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Global Studies Quarterly (2023) 3, 1–12

“Globalization and Social Identities at the Individual Level:


Populism from Shifting at the Top?”

D AV I D H . B E A R C E
Texas A&M University, USA

AND

A N D R E W M C L E E R A N D K E N S TA L L M A N
University of Colorado Boulder, USA

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This paper reconsiders the proposition that globalization leads to more transnational and less national identities. Providing an
argument specifying how these various international processes could shift identities at the individual level, it hypothesizes that
globalization should be associated with more transnational/less national identities for people toward the top of society based
on their experience with and information about globalization, but not for those at the bottom. Based on the identity shift
happening at the top but not at the bottom, globalization should also be associated with a larger identity difference between
the elite and the mass public. Using data from the sixth wave of the World Values Survey conducted across fifty-six countries
from 2010 to 2014 and the seventh wave across forty-four countries from 2017 to 2020, it presents results consistent with these
hypotheses. These results help explain the current “anti-global” backlash, providing evidence consistent with populist theories
but inconsistent with rising nationalism.

Cet article se penche à nouveau sur la proposition selon laquelle la mondialisation déboucherait sur une augmentation des
identités transnationales et une diminution des identités nationales. À l’aide d’un argument précisant comment ces différents
processus internationaux pourraient modifier les identités au niveau individuel, il émet l’hypothèse que la mondialisation
devrait être associée à davantage d’identités transnationales et moins d’identités nationales pour les personnes des couches
supérieures de la société, à cause de leur expérience de la mondialisation et des informations qu’elles détiennent la concer-
nant, et non pour les classes inférieures. D’après cette modification de l’identité intervenant dans les couches supérieures et
non inférieures, la mondialisation devrait également être mise en correspondance avec une plus grande différence d’identité
entre les élites et la majorité des citoyens. Grâce à des données issues de la sixième édition du World Values Survey (sondage
mondial sur les valeurs), menée dans 56 pays entre 2010 et 2014, et de la septième édition, menée dans 44 pays entre 2017
et 2020, l’article présente des résultats qui confirment cette hypothèse. Ces derniers permettent d’expliquer la réaction
d’opposition à la mondialisation que l’on observe actuellement; ils fournissent des éléments pour venir étayer les théories
populistes, mais pas la montée du nationalisme.

Este artículo reconsidera la afirmación de que la globalización conduce a identidades más transnacionales y menos nacionales.
Este artículo proporciona un argumento que especifica cómo estos procesos internacionales diversos podrían cambiar las
identidades a nivel individual y, partiendo de este argumento, el artículo plantea la hipótesis de que la globalización debería
asociarse con identidades más transnacionales y menos nacionales para las personas que forman parte de las zonas más altas de
la pirámide social en función de su experiencia e información sobre la globalización, pero no para los que se encuentran en las
zonas más bajas. Partiendo de la base de este cambio de identidad, que ocurre en la parte superior, pero no en la parte inferior
de la sociedad, concluimos que la globalización también debería asociarse con una mayor diferencia en materia de identidad
entre las élites y el público de masas. El artículo presenta resultados consistentes con estas hipótesis, obtenidos a partir de
datos procedentes de la sexta ola de la Encuesta Mundial de Valores, realizada en 56 países entre 2010 y 2014, y de la séptima
ola, realizada en 44 países entre 2017 y 2020. Estos resultados nos ayudan a explicar la actual reacción antiglobal, y pro-
porcionan evidencias que resultan consistentes con las teorías populistas, pero inconsistentes con el creciente nacionalismo.

Toward the end of the twentieth century as scholars began to At least superficially, the proposition that globalization
systematically study the phenomenon known as “globaliza- weakens national identities, leading to more transnational
tion,” many proposed that these various international pro- identities, appears incorrect. Given what some have identi-
cesses (social, economic, and political) would lead citizens fied as a recent rise in nationalism (e.g., Snyder 2019), it
to become less attached to their country or nation, taking seems more plausible that globalization has strengthened,
on more cross-nationally collective, or transnational, iden- not weakened, national identities (Norris 2005), hindering
tities with greater trust for people in other nations (e.g., the formation of transnational identities (Bremmer 2017).
Wendt 1994; Strange 1996; Rosenau 1997; Adler and Barnett It may also be the case that there is simply no relationship
1998; Cronin 1999). A quarter century later, this argument between globalization and one’s social identities. As offered
deserves some careful reconsideration, especially in what by Jung (2008, 600), it’s a “myth to expect cosmopolitan at-
has been described as the “new era of populist nationalism” titudes and supranational identities to increase significantly
(Copelovitch and Pevehouse 2019). in the current globalizing world.”
Bearce, David H. et al. (2023) “Globalization and Social Identities at the Individual Level: Populism from Shifting at the Top?”. Global Studies Quarterly,
https://doi.org/10.1093/isagsq/ksad038

C The Author(s) (2023). Published by Oxford University Press on behalf of the International Studies Association. This is an Open Access article distributed under the terms of the
Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted reuse, distribution, and reproduction in any medium,
provided the original work is properly cited.
2 Globalization and Social Identities at the Individual Level

This paper offers a new perspective on an old research analysis below, while recognizing the inherent limitations as-
question, arguing that the basic proposition of globalization sociated with observational data.
being associated with less national and more transnational Our results are important because they shed some light
identities is correct, although limited in its range at the individual on the origins of the current “anti-global” backlash. At least
level. More specifically, we propose that only more elite indi- two primary explanations have been offered for this politi-
viduals, or those toward the top of society in terms of their cal development sweeping across many countries.2 The first
education, income, and social class, should take on more is a rise in nationalism that can be attributed to increased
transnational and less national identities based on their ex- globalization (e.g., Juergensmeyer 2019; Snyder 2019). The
perience with and/or information about globalization. If second is that globalization has enlarged the gap between
experience and information are what produce this identity the rich and the poor in many countries with the latter now
shift for more elite individuals, then globalization should fighting back for greater political control.3
have no strong impact on the social identities of less elite Consistent with Bieber’s (2018) evidence that nationalist
individuals. On this basis, globalization should not increase attitudes are not on the rise (although there may be an in-
nationalism even for those at the bottom of society, but it should crease in nationalist policies), our results provide little sup-

