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PETERRASTALL
i a 1W5
Pllysics Deporttnent, University of British Collrmbio, Vat~colrver,British C o l ~ ~ r n b V6T
Received May 7, 1975
It is known that a slight generalization of the Newtonian theory ofgravity is compatible with all
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[1.1] g,,, = 61,,e-2$; g,, = go, = -6 e 2$ when Yo = 0. The norm of Y with respect to g is
PO
Ig,, Yp Yvl'I2, and the norm with respect to g is
where $ = 4 - 40 is a constant, 4 = @Ic:,
$03
lg,, YVyv~'I2, Intuitively speaking, we can there-
@ is the Newtonian gravitational potential, and fore say that replacing the metric by corre-
CE is the constant, measured sponds to 'stretching' vectors parallel to the x0
speed of light. The summation convention applies direction by a factor e$, and vectors orthogonal
to lower case Latin indices (range (1, 2, 3)), and to the xO direction by a factor e-$. There is now
to lower case Greek indices (range (0, 1, 2, 31). a n obvious way of generalizing the theory. One
Those unfamiliar with the super-Newtonian
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and N < 0, J < 0 because n* is timelike. F r o m there is a function 0 such that n, = O,,. (The
[2.1], [2.2], and [2.3] metric [l . l ] corresponds t o 0 being a function of
x0 alone). We emphasize that there is n o com-
+
[2.5] g,,. = e-2$(g,v J-'(e4$ - l)n,n,) pelling physical reason for making this assump-
[2.6] g'" = e2*(gpv+ J-1(e-4$ - I)fipfiv) tion.
The field equations are derived from a varia-
Since g is a flat metric, there is a chart in tional principle 6 S = 0, where S = S, + SF, and
which g,, = g" = q,,? We call such a chart a g S,, SFcorrespond to the gravitational and non-
Minkowski chart, or s ~ m p l ya Minkowski chart if gravitational fields respectively. In terms of
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no ambiguity can arise. At any point p, one can Lagrangian densities, 9, and 9 , , we write
choose a g Minkowski chart such that n,,,(p) = 0, SG= 19,(-det g)1i2 d4x and SF= l Y F ( - d e t
,
J = - n ( P)', and then from [2.5], g ,,,, (p) = g)1i2 d4x, where det g is the determinant of the
e - 2 + ( ~,,,,,,
) 6 g,,(p) = - e2*(P)6,p.In general, there
components g,, of the metric in the chart x, and
is n o g Minkowski chart in whlch these equations d4x = dxOd x l d x 2 dx3.
hold at every point, so that [I. I] are valid. When We assume that 9, is independent of the non-
such a chart exists, it is called a Newtonian chart, gravitetional fields, and that 9Fis independent
as in 1. of the derivatives of the g,,. One can usually
In the special case when a Newtonian chart x guess 9, from the corresponding special relati-
exists, one can define another Newtonian chart x ' vistic Lagrangian density 9s.If .Ys is a co-
by x'"' = eYxfJ1 and x" = e - b O , for any constant variant function of the variables qA that describe
X, and in x' the components of g are g',,,, = the nongravitational fields, the first derivatives of
- 2(" +r)&
I,ln, g'llo = - e2(*+fi6,,0.The g',, can be qA, and the components of the Minkowski metric
written in the form [2.5]:
For personal use only.
where thef,,, are functions of $ alone. We shall try to determine thef,,, by requiring that the theory
reduce to the super-Newtonian theory in the appropriate circumstances. We writef,,,' = dJ;,,/d$, etc.
From [2.4], we note that gpv0,,O,, = e-2$gpv0,,0,v = e - 2 * and
~ gPO,,,$,, = e-2$gpv0,y$,v.
