Académique Documents
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2, 149-175
SIMPSON,
A computer model for the stress-strain behaviour of Un modtle informatique destine a refleter le com-
London Clay has been developed for use in a non- portement contraintes-deformations de 1’Argile de
Londres a et& mis au point en vue de son emploi dam
linear finite element program. The behaviour of un programme non lineaire a elements finis. Le com-
London Clay is divided into three ranges of strain: portement de 1’Argile de Londres se divise en trois
elastic, intermediate and plastic. In the elastic range domaines de deformation: tlastique, intermediaire et
plastique. Dans le domaine elastique, les deforma-
strains are very small and the material is very stiff. tions sont tres faibles et Ie materiau est tres rigide.
The intermediate range represents the larger strain Le domaine intermediaire represente les deforma-
behaviour normally observed in laboratory tests; it is tions plus importantes que l’on observe normalement
dans les essais en laboratoire; il n’est pas veritable-
not truly elastic, but in many respects exhibits aniso- ment Clastique mais presente a bien des Bgards un
tropic elastic behaviour. As yield is approached, comportement Blastique anisotrope. Lorsque l’on
plastic behaviour can accompany the intermediate approche de la limite d’elasticite, on peut observer un
comportement plastique dans la phase intermedaire,
phase and is governed by a flow rule and a state et ce comportement est regi par une loi de fluage et
boundary curve. In all phases the stiffnesses of the une courbe de limite entre &tats. Dans toutes-les
model increase with mean normal effective stress. It phases, la rigidite du modtle augmente en fonction de
la contrainte efficace moyenne normale. L’article
is shown that the model can be used to compute the montre que le modele peut servir a determiner les
results of both laboratory and in situ tests. The resultats obtenus aussi bien en laboratoire qu’in situ.
movements around two excavations in London Clay, Le calcul retrospectif des mouvements enregistrts
autour de deux excavations effecttrees dans 1’Argile
including the New Palace Yard Underground Car
de Londres, dont le Parking Souterrain du New
Park, have also been computed retrospectively with Palace Yard, a egalement et6 effect& avec beaucoup
considerable success. de succts.
INTRODUCTION
The work described in this Paper has been undertaken to aid the design of the proposed British
Library, adjacent to St Pancras Station in London. A number of deep basements are required
for this project, the largest of which will be 24 m deep and about 100 m square, extending
through the London Clay and 4 m into the Woolwich and Reading Beds.
In order to design the necessary diaphragm walls and to predict the likely movements of the
nearby tunnels and buildings, it is important to understand the deformation behaviour of the
London Clay and of the underlying strata. Previous workers (Cole and Burland, 1972; St
John, 1975; Burland and Hancock, 1977) have analysed the movements around deep excava-
tions in London Clay on the basis of linear elasticity, and have proposed suitable values of
Young’s modulus for use in finite element or other computations. Although a fair degree of
agreement with field measurements has been obtained,’ a number of problems have been noted
as follows :
(a) It has been difficult to achieve good predictions of both the movements of diaphragm
walls and those of the ground around the excavation from the same analysis.
(b) In order to obtain satisfactory results, the stiffnesses assumed for the London Clay
have to be very much greater than those measured in laboratory tests.
Discussion on this Paper closes 1 September, 1979. For further details see inside back cover.
* Ove Arup and Partners, 13 Fitzroy Street, London Wl.
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150 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
NOTATION
c’ cohesion I @I’--62’)/2
(4 It is apparent that the material inside the diaphragm walls will progressively yield
passively as the excavation proceeds. St John (1975) has suggested that improved
predictions could be achieved if this was taken into account. This requires a non-
linear model.
(4 Linear elastic theory is not generally applicable to the behaviour of clay in the drained
condition. The change in stiffness that occurs with change in volume involves a high
degree of material non-linearity. Long-term predictions are therefore usually restricted
to simple calculations of overall consolidation settlement and heave, etc.
Although the above factors are not of overriding importance, it was thought that they must
be considered since analysis for the British Library requires an extrapolation beyond the
experience gained from other, but significantly smaller, excavations. A non-linear elastic-
plastic model of London Clay (called Model LC) has therefore been developed to enable these
effects to be quantified and their importance assessed.