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create a larger identity gap between more and less elite in- port for the first explanation: globalization cannot be asso-
dividuals following an identity shift happening toward the top. ciated with increased nationalism even for those at the bottom
We test these hypotheses first using data from the sixth of society. However, our results accord with the second ex-
wave of the World Values Survey (WVS) conducted across planation: less educated and poorer individuals have been
fifty-six countries from 2010 to 2014 (Inglehart et al. 2014) effectively “left behind” through globalization as their iden-
and then from the seventh wave of the same survey across tities separate further from more elite individuals. However,
forty-four countries from 2017 to 2020 (Haerpfer et al. importantly, this separation is not due to less educated and
2020). Using conventional indices of globalization (Dreher lower class individuals taking on more national identities as
2006; Gygli et al. 2019), our results provide evidence con- suggested by the first explanation. Instead, this identity sep-
sistent with all three hypotheses. First, country-level global- aration stems from more educated and higher income indi-
ization can be associated with more transnational and less viduals shifting toward more transnational and less national
national identities for more elite individuals, as measured identities.
by their education, income, and social class. Second, glob- The Argument
alization shows little correlation with the same identities for
people at the bottom of the social ladder as measured along In making an argument about how globalization may in-
these same dimensions. Third, globalization can be associ- fluence social identities at the individual level, it is impor-
ated with a greater identity difference based on one’s social tant to begin by defining these concepts. We define one’s
status following the movement toward the top of the social “social identity” as a positive association with some group,
ladder. Indeed, at lower levels of globalization, we find no focusing here on national and larger transnational com-
significant identity differences based on one’s social status; munities. This definition accords with Tajfel et al.’s (1979)
these differences only appear in countries with higher levels conception of social identity as a person’s sense of who
of globalization. they are based on their group memberships that constitute a
Given that we use data available to other scholars and source of pride and self-esteem (i.e., a positive association). Since
enter an established research program, it becomes impor- these group associations are viewed positively, those outside
tant to identify from the outset what our analysis adds to these groups are perceived more negatively, leading to in-
this literature. Indeed, the literature on “globalizing identi- group/out-group differences and rivalries.
ties” is vast and too large to be fully cited here.1 However, Following this definition, one’s group identity is not the
one strand in this literature considers identities in individual same as one’s connection to that group since individuals
countries (e.g., Mahammadbakhsh et al. 2012); this research may feel connected to, or part of, groups that they neg-
is often quite rich but also too narrow to discern any broader atively associate with, or do not trust. This difference un-
global patterns. Another strand focuses on geographic re- derscores how “belonging” and “loyalty” represent different
gions, especially Western Europe (e.g., Duchesne and Frognier concepts in social identity theory. Individuals are unlikely to
2008; Curtis 2014). However, given the special history in this feel loyalty to, pride in, or trust a group to which they do
region post-WWII, the identity patterns observed in Europe not belong, but membership in a group does not by itself
may be atypical of other regions and thus not correspond imply loyalty, pride, or trust especially if that group associ-
to any global trends, whatever those may be. A third strand ation is perceived negatively. For example, individuals may
seeks to understand the broader global patterns as we do feel connected to their family because they live nearby, but
here (e.g., Dombrowski and Rice 2000; Jung 2008; Ariely not trust this same group because of perceived bad members
2012; Bekhuis, Lubbers, and Verkuyten 2014; Wang 2016; and/or a negative family history. Likewise, a person may be-
Ariely 2019), but much of this literature suffers from theo- long to a country as a legal citizen with a passport, but not
retical and empirical problems, which we seek to reduce in
2 A third explanation is that this backlash represents resistance to a globalized
this analysis.
In terms of theory, many arguments about globalization Western culture (Rosenmann, Reese, and Cameron 2016), but we do not explore
this possibility in this paper.
simply posit an unconditional relationship with individual- 3 In an interview with ProMarket on March 29, 2018, Dani Rodrik sum-
level identities. Instead, our argument specifies how the var- marized this second possible explanation: “you can also see it in the increase
ious dimensions of globalization could influence individu- of what one might call ’social distance’ between different groups in society:
als and where in domestic society this influence should (and those who are globally networked and feel themselves to be part of a cos-
should not) be felt. In terms of empirics, almost none of mopolitan group that don’t recognize or need national borders, who have the
this scholarship even attempts to deal with the endogene- assets and the mobility to take advantage of the world economy, and those
who think that their fates are tied up with local communities, that don’t have
ity problem stemming from the non-random assignment of
the assets or the resources and networks. It’s a social and cultural cleavage
country-level globalization. We address this problem in the that globalization has deepened by having very asymmetric effects on different
groups" (https://promarket.org/2018/03/29/globalization-contributed-tearing-
1 For a recent review of some of this literature, see McFarland et al. (2019). societies-apart/).
D . H . B E A R C E et al. 3

feel proud of its history and/or policies; hence, there would based on their income and education.4 If individuals en-
be only a weak identification with one’s country despite gage in these cross-border economic activities and/or be-
belonging. lieve that they could, then they may feel not only less tied
We define “globalization” as a country’s openness to and to their home nation, but also more connected to people
connections with other actors in the international system, living in other countries, leading to less national and more
including the ability to communicate and travel across na- transnational social identities.
tional borders (social globalization), international trade and Finally, political globalization refers to the increased den-
capital flows (economic globalization), and connections sity of inter-governmental organizations, the growing num-
through inter-governmental organizations (political global- ber of states participating in many of these organizations,
ization). Defined as such, globalization represents a set of and their increased activities on behalf of member states
international processes with variation at the country level (Pevehouse et al. 2020). While ordinary individuals certainly
(i.e., some countries are more/less open to and connected do not engage in, or experience, the processes of political
with other countries). But how might globalization influ- globalization as just described (unlike the international pro-
ence identities at the individual level, making citizens feel cesses defined as social and economic globalization), some

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less nationalist and/or more transnationally collective with individuals may nonetheless become informed about the
greater trust for people in other nations? growing number of international structures, their increased
Our argument identifies two primary mechanisms political activity, and even their pacific effects (e.g., Russett,
through which these international processes might shape Oneal, and Davis 1998), perhaps becoming less fearful of
the social identities of individuals. The first is experience, other countries and perhaps more trusting of their interna-
defined as personal contact related to globalization. This tional behavior. On this basis, political globalization could
mechanism includes both direct contact with people in also influence attitudes at the individual level, presumably
other countries (e.g., international travel) and indirect ex- in a more collective and less purely national direction.
perience with the same (e.g., purchasing products made by While globalization has certainly expanded in the twenty-
people in other countries). The second mechanism is infor- first century, the world is far from being “flat” to use
mation, or greater knowledge about these international pro- Friedman’s (2006) popular term for this international phe-
cesses and how they might influence one’s life and the lives nomenon. Furthermore, the global processes just described
of others. For example, individuals may feel less threatened rely on experience (either direct or indirect) and/or infor-
by people in other countries if they learn that their countries mation to have their expected association with individual-
participate in the same set of international institutions and level identities. Thus, one should not expect globaliza-
how their governments cooperate with each other in the tion, which remains incomplete, to be associated with more
same. We now consider how these two mechanisms might transnational and less national identities for all individuals.
apply across the three primary dimensions of globalization: Instead, we hypothesize that this relationship should be
social, economic, and political. stronger for members of society with more experience re-
Social globalization, defined as the ability to communi- lated to globalization, namely wealthier individuals based
cate with people in other countries and travel internation- on their ability to travel internationally and afford desirable
ally, has rapidly increased since the late twentieth century foreign goods. Likewise, this association should be stronger
due to major advances in information and communications among more educated members of society with greater
technology, although there remains a “digital divide” both knowledge about globalization. Stated differently, our first
among states based on their level of economic/political de- hypothesis (H1) proposes that globalization should be associ-
velopment and among individuals within states based on ated with more transnational/less national identities for more elite
their income and education (among other factors). Like- individuals (as measured by their education, income, and so-
wise, there has been a large growth in international tourism cial class).
(World Tourism Organization 2019) due to improved trans- If experience and knowledge about these international
portation infrastructure and rising personal incomes, allow- processes are what produce the relationship predicted in
ing more individuals to afford travel across national bor- H1, then we also posit that there should be no significant as-
ders. Of all the facets of globalization, the social dimen- sociation between globalization and social identities for less elite in-
sion might be the one most directly experienced by indi- dividuals (H2). Although this second hypothesis is stated as
viduals based on their opportunities to communicate with a non-relationship, it is nonetheless important given that
the same in other countries and visit new cultures. And one might anticipate reverse associations for those at the
based on these experiences, individuals may become more social bottom based on the understanding that globaliza-
trusting of those in other nations, as argued by Norris and tion has hurt these individuals, perhaps leading to more
Inglehart (2009). (less) national (transnational) social identities (e.g., Norris
However, we need to push this argument further, consid- 2005; Bremmer 2017; Snyder 2019). Our argument does not
ering the effect of other dimensions of globalization, includ- deny that many individuals have been harmed by economic
ing economic and political integration. Economic globaliza- globalization; for example, trade openness has certainly cost
tion can be defined as the freer flow of goods and services many low-skill individuals their jobs in more developed na-
(i.e., international trade) and production factors (e.g., cap- tional economies (Autor, Dorn, and Hansen 2016). How-
ital and labor) across national borders. Certainly, individ- ever, trade openness has also helped many low-skill individu-
uals experience these economic flows when they purchase als in lesser developed countries given that abundant factors
products made in other countries and/or produce for con- of production tend to benefit from open trade (Milner and
sumers abroad, although they may not always be aware that Kubota 2005). And in terms of the other dimensions of glob-
these experiences are international, especially since they alization, it becomes harder to argue that those near the so-
do not normally involve either direct contact or communi- cial bottom are hurt by international travel/communication
cation with foreign individuals (unlike for social globaliza- 4 Even if most international migrants are comparatively less skilled, the ability
tion). Likewise, individuals may be able to move their finan- to migrate across national borders is positively correlated with income due to the
cial assets abroad (i.e., international capital mobility) and costs of international travel and positively correlated with education given the
work in other countries (i.e., international labor mobility) greater demand for more skilled labor (Ruhs and Martin 2008).
4 Globalization and Social Identities at the Individual Level

