLEOH/# DQ
LQWHUQDWLRQDO# FRQVHQVXV# RI# RSLQLRQ# RQ# WKH# UHOHYDQW# VXEMHFWV# VLQFH# HDFK# WHFKQLFDO# FRPPLWWHH# KDV# UHSUHVHQWDWLRQ
IURP#DOO#LQWHUHVWHG#1DWLRQDO#&RPPLWWHHV1
6, 7KH#GRFXPHQWV#SURGXFHG#KDYH#WKH#IRUP#RI#UHFRPPHQGDWLRQV#IRU#LQWHUQDWLRQDO#XVH#DQG#DUH#SXEOLVKHG#LQ#WKH#IRUP
RI# VWDQGDUGV/# WHFKQLFDO# VSHFLILFDWLRQV/# WHFKQLFDO# UHSRUWV# RU# JXLGHV# DQG# WKH\# DUH# DFFHSWHG# E\# WKH# 1DWLRQDO

&RPPLWWHHV#LQ#WKDW#VHQVH1
7,## ,Q# RUGHU# WR# SURPRWH# LQWHUQDWLRQDO# XQLILFDWLRQ/# ,(&# 1DWLRQDO# &RPPLWWHHV# XQGHUWDNH# WR# DSSO\# ,(&# ,QWHUQDWLRQDO
6WDQGDUGV# WUDQVSDUHQWO\# WR# WKH# PD[LPXP# H[WHQW# SRVVLEOH# LQ# WKHLU# QDWLRQDO# DQG# UHJLRQDO# VWDQGDUGV1# $Q\
GLYHUJHQFH# EHWZHHQ# WKH# ,(&# 6WDQGDUG# DQG# WKH# FRUUHVSRQGLQJ# QDWLRQDO# RU# UHJLRQDO# VWDQGDUG# VKDOO# EH# FOHDUO\
LQGLFDWHG#LQ#WKH#ODWWHU1
8,## 7KH# ,(&# SURYLGHV# QR# PDUNLQJ# SURFHGXUH# WR# LQGLFDWH# LWV# DSSURYDO# DQG# FDQQRW# EH# UHQGHUHG# UHVSRQVLEOH# IRU# DQ\
HTXLSPHQW#GHFODUHG#WR#EH#LQ#FRQIRUPLW\#ZLWK#RQH#RI#LWV#VWDQGDUGV1


9,## $WWHQWLRQ#LV#GUDZQ#WR#WKH#SRVVLELOLW\#WKDW#VRPH#RI#WKH#HOHPHQWV#RI#WKLV#,QWHUQDWLRQDO#6WDQGDUG#PD\#EH#WKH#VXEMHFW
RI#SDWHQW#ULJKWV1#7KH#,(&#VKDOO#QRW#EH#KHOG#UHVSRQVLEOH#IRU#LGHQWLI\LQJ#DQ\#RU#DOO#VXFK#SDWHQW#ULJKWV1

,QWHUQDWLRQDO# 6WDQGDUG# ,(&# 93:<604054# KDV# EHHQ# SUHSDUHG# E\# VXEFRPPLWWHH# ;9$=# )LEUHV# DQG
FDEOHV/#RI#,(&#WHFKQLFDO#FRPPLWWHH#;9=#)LEUH#RSWLFV1


7KLV# VWDQGDUG/# WRJHWKHU# ZLWK# WKH# RWKHU# VWDQGDUGV# LQ# WKH# ,(&# 93:<60405;# VHULHV/# FDQFHOV# DQG
UHSODFHV#WKH#ILUVW#HGLWLRQ#RI#,(&#93:<60405/#RI#ZKLFK#LW#FRQVWLWXWHV#D#WHFKQLFDO#UHYLVLRQ1

7KH#WH[W#RI#WKLV#VWDQGDUG#LV#EDVHG#RQ#WKH#IROORZLQJ#GRFXPHQWV=


)',6 5HSRUW#RQ#YRWLQJ
;9$2;;2)',6 ;9$2;;259'

)XOO# LQIRUPDWLRQ# RQ# WKH# YRWLQJ# IRU# WKH# DSSURYDO# RI# WKLV# VWDQGDUG# FDQ# EH# IRXQG# LQ# WKH# UHSRUW# RQ
YRWLQJ#LQGLFDWHG#LQ#WKH#DERYH#WDEOH1


7KLV#SXEOLFDWLRQ#KDV#EHHQ#GUDIWHG#LQ#DFFRUGDQFH#ZLWK#WKH#,622,(&#'LUHFWLYHV/#3DUW#61

$QQH[HV#$#DQG#%#IRUP#DQ#LQWHJUDO#SDUW#RI#WKLV#VWDQGDUG1

,(&#93:<60405;#FRQVLVWV#RI#WKH#IROORZLQJ#SDUWV/#XQGHU#WKH#JHQHUDO#WLWOH=#2SWLFDO#ILEUHV=


•# 3DUW#4053=#0HDVXUHPHQW#PHWKRGV#DQG#WHVW#SURFHGXUHV#±#)LEUH#JHRPHWU\

•# 3DUW#4054=#0HDVXUHPHQW#PHWKRGV#DQG#WHVW#SURFHGXUHV#±#&RDWLQJ#JHRPHWU\


•# 3DUW#4055=#0HDVXUHPHQW#PHWKRGV#DQG#WHVW#SURFHGXUHV#±#/HQJWK#PHDVXUHPHQW

93:<6040542)',6##,(& ±#7#±


7KH# FRPPLWWHH# KDV# GHFLGHG# WKDW# WKH# FRQWHQWV# RI# WKLV# SXEOLFDWLRQ# ZLOO# UHPDLQ# XQFKDQJHG# XQWLO
53361#$W#WKLV#GDWH/#WKH#SXEOLFDWLRQ#ZLOO#EH