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 151
Et, MN/m*
riltamc House
ew Palace Yard
Fig. 1. Variation of E (undrained) with mean effective stress after St John (1975)
found in laboratory triaxial tests to be about 100, but in the field to be between 500 and 1000
(Butler, 1975).
Marsland (1971a, b) has claimed that stiffnesses measured in large (865 mm) diameter
plate-bearing tests are fairly close to the back-figured values. In Fig. 1 the comparison between
triaxial, plate test and large scale results is shown, reproduced from St John (1975).
Marsland (1971~) and Atkinson (1973) have suggested that the reasons for the much lower
stiffnesses measured in the laboratory are sample disturbance (especially the opening of
fissures) and bedding of the samples in the test apparatus. However, the results of very careful
laboratory work show that remarkably consistent and repeatable results can be obtained.
Atkinson (1973) at Imperial College prepared triaxial specimens from block samples obtained
at the Barbican site. He found that for strains up to about 1% the material behaviour appeared
to be anisotropic elastic for a large variety of stress paths. For a given initial stress state, the
behaviour was linear up to 1% shear strain.
In contrast to the consistency found by Atkinson, it would be expected that the effects of
sample disturbance and bedding would be fairly random. It therefore seems appropriate to
investigate other reasons for the consistent low stiffnesses measured in the laboratory.
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152 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
0.8
0.6
zz
d
2
0.4
Fig. 2. Results of 865 mm diameter plate bearing tests on London Clay after Marsland (1971). Values of C.
were obtained from the plate tests and are probably 30 % lower than laboratory values. Assumptions: q. = 1OC.
(including allowance for depth); E =qxB(l-v2)/4p, Y = @4
=l
,-\‘\\ \
cI.--\ I*,
\
4. \
T t ,I,’ / I
I
,+- I
I
‘I * /( I
/* ,’ I
I
t ‘t /” *;” =j c
I
I
I
I*
**’ I I I
I
,I
0~104/0-_______--’
* //
,,I’ ,
I
I
0.07% 0.04% o-01 %
Il
+
c t Displacemen veclors
Fig. 3. Strain contours around an excavation. Shear strain contours for a maximum wall displacement 0.2 % of
wall height, linear elastic model
Threshold efects
Many workers, including Lewin (1970) and Som (1968), have reported threshold effects in
London Clay and other soils. In some of his oedometer tests, Som held samples at constant
stress for many days and then recorded exceptionally high stiffness as the next small increment
of strain was applied. Lewin reported a similar high stiffness when the direction of straining
was changed.
Reviewing these data, Atkinson’s (1973) conclusions were that:
‘These tests, and others like them, seem to indicate that where a delay at constant stress
state is involved or where the direction of the stress probe differs from the previous stress
path the strains produced by a small stress increment may be very much smaller than the
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 153
strains produced by a larger increment or those where there was no rest period or where the
direction of the stress probe did not deviate much from the previous loading path. This
apparent stiffening of a soil at small stress increments may be likened to a threshold effect;
that is to say that there exists a threshold of the probing stress increment below which the
soil is apparently very much stiffer than for a larger probe. This threshold effect, which has
been variously attributed to a rigid bond (Terzaghi, 1941), secondary consolidation (Bjerrum,
1967) or to structural development, must be regarded as a soil property rather than a testing
error, but in any case the effect must be recognized if test results are to be properly inter-
preted.
‘ In the field a natural soil has remained at a constant stress state for a very long period-
since the last period of erosion, deposition, or tectonic movement; on the other hand
sampling and reloading in the testing machine implies a cycle of shear stress . . . and conse-
quently any threshold effects may be reduced. This implies that for small stress increments in
the field, where the threshold value is not exceeded, laboratory measured parameters may
overestimate the actual strains.’
It is useful to compare the magnitudes of the strains recorded in laboratory tests, plate
bearing tests and full-scale measurements.
(a) The stiffness parameters reported in laboratory tests are usually based on a range of
shear strain up to about 1 ‘A. Atkinson (1973) states that his measurements at strains
of less than 0.2% are not reliable and therefore quotes Young’s moduli based on
tangent moduli at 0.25% strain.