The field equations for 0 and $ are most easily derived in a g Minkowski chart. Puttlng g,, = q w v
in [2.5], one gets d e t g = -e-4*, and using [3.1], [3.2], [3.3], one finds that
RASTALL: A THEORY OF GRAVITY 69
where the semicolon denotes the covariant derivative with respect tog. If the sources consist of 'dust'
(that is, if there is a function CE and a vector field u such that Tpv= CEupuv and g,,uI'rv = - I), then
[3.7] implies that the paths of the dust particles are geodesics (cf. Synge (1960), p. 175). As in other
theories of gravity, one shows that slowly rotating bodies of small but finite size also follow approxi-
mately geodesic paths. This is compatible with the results of the super-Newtonian theory.'
reduce to the super-Newtonian theory in the appropriate circumstances. The necessary and sufficient
condition for the metric [2.5] to reduce to the metric [1.1] of the super-Newtonian theory is that 0
be a function of x0 alone. We can then write 0,,, = 6,0€lo. If in addition $,o = Oo,o = TlllO = 0
(static fields and no momentum flux), then 0, is a constant, and [3.4] and [3.5] become
Equation 4.3 is equivalent to [I .2] of the super-Newtonian theory provided that the following condi-
tions are satisfied: (i) cr must be constant (in I we considered the cases cr = 0 and cr = - 4); (ii) the
term f2'f-'002 must be negligible; (iii) the equation -If,-' = 4rrk = 4 r r G , ~ , - ~ must hold;
(jU)e - 4 6 ~ ~ r must
n be negligible in comparison with E.
Condition (ir) holds in most astronomical applications of the theory. We shall choose f 2 so that
(ii) holds in noncosmological applications of the theory (in cosmology, the term f2'f-1002 may be
important). Condition (i) implies that f , = h e2"*,where h and cr are constants, h # 0. Condition (iii)
then becomes k = G , c , - ~ = -(8rrh)-' eC2'*, or GE = GE*e-2"*, where GE* = -cE4(8nh)-'.
This means that the gravitational 'constant', G,, is not truly constant unless cr = 0. In fact, the
contributions of individual astronomical objects to $ are usually small. The contribution of the Sun,
for example, is nowhere greater than about It is therefore often good enough t o replace $ by
an average value $, and take
the x0 coordinate of the g Minkowski chart in which the sources are at rest (TmO= 0). In general,
there is no g Minkowski chart in which the sources are at rest, and we cannot guess the solution of
the field equations in such a simple way.
On physical grounds, one expects the boundary conditions on 0 to be determined by the matter
distribution in the universe. If one considers the usual, simple cosmological models, in which the
matter distribution is idealized as a homogeneous fluid that fills spacetime, then it is natural t o
assume that the vector field n is tangential to the paths of the fluid particles. This means that in local
problems, where one considers a system in a cosmologically small region Q of spacetime, one can
assume that there is a g Minkowski chart w and a constant 0, such that (aO/awp)(w) + Sp00, when
wmwmis large. One can characterize w in more physical terms as being a g Minkowski chart in which
the average velocity of galaxies in the neighborhood of Q is zero. More briefly, one can say that w is
a t rest wit11 respect to the galactic frame in Q.
Any g Minkowski chart x is related to w by a Lorentz transformation. We restrict ourselves to the
For personal use only.