‡ UHFRQILUPHG>
‡ ZLWKGUDZQ>
‡ UHSODFHG#E\#D#UHYLVHG#HGLWLRQ/#RU


‡ DPHQGHG1












93:<6040542)',6##,(& ±#8#±


,1752'8&7,21

3XEOLFDWLRQV#LQ#WKH#,(&#93:<604#VHULHV#FRQFHUQ#PHDVXUHPHQW#PHWKRGV#DQG#WHVW#SURFHGXUHV#DV
WKH\#DSSO\#WR#RSWLFDO#ILEUHV1

:LWKLQ#WKH#VDPH#VHULHV#VHYHUDO#GLIIHUHQW#DUHDV#DUH#JURXSHG/#DV#IROORZV=


•# SDUWV#4043#WR#404<= *HQHUDO

•# SDUWV#4053#WR#405<= 0HDVXUHPHQW#PHWKRGV#DQG#WHVW#SURFHGXUHV#IRU#GLPHQVLRQV

•# SDUWV#4063#WR#406<= 0HDVXUHPHQW# PHWKRGV# DQG# WHVW# SURFHGXUHV# IRU# PHFKDQLFDO


FKDUDFWHULVWLFV

•# SDUWV#4073#WR#407<= 0HDVXUHPHQW# PHWKRGV# DQG# WHVW# SURFHGXUHV# IRU# WUDQVPLVVLRQ# DQG


RSWLFDO#FKDUDFWHULVWLFV

•# SDUWV#4083#WR#408<= 0HDVXUHPHQW# PHWKRGV# DQG# WHVW# SURFHGXUHV# IRU# HQYLURQPHQWDO


FKDUDFWHULVWLFV1











93:<6040542)',6##,(& ±#9#±


237,&$/#),%5(6#±

3DUW#4054=#0HDVXUHPHQW#PHWKRGV#DQG#WHVW#SURFHGXUHV#±
&RDWLQJ#JHRPHWU\


4# 6FRSH

7KLV# SDUW# RI# ,(&# 93:<6# HVWDEOLVKHV# XQLIRUP# UHTXLUHPHQWV# IRU# PHDVXULQJ# WKH# FRDWLQJ# JHRPHWU\


RI# RSWLFDO# ILEUH1# &RDWLQJ# JHRPHWU\# PHDVXUHPHQWV# DUH# IXQGDPHQWDO# YDOXHV# WKDW# QHHG# WR# EH
NQRZQ#IRU#VXEVHTXHQW#SURFHGXUHV#VXFK#DV#FDEOLQJ/#FRQQHFWRUL]DWLRQ/#VSOLFLQJ/#KDQGOLQJ#DQG#IRU
PDNLQJ#RWKHU#PHDVXUHPHQWV1

5# 1RUPDWLYH#UHIHUHQFHV


7KH# IROORZLQJ# QRUPDWLYH# GRFXPHQWV# FRQWDLQ# SURYLVLRQV# ZKLFK/# WKURXJK# UHIHUHQFH# LQ# WKLV# WH[W/
FRQVWLWXWH#SURYLVLRQV#RI#WKLV#SDUW#RI#,(&#93:<61#)RU#GDWHG#UHIHUHQFHV/#VXEVHTXHQW#DPHQGPHQWV
WR/# RU# UHYLVLRQV# RI/# DQ\# RI# WKHVH# SXEOLFDWLRQV# GR# QRW# DSSO\1# +RZHYHU/# SDUWLHV# WR# DJUHHPHQWV
EDVHG# RQ# WKLV# SDUW# RI# ,(&# 93:<6# DUH# HQFRXUDJHG# WR# LQYHVWLJDWH# WKH# SRVVLELOLW\# RI# DSSO\LQJ# WKH
PRVW#UHFHQW#HGLWLRQV#RI#WKH#QRUPDWLYH#GRFXPHQWV#LQGLFDWHG#EHORZ1#)RU#XQGDWHG#UHIHUHQFHV/#WKH

ODWHVW#HGLWLRQ#RI#WKH#QRUPDWLYH#GRFXPHQW#UHIHUUHG#WR#DSSOLHV1#0HPEHUV#RI#,(&#DQG#,62#PDLQWDLQ
UHJLVWHUV#RI#FXUUHQWO\#YDOLG#,QWHUQDWLRQDO#6WDQGDUGV1