(b) In Fig. 2, the results of typical plate bearing tests reported by Marsland (1971a, b) are
reproduced. An approximate scale for the average shear strains occurring within one
diameter beneath the plate has been added to the horizontal axis. At very small
strains (< 0.1x), the tangent modulus is similar in magnitude to the values found from
back-analysis of full-scale excavations (EJC, = 1000). As shear strains increase
beyond 0.5% however, the secant modulus approaches that measured in the labora-
tory.
(c) The shear strains occurring behind a typical retaining wall as an excavation is formed
are shown in Fig. 3. For a movement of 0.2 % of the wall height (an upper bound for
retaining walls in firm soil according to Peck (1969)), the shear strain in the ground
behind the wall exceeds 0.1% only very locally.
Hence, it appears likely that when London Clay is subjected to very small strain increments
following a period of rest or a change of the direction of straining, its stiffness is much greater
than that at the larger strains normally measured in the laboratory. This change of stiffness as
straining proceeds is an important feature of Model LC.
Elastic-plastic behaviour
At large strains, beyond about 1% shear strain, London Clay exhibits the characteristics of
plastic flow. The basic assumptions adopted for the elastic-plastic behaviour are listed as
follows.
(a) The total strain increment is the sum of elastic and plastic strains, and changes of
effective stress can be expressed as functions of the elastic strains alone (or of the
intermediate strains defined later).
(b) The relative proportions of the components (volumetric-shear) of a plastic strain
increment are dependent on the current stress state and not on the applied stress
increment; that is, a plastic flow rule is operative.
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154 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
0 I’rev~ous states
l Currentstales
I
stratn
(c) The overall magnitude of a plastic strain increment is dependent on both the current
stress state and the stress increment; a hardening law is used.
(d) The principal axes of plastic strain increment are coincident with those of the current
stress state and not the applied stress increment.
(e) The stiffnesses increase linearly with the mean effective stress in the plane of deforma-
tion.
DESCRIPTION OF MODEL
General
Model LC relates increments of effective stress to increments of strain, given the current
stress state. Attention was concentrated initially on plane strain conditions, but it is considered
that the model can be used for axisymmetric work and for plane stress provided that strains
are relatively small in the hoop or constant stress direction respectively.
In this Paper the (x, y) plane is the plane of major deformation, with y vertical. It is assumed
that strains in the z direction are not large enough to influence the plastic behaviour in the
(x, y) plane, though they do influence the elastic and ‘intermediate’ behaviour.
Three ranges of strain are considered:
(a) Very small strains (within the strain threshold): elastic behaviour.
(b) Moderate strains (the linear range measured in the laboratory): intermediate behavi-
our.
(c) Large strains, approaching the limiting shear strength of the material : plastic behavi-
our accompanying further intermediate behaviour.
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 155
The assumption of a threshold property is the dominant feature of the model. This makes
possible predictions of both laboratory and field behaviour using the same model.
Numerical parameters and governing equations for the model are listed together below and
the implementation of the model in the SAFE finite element program developed by Ove Arup
and Partners is described in the Appendix. This has required that the model be used to compute
stress increments from strain increments. The reverse process has not been developed but
would be rather simpler.
Intermediate strains
The strains during intermediate behaviour represent the range normally measured in labora-
tory tests and are accompanied by movement of the kinematic yield surface. Atkinson (1973)
reported that London Clay behaved like an anisotropic elastic material in this range of strain,
except that strains were not necessarily recoverable. Thus the behaviour has the appearance
of elasticity but could be regarded as a combination of elastic and plastic effects, hence the
term intermediate. The plastic (irrecoverable) strains are not however governed by a plastic
flow rule as are those described in the section below. The term plastic will therefore be reserved
for strains governed by a plastic flow rule, as distinct from the intermediate strains described
here.
The stiffness moduli adopted for intermediate straining have been chosen to fit Atkinson’s
data with the assumption that all intermediate stiffnesses are proportional not simply to mean
normal stress but to (s+ c’ cot 4’). The item c’ cot 4’ has been added to s, the mean normal
stress in the plane of deformation, in order to ensure that stiffness and strength both fall to
zero at the same stress state (s = -c’ cot 4’).