(social globalization) or by intergovernmental organization both social identities, defined as a positive association with
(IGO) networks (political globalization) except to the ex- (including trust or pride in) such larger groups. Before pre-
tent they have enjoyed fewer benefits than those near the senting our preferred operational measures from this survey
social top. On this basis, if there is any relationship at the instrument, let us consider the variables typically selected
bottom of the social ladder, we expect it to appear in a less from the WVS to consider arguments about globalization
positive, but not in a negative, direction. and social identities (e.g., Dombrowski and Rice 2000; Jung
Instead, this benefit gap leads to a different hypothesis. 2008; Wang 2016). In the sixth and earlier waves, the WVS
Since we expect globalization to shift identities at the top included a set of parallel queries asking individuals to re-
of society (H1), although not at the bottom (H2), our argu- spond to the following prompt: “People have different views
ment predicts that globalization should be associated with about themselves and how they relate to the world. I see my-
larger identity differences based on one’s social position. We self as a world citizen/I see myself as part of the [country]/I
thus offer a third hypothesis (H3): The identity differences as- see myself as part of my local community/I see myself as an
sociated with one’s social status should be greater with increased autonomous individual.”
globalization. Indeed, a strong version of H3 even predicts While it may be tempting to select responses to the “world

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no strong difference in social identities based on social sta- citizen” and “part of the country” queries as operational in-
tus at low levels of globalization with significant differences dicators for, respectively, one’s transnational and national
only emerging at higher levels. identities, it is important to observe that neither query asks
respondents how (i.e., positively or negatively) they associate
with these levels or units. On this basis, they arguably fail to
Research Design capture the concept of a social identity; instead, they cap-
To test these hypotheses, we estimate several versions ture one’s connection to some unit, although that attach-
of equation (1) below. The dependent variables related to ment may be perceived negatively (hence, not a group iden-
Identity are measured at the individual level (i) using data tity that constitutes a source of pride and/or self-esteem).
from the sixth and the seventh waves of the WVS (hence- For example, respondents may indicate that they see them-
forth, WVS6 and WVS7). Like other scholars, we take advan- selves as citizens of the world because they have more infor-
tage of this survey instrument because of its extensive cross- mation about global affairs, although they negatively view
national coverage with fifty-six countries in the sixth wave5 the lack of international cooperation on climate change, for
and forty-four countries in the seventh wave,6 thus provid- example. Likewise, respondents may report as being part
ing the greatest variation for the effective treatment variable of the United States because they are officially a citizen,
in equation (1): Globalization measured at the country level while they hold negative associations with American history
(j).7 Indeed, across the sixth and the seventh waves, the WVS and/or policy.
samples include about half of all countries in the interna- Indeed, when one looks at the bivariate correlations
tional system. The moderating variable is Elite, an individual- among these four so-called identity variables (World, Coun-
level measure of one’s social status based on education, in- try, Local, and Individual), they are consistently and strongly
come, and class. Our specification also includes a large set of positive as shown in Online Appendix table A1a, which is
control variables at both the country and individual levels. puzzling for how respondents might have interpreted these
queries (perhaps as knowledge prompts) and theoretically
I dent it yi = B1 ∗ Gl obal i zat i on j + problematic in that they all move in the same direction.8 For ex-
B2 ∗ Gl obal i zat i on ∗ E l it ei + ample, individuals who see themselves more as World citizens
also see themselves more as a part of their Country. Going
B3 ∗ E l it ei + BX ∗ C ont rol si, j + ei . further, respondents who see themselves as an autonomous
Individual also see themselves more as a World citizen and as
Dependent Variables part of their Country.
Furthermore, the mean value for each of these variables
Since our argument concerns both transnational and na- is consistently close to 2 on their 0–3 scale, meaning that
tional identities, we need valid operational measures for respondents basically tend to “agree” with all these queries
more or less equally. While a high mean value for Coun-
5 By year, the following countries are part of the sixth wave sample: Japan, Ko- try may be expected, it should be surprising to observe a
rea (South), Qatar, and Trinidad and Tobago in 2010; Armenia, Azerbaijan, Be- similarly high mean value for World if it validly captures
larus, Cyprus, Estonia, Kazakhstan, Kyrgyzstan, Morocco, Russia, Slovenia, Spain, a cross-national collective identity since one expects that
Sweden, Ukraine, the United States, Uruguay, and Uzbekistan in 2011; Australia, this replacement identity to be slowly emerging within so-
Chile, Columbia, Egypt, Ghana, India, Malaysia, Mexico, Netherlands, Nigeria,
Pakistan, Peru, Philippines, Poland, Romania, Rwanda, Singapore, Turkey, and
ciety. In response, it might be argued that the high mean
Zimbabwe in 2012; Argentina, China, Ecuador, Germany, Iraq, Lebanon, South value for World simply indicates that such an identity has
Africa, Thailand, and Tunisia in 2013; and Algeria, Brazil, Georgia, Jordan, already strongly emerged (perhaps due to globalization),
Kuwait, Libya, and Yemen in 2014. Originally, the sixth wave was only intended but why then do we not see a smaller mean value for
to cover the period 2010–2014, but Haiti was added in 2016. Country?
6 By year, the following countries are part of the seventh wave sample: Ar-
These considerations lead us to another WVS prompt:
gentina, Bolivia, Greece, Russia, Serbia, and the United States in 2017; Aus-
tralia, Bangladesh, Brazil, Chile, China, Columbia, Ecuador, Egypt, Germany, In-
“I’d like to ask you how much you trust people of an-
donesia, Iraq, Jordan, Kazakhstan, Korea (South), Lebanon, Malaysia, Mexico, other nationality” with four possible responses: do not
Nigeria, Pakistan, Peru, Romania, Thailand, and Turkey in 2018; Cyprus, Japan, trust at all = 0/do not trust very much = 1/trust some-
Nicaragua, the Philippines, and Tunisia in 2019; and Ethiopia, Guatemala, Iran, what = 2/trust completely = 3. This query not only asks
Kyrgyzstan, Myanmar, New Zealand, Tajikistan, Ukraine, Vietnam, and Zimbabwe about “people,” or a social group, but for a value judgment
in 2020.
7 Although Globalization as the “treatment” variable varies only at the country 8 Perhaps because of these problems, these queries were slightly altered in

level, our argument proposes that its effect is moderated through individual-level the WVS7, asking respondents “how close do you feel to” the village, town, or
social status: Elite. Thus, the interaction Globalization∗ Elite varies at the individual City/Country/World? However, responses about these different units exhibit the
level based on its primary variation at the country level and its moderation at the same significant positive correlations with each other with the mean response
individual level. each rounding to 2 (indicating “close”), as shown in Online Appendix table A1b.
D . H . B E A R C E et al. 5