,(&#93:<604053/#2SWLFDO#ILEUHV#±#3DUW#4053=#0HDVXUHPHQW#PHWKRGV#DQG#WHVW#SURFHGXUHV##±#)LEUH
JHRPHWU\


6# 2YHUYLHZ#RI#PHWKRG

7KLV#VWDQGDUG#JLYHV#IRXU#PHWKRGV#IRU#PHDVXULQJ#ILEUH#JHRPHWU\#FKDUDFWHULVWLFV#ZKLFK#DUH#JLYHQ
LQ#WHUPV#RI#WKH#IROORZLQJ#SDUDPHWHUV=


•# FRDWLQJ#GLDPHWHU>
•# FRDWLQJ#QRQ0FLUFXODULW\>
•# FRDWLQJ0FODGGLQJ#FRQFHQWULFLW\#HUURU1


7DEOH#4#±#0HDVXUHPHQW#PHWKRGV

)LEUH#FDWHJRU\+LHV,
0HWKRG &KDUDFWHULVWLFV#FRYHUHG )RUPHU#GHVLJQDWLRQ
FRYHUHG
#
$ 6LGH0YLHZ# D $OO $OO# E ,(&#93:<6040$6

% 0HFKDQLFDO &RDWLQJ#GLDPHWHU#DQG#QRQ0FLUFXODULW\ $OO ,(&#93:<6040$7




D ## )RU# FHUWDLQ# FRDWLQJ# SDUDPHWHUV# HYDOXDWLRQ/# WKH# FODGGLQJ# GLDPHWHU# VKRXOG# EH# PHDVXUHG# XVLQJ# WKLV# SURFHGXUH1
+RZHYHU/#GXH#WR#WKH#UHODWLYHO\#SRRU#DFFXUDF\#RI#WKH#PHWKRG/#WKLV#YDOXH#RI#FODGGLQJ#GLDPHWHU#FDQQRW#EH#FRQVLGHUHG#DV
DQ#DOWHUQDWLYH#WR#WKH#YDOXHV#REWDLQHG#E\#WKH#DOUHDG\#HVWDEOLVKHG#WHVW#PHWKRGV#IRU#JODVV#JHRPHWU\/#IRU#ZKLFK#UHIHUHQFH
VKRXOG#EH#PDGH#WR#,(&#93:<604053
E ## &RDWLQJ0FODGGLQJ#FRQFHQWULFLW\#HUURU#LV#QRW#GHILQHG#IRU#FDWHJRU\#$7#ILEUH1


%RWK# PHWKRGV# DUH# FRQGXFWHG# RII0OLQH# GXULQJ# LQVSHFWLRQ1# 1HLWKHU# RI# WKHP# LV# VXLWDEOH# IRU# RQ0OLQH/
LQ0SURFHVV#PHDVXUHPHQWV1


93:<6040542)',6##,(& ±#:#±


,QIRUPDWLRQ# FRPPRQ# WR# ERWK# PHDVXUHPHQWV# DSSHDUV# LQ# FODXVHV# 5# WR# 431# 6HH# DOVR# DQQH[HV# $
DQG#%/#IRU#PHWKRGV#$#DQG#%/#UHVSHFWLYHO\1

7# 'HILQLWLRQV


)RU#WKH#SXUSRVH#RI#WKLV#SDUW#RI#,(&#93:<6/#WKH#IROORZLQJ#GHILQLWLRQV#DSSO\1

714
SULPDU\#FRDWLQJ
RQH#RU#PRUH#OD\HUV#RI#SURWHFWLYH#FRDWLQJ#PDWHULDO#DSSOLHG#WR#WKH#ILEUH#FODGGLQJ#VXUIDFH#GXULQJ#RU
DIWHU# WKH# GUDZLQJ# WR# SUHVHUYH# WKH# FODGGLQJ# VXUIDFH# DQG# WR# JLYH# D# PLQLPXP# DPRXQW# RI# UHTXLUHG


SURWHFWLRQ#+H1J1#D#583#—P#SURWHFWLYH#FRDWLQJ,

715
VHFRQGDU\#RU#%EXIIHU%#FRDWLQJ
RQH#RU#PRUH#OD\HUV#RI#FRDWLQJ#PDWHULDO#DSSOLHG#RYHU#RQH#RU#PRUH#OD\HUV#RI#SULPDU\#FRDWHG#ILEUHV
LQ# RUGHU# WR# JLYH# DGGLWLRQDO# UHTXLUHG# SURWHFWLRQ# RU# WR# DUUDQJH# ILEUHV# WRJHWKHU# LQ# D# SDUWLFXODU


VWUXFWXUH#+H1J1#D#<33#—P#%EXIIHU%#FRDWLQJ/#%WLJKW#MDFNHW%#RU#%ULEERQ#FRDWLQJ%,

8# 5HIHUHQFH#WHVW#PHWKRG
0HWKRG#$#LV#WKH#UHIHUHQFH#WHVW#PHWKRG#+570,/#ZKLFK#LV#WKH#RQH#XVHG#WR#VHWWOH#GLVSXWHV

9# $SSDUDWXV

$QQH[HV# $# DQG# %# LQFOXGH# OD\RXW# GUDZLQJV# DQG# RWKHU# HTXLSPHQW# UHTXLUHPHQWV# IRU# HDFK# RI# WKH
PHWKRGV#$#DQG#%/#UHVSHFWLYHO\1