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156 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
Zytinski et al. (1976) have shown that the assumption that shear stiffness varies linearly with
mean normal stress violates basic energy criteria. However, it is found in practice that this
assumption gives reasonable results.
The vertical to horizontal shear stiffness, Gnv cannot be found from Atkinson’s work.
Gibson (1974) found in laboratory tests that G,,/E, was about 0.38 in triaxial tests. Assuming
the values of other elastic parameters are as listed below, this gives GHV/EH’= 0.35. Alterna-
tively, it could be assumed that Guv = G,,, and Guu may be derived from the other elastic
parameters. This gives Gnv = Guu = 0.42E,‘. A value of 0.4Eu’ has been adopted for G,, in
the program.
Plastic strains
The behaviour proposed for larger strains is complicated, but less important in the computa-
tion of ground deformations around stable excavations. It is assumed that at large strains
(> 1%) laboratory test results are relevant and curve-fitting has been based on Atkinson’s
results. It has been found that the curve shown in Fig. 5 can be used as a state boundary
curve, ie, a curve separating attainable stress-strain states from those which cannot be attained.
Movement along the state boundary determines the magnitude of plastic strains (ie, it provides
the required hardening law).
The abscissa in Fig. 5 is yP, the sum of all incremental plastic shear strains, irrespective of
direction; this is not, strictly, a state property. If a flow rule is assumed it can be shown that
yP is uniquely related to the plastic volumetric strain, up. Thus yP is a reasonable directionless
parameter which, with suitable manipulation and choice of origin, can be related to voids
ratio, which is a state property.
A modified form of the Cam-clay flow rule (Schofield and Wroth, 1968) has been found to fit
Atkinson’s data when used in conjunction with the state boundary curve. The Cam-clay flow
rule for soil behaviour in the triaxial test, derived from energy considerations, was
For plane strain conditions, Roscoe and Burland (1969) showed that it was reasonable to
use a similar equation written in terms of plane strain parameters. This has been adopted for
Model LC, except that (s+ c’ cot 4’) has been substituted for S, the mean normal stress in the
plane of deformation. The flow rule adopted may be written as
!!!!= F, sin 4’
6YP
where F = t/(s sin 4 + c’ cos 4’).
To implement this plastic behaviour in the computer program, it is postulated that the large
strains are a combination of plastic flow with intermediate behaviour. As plastic strain deve-
lops the state of an element of soil will progress along the state boundary curve shown in
Fig. 5 unless it is unloaded, in which case it will fall below the curve. On reloading it will
rejoin the curve at the point where it left it.
It is postulated that although elastic and intermediate strains may take place in any direction-
(using full X, y, z axes), plastic flow as described above is confined to the (x, y) plane (ie one,
chosen, horizontal direction and the vertical direction). In the computer program, the stress
in the second horizontal direction (z) is also limited to remain within the active and passive
limits.
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY
157
50
-----__
i: -HL7”’
_/--
.40
?J /
I
m 30
?
; \
g20 \
w ---
CH, /H----
/’
10
;:_1
01
0 1 2 3 4 5 6
Verttcal coml.“essIo” “/6
‘11
,,,,,,
o 1 2 3 4
Horlrontal compresslo”
5
%
6
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158 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
Numerical values
The basic equations of the model and numerical values are presented below. Unless stated
otherwise, the following numerical values were used in all computations. As outlined above,
the source of almost all the parameters was Atkinson’s laboratory work.
Elastic range. The kinematic yield surface is a sphere in (E, + .sy, E, - E,., y.J space. Its radius =
E== 0.02 o/o(200 microstrain). The stiffness in this range is ten times the intermediate stiffness.
Plastic range. Plastic shear strains (yJ are defined by the curve in Fig. 5, and there is no plastic
straining for states below the curve. In computations this curve is represented by an equation
of the form
F = cl + 4, - 4 exp Cc& - c#l
where c1 to c4 are material constants.
Plastic volumetric strains (up) are defined by the flow rule
Undrained tests
Predictions of the model have been compared with the results of plane strain and triaxial
undrained tests carried out by Atkinson (1973). In Fig. 6 the computed predictions for two
undrained plane strain tests are compared with Atkinson’s results, and a good correlation is
achieved in both cases. The inclusion of a kinematic yield surface of radius 100 or 200 micro-
strain has little effect on the computed behaviour, but 500 microstrain causes some divergence
from the measurements. However, it is possible that, as suggested by Atkinson, the threshold
effects modelled by the KYS have been destroyed during the sampling process.