about them. We thus use the response, labeled Trust Other ferent country-level variables related to both de facto (i.e.,
Nations, as our operational measure for a more transnation- actual flows and activities) and de jure (i.e., policies that
ally collective identity. We recognize that this query cannot enable these flows and activities) globalization across these
completely capture this larger social identity, but note that three dimensions. To ensure the correct temporal ordering,
it served as the primary query used by Norris and Inglehart the Globalization variables are measured in the year prior to
(2009, 183), the latter being the scholar who developed the the country’s survey year.
WVS, to capture one’s social identity related to potential The obvious problem that we confront with this research
“outsiders.” design stems from the fact that the Globalization treatment
To capture one’s national identity, we use the follow- variable has not been (and indeed cannot be) randomly ap-
ing WVS query, which asks for a value judgment about plied to the individuals in the WVS samples. Consequently,
the surveyed country: “How proud are you to be [Amer- we address its endogeneity by adding other country-level
ican/French, etc.]?” with four possible responses: not at variables that one might expect to influence its level of
all proud = 0/not very proud = 1/quite proud = 2/very Globalization (Angrist and Pischke 2008, chapter 3).10 These
proud = 3. This second attitudinal dependent variable is la- controls begin with power and size measures, including the

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beled National Pride. As argued by Duchesne and Frognier country’s value in terms of the Composite Index of National
(2008, 147), this national pride question is “the most suit- Capabilities (CINC) and the natural log of both Gross Do-
able for measuring the feeling of belonging to the national mestic Product and population (GDPln and Populationln).11
group.” To capture the globalization variation based on the coun-
We recognize that Trust Other Nations and National Pride try’s economic development, we include its Urban popula-
do not come from directly parallel queries; one concerns tion percentage and its value on the Human Development
trust and the other is about pride although both require Index (HDI), including its life expectancy, mean years in
value judgments. However, some face validity for these op- schooling, and GDP per capita.12 Finally, to account for
erational measures can be observed when comparing the the political determinants of globalization, we include the
mean values for Trust Other Nations and National Pride with country’s Polity score, its respect for human rights using
both variables measured on a comparable 0–3 ordinal scale the CIRI13 measure, and an indicator of its fractionaliza-
(see tables A2a and A2b in the Online Appendix). Since one tion from the Historical Index of Ethnic Fractionalization
would expect an individual’s social identity to be, at least on (HIEF).14 All of these country-level controls are measured
average, closer to the more proximate group (i.e., his/her in terms of their most recent year value prior to the global-
own nation compared to other nations), it is reassuring to ization treatment variable.
observe that the mean value for National Pride is more than The countries in our sample also have different histories
twice as large as the same for Trust Other Nations in both the that may influence their level of globalization, but we cannot
sixth (2.50 vs. 1.15) and seventh (2.52 vs. 1.08) waves of the add country-fixed effects and retain the Globalization consti-
WVS. tutive term, which is necessary to test H2; however, we will
Likewise, it is interesting to observe a significant provide a parallel set of results with country-fixed effects
(p < 0.001) negative correlation between these two social testing H1 and H3. Nonetheless, these histories may vary in
identity measures in both waves of this survey: −0.05 in the meaningful ways based on geographic region, so we instead
WVS6 and −0.08 in the WVS7. This negative relationship add a set of regional dummies: the Americas, Western Europe,
indicates that our operational measure for a more transna- Eastern Europe/FSU (former Soviet Union), MENA (Middle
tional identity (Trust Other Nations) can be associated with a East and North Africa), Sub-Saharan Africa, and Asia/Pacific.
less national identity (National Pride), which accords with the Finally, to proxy systemic factors that influence the country’s
notion that a global identity should come to transcend a na- level of Globalization, we also add a set of year dummies, in-
tional identity as predicted by the early theories about how dicating when the country survey was conducted.
more collective identities might eventually come to replace The obvious question is whether this set of variables ade-
pre-existing national identities (e.g., Wendt 1994; Strange quately controls for the non-random selection of Globaliza-
1996; Rosenau 1997; Adler and Barnett 1998; Cronin 1999). tion. The answer to this question will certainly vary for differ-
ent readers, but we show in Online Appendix table A3 how
this set of indicators explains most of the variation in our To-
Independent Variables
tal Globalization measure with an R2 of 0.80 for the countries
To help ensure that these social identity-dependent vari-
10 Another possible strategy to deal with the endogeneity of Globalization would
ables are not simply measuring general trust or a more gen-
eral attachment to one’s nation, we include on the right- be to find strong and excludable instruments for it. In fact, it is not hard to find
strong instruments, but their strength is artificial since the sensible instruments
hand side in all models both a Trust Baseline and a Nation (and variables close to them) are already included within these Globalization in-
Baseline attitudinal control. The former comes from the re- dices (Gygli et al. 2019, 545). Effectively, the plausible instrument set has been
sponse to the following query: “How much [do] you trust” used to construct the measures.
the “people you know personally.” And the latter comes 11 The CINC data come from the Correlates of War Project (https://

from the response to the already discussed query: “I see my- correlatesofwar.org/data-sets/national-material-capabilities). The GDP and pop-
self as part of the [country] nation.” ulation data come from the World Bank (https://datacatalog.worldbank.org/
dataset/world-development-indicators).
Our primary independent variable is a country-level mea- 12 The Urban data come from the World Bank site above. The HDI
sure of “total” globalization, combining the separate dimen- data come from the United Nations Development Programme (http://hdr.
sions of Social, Economic, and Political Globalization, which will undp.org/en/data).
also be considered separately as robustness checks, from the 13 https://kof.ethz.ch/en/forecasts-and-indicators/indicators/kof-

KOF9 Globalization Index introduced by Dreher (2006) and globalisation-index.html


14 The Polity data come from the Center for Systemic Peace (http://www.
revised by Gygli et al. (2019). Rescaled as a continuous vari-
systemicpeace.org/polityproject.html). The CIRI data come from David L.
able from 0 to 1, Total Globalization combines forty three dif- Cingranelli, David L. Richards, and K. Chad Clay (http://www.humanrightsdata.
com/p/data-documentation.html). The HIEF data come from Lenka
9 https://kof.ethz.ch/en/forecasts-and-indicators/indicators/kof- Drazanova (https://www.academia.edu/39915643/Historical_Index_of_Ethnic_
globalisation-index.html Fractionalization_ Dataset).
6 Globalization and Social Identities at the Individual Level

in the WVS7 sample (n = 44) and exceeding the same (0.84) In the appendix, we present parallel sets of results using
for the countries in the WVS6 sample (n = 56).15 Indeed, an ordinary least squares (OLS) specification that includes
if we think of a variable as being composed of an explain- country-fixed effects. This specification requires us to drop
able dimension next to some random variation, then as the R2 all the country-level control variables, including the region
increases, it becomes more plausible to argue that the un- and year dummies (since no countries were surveyed more
explained variation approximates its random variation. And than once in any multi-year WVS wave). Furthermore, it re-
if Total Globalization in the presence of these country-level quires us to drop the Globalization constitutive term, so this
controls captures this random variation, then this treatment specification cannot test H2. However, the specification with
variable becomes “as if” randomly assigned across the indi- country-fixed effect does allow us to test H1 and H3, and
viduals in our WVS samples. the coefficients for the Globalization interaction term and the
Of course, our hypothesis also includes a moderating Elite constitutive term are almost identical to those using the
variable for one’s social status. This variable is created us- multilevel random effects specification. Indeed, Hausman
ing factor analysis (principal component factors) of three tests suggest that we should prefer the more efficient ran-
individual-level variables available from the WVS instru- dom effects specification presented in the main text.