:# 6DPSOLQJ#DQG#VSHFLPHQV

:14# 6SHFLPHQ#OHQJWK


7KH#VSHFLPHQ#VKDOO#EH#D#VKRUW#OHQJWK#RI#ILEUH/#RU#DV#VSHFLILHG#LQ#WKH#GHWDLO#VSHFLILFDWLRQ1

:15# 6SHFLPHQ#HQG#IDFH


%HFDXVH# WKH# HQG# IDFHV# RI# WKH# VSHFLPHQ# DUH# QRW# LQYROYHG# LQ# WKH# PHDVXUHPHQW# LWVHOI/# LW# LV# QRW
QHFHVVDU\#WR#KDYH#WLJKW#HQG0IDFH#UHTXLUHPHQWV1

;# 3URFHGXUH

6HH#DQQH[HV#$#DQG#%#IRU#PHWKRGV#$#DQG#%/#UHVSHFWLYHO\1


<# &DOFXODWLRQV

6HH#DQQH[HV#$#DQG#%#IRU#PHWKRGV#$#DQG#%/#UHVSHFWLYHO\1



93:<6040542)',6##,(& ±#;#±


43# 5HVXOWV

7KH#IROORZLQJ#LQIRUPDWLRQ#VKDOO#EH#SURYLGHG#ZLWK#HDFK#PHDVXUHPHQW=


± GDWH#DQG#WLWOH#RI#PHDVXUHPHQW>
± LGHQWLILFDWLRQ#DQG#GHVFULSWLRQ#RI#VSHFLPHQ>
± PHDVXUHPHQW#UHVXOWV#DV#UHTXLUHG#E\#WKH#GHWDLO#VSHFLILFDWLRQ1

7KH#IROORZLQJ#LQIRUPDWLRQ#VKDOO#EH#DYDLODEOH#XSRQ#UHTXHVW=


± OHQJWK#RI#VSHFLPHQ>
± PHDVXUHPHQW#PHWKRG#XVHG=#$#RU#%>
± GHVFULSWLRQ#RI#PHDVXUHPHQW#DSSDUDWXV#DUUDQJHPHQW>
± GHWDLOV#RI#FRPSXWDWLRQ#WHFKQLTXH>
± GDWH#DQG#GHWDLOV#RI#WKH#ODWHVW#FDOLEUDWLRQ1

44# 6SHFLILFDWLRQ#LQIRUPDWLRQ

7KH#GHWDLO#VSHFLILFDWLRQ#VKDOO#VSHFLI\#WKH#IROORZLQJ#LQIRUPDWLRQ=

± W\SH#RI#ILEUH#WR#EH#PHDVXUHG>
± IDLOXUH#RU#DFFHSWDQFH#FULWHULD>
± LQIRUPDWLRQ#WR#EH#UHSRUWHG>
± GHYLDWLRQV#WR#WKH#SURFHGXUH#WKDW#DSSO\1








93:<6040542)',6##,(& ±#<#±


$QQH[#$#
+QRUPDWLYH,

5HTXLUHPHQWV#VSHFLILF#WR#PHWKRG#$#±
6LGH0YLHZ#OLJKW#GLVWULEXWLRQ


$14# $SSDUDWXV
7KH#DSSDUDWXV#PD\#FRQVLVW#RI#DQ#RSWLFDO#PLFURVFRSH#RU#D#ODVHU#JDXJH1


$1414# 2SWLFDO#PLFURVFRSH

6HH#ILJXUH#$14#IRU#D#VFKHPDWLF#GLDJUDP#RI#W\SLFDO#WHVW#HTXLSPHQW1

$141414# /HQV#REMHFWLYH

$141415# )LEUH#KROGLQJ#DUUDQJHPHQW

8VH#D#KLJK0TXDOLW\#PLFURVFRSH#OHQV#REMHFWLYH/#ZLWK#WUDQVPLWWHG#OLJKW#LOOXPLQDWLRQ1

3URYLGH# D# IL[WXUH# WR# KROG# WKH# ILEUH# LQ# WKH# IRFDO# SODQH# RI# WKH# PLFURVFRSH/# ZLWK# WKH# ILEUH# D[LV
SHUSHQGLFXODU# WR# WKH# RSWLFDO# D[LV# RI# WKH# REMHFWLYH1# ,PPHUVH# WKH# VSHFLPHQ# LQ# D# VXLWDEOH# LQGH[0
PDWFKLQJ#IOXLG/#DQG#UHWDLQ#LW#E\#PHDQV#RI#D#FHOO#PDGH#ZLWK#D#WUDQVSDUHQW#PDWHULDO1#,I#QHFHVVDU\/
IL[#WKLV#FHOO#RQ#D#URWDWLQJ#WDEOH/#LQ#RUGHU#WR#SRVLWLRQ#WKH#VSHFLPHQ#SDUDOOHO#WR#WKH#FXUVRU1#+ROG#WKH
FHOO# DVVHPEO\# DV# D# ZKROH/# RU# WKH# ILEUH# ZLWKLQ# WKH# FHOO/# E\# WKH# ILEUH# FODPS# LQ# VXFK# D# ZD\# WKDW# LW
PD\# EH# URWDWHG# WKURXJK# DW# OHDVW# 4;3ƒ/# DQG# EH# FDSDEOH# RI# EHLQJ# IL[HG# LQ# D# VXIILFLHQW# QXPEHU# RI
SRVLWLRQV#IRU#WKH#SXUSRVH#RI#PHDVXULQJ#FRDWLQJ#GLPHQVLRQV1#7KH#PHFKDQLFDO#WROHUDQFHV#VKRXOG