The triaxial test is much more difficult to model. Two approaches have been tried and the
results are shown in Fig. 7.
Plane stress assumptions. If plane stress is assumed, the results agree fairly well with Atkinson’s
measurements. The failure stress is lower and occurs at smaller strain than that measured,
possibly because there is less restriction in the third principal direction than occurs in the
laboratory test,
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159
COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY
/
/
/
//
/ -Measured
/ --Computerfax~symmetr~c
/ - - Computed. plane stress
EJO-
T
Vertical
stress
50.
./-‘-
z ./
z 40-
iz .’
/
so.%=
aa
C”
giving-$= 136
(E,U= 134q,)
01
0 1 2 3 4
Vertical strain E”’ %
Fig. 8. Oedometer tests: (a) swelling followed by consolidation; (b) consolidation followed by swelling
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160 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
Oedometer tests
In Fig. 8 the results of a large number of oedometer tests have been plotted to a normalized
scale. The results are taken from the British Library site investigation. Predictions from
Model LC have been superimposed onto these plots.
In studying Fig. 8 it is necessary to compare the gradients of the curves in the various ranges
of stress. On this basis it can be seen that the computed and measured results agree fairly well
in the stress range of major interest, 100 to 400 kN/m 2. In general, the stiffness of the model
is greater than that of the soil being tested.
Insufficient compression is predicted at high stresses. It is possible that at these stresses the
London Clay is subject to some plastic volumetric strains as the normally consolidated state is
approached. This is not allowed for in the model.
Insufficient swelling is predicted at low stresses. This may be due to the inclusion of c’ cot r$’
in the stress function which determines the stiffness. There are data to suggest that the value
of c’ should be reduced at low stresses (Bishop, Webb and Lewin, 1965).
The laboratory test results show more hysteresis when the stress path is reversed than do the
predictions. This could be modelled more closely by increasing the radius of the kinematic
yield surface.
A compression or swelling index in the range 0.03 to O-06 is predicted by the model, depend-
ing on the ratio of vertical to horizontal stress. These predictions are in reasonable agreement
with both laboratory observations and field measurements.
Two excavations in London Clay have been analysed using Model LC: New Palace Yard
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 161
Settlement‘b
Diameter
Underground Car Park (which conforms approximately to axial symmetry) and Neasden
Underpass (which conforms to a plane strain assumption).
The two construction methods were completely different. The diaphragm wall at New
Palace Yard was supported by floor slabs cast progressively at about 3 m centres; excavation
proceeded by mining beneath the slabs. At Neasden Underpass the diaphragm wall was
restrained by four rows of ground anchors.
Both excavations were instrumented and closely monitored as construction proceeded. For
the New Palace Yard excavation, a parametric study has been carried out to ascertain the
relative importance of the Model LC parameters in the modelling of excavations. Undrained
behaviour of the clay is assumed in all the following computations.
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Bridge Street
Parliament’
Square
Rig Ben
clock tower
KEY PLAN
40
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NORTH-SOUTH SECTION
COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY
163
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164 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
Fig. 11. New Palace Yard: site investigation. Reproduced from Burland and Hancock (1977)
To prevent the diaphragm wall from having an unrealistic ring stiffness, its stiffness in the
circumferential direction was set to zero.
A study of the effect of piles within the excavation was carried out and it was concluded that
the vertical stiffness of the piled zone should be modelled as 100 MN/m2 greater than that of
the clay alone.
The results of the computations are shown on Figs 13 to 15. Also shown are the movements
computed by Ward and Burland (1973) before the excavation was carried out. The following
points may be noted.
Vertical movements at ground level. The computed settlements are close to those measured
perpendicular to the east wall and to those which occurred during excavation perpendicular to
the south wall. As noted by Burland and Hancock (1977), the movements behind the south
wall were complicated by the percussion boring outside the principal excavation and the total
movements for this wall were somewhat larger.
The computed distribution of settlements is close to that measured. It shows a peak at about
10 m behind the wall and reduces to zero about 50 m away.