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ment: (1) Education measured over nine levels of attain-
ment, (2) Income measured over ten steps, and (3) Social
WVS6
Class self-reported over five ranks. As shown in Online Ap-
pendix table A4a and A4b, these three variables load to a Beginning with our measure for a more transnational iden-
single factor with an eigenvalue that is greater than 1.0 and tity (Trust Other Nations), the results in table 1 begin with
a proportion greater than 0.5. We identify this factor as mea- a specification that deliberately omits the Globalization∗Elite
suring one’s social status based on these three related con- interaction and the country-level controls, including region
siderations. This factor is then rescaled as a percentile so and year dummies. While we believe this to be an incorrect
that 0 captures the very bottom of the social ladder and 1 specification both theoretically and methodologically, it par-
indicates the very top. allels models that already appear in the literature, assessing
In identifying the Elite as a moderating variable per Baron the unconditional effect of globalization on identities. In
and Kenny (1986), we do not model its selection as done this specification, we find what appears to be a strong asso-
in Online Appendix table A3 for Globalization, the effective ciation between Total Globalization and a more transnational
treatment variable. However, we do wish to control for po- identity. Indeed, the Total Globalization coefficient (1.04) in
tential confounders in this mediated relationship and thus this first model would be even stronger (1.30) had we also
add a set of individual-level controls available from the WVS omitted the Trust and Nation Baseline attitudinal controls.
instrument. These additional controls include the respon- However, when we add the country-level controls in the
dent’s reported gender (Female), Age (in years), employment second model, the unconditional Total Globalization coeffi-
status (with dummy variables for both Working Fulltime and cient is cut by a quarter (0.78), losing most of its statisti-
Retired), and whether the individual is currently Married, cal significance. Of course, this specification does not test
along with the number of their Children. We also add dummy any of our hypotheses, but it helps to demonstrate how the
variables indicating if they reported as being a Noncitizen and country-level controls, included to address the endogeneity
if they were born within the surveyed country (Born in Coun- of the treatment variable, have the intended effect in reduc-
try). Descriptive statistics for these variables are provided in ing the probability of a Type 1 error (i.e., attributing an iden-
Online Appendix table A2a for the WVS6 sample and in On- tity effect to Globalization that does not exist). These models
line Appendix table A2b for the WVS7 sample. also show that Elite, our percentile factor variable measuring
one’s societal status, is positively signed and statistically sig-
nificant, indicating that more elite individuals tend toward a
Results more transnationally collective identity. To review, H3 posits
With independent variables at two levels (by country and by that this positive association is driven, at least in part, by in-
individuals within countries), we estimate multilevel, or hi- creased Globalization.
erarchical, models with country-level random effects (Bell In the third model, we add the Globalization∗ Elite interac-
and Jones 2015) and the standard errors clustered by coun- tion variable necessary to test our conditional hypotheses.
try. Although our Identity dependent variables have a limited Consistent with expectations, it is positively signed and sta-
number of values, we treat them as continuous measures tistically significant. To better assess H1 and H2 using this
given the potential complications associated with interpret- model, we first plot the marginal effect of Total Globaliza-
ing interaction coefficients in logit/probit models (Ai and tion conditioned on the value of Elite [0, 1] in figure 1. As
Norton 2003). However, there are no statistically significant predicted by H1, one can observe that this marginal effect
differences when our models are estimated as multilevel or- is positive and statistically significant toward the top of the
dered logits/probits. Using the same sequence of models social ladder, or when Elite is greater than about 0.55, corre-
(described below), we first test our hypotheses in the WVS6 sponding to most of the top half of society. And consistent
sample and then in the WVS7 sample. While we also find with H2, this relationship is not negative at the bottom of
support for our hypotheses when combining the two waves, the social ladder. For less elite individuals, or the bottom 55
there are some important but subtle differences to observe percent, there is no significant relationship between Total
when separating them (e.g., how much further down the so- Globalization and this transnational identity measure.
cial ladder a significant Identity/Globalization association can To better assess H3, we plot in figure 2 the marginal ef-
be observed in the second of these waves compared to the fect of Elite conditioned on the values of Total Globalization
first). [0.42, 0.89] within the WVS6 sample. Our third hypothe-
sis predicted that the Elite association with a more transna-
tional identity should increase with globalization. Indeed,
15 Due to their multicollinearity, few of these country-level variables appear as at this sample’s minimum value for Total Globalization, there
statistically significant on an individual basis. But collectively, they explain at least is no significant Elite difference in terms of a transnational
four-fifths of the Total Globalization variation. identity, suggesting that the unconditional Elite difference
D . H . B E A R C E et al. 7

Table 1. Multilevel Trust Other Nations models using WVS6 sample

Globalization IV Total Total Total Social Economic Political

Globalization 1.04∗∗∗ (0.24) 0.78∗ (0.40)


0.51 (0.44) 0.75∗ (0.45) −0.12 (0.41) 0.31 (0.31)
Globalization∗ Elite 0.52∗∗ (0.26) 0.40∗∗ (0.18) 0.38∗ (0.21) 0.18 (0.22)
Elite 0.26∗∗∗ (0.03) 0.26∗∗∗ (0.03) −0.09 (0.18) 0.003 (0.12) 0.04 (0.13) 0.12 (0.18)
Trust Baseline 0.29∗∗∗ (0.02) 0.29∗∗∗ . (0.02) 0.29∗∗∗ (0.02) 0.29∗∗∗ (0.02) 0.29∗∗∗ (0.02) 0.29∗∗∗ (0.02)
National Baseline −0.02∗∗ (0.01) −0.02∗∗ (0.01) −0.02∗∗ (0.01) −0.02∗∗ (0.01) −0.02∗∗ (0.01) −0.02∗∗ (0.01)
Female −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01)
Age 0.002∗∗∗ (0.0005) 0.002∗∗∗ (0.0005) 0.002∗∗∗ (0.0005) 0.002∗∗∗ (0.0005) 0.002∗∗∗ (0.0005) 0.002∗∗∗ (0.0005)
Working Fulltime 0.01 (0.01) 0.01 (0.01) 0.01 (0.01) 0.01 (0.01) 0.01 (0.01) 0.01 (0.01)
Retired 0.01 (0.01) 0.01 (0.01) 0.01 (0.01) 0.01 (0.01) 0.01 (0.01) 0.01 (0.01)
Married −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01)
Children −0.012∗∗∗ (0.004) −0.012∗∗∗ (0.004) −0.012∗∗∗ (0.004) −0.012∗∗∗ (0.004) −0.012∗∗∗ (0.004) −0.012∗∗∗ (0.004)
−0.01 (0.06) −0.01 (0.06) −0.003 (0.05) −0.002 (0.06) −0.002 (0.06) −0.005 (0.06)

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Noncitizen
Born in Country −0.12∗∗∗ (0.02) −0.12∗∗∗ (0.02) −0.12∗∗∗ (0.02) −0.12∗∗∗ (0.02) −0.12∗∗∗ (0.02) −0.12∗∗∗ (0.02)
CINC 0.29 (0.97) 0.25 (0.96) 0.37 (0.91) 0.51 (0.87) 0.57 (0.99)
GDPln 0.10∗ (0.06) 0.09 (0.06) 0.08 (0.06) 0.099 (0.061) 0.09 (0.06)
Populationln −0.098 (0.062) −0.09 (0.06) −0.07 (0.06) −0.10 (0.07) −0.117∗ (0.066)
Urban 0.003 (0.003) 0.003 (0.003) 0.004 (0.003) 0.003 (0.003) 0.003 (0.003)
HDI −0.85 (0.66) −0.80 (0.65) −1.05 (0.72) −0.42 (0.67) −0.54 (0.62)
Polity 0.001 (0.005) 0.001 (0.005) 0.002 (0.005) 0.004 (0.005) 0.002 (0.005)
CIRI 0.01 (0.02) 0.01 (0.02) 0.01 (0.02) 0.02 (0.02) 0.02 (0.02)
Fractionalization 0.14 (0.13) 0.14 (0.13) 0.14 (0.13) 0.16 (0.13) 0.15 (0.13)
Region dummies No Yes Yes Yes Yes Yes
Year dummies No Yes Yes Yes Yes Yes

N = 73,772 across fifty-six countries. Mixed-effects regression with country random effects and robust standard errors clustered on the country.
Statistical significance: ∗ p < 0.10, ∗∗ p < 0.05, and ∗∗∗ p < 0.01 (two tailed).