EH#VXFK#WKDW#PLQLPDO#UHSRVLWLRQLQJ#DQG#UHIRFXVLQJ#LV#UHTXLUHG#ZKHQ#WKH#ILEUH#LV#PRYHG#IURP#RQH
URWDWLRQDO#SRVLWLRQ#WR#DQRWKHU1

0LFURVFRSH


5RWDWLQJ#ILEUH#FODPS
,QGH[#PDWFKLQG#IOXLG


)LEUH#XQGHU#WHVW

5RWDWLQJ#WDEOH#+LQWHJUDO#ZLWK#ILEUH
XQGHU#WHVW#DQG#ILEUH#FODPS,


:KLWH#OLJKW#VRXUFH ,(&###8;4234

)LJXUH#$4#±#6FKHPDWLF#GLDJUDP#RI#W\SLFDO#WHVW#HTXLSPHQW



93:<6040542)',6##,(& ±#43#±


$141416# ,PDJH#YLHZLQJ

7KH# LPDJH# PD\# EH# YLHZHG# GLUHFWO\# XVLQJ# D# ILODU# H\HSLHFH# RU# SURMHFWHG# RQWR# D# FKDUJH0FRXSOHG
GHYLFH#+&&',#FDPHUD#DQG#GLVSOD\HG#RQ#D#PRQLWRU1#$#W\SLFDO#V\VWHP#PDJQLILFDWLRQ#IRU#WKH#YLVXDO
PHWKRG# LV# ×433# WR# ×533/# DQG# IRU# WKH# FDPHUD# PHWKRG# LV# W\SLFDOO\# ×53># LQ# WKH# ODWWHU# FDVH# WKH
LPDJH# LV# IRUPHG# GLUHFWO\# RQWR# WKH# &&'1# 'HWHUPLQH# WKH# GLPHQVLRQV# RI# WKH# ILEUH# LPDJH# E\# XVLQJ


WKH#ILODU#H\HSLHFH#ZLWK#WKH#YLVXDO#PHWKRG#DQG#E\#SRVLWLRQLQJ#DQ#HOHFWURQLF#FXUVRU#RQ#WKH#PRQLWRU/
RU#E\#FRPSXWHU#GDWD#DQDO\VLV#RI#D#VWRUHG#LPDJH#ZLWK#WKH#FDPHUD#PHWKRG1

$1415# /DVHU#JDXJH

6HH#ILJXUH#$15#IRU#D#VFKHPDWLF#GLDJUDP#RI#W\SLFDO#WHVW#HTXLSPHQW1


$141514# *HQHUDO#FRPSRQHQWV

7KH#DSSDUDWXV#VKDOO#FRQVLVW#RI#D#ODVHU#VRXUFH#RSHUDWLQJ#DW#D#VXLWDEOH#ZDYHOHQJWK#+H1J1#966#QP,/
D# VFDQQLQJ# GHYLFH# DQG# D# GHWHFWRU1# ,I# QHFHVVDU\/# D# V\VWHP# RI# OHQVHV# PD\# EH# XVHG# WR# FROOLPDWH
WKH#EHDP#RQWR#WKH#VSHFLPHQ1


$141515# )LEUH#KROGLQJ#DUUDQJHPHQW

+ROG#WKH# VSHFLPHQ# E\# PHDQV# RI# D# VXLWDEOH# URWDWLQJ# ILEUH# FODPS# VR# WKDW# LW# LV# FDSDEOH# RI# URWDWLQJ
WKURXJK# DW# OHDVW# 4;3ƒ# DQG# EHLQJ# IL[HG# LQ# D# VXIILFLHQW# QXPEHU# RI# SRVLWLRQV# ZKLOH# PDLQWDLQLQJ# WKH
ILEUH#D[LV#SHUSHQGLFXODU#WR#WKH#RSWLFDO#D[LV#RI#WKH#DSSDUDWXV1

'4
/HQV '5 /HQV


6FDQQLQJ '6 'HWHFWRU


GHYLFH
)LEUH
XQGHU#WHVW


6RXUFH


'DWD#DFTXLVLWLRQ
,(&###8;5234

)LJXUH#$15#±#6LGH#YLHZ#RI#PHDVXUHPHQW#VHW0XS




93:<6040542)',6##,(& ±#44#±


$15# 3URFHGXUH
$1514# &DOLEUDWLRQ

&DOLEUDWH# WKH# DSSDUDWXV# E\# PHDVXULQJ# DQ# REMHFW# RI# NQRZQ# GLPHQVLRQV# +FDOLEUDWLRQ# VDPSOH,1
+RZHYHU/# VLQFH# WKH# DFFXUDF\# RI# WKLV# WHVW# PHWKRG# LV# W\SLFDOO\# 4# µP/# WKH# GLPHQVLRQV# RI# WKH