Horizontal movements at ground level. The computed and measured horizontal movements of
the ground surface are compared in Fig. 13. The results lie between the total movements
measured for the east and south walls, with a peak, somewhat sharper than was measured, at
about the right distance, 15 to 20 m from the wall.
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 165
6( -
- 1,-, I
In Londoklay and
Woolwich and Reading Beds
Fig. 12. New Palace Yard finite element mesh. Boundary y = 30 m SD fully restrained, x = 0 and 160 m re-
strained in x direction only
(a)
Dlstancefrom wall. m
(b)
Fig. 13. New Palace Yard movement at ground level: (a) settlement; @I horizontal movements
7
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166 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
loo- ‘a-
*
($1
96 - Stage :‘>-
5? 92- )Stag%+,
P ’ L\ \
E 88- I stagy 3,~ ,
,I /<Stage 4 /
%
4’ 84- // ’ Stag<?
/ /// ,.
80- ‘r”/CN
76-
t //
$5’
72L Computed wall movements S&h ia!l inovements
(measured)
Intermediate Stages
Final stage
Diaphragm wall movements. St John (1975) records large variation between the measured wall
movements at different sections around the circumference. Since the computations presented
here are intended to apply to the mid-side of the walls, attention will be concentrated on
inclinometers situated at the mid-sides of the east and south walls.
St John also observed that although the distortion of each wall is known with reasonable
accuracy from the inclinometer profile, the absolute movements were difficult to determine
because there were insufficient surface surveys to fix the position of the top of each wall during
excavation.
The computed and measured movements of the wall at various stages during excavation are
shown on Fig. 14. The correlation is generally good, and the following points may be noted.
(a) The computed magnitude of the peak displacement of the wall is close to the measured
value and is correctly predicted to occur just above the final excavation level.
(b) The computed movement at the base of the wall agrees well with that measured at the
east wall but not at the south wall.
Pore pressures. Figure 15 shows the computed and measured pore pressures at final excavation
stage. The computed distribution is complicated and a detailed discussion would be somewhat
speculative. However, it is considered that the computed and measured values are consistent
if some allowance is made for short-term local seepage.
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 167
-. . .,
14
&-ye
‘y, ....?:.-
,\‘...,,.,,,
‘L
2/
,p.L_~____-__------
-
_~~.=.~----‘-_______
-_ -Z
\ /
-1 Dtstancefrom wall. m
0 1’0 $0 ;0 40 40 $0 ;o 8’0
b.\_,, -----__
- =L-._;‘.- - __
- -__-..z
--
0 10 20 30 40 50 60 70 80
Distance from w,ilI m
Fig_ 16. parametric study: movements at ground level at third stage of excavation
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168 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
Movement ofwall: mm
104 0 4 8 12 16 20
96-
:
2 88-
E
%
> a4-
s
80.
Fig. 17. Parametric study: movements of diaphragm wall at third stage of excavation
Comparison with linear elastic computations. Ward and Burland (1973) computed the expected
movements around the excavation before work began on site. They assumed linear elasticity
and plane strain conditions, and their predictions, which are shown on Figs 13 and 14, were in
many respects close to the measured values.
The computations using Model LC give results which are at least as good, and in particular
the observed settlement close to the wall is correctly predicted. This important difference
.between the linear models and Model LC is also evident in Fig. 16.
Parametric studies. In order to check the importance of the various characteristics of Model
LC on the ground behaviour around the New Palace Yard excavation, six parametric studies
were carried out. The results of these are shown in Figs 16 and 17. These runs were only taken
to the third stage of excavation, equivalent to excavation below the second prop floor. The
results may be compared against the primary run for which the movements at the end of
excavation compared well with site measurements. The following points may be noted.
(4 The movement at the top of the diaphragm wall is largely independent of London
Clay parameters (compare profiles 1, 3, 5 and 6).
@I The pattern of ground movements around the excavation is modelled more closely if
axisymmetric conditions are assumed (compare profiles 1 and 2).
(4 The threshold effect of the KYS greatly reduces the localized heave behind the exca-
vation and results in smaller diaphragm wall movements (compare profiles 1, 3 and 5).