2
1.5
1
0.5
0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
-0.5

Figure 1. The Marginal Effect of Total Globalization on Trust Other Nations conditioned on Elite from table 1. The dots on the
solid line indicate the minimum, mean, and maximum values for Elite with the dashed lines providing 95 percent confidence
intervals.

0.45
0.35
0.25
0.15
0.05
-0.05 0.4 0.45 0.5 0.55 0.6 0.65 0.7 0.75 0.8 0.85 0.9

Figure 2. The Marginal Effect of the Elite on Trust Other Nations conditioned on Total Globalization from table 1. The dots on
the solid line indicate the minimum, mean, and maximum values for Total Globalization with the dashed lines providing 95
percent confidence intervals.

observed in the first two models of table 1 partially emerges nents: Social Globalization, Economic Globalization, and Politi-
through these international processes. To the extent that cal Globalization. While the strongest interaction coefficient
the Elite marginal effect captures “populist” differences (i.e., comes for the social dimension, the interaction term for the
between those at the top versus the bottom of society), it is economic dimension takes on a similarly sized and signif-
also substantively significant by increasing more than 40 per- icant positive coefficient, while the political dimension of
cent from this sample’s mean value of Total Globalization to globalization is positively signed but not statistically signifi-
its maximum value. cant. It is important to note that for Social Globalization, its
In the final three models of table 1, we split the Total Glob- positive association with a more transnational identity can
alization independent variable into its three major compo- be seen even at the bottom of the social ladder given that
8 Globalization and Social Identities at the Individual Level

Table 2. Multilevel National Pride models using WVS6 sample

Globalization IV Total Total Total Social Economic Political

Globalization −0.81∗∗∗ (0.25) −0.20 (0.55) 0.07 (0.57) 0.55 (0.50) −0.19 (0.31) 0.11 (0.32)
Globalization∗ Elite −0.50∗∗ (0.22) −0.41∗∗ (0.18) −0.22 (0.20) −0.31∗ (0.19)
Elite 0.06∗∗ (0.03) 0.06∗∗ (0.03) 0.40∗∗∗ (0.15) 0.32∗∗∗ (0.11) 0.19∗ (0.11) 0.31∗∗ (0.14)
Trust Baseline 0.02∗∗∗ (0.005) 0.02∗∗∗ (0.005) 0.02∗∗∗ (0.005) 0.02∗∗∗ (0.005) 0.02∗∗∗ (0.005) 0.02∗∗∗ (0.005)
National Baseline 0.31∗∗∗ (0.02) 0.31∗∗∗ (0.02) 0.31∗∗∗ (0.02) 0.31∗∗∗ (0.02) 0.31∗∗∗ (0.02) 0.31∗∗∗ (0.02)
Female 0.014∗∗ (0.006) 0.015∗∗ (0.006) 0.015∗∗ (0.006) 0.015∗∗ (0.006) 0.015∗∗ (0.006) 0.014∗∗ (0.006)
Age 0.001∗∗ (0.0004) 0.001∗∗ (0.0004) 0.001∗∗ (0.0004) 0.001∗∗ (0.0004) 0.001∗∗ (0.0004) 0.001∗∗ (0.0004)
Working Fulltime −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01)
Retired 0.06∗∗∗ (0.01) 0.06∗∗∗ (0.01) 0.06∗∗∗ (0.01) 0.06∗∗∗ (0.01) 0.06∗∗∗ (0.01) 0.06∗∗∗ (0.01)
Married 0.02∗∗ (0.01) 0.02∗∗ (0.01) 0.02∗∗∗ (0.007) 0.02∗∗∗ (0.007) 0.02∗∗ (0.01) 0.02∗∗ (0.01)
Children 0.01∗∗∗ (0.002) 0.01∗∗∗ (0.002) 0.01∗∗∗ (0.002) 0.01∗∗∗ (0.002) 0.01∗∗∗ (0.002) 0.01∗∗∗ (0.002)
−0.22∗∗ (0.11) −0.23∗∗ (0.11) −0.23∗∗ (0.11) −0.23∗∗ (0.11) −0.23∗∗ (0.11) −0.23∗∗ (0.11)

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Noncitizen
Born in Country 0.08∗∗∗ (0.03) 0.08∗∗∗ (0.03) 0.08∗∗∗ (0.03) 0.08∗∗∗ (0.03) 0.08∗∗∗ (0.03) 0.08∗∗∗ (0.03)
CINC −1.00 (0.86) −0.96 (0.87) −1.10 (0.88) −0.77 (0.90) −1.05 (0.88)
GDPln −0.03 (0.06) −0.02 (0.06) −0.03 (0.06) −0.03 (0.06) −0.02 (0.06)
Populationln −0.02 (0.07) −0.03 (0.07) −0.02 (0.07) −0.03 (0.06) −0.02 (0.07)
Urban −0.008∗∗∗ (0.003) −0.008∗∗∗ (0.003) −0.008∗∗∗ (0.003) −0.008∗∗∗ (0.003) −0.008∗∗∗ (0.003)
HDI 1.54∗∗ (0.75) 1.49∗∗ (0.75) 1.14 (0.76) 1.59∗∗ (0.73) 1.42∗∗ (0.69)
Polity −0.01∗ (0.006) −0.01∗ (0.006) −0.01∗ (0.006) −0.01∗ (0.006) −0.01∗ (0.006)
CIRI −0.03 (0.02) −0.03 (0.02) −0.03 (0.02) −0.03 (0.02) −0.03 (0.02)
Fractionalization 0.26∗∗ (0.11) 0.26∗∗ (0.11) 0.25∗∗ (0.12) 0.27∗∗ (0.11) 0.26∗∗ (0.11)
Region dummies No Yes Yes Yes Yes Yes
Year dummies No Yes Yes Yes Yes Yes

N = 76,776 across fifty-six countries. Mixed-effects regression with country random effects and robust standard errors clustered on the country.
Statistical significance: ∗ p < 0.10, ∗∗ p < 0.05, and ∗∗∗ p < 0.01 (two tailed).