case when the speed of x in w is small compared with the speed of light. That is, if Vm are the com-
ponents of the 3-velocity of x in w, we assume that VmVm<< cE2.For simplicity, we assume also that
the spatial axes of x are parallel to those of w. The boundary conditions on 0 in x are that
If $,o = 0, = 0, Tmp= 0, and if the f2' term in [4.8] is negligible (cf. condition (ii) above), then
[4.8] and [4.9] reduce t o
In addition, we assume that E is spherically symmetric, and that there is a constant so such that E
vanishes when s = (X"X"')~I~> so. If $(x) + $ C , a constant, as s + co,then the solution of [4.10] in
the region s > so is
RASTALL: A THEORY OF GRAVITY 71
where I is a constant. We suppose that 11s is small, so that is negligible. Substituting [4.12] in
[4.11], and assuming that f2 does not vanish, one finds that for s > so
[4.13] 0,,,, + K ~ s - ~ x " ~=, ,0
where K = f2'(\lrc)/f2(\lrc), a constant. The solution of [4.13] that satisfies the boundary conditions
[4.5] is
[4.14] 0(x) = V " C ~ - ~ ~ ~+X4 "~(1~~ - +
l ) OOxO+ 0,
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The second term vanishes provided that K = 4(e2*c + e-2*c)/(e2*c - eC2*c). That is, g,, is constant
if terms in I2s-, are negligible and if f2(\lr) = p(e2* - e-2*)2, where p is constant. More generally,
if we take
In physical terms, we have calculated the gravitational field due to a spherically symmetric object,
such as a nonrotating or slowly rotating star, that is moving slowly with respect to the galactic frame.
It is reasonable to assume that our Sun is such a star, and although the speed at which it moves is
unknown, it is unlikely to be very much smaller than its orbital speed of approximately 250 km s-'
about the center of our galaxy. It follows from the results of Rastall (1969) that (P(e2*c - e-2*~)Iis
unlikely to be greater than about if the predicted motion of the planets is t o agree with observa-
tion.
We have now determined the functionsJ,, to a considerable degree. The revised expression for the
Lagrangian density [3.3] is
where h, p, a,and p are constants, h-' = -8nk*, k* = G,*c,-~, GE = G,* e-2"*. Since from [4.17]
the field equations [3.4] and [3.5] in any g Minkowski chart become
In the approximate field equations [4.8] and [4.9], valid in a g Minkowski chart where 0,,0,, << OVo2
and the products \lr,p\lr,v are negligible, one has only to substitute for f, and f,' from [4.17] and [4.20].
Using [2.4], [2.6], and the fact that det g = -e-4* in a g Minkowski chart, we write the general
equations, [4.21] and [4.22], in the covariant form
72 C A N . J. PHYS. VOL. 54, 1976
where the semicolon again denotes the covariant derivative with respect to g.
As an application of the theory, we calculate the approximate form of the metric g outside a
spherically symmetric body which is rotating with a constant angular velocity in a g Minkowski
chart x. The center of the body is taken to be at the spatial origin of x, and the axis of rotation
passes through its center. The body is assumed to rotate slowly enough, and its mass is small enough,
for the approximate field equations, [4.8] and [4.9], to be valid. The center of the body is supposed to
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be at rest in the galactic frame, so that the boundary conditions are that $(x) + $, 8,,(x) + 6,,8,
~ ~CO, where $, and 8, are constants. We assume that the components Tmnof the
as s = ( x " ' x " ' ) ~4
energy-momentum tensor are negligible, and that $,, = 0, TPV,,= 0, and 8,,, = 0. It follows from
the last equation and the boundary conditions that 8,, = 8,.
As usual in noncosmological problems, we assume that the f,'term in [4.8] is negligible, and we
find that
Since the mass of the body is not large, its contribution to $ is small, and we can replace $ by $,
on the right-hand side of this equation. The solution of [4.25] can then be written in the form
+ = $(,) + $(,), where $(,) is the solution when one sets TI"' = 0, and $(,, is the solution when
E = 0. The Tn'O are proportional to the components of the 3-momentum density of the sources. We
suppose that the body rotates in such a manner that the 3-momentum density is orthogonal to the
radius vector from the center, that is x'"Tn'O = 0. Since $(,, is a function of s alone, one gets
For personal use only.