(4 The effects of the plastic flow in Model LC are minimal for this problem (compare
profiles 1 and 6). The stiffening effect of the piles only slightly reduces the movement
of the toe of the wall at this stage of the excavation (compare profiles 1 and 7).
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 169
Index
propcrt1es Undrained
and morsture snear
strength C, Compressiblltty
-
-
Brown London Clay U
stllf. fissured. silty
IS +
U
Grey-blue London Clay -
stilt Ilssured, silty
+t
20 m 15 10 5 0 Depth
R3 R2 Rl 0
Inclinometer 12 and
magnet extensometer
Fig. 18. Neasden Underpass: section and soils data. After Sills, Burland and Czechowski (1977)
Neasden Underpass
The site at Neasden Underpass and the design and monitoring of the diaphragm wall are
described by Sills, Burland and Czechowski (1977) from which Fig. 18 is taken, summarizing
the site investigation and the excavation details.
Figure 19 shows the finite element idealization incorporating the data as published by Sills
et al. (1977), except for the inclination of the ground anchors. The diaphragm wall was
restrained by 40” anchors except at the instrumented section described by Sills et al., where the
anchors were at 20”. It is considered that the wall behaviour was controlled by the 40” anchors
rather than those inclined at 20”.
The simulated excavation sequence comprises seven steps :
(1) Initialization (calculates initial stresses)
(2) Excavation to 3 m below ground level
(3) First row of anchors installed
(4) Excavation to 5-5 m below ground level
(5) Second row of anchors installed
(6) Excavation to 8.5 m below ground level and third row of anchors installed
(7) Final row ?f anchors installed
The results of the computations are summarized in Figs 20 to 22. Figure 20 shows the
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170 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
Excavation zone
60-O L-L
Y
Fig. 19. Neasden Underpass: finite element mesh and modelling of anchors. Anchors modelled by inclined point
loads each representing 197 kN/m run at the diaphragm wall and by pressure loads applied at 40” in the centre of
the anchored zone within the ground. Boundary y = 60 m level fully restrained, x = 0 and 90 m restrained in x
direction only
Movemenl towards ~~a~atton mm
+eo +60 f40 +20 0 -5
-Compated
-.-.-Measured (equivalent to SW 51
-----Measured jequlvdlen~ to step 7)
A blew anchor applied at lhrs step
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 171
, Computed
/... - Measured (equwalent lo Step 5)
__ Measured (equivalent to step 7)
/H
predicted displacements of the diaphragm wall together with those presented by Sills ef al.
corresponding to steps 4 and 7 above. Although the displacements of the top of the wall show
good correlation to the observed values, the predictions give up to 15 mm too much movement
at the base of the diaphragm wall. On site, this movement may have been restrained by the
stiffer soil indicated by the higher shear strength recorded below 12 m depth (Fig. 18).
Figure 21 shows the profile of predicted and observed horizontal movements behind the
excavation. The predicted movements generally conform to those observed, and indicate over
2 mm lateral translation at distances at and beyond those corresponding to the surface survey
datum points. Figure 21 also indicates the settlement profiles behind the wall. As the material
is undrained and therefore effectively at constant volume, the overprediction of vertical move-
ment at distances greater than 5 m from the excavation is probably associated with the excessive
predicted horizontal movement of the base of the diaphragm wall as noted above.
The distribution of pore pressures around the excavation is shown in Fig. 22. The pattern
is complex, as was found in the New Palace Yard back-analysis, but certain points can be
noted as follows.
(4 Negative pore pressures are predicted in the centre of the excavation, together with
moderate positive pore pressures close to the wall on the passive side.
(b) Immediately behind and below the wall there is a zone of comparatively high pore
pressures corresponding to the local effect of the ground anchors.
(4 The anchors embedded 10 m from the wall induce moderately high excess pore pres-
sures in a block of anchored soil between 12 m and 16 m below ground level.
(4 In general the predicted values over-estimate pore pressures when compared with
standpipe readings eight months after the excavation (compare with Sills et al. 1977).
CONCLUSIONS
A mathematical model of the practical range of stress-strain behaviour of London Clay has
been developed and used in the finite element program SAFE. The most important feature of
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172 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
the model is the assumption of a threshold property. This means that at the very small strains
often encountered in the field the material is much stiffer than at the larger strains to which
laboratory samples are subjected. The model also takes account of variation of stiffness with
mean normal stress and of plastic flow at large strains.