0.3
0.2
0.1
0
-0.1 0.4 0.5 0.6 0.7 0.8 0.9
-0.2

Figure 3. The Marginal Effect of the Elite on National Pride conditioned on Total Globalization from table 2. The dots on
the solid line indicate the minimum, mean, and maximum values for Total Globalization with the dashed lines providing 95
percent confidence intervals.

the Globalization constitutive term (capturing its marginal there are no significant differences for the coefficients that
effect when Elite = 0) is positively signed and statistically we can estimate using either random or fixed effects.
significant. This result is inconsistent with H2, but impor- In table 2, we present the same sequence of models for
tantly, it also does not accord with the argument about glob- our measure of a more national identity: National Pride.
alization hindering the formation of transnational identities As one can observe when comparing the first two models,
(e.g., Bremmer 2017; Juergensmeyer 2019; Snyder 2019). adding the country-level controls has a large effect in re-
For readers who may be concerned that our multilevel ducing the probability of a Type 1 error as the Globaliza-
random effects specification does not sufficiently address tion marginal effect shrinks by three-quarters (from −0.81
the potential endogeneity of the Globalization treatment, to −0.20), losing all statistical significance. When the inter-
we also provide a parallel sequence of OLS models with action variable is added in the third model, one again ob-
country-fixed effects in Online Appendix table A5. With serves results that accord with the three hypotheses. Con-
these country dummies, the measures that vary only by sistent with H1, the interaction variable is negatively signed
country must drop from the specification: all the country- and statistically significant, indicating that Total Globalization
level controls, including the region and year dummies since can be associated with a significantly less national identity
no countries were surveyed more than once in each WVS for those at the top of the social ladder (Elite = 1) com-
wave, and the Globalization constitutive term. Thus, the fixed pared to those at the bottom (Elite = 0). Consistent with H2,
effects OLS specification cannot test H2, but it does allow the Globalization constitutive term is statistically insignificant,
us to test both H1 and H3, which require coefficients for indicating no association with a more national identity for
the Globalization interaction and the Elite constitutive terms. those at the bottom of the social ladder, or when Elite = 0.
These fixed effects results show that the coefficients for both Consistent with H3, the Elite constitutive term is positively
these variables are almost identical to those in table 1 when signed and statistically significant, projecting that more elite
using the multilevel random effects specification. In effect, individuals would have a much greater national identity
D . H . B E A R C E et al. 9

Table 3. Multilevel Trust Other Nations models using WVS7 sample

Globalization IV Total Total Total Social Economic Political

Globalization 1.39∗∗∗ (0.31) 0.95∗∗ (0.46) 0.78 (0.49) 1.65∗∗∗ (0.55) 0.31 (0.31) 0.12 (0.35)
Globalization∗ Elite − − 0.36∗ (0.20) 0.28∗ (0.15) 0.04 (0.17) 0.52∗∗∗ (0.15)
Elite 0.26∗∗∗ (0.02) 0.26∗∗∗ (0.02) 0.03 (0.14) 0.09 (0.11) 0.24∗∗ (0.10) −0.16∗∗∗ (0.13)
Trust Baseline 0.26∗∗∗ (0.01) 0.26∗∗∗ (0.01) 0.26∗∗∗ (0.01) 0.26∗∗∗ (0.01) 0.26∗∗∗ (0.01) 0.26∗∗∗ (0.01)
National Baseline 0.017 (0.013) 0.017 (0.013) 0.017 (0.013) 0.017 (0.013) 0.017 (0.013) 0.017 (0.013)
Female −0.04∗∗∗ (0.01) −0.04∗∗∗ (0.01) −0.04∗∗∗ (0.01) −0.04∗∗∗ (0.01) −0.04∗∗∗ (0.01) −0.04∗∗∗ (0.01)
Age 0.0003 (0.001) 0.0003 (0.001) 0.0003 (0.001) 0.0003 (0.001) 0.0003 (0.001) 0.0003 (0.001)
Working Fulltime 0.002 (0.02) 0.002 (0.02) 0.002 (0.02) 0.002 (0.02) 0.002 (0.01) 0.002 (0.01)
Retired 0.004 (0.03) 0.004 (0.03) 0.01 (0.03) 0.01 (0.03) 0.005 (0.03) 0.01 (0.03)
Married −0.027∗∗ (0.011) −0.027∗∗ (0.011) −0.028∗∗ (0.011) −0.028∗∗ (0.011) −0.027∗∗ (0.011) −0.028∗∗ (0.011)
Children −0.01∗∗∗ (0.004) −0.012∗∗∗ (0.004) −0.013∗∗ (0.004) −0.013∗∗ (0.004) −0.013∗∗∗ (0.004) −0.013∗∗ (0.004)
0.14∗∗ (0.06) 0.14∗∗ (0.06) 0.14∗∗ (0.06) 0.14∗∗ (0.06) 0.14∗∗ (0.06) 0.14∗∗ (0.06)

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Noncitizen
Born in Country −0.11∗∗ (0.05) −0.11∗∗ (0.05) −0.11∗∗ (0.05) −0.11∗∗ (0.05) −0.11∗∗ (0.05) −0.11∗∗ (0.05)
CINC − −0.15 (0.75) −0.16 (0.74) −0.26 (0.61) −0.23 (0.72) 0.12 (0.90)
GDPln − 0.12 (0.11) 0.11 (0.11) 0.14 (0.10) 0.08 (0.11) 0.11 (0.12)
Populationln − −0.11 (0.12) −0.11 (0.12) −0.09 (0.11) −0.06 (0.12) −0.13 (0.14)
Urban − 0.002 (0.003) 0.002 (0.003) 0.003 (0.003) 0.002 (0.003) 0.003 (0.003)
HDI − −0.20 (1.40) −0.22 (1.39) −1.97 (1.46) 0.70 (1.32) 0.20 (1.49)
Polity − 0.003 (0.01) 0.003 (0.01) 0.001 (0.01) 0.01 (0.01) 0.004 (0.01)
CIRI − 0.01 (0.02) 0.01 (0.02) 0.02 (0.02) 0.01 (0.02) 0.01 (0.02)
Fractionalization − 0.02 (0.16) 0.02 (0.16) 0.12 (0.16) −0.007 (0.16) 0.01 (0.16)
Region dummies No Yes Yes Yes Yes Yes
Year dummies No Yes Yes Yes Yes Yes

N = 57,015 across forty-four countries. Mixed-effects regression with country random effects and robust standard errors clustered on the country.
Statistical significance: ∗ p < 0.10, ∗∗ p < 0.05, and ∗∗∗ p < 0.01 (two tailed).

2.25
1.75
1.25
0.75
0.25
-0.25 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

Figure 4. The Marginal Effect of Total Globalization on Trust Other Nations conditioned on the Elite from table 3. The dots
on the solid line indicate the minimum, mean, and maximum values for Elite with the dashed lines providing 95 percent
confidence intervals.

0.5
0.4
0.3
0.2
0.1
0
0.4 0.45 0.5 0.55 0.6 0.65 0.7 0.75 0.8 0.85 0.9

Figure 5. The Marginal Effect of the Elite on Trust Other Nations conditioned on Total Globalization from table 3. The dots on
the solid line indicate the minimum, mean, and maximum values for Total Globalization with the dashed lines providing 95
percent confidence intervals.

when Total Globalization = 0, but this more national iden- Finally in the last three models of table 2, we decompose
tity effectively disappears with globalization as shown by the Total Globalization into its three component parts. As ob-
negatively signed interaction term. Since this globalization served earlier for the transnational identity measure, the
value is far out-of-sample, we plot in figure 3 the marginal greatest conditional association with a less national identity
effect of Elite for the range of Total Globalization values within comes for Social Globalization. However, unlike the results
the WVS6 sample [0.42, 0.89]. At the minimum value, more observed in table 1, a significant conditional association can
Elite individuals have a significantly greater national identity, be seen for Political Globalization and not for Economic Global-
but this Elite difference declines with globalization, becom- ization. In Online Appendix table A6, we present the set of
ing statistically insignificant as the Elite approaches 0.7. OLS National Pride models with country-fixed effects, which
10 Globalization and Social Identities at the Individual Level