FDOLEUDWLRQ#VSHFLPHQ#QHHG#RQO\#EH#NQRZQ#WR#ZLWKLQ#DQ#DFFXUDF\#RI#3/8#µP#RU#EHWWHU1

$1515# $QDO\]LQJ#WKH#LPDJH

'HWHUPLQH# WKH# GLPHQVLRQV# RI# WKH# FRDWLQJ+V,# XQGHU# GLIIHUHQW# URWDWLRQ# DQJOHV# E\# WKH# DQDO\VLV# RI
WKH#LPDJH#RI#WKH#ILEUH1#8VLQJ#WKH#ODVHU#JDXJH/#WKH#GLPHQVLRQV#PD\#EH#PHDVXUHG#E\#HYDOXDWLQJ


WKH#GHIOHFWLRQ#IXQFWLRQ#RI#WKH#ODVHU#EHDP#DFURVV#WKH#ILEUH1

$1516# $QDO\]LQJ#WKH#GDWD

$IWHU# GDWD# DFTXLVLWLRQ/# WZR# GLIIHUHQW# DSSURDFKHV# PD\# EH# IROORZHG=# SODQH# DQDO\VLV# RU# HOOLSVH0
ILWWLQJ# DQDO\VLV1# 3URFHHG# ZLWK# WKH# DQDO\VLV# RQO\# ZKHQ# WKHUH# DUH# VXIILFLHQW# GDWD# DYDLODEOH# WR


DFKLHYH#WKH#UHTXLUHG#DFFXUDF\#DQG#UHSHDWDELOLW\1

$151614# 3ODQH#DQDO\VLV

0HDVXUH#WKH#PLQLPXP#DQG#PD[LPXP#GLDPHWHUV#E\#URWDWLQJ#WKH#VSHFLPHQ/#XVLQJ#D#VXLWDEOH#ILEUH

FODPS1#5RWDWH#WKH#ILEUH#WR#ILQG#WKH#DQJXODU#SRVLWLRQ#ZKHUH#WKH#VL]H#RI#WKH#LPDJH#LV#DW#PD[LPXP
RU# PLQLPXP1# 7KHQ# PHDVXUH# WKH# FODGGLQJ# GLDPHWHU# DQG# WKH# WKLFNQHVVHV# RI# WKH# SULPDU\# FRDWLQJ
OD\HUV# LQ# VXFK# DQJXODU# SRVLWLRQV># IROORZ# WKH# VDPH# SURFHGXUH# DIWHU# URWDWLQJ# WKH# ILEUH># WKHQ
FRPSXWH#WKH#PD[LPXP#DQG#PLQLPXP#YDOXHV#+UHVSHFWLYHO\#$#DQG#%,#RI#WKH#GLDPHWHUV#PHDVXUHG
DW#WKH#GLIIHUHQW#DQJXODU#SRVLWLRQV1

$151615# (OOLSVH0ILWWLQJ#DQDO\VLV


$QDO\]H# D# PDJQLILHG# LPDJH# RI# WKH# VLGH# YLHZ# RI# WKH# ILEUH# WR# REWDLQ# GDWD# RQ# WKH# RXWHU# FRDWLQJ
GLDPHWHU1# 3URYLGHG# HQRXJK# GDWD# SRLQWV# DUH# DYDLODEOH/# ILW# HOOLSVHV# WR# WKH# FRDWLQJ# GDWD# XVLQJ# D
³OHDVW#VXP#RI#VTXDUHV#+/66,%WHFKQLTXH#WR#GHWHUPLQH#WKH#PDMRU#D[LV#+$,#DQG#WKH#PLQRU#D[LV#+%,1