Computations made using the model correlate well with measurements of undrained and
drained behaviour in the laboratory, in field tests and in full-scale excavations. In particular,
the model has been used successfully to compute, in retrospect, the movements of both the
diaphragm wall and the surrounding ground which occurred during construction of the New
Palace Yard Underground Car Park. It was confirmed that axisymmetric assumptions were
more appropriate to this type of excavation.
It is likely that for most field situations the predictions of the model will be significantly
better than would be obtained using assumptions of linear elasticity. The model is considered
suitable for analysis of both short- and long-term movements around excavations in London
Clay and will be used for the prediction of the movements associated with the British Library
excavations.
The close agreement with observations over a wide range of stress and strain conditions
suggests that its use is not restricted to the analysis of excavations alone. The model may, with
suitable changes in material parameters, be used for many soils other than London Clay.
ACKNOWLEDGEMENTS
The work has been carried out in connection with the design of the new British Library for
the Department of the Environment. The Authors are grateful to their colleagues in Ove Arup
and Partners who have aided the development of Model LC by their comments and suggestions.
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 173
‘-i7
Enter
f
Compute final stress state using intermedlate strffness
Yes
-1
Fig. 23. Made1 LC: derivation of stress increment from strain increment
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174 B. SIMPSON, N. J. O’RIORDAN AND D. D. CROFT
The program is suited to geotechnical problems and to non-linear behaviour in particular. Pore pressures
and effective stresses are identified separately, and gravitational loads and initial stresses may be specified.
Non-linear problems are dealt with by the initial stress technique, which may be used incrementally or other-
wise, and a facility is also available for changing material types in order to simulate excavations or embank-
ments incrementally.
The implementation of Model LC in the SAFE system is conveniently described in terms of its incremental
behaviour in the elastic/intermediate stage and the plastic stage (a flow chart is shown in Fig. 23).
Plastic range
In the plastic stage of the increment both intermediate and plastic strains occur. Their sum is known, and
equal to the total strain in the increment minus the strain required to reach the state boundary curve. The
estimated amount of plastic strain is gradually increased from zero, so that the estimated intermediate strain
falls and the state progresses along the state boundary curve. A state is eventually found where the stress
increment, computed from the intermediate stiffness and strains, is consistent with the point reached on the
state boundary. If more than 20 % plastic shear strain is required in one increment, the process is stopped and
a reasonable, though inaccurate, stress increment is adopted. During this process it is difficult to find the correct
principal directions for the plastic component of strain increment. An attempt is made to do this iteratively
as the size of the plastic shear strain is incremented. The validity of this process in the rare situation where
principal directions change rapidly during plastic shearing is uncertain.
The third principal stress, perpendicular to the main plane of deformation is governed by elastic and inter-
mediate behaviour. It is also restricted to remain within the active and passive limits.
Increment size
The theory developed above assumes that the increments of stress and strain are small. However, in order
to reduce this restriction as far as possible, the program for Model LC has been written so that, provided the
changes are monotonic, large increments will not introduce errors. The only exception to this rule is the rare
event of large changes of principal directions during plastic straining, for which approximations have been
adopted.
The iterative procedure used for non-linear work within the SAFE finite element program, however, con-
verges faster if increment sizes are restricted to some extent.
REFERENCES
Atkinson, J. H. (1973). The deformation of undisturbed London Clay. PhD thesis, University of London.
Bishop, A. W., Webb, D. L. & Lewin, P. I. (1965). Undisturbed samples of London Clay from the Ashford
Common Shaft: strength-effective stress relationships. GPotechnique 15, No. 1, l-31.
Bjerrum, L. (1967). Seventh Rankine Lecture: Engineering geology of Norwegian normally consolidated clays
as related to settlements of buildings. GPotechique 17, No. 2, 81-118.
Burland, J. B. & Hancock, R. J. R. (1977). Underground car park at the House of Commons: geotechnical
aspects. Struct. Engr, 55, 87-100.
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COMPUTER MODEL FOR ANALYSIS OF GROUND MOVEMENTS IN LONDON CLAY 175
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