Table 4. Multilevel National Pride models using WVS7 sample

Globalization IV Total Total Total Social Economic Political

Globalization −1.40∗∗∗ (0.31) −0.32 (0.57) −0.19 (0.54) −0.32 (0.64) −0.12 (0.35) 0.05 (0.33)
Globalization∗ Elite − − −0.27 (0.24) −0.20 (0.17) −0.15 (0.20) −0.20 (0.21)
Elite −0.01 (0.02) −0.01 (0.02) 0.17 (0.16) 0.11 (0.10) 0.07 (0.11) 0.16 (0.17)
Trust Baseline 0.05∗∗∗ (0.01) 0.05∗∗∗ (0.01) 0.05∗∗∗ (0.01) 0.05∗∗∗ (0.01) 0.05∗∗∗ (0.01) 0.05∗∗∗ (0.01)
National Baseline 0.28∗∗∗ (0.03) 0.28∗∗∗ (0.03) 0.28∗∗∗ (0.03) 0.28∗∗∗ (0.03) 0.28∗∗∗ (0.03) 0.28∗∗∗ (0.03)
Female 0.02∗∗ (0.01) 0.02∗∗ (0.01) 0.019∗ (0.01) 0.02∗∗ (0.01) 0.02∗∗ (0.01) 0.019∗ (0.01)
Age 0.0014∗∗ (0.0007) 0.0014∗∗ (0.0007) 0.0014∗∗ (0.0007) 0.0014∗∗ (0.0007) 0.0014∗∗ (0.0007) 0.0014∗∗ (0.0007)
Working Fulltime −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01) −0.01 (0.01)
Retired 0.06∗∗∗ (0.02) 0.06∗∗∗ (0.02) 0.06∗∗∗ (0.02) 0.06∗∗∗ (0.02) 0.06∗∗∗ (0.02) 0.06∗∗∗ (0.02)
Married 0.0136∗ (0.0075) 0.0135∗ (0.0075) 0.015∗∗ (0.007) 0.015∗∗ (0.007) 0.0143∗ (0.0074) 0.014∗ (0.008)
Children 0.008∗∗ (0.0032) 0.008∗∗ (0.0032) 0.008∗∗ (0.0032) 0.008∗∗ (0.0032) 0.008∗∗ (0.0032) 0.008∗∗ (0.003)
−0.18∗∗ (0.08) −0.17∗∗ (0.08) −0.17∗∗ (0.08) −0.17∗∗ (0.08) −0.17∗∗ (0.08) −0.17∗∗ (0.08)

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Noncitizen
Born in Country 0.07∗∗ (0.03) 0.07∗∗ (0.03) 0.07∗∗ (0.03) 0.07∗∗ (0.03) 0.07∗∗ (0.03) 0.07∗∗ (0.03)
CINC − −0.95 (0.64) −0.94 (0.64) −0.93 (0.63) −0.86 (0.68) −1.02 (0.66)
GDPln − −0.01 (0.10) −0.01 (0.10) −0.01 (0.10) 0.005 (0.10) −0.001 (0.10)
Populationln − −0.03 (0.10) −0.03 (0.10) −0.04 (0.10) −0.05 (0.10) −0.03 (0.11)
Urban − −0.001 (0.003) −0.001 (0.003) −0.001 (0.003) −0.001 (0.003) −0.001 (0.003)
HDI − −1.02 (1.27) −1.01 (1.27) −0.70 (1.64) −1.32 (1.15) −1.25 (1.26)
Polity − −0.02∗∗ (0.01) −0.02∗∗ (0.01) −0.02∗∗ (0.01) −0.02∗∗ (0.01) −0.018∗∗∗ (0.007)
CIRI − 0.01 (0.02) 0.01 (0.02) 0.01 (0.02) 0.02 (0.02) 0.01 (0.02)
Fractionalization − 0.45∗∗∗ (0.13) 0.45∗∗∗ (0.13) 0.44∗∗∗ (0.14) 0.47∗∗∗ (0.13) 0.46∗∗∗ (0.13)
Region dummies No Yes Yes Yes Yes Yes
Year dummies No Yes Yes Yes Yes Yes

N = 58,267 across forty-four countries. Mixed-effects regression with country random effects and robust standard errors clustered on the country.
Statistical significance: ∗ p < 0.10, ∗∗ p < 0.05, and ∗∗∗ p < 0.01 (two tailed).

again demonstrate almost identical coefficients for the pect it to be present in a wider set of countries within this
variables that we can estimate when using this alternative second sample (2017–2020) compared to the first (2010–
specification. 2014), and these results show how this appears to be the
case.
WVS7 Finally in table 3, we provide estimates of Trust Other Na-
tions for each of the three globalization dimensions. Con-
Although the sample of countries and individuals is some- sistent with table 1, we find the strongest association for So-
what smaller, the seventh wave of the WVS (2017–2020) was cial Globalization. Although its interaction coefficient is not
conducted squarely within the current anti-global national- as large as the same for Political Globalization, the Social Glob-
ist/populist era. Consequently, it becomes important to con- alization constitutive coefficient is again statistically signifi-
sider if our hypotheses continue to receive support when us- cant, indicating that this dimension has a positive associa-
ing these most recent data and how the results differ across tion with a more transnational identity all the way down to
the two waves. Table 3 thus provides the same sequence of the bottom of society (i.e., when Elite = 0), inconsistent with
Trust Other Nations models using the WVS7 sample, and the H2. Different in table 3 for the WVS7 sample are the results
results are similar with a few exceptions that will be discussed showing that Political Globalization has the hypothesized as-
below. sociation, but that Economic Globalization does not. Finally, in
Starting with the third model when the Globalization∗ Elite Online Appendix table A7, we offer the parallel set of OLS
interaction term is added to the specification, the WVS7 regressions with country-fixed effects.
sample provides results consistent with the three hypothe- In table 4, we complete our sets of identity models with
ses. Figure 4 plots the marginal effect of Total Globalization National Pride as the dependent variable using the WVS7
across the range of Elite values [0, 1]. Consistent with H1, a sample. While the Globalization interaction variables take on
statistically significant positive association between globaliza- the expected negative signs, thus associating these interna-
tion and Trust Other Nations appears for Elite values greater tional processes with less national identities, the coefficients
than about 0.3, which includes the top 70 percent of the social are no longer statistically significant. Thus, while globaliza-
ladder and thus a wider range of individuals than observed tion could be associated with both more transnational and
in the WVS6 sample (see figure 1). However, there remains less national identities in the WVS6 sample, it can only be
no significant association at the bottom of the social ladder, associated with the former in the WVS7 sample. As before,
consistent with H2. we present a parallel set of OLS National Pride regressions
Figure 5 plots the marginal effect of Elite across the range with country-fixed effects in Online Appendix table A8.
of Total Globalization values in the WVS7 sample [0.44, 0.88].
Consistent with H3, the positive Elite association with a more Discussion
cross-national identity gets larger in more globalized coun-
tries. However, when we compare figure 2–5, one can ob- This paper has considered a longstanding, but arguably still
serve that this Elite difference becomes statistically signifi- unanswered, research question asking if and how globaliza-
cant at a lower level of Total Globalization. If we think of this tion influences national and transnational identities. Pro-
difference as being a potential driver of the current anti- viding a new argument specifying how various international
global backlash (to be discussed below), then one might ex- processes might shift identities at the individual level, it hy-
D . H . B E A R C E et al. 11

pothesized that globalization should increase transnational and Stacy Bondanella Taninchev for their helpful comments
and decrease national identities for people toward the top and suggestions.
of the social ladder based on their experience with and in-
formation about these various international processes. How-
ever, globalization should have no strong effect on the iden- Conflict of Interest statement
tities of people at the bottom given their comparative lack of The authors know of no potential conflicts of interest in ei-
attributable experience with and knowledge about the same. ther conducting or publishing this research.
Finally, based on the identity shift happening at the top of
society, globalization should produce a larger identity dif-
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Bearce, David H. et al. (2023) “Globalization and Social Identities at the Individual Level: Populism from Shifting at the Top?”. Global Studies Quarterly,
https://doi.org/10.1093/isagsq/ksad038

C The Author(s) (2023). Published by Oxford University Press on behalf of the International Studies Association. This is an Open Access article distributed under the terms of the
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