$16# &DOFXODWLRQV
$1614# )RU#SODQH#DQDO\VLV


$+%
$161414# &RDWLQJ#GLDPHWHU/#LQ#—P#=
5

$−%
$161415# &RDWLQJ#QRQ0FLUFXODULW\/#LQ#(= ×433
&RDWLQJ##GLDPHWHU

7KLFNQHVV#UDWLR/#LQ#(=# 0LQ1 × 433




$161416#
0D[1

ZKHUH

$#DQG#%/#UHVSHFWLYHO\/#DUH#WKH#PD[LPXP#DQG#PLQLPXP#GLDPHWHUV>


0LQ1# DQG# 0D[1/# UHVSHFWLYHO\/# DUH# WKH# PLQLPXP# DQG# PD[LPXP# PHDVXUHG# WKLFNQHVVHV# RI# WKH
SULPDU\#FRDWLQJ1


93:<6040542)',6##,(& ±#45#±


$1615# )RU#HOOLSVH0ILWWLQJ#DQDO\VLV

$+%
$161514# &RDWLQJ#GLDPHWHU/#LQ#—P=#
5

$−%
× 433


&RDWLQJ #GLDPHWHU
$161515# &RDWLQJ#QRQ0FLUFXODULW\/#LQ#(=#

$161516# &RDWLQJ0FODGGLQJ#FRQFHQWULFLW\#HUURU/#LQ#—P#=#
[+ ; SF − ; JO , 5 + +<SF −< JO , 5 ]
425


ZKHUH

$#DQG#%/#UHVSHFWLYHO\/#DUH#WKH#PDMRU#DQG#PLQRU#D[HV#RI#WKH#EHVW0ILW#HOOLSVH#LQ#—P>

; SF #DQG#< SF #DUH#WKH#RXWHU#FRDWLQJ2LQQHU#FRDWLQJ0FHQWUH#FRRUGLQDWHV>


; JO # DQG#< JO # DUH#WKH#FODGGLQJ0FHQWUH#FRRUGLQDWHV1









93:<6040542)',6##,(& ±#46#±


$QQH[#%#
+QRUPDWLYH,

5HTXLUHPHQWV#VSHFLILF#WR#PHWKRG#%#±
0HFKDQLFDO#PHDVXUHPHQW


7KLV# LV# D# PHFKDQLFDO# PHDVXUHPHQW# WHFKQLTXH# IRU# GHWHUPLQLQJ# WKH# GLDPHWHU# RI# SULPDU\# FRDWLQJ
DQG# EXIIHU/# DQG# DOVR# QRQ0FLUFXODULWLHV1# %RWK# VLGHV# RI# WKH# VSHFLPHQ# DUH# PDGH# WR# FRPH# LQWR
FRQWDFW#ZLWK#D#IODW/#SDUDOOHO#VXUIDFH#DQG#WKH#VHSDUDWLRQ#RI#WKH#VXUIDFHV#LV#PHDVXUHG1


%14# $SSDUDWXV
7KH# PHDVXUHPHQW# XVHV# WZR# DQYLOV# ZLWK# YHU\# IODW# VXUIDFHV# LQ# RUGHU# WR# PDNH# FRQWDFW# ZLWK# HDFK
VLGH# RI# WKH# ILEUH# XQGHU# WHVW1# 7KH# IDFHV# RI# WKH# DQYLOV# VKDOO# EH# IODW# DQG# SDUDOOHO/# DQG# WKH# DSSOLHG
IRUFH# VKDOO# EH# VPDOO# HQRXJK# WR# HQVXUH# WKDW# WKH# FRDWLQJ# RU# EXIIHU/# RU# ERWK/# LV# QRW# SK\VLFDOO\


GLVWRUWHG#E\#WKH#DQYLOV1#$OWHUQDWLYHO\/#LI#HLWKHU#RU#ERWK#RI#WKH#DQYLOV#DUH#QRW#IODW/#DQG#LI#WKH#FRDWLQJ
RU#EXIIHU#LV#GLVWRUWHG#E\#WKH#DQYLOV/#WKHQ#D#FRUUHFWLRQ#VKDOO#EH#PDGH#IRU#FRPSUHVVLRQ1#6HH#ILJXUH
%14#IRU#D#VFKHPDWLF#GLDJUDP#RI#WKH#DSSDUDWXV1

%1414# $QYLOV

7KHUH#DUH#WZR#DQYLOV/#RQH#IL[HG#DQG#WKH#RWKHU#PRYDEOH1#7KH#PRYDEOH#DQYLO#VKDOO#EH#PRXQWHG#RQ
D# PLFURPDQLSXODWRU/# RU# LW# PD\# PRYH# IUHHO\/# DV# RQ# DQ# DLU# EHDULQJ1# 7KH# PRYDEOH# DQYLO# VKDOO# EH
KHOG#DJDLQVW#WKH#IL[HG#DQYLO#RU#WKH#ILEUH#E\#VSULQJV/#RU#E\#D#IRUFH#GHYHORSHG#E\#D#KDQJLQJ#ZHLJKW/
RU#E\#DQ\#RWKHU#UHSURGXFLEOH#PHDQV1






,(&###8;3234

)LJXUH#%4#±#7RS#YLHZ#RI#D#W\SLFDO#HOHFWURQLF#PLFURPHWHU#V\VWHP



93:<6040542)',6##,(& ±#47#±


%1415# (OHFWURQLF#PLFURPHWHU#V\VWHP

$Q# HOHFWURQLF# PLFURPHWHU# V\VWHP/# VXFK# DV# D# GRXEOH0SDVV# 0LFKHOVRQ# LQWHUIHURPHWHU/# PD\# EH
XVHG#ZLWK#D#UHWURUHIOHFWRU#RU#D# SODQH# PLUURU# WR# PHDVXUH# DFFXUDWHO\# WKH# PRYHPHQW# RI# WKH# VWDJH/
DQG#WKXV#WKH#PRYDEOH#DQYLO1


%1416# 6SHFLPHQ#VXSSRUW

6XSSRUW# WKH# VSHFLPHQ# EHWZHHQ# WKH# IDFHV# RI# WKH# DQYLOV1# 6KRUW# VSHFLPHQV# PD\# SURWUXGH# IURP# D
IHUUXOH/#RU#D#90EORFN/#RU#RWKHU#VLPLODU#IL[WXUH1