- 0; and since
$(l),r,,T"10 is a linear function of the T"', and terms quadratic in the T"' are
negligible (slow rotation), we conclude that $,,,T"'~= 0. It follows from [3.7], [4.6], and [4.7] that
TnO,,,,= To0(e4$- 1)8,,,,$ ,,,,8,-' (we are again neglecting 8 ,,,,8 ,,,, in comparison with OVo2),
and one
can show that [4.9] reduces to
whose solution is 8,,,, = 0. Hence, g,,,, = 0 from [4.6]. This result differs from that of the Einstein
theory, where the corresponding metric is of the well-known Lense-Thirring form (Lense and
Thirring 1918). One may be able to distinguish between these metrics by measurements on an
orbiting gyroscope (Schiff 1960; Rastall 1966).
5. Cosmological Assumptions
We next discuss elementary cosmology. In this section we summarize, without proof, some well-
known cosmological results which greatly restrict the possible form of the metric [2.5]. The complete
determination of the metric requires the use of the field equations, and is considered in the next
section.
We assume, in the usual manner, that a family 9- of time-like geodesics is defined on spacetime,
such that exactly one geodesic of 9- passes through each point. The geodesics are identified with
the world lines of an idealized, smooth matter distribution. The descriptions of the universe given by
observers whose world lines belong to 5 are assumed to be all equivalent. One can prove (see, for
example, Robertson and Noonan (1968), Chap. 14; Eisenhart (1926), Sect. 27) that there is a chart y
in which the components of the metric g are
f5.11 gP0 = -hPO; gntn = hInnR2(1+ $5r2)-2
where r 2 = yPyP,R is a function of alone, and 5 E (0, f 1 ). We call y a cosmological chart. The
elements of 9 are the coordinate curves, and are orthogonal to the level surfaces of yo (the
RASTALL: A THEORY OF GRAVITY 73
surfaces yo = constant). The level surfaces of are homogeneous and isotropic, and have constant
curvature.
The vector field n must be parallel t o the tangent field v of the family of geodesics Y. (That is,
nm = 0 in the cosmological chart y.) For if n were not parallel t o v, then its projection orthogonal
to v would give a field of preferred directions on the level surfaces of yo, which contradicts the result
that these surfaces are isotropic. It follows that n* = H dyO for some function H and, from the
assumption of Sect. 3 that n, = 0,,, or n* = d0, we see that 0 is a function of yo alone.
It follows from 15.11, 12.41, and 12.51 that J = -e2$Oro2 in the chart y, and that
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The condition for g to be a flat metric is that its Riemann tensor should vanish, which one easily
shows is equivalent to [(e2$~2),o]2
= - 4 5 ~ ' , or to
When 5 = 1, the only real solution of 15.31 is the trivial one, R = 0. We have, therefore, to consider
only the cases 5 = 0 and 5 = -1.
When 5 = 0, 15.31 integrates t o give
15.41 eqR = A2
where A is a constant (recall that I) and R are functions of yo alone). We assume that A # 0. We
see from 15.21 that in this case the cosmological chart y is related to a g Minkowski chart x by
For personal use only.
The g Minkowski chart is in fact a Newtonian chart, and the geometry of the level surfaces of yo
and x0 is Euclidean.
When 5 = - 1, the cosmological chart y is related to a g Minkowski chart x by the equations
where r 2 = yPyP. One can check 15.61 by using 15.21. Equations 5.6 were derived in the standard
way by parallel propagation of an orthonormal tetrad from the origin.
We assume that the matter which fills our model universe is an ideal fluid. The paths of the fluid
particles are the geodesics of the family Y, and the components of the energy-momentum tensor
are
where 6, and p, are the proper energy density and pressure. In any chart, vpvp = g,,vpvv = - 1, and
it follows that
Equation 5.9 contains no new information (we know that vP;,vv = 0 because the paths of the
fluid particles are geodesics, and we know that p,,, = 0).
From 15.11, the determinant of the g,, in the chart y is - ~ ~ +
( 1$ 5 r 2 ) - 6 , and it follows that
up;, = 3R-'R,,. If one neglects p, in comparison with E,, as seems to be justified in our universe,
then 15.101 integrates to give
[S.ll] &,R3 = B
where B is a constant.