%15# 3URFHGXUH


%1514# 3ULQFLSOH#RI#WKH#PHDVXUHPHQW

0HDVXUH#WKH#VSHFLPHQ#GLDPHWHU#E\#FRQWDFWLQJ#RSSRVLWH#VLGHV#ZLWK#WKH#DQYLOV1#7KH#FRQWDFW#IRUFH
PD\#EH#DGMXVWHG#VR#WKDW#WKHUH#LV#QHJOLJLEOH#GLVWRUWLRQ#RI#WKH#VSHFLPHQ#DQG#WKH#DQYLOV1#7KH#DFWXDO
IRUFH# XVHG# VKDOO# EH# DJUHHG# XSRQ# E\# WKH# VXSSOLHU# DQG# WKH# XVHU/# DQG# PD\# GHSHQG# RQ# WKH


PDWHULDOV#RI#WKH#VSHFLPHQ/#RU#WKH#DQYLOV1

$FFXUDWHO\# PHDVXUH# WKH# VHSDUDWLRQ# RI# WKH# DQYLOV# ZLWK# WKH# HOHFWURQLF# PLFURPHWHU1,I# GLVWRUWLRQ# LV
QRW#QHJOLJLEOH/#PDNH#D#PDWKHPDWLFDO#FRUUHFWLRQ#RI#WKH#PHDVXUHG#VHSDUDWLRQ1

%1515# 0HDVXUHPHQW

&OHDQ# WKH# DQYLO# IDFHV# DQG# WXUQ# WKH# PLFURPHWHU# VFUHZ# LQ# RUGHU# WR# EULQJ# WKH# DQYLO# IDFHV# LQWR
FRQWDFW#ZLWK#HDFK#RWKHU1#)XUWKHU##WXUQ#WKH#PLFURPHWHU#VFUHZ#VR#WKDW#WKH#DQYLOV#DUH#KHOG#WRJHWKHU
E\#WKH#VSULQJ#WHQVLRQ#RQO\1#5HFRUG#WKH#HOHFWURQLF#PLFURPHWHU#GLVWDQFH#UHDGLQJ1


1H[W/# DGMXVW# WKH# PLFURPHWHU# VR# WKDW# WKH# JDS# EHWZHHQ# WKH# DQYLO# IDFHV# LV# ODUJHU# WKDQ# WKH
VSHFLPHQ1# 0DNLQJ# VXUH# WKDW# WKH# VSHFLPHQ# VXUIDFHV# DUH# FOHDQ# DQG# UHSUHVHQWDWLYH# RI# WKH# ILEUH
XQGHU# WHVW/# SODFH# WKH# VSHFLPHQ# RQ# WKH# VXSSRUWV# EHWZHHQ# WKH# DQYLO# IDFHV1# 7XUQ# WKH# PLFURPHWHU
VFUHZ# VORZO\# LQ# RUGHU# WR# EULQJ# WKH# DQYLO# IDFHV# LQWR# FRQWDFW# ZLWK# WKH# ILEUH# VR# WKDW# WKH# DQYLOV# DUH
KHOG# DJDLQVW# WKH# ILEUH# E\# WKH# VSULQJ# WHQVLRQ# RQO\1# 5HFRUG# WKH# HOHFWURQLF# PLFURPHWHU# GLVWDQFH
UHDGLQJ1#7KH#GLIIHUHQFH#EHWZHHQ#WKH#UHDGLQJV/#SOXV#DQ\#FRUUHFWLRQV#GXH#WR#FRPSUHVVLRQ/#LV#WKH


VSHFLPHQ#GLDPHWHU1#5HSHDW#WKLV#DIWHU#URWDWLQJ#WKH#ILEUH#ZKHQ#FRDWLQJ#QRQ0FLUFXODULW\#LV#GHVLUHG1

%16# &DOFXODWLRQV
5HFRUG# WKH# DYHUDJH# GLDPHWHU# RI# WKH# LQGLYLGXDO# PHDVXUHG# GLDPHWHUV# RI# WKH# SULPDU\# FRDWLQJ# RU


EXIIHU#DV#WKH#FRDWLQJ#GLDPHWHU1

7KH# FRDWLQJ# QRQ0FLUFXODULW\# +(,# LV# FDOFXODWHG# DV# WKH# GLIIHUHQFH# EHWZHHQ# WKH# PD[LPXP# DQG
PLQLPXP#LQGLYLGXDO#GLDPHWHUV/#GLYLGHG#E\#WKH#DYHUDJH/#DQG#PXOWLSOLHG#E\#4331

%17# 5HVXOWV


,Q#DGGLWLRQ#WR#WKH#UHVXOWV#OLVWHG#LQ#FODXVH#43/#DQG#GHSHQGLQJ# RQ# WKH# VSHFLILFDWLRQ# UHTXLUHPHQWV/


SURYLGH#WKH#IROORZLQJ#LQIRUPDWLRQ/#LI#UHTXHVWHG=#WKH#FRUUHFWLRQ#IDFWRU/#LI#XVHG1

BBBBBBBBBBB













####,6%1#50;64;0;;;;0;



,&6##6614;3143


7\SHVHW#DQG#SULQWHG#E\#WKH#,(&#&HQWUDO#2IILFH
*(1(9$/#6:,7=(5/$1'

Vous aimerez peut-être aussi