74 CAN. J. PHYS. VOL. 54, 1976
Since n, = 8 ,,,, = $,, = T"' = 0, one has 17' = - 6 O,,, N = gP,,n'nV= - OSo2,and
'?
E, = 5, = -Too,
3p, = -Tm"gm, from [3.6], [5.8], and 15.11. Equat~ons4.23 and 4.24 become
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Substituting [6.1] in [6.3], and remembering that R, $, and 8 are functions of alone, one finds
for some constant C. We again assume that p , is negligible in comparison with E,. We use [5.1 I],
[6.1], and [6.4] to eliminate E,, y, and 8,, from [6.2], and get
Equations 5.3 and 6.5 determine R and \Ir. When 6 = 0, [5.4] holds, and writing R,, = R', etc.,
For personal use only.
one finds
T o integrate [6.6], one multiplies by 2R'R-'". We write the result only for the case P = 0:
[6.71 R r 2 - D R - ~ + ~ ~ ( A B-R 1)-2
- ~ + ER~E-1 = K R ~ "
where K is a constant.
When 6 = - 1, [5.3] gives (eZCR2),,= +2R. Define z = f4 eZCR2,so that z' = dz/dyO = R,
eZC= *2z/zf2. Equation 6.5 then becomes
A full discussion of [6.6] and [6.8] and their a g Minkowski chart x by means of [5.5] or [5.6].
cosmological consequences is an ideal thesis One chooses the origins of the charts to be in 0,
topic, and will be published elsewhere. so that r << 1 on 0 , and one identifies x with the
The cosmological solutions that we have dis- chart w of Sect. 4.
cussed determine the average 'background
metric' of the universe. When we consider the 7. Conclusion
gravitational interactions of a system in a It should be possible to test the theory in the
cosmologically small spacetime region 0 , the near future. By measurements of the solar
cosmological solutions-which we now write as oblateness, or of the orbits of satellites or as-
$, and 8,-determine the boundary conditions teroids, one can determine the constant a. The
on $ and 8. One can usually take $, and €I,,, to time dependence of the gravitational constant
be constant on 0. We identify $, with the I) ,of given by [4.4] can then be compared with
[4.4], and we write e,,, = eo!,O, where 80 is a astronomical observations. If one can measure
constant. The boundary cond~tionsare obtained the precession of an orbiting gyroscope to an
by transforming from the cosmological chart y t o accuracy of about 1%, then one can check the
RASTALL: A THEORY OF GRAVITY 75
metric of a spinning body derived at the end of DICKE,R. H. 1970. Annu. Rev. Astron. Astrophys. 8,297.
DICKE,R. H. GOLDENBER BERG, H. M. 1974. Astrophys. J .
Sect. 4. Suppl. Ser. 27, 131.
The most obvious applications of the theory EISENHART, L . P. 1926. Riemannian geometry (Princeton
are to cosmology and to collapsing objects. Its University Press, Princeton, N.J.).
most obvious weakness is perhaps the assump- H I L L , H .A. ef a / . 1974. Phys. Rev. Lett. 33, 1497.
tion that n, = O,,. It will probably be worthwhile L A N D A UL. , D. and LIFSHITZ,E. M. 1962. The classical
theory of fields, 2nd ed. (Pergamon Press, Oxford).
to look at least at the next simplest case, when LENSE,J. and THIRRING, H. 1918. Phys. Z. 19, 156.
LZGis the sum of a term quadratic in the +,, and RASTALL,P. 1966. Can. J. Phys. 44,3109.
a term quadratic in the first derivatives of the n,. 1969. Can. J. Phys. 47,2161.
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2. C. Deffayet, J. Mourad, G. Zahariade. 2013. A note on “symmetric” vielbeins in bimetric, massive, perturbative and non
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4. Cédric Deffayet, Ted Jacobson. 2012. On horizon structure of bimetric spacetimes. Classical and Quantum Gravity 29:6, 065009.
[CrossRef